Opinion

WOOD v. SAROJ AND MANJU INVESTMENTS PHILADELPHIA LLC

Court
District Court, E.D. Pennsylvania
Filed
Dec 28, 2020
Cited by
0 cases
Authority
More cited than 28.8%

“[T]rial judges bear the important responsibility of protecting absent class members.”

How later courts described this case

  • “[T]rial judges bear the important responsibility of protecting absent class members.”
  • finding the predominance requirement satisfied where hourly workers were required to work through meal breaks, without finding that all workers were required to work the same number of uncompensated hours
  • plaintiff must demonstrate “predominance and superiority”
  • “All potential classes must initially satisfy four prerequisites to be certified: (1) numerosity, (2) commonality, (3) typicality, and (4) adequacy of representation.”

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE EASTERN DISTRICT OF PENNSYLVANIA

MICHAEL WOOD, CIVIL ACTION

Plaintiff,

NO. 19-2820-KSM

v.

SAROJ & MANJU INVESTMENTS

PHILADELPHIA LLC d/b/a PAPA JOHN’S, et

al.,

Defendants.

MEMORANDUM

MARSTON, J. December 28, 2020

This is a putative class action lawsuit in which Plaintiff Michael Wood alleges that the

owners of several pizza restaurants violated the law by underpaying him and other similarly

situated pizza delivery drivers. Presently before the Court is Wood’s Amended Unopposed

Motion for Preliminary Approval of the Class/Collective Action Settlement; Provisional

Certification of the Proposed Settlement Class/Collective Actions; Appointment of Class

Counsel; Approval of the Form of Class Notice, Distribution Plan, and Claims Form; and

Issuance of a Stay and Setting the Final Approval Hearing (“Motion for Preliminary Approval”

or “Motion”).1 (Doc. No. 26.) For the following reasons, Wood’s Motion will be granted.2

1 Unless otherwise noted, terms such as “Final Approval Hearing” have the meanings ascribed in the

parties’ Settlement and Release Agreement. (See Doc. No. 17-2 at pp. 2–4.)

2 Wood’s amended motion (Doc. No. 26) replaced a prior motion (Doc. No. 17). That motion is still

pending, and will be denied as moot.

I. BACKGROUND

A. Background Litigation

Plaintiff Michael Wood filed this lawsuit against Saroj and Manju Investments

Philadelphia, LLC, Saroj and Manju Investments Pittsburgh, LLC, Sunil Kumar Singh, and

Manish Singh in June of 2019. (Doc. No. 1.) Defendants own several Papa John’s pizza

franchises in Philadelphia and Pittsburgh.3 (Id. at ¶ 1; see also Doc. No. 17 at p. 10.) Wood

alleges that Defendants violated the Fair Labor Standards Act (“FLSA”) and Pennsylvania wage

and hour laws by paying their pizza delivery drivers a 5 percent commission per delivery, rather

than the Internal Revenue Service (“IRS”) mileage reimbursement rate or other similar

reimbursement rate. (Doc. No. 1 at ¶¶ 13–31.) Wood brought suit on behalf of himself and

other pizza delivery drivers who worked for Defendants between June 2016 and the present. (Id.

at ¶¶ 36–49; Doc. No. 17 at p. 11.).

Shortly after this matter was filed, the parties agreed to enter mediation. (E.g., Doc. No.

6.) The Court issued a temporary stay to allow time for the mediation. (Id.) In January 2020,

the parties engaged in a full-day mediation session with the Honorable Stephen M. Orlofsky, a

retired Judge of the United States District Court for the District of New Jersey. (Doc. No. 8.)

Although this day of mediation was productive, it did not result in a settlement agreement, and

the parties requested an extension of the stay so that they could continue settlement negotiations

and participate in another day of mediation. (Id.) The Court granted that request, and the parties

engaged in a second mediation session on February 20, 2020.4 (Doc. Nos. 9, 10.) At that

3 Sometime in 2020, after the parties reached their settlement agreement, Defendants sold their

Philadelphia stores. (Suppl. Prelim. Approval Hr’g Tr. at 10:1–3, 10:24–11:3.) The parties informed the

Court that the sale does not impact their settlement agreement. (Id. at 11:4–7.)

4 Pursuant to the terms of the settlement agreement, Defendants agree to pay the mediator’s fees for this

second day of mediation. (Doc. No. 26-2 at ¶ 28; see also Prelim. Approval Hr’g Tr. at 22:15–20.)

session, the parties reached a class-wide settlement agreement in principle. (Doc. No. 10.)

After several more months of negotiation, the parties finalized their settlement agreement

(see, e.g., Doc. No. 14), and Wood filed his Unopposed Motion for Preliminary Approval (Doc.

No. 17). The Court held a hearing on Wood’s motion on November 3, 2020.

At the Court’s request, Wood filed an amended motion, which included additional and

updated information, on November 12, 2020. (See Prelim. Approval Hr’g Tr. at 30:3–20; Doc.

No. 26.) On December 16, 2020, the Court held an additional hearing on Wood’s amended

motion.

B. Settlement Agreement

Under the proposed settlement agreement, Defendants will pay a total amount of

$250,000. (Doc. No. 26-2 at ¶¶ 14, 27.) Defendants have agreed to make a series of payments,

and the settlement will be fully funded by March 15, 2021. (Id. at ¶¶ 28–31.) The $250,000 will

be broken up and put to five different uses. First, $14,167 will be used to cover the costs of

administering the settlement, including mailing settlement notices and processing claim forms.

(Id. at ¶ 30.) Second, $90,000 will go to an FLSA Settlement Fund; in exchange for releasing

their federal claims against Defendants, claimants will receive a pro rata share of this fund based

on the total number of miles they drove during the time period covered by this lawsuit. (Id. at ¶

31.) Third, $60,000 will be used to fund pro rata payments to class members in exchange for

releasing their state law claims; the parties refer to this as the “Rule 23 Fund.” (Id.) The pro

rata shares will be based on the number of miles driven by each class member. (Id.) Fourth,

Wood will receive $2,500 as a class representative service payment. (Id. at ¶ 29.) Last, class

counsel will receive attorneys’ fees not to exceed 33.33% of the maximum settlement amount—

that is, not to exceed $83,333. (Id. at ¶ 28.)

The parties have chosen CAC Administrators, LLC (“CAC”) to notify class members of

the settlement and distribute the settlement funds to class members. (Doc. No. 26-1 at p. 20.)

CAC is an experienced settlement administration firm that has previously handled at least three

class action settlements involving pizza delivery drivers. (Suppl. Prelim. Approval Hr’g Tr. at

4:11–14.) CAC was involved in this case early; they fielded questions from Wood’s attorneys

during the mediation process about what information they would need to effectively administer

the settlement. (Id. at 35:17–36:6.) Defendants will provide CAC with last known addresses,

last known telephone numbers, and the last four digits of the social security numbers of all class

members. (Doc. No. 26-2 at ¶ 37.) CAC will, after cross-checking class members’ addresses

through the National Change of Address Registry, mail all class members the notice of the

settlement and the claim form via first-class mail. (Id.)

Class members who submit a claim form within 60 days of the class notice being mailed

will receive a pro rata share of the FLSA Settlement Fund and the Rule 23 Fund. (Id. at ¶ 32.)

Participating class members who do not submit a claim form within 60 days are entitled to a pro

rata share of the Rule 23 Fund, but not of the FLSA Fund. (Id.) Any unclaimed funds from the

FLSA Fund will revert to Defendants, and any checks that go unclaimed from the Rule 23 Fund

will go to a yet-to-be-agreed-upon cy pres recipient.5 (Id. at ¶ 31.)

Class members have the opportunity to either object to the terms of the settlement, or opt

out of it entirely. (Id. at ¶¶ 40–41.) Class members may not do both; class members who object

to the terms of the settlement agree to be bound by its terms. (Id. at ¶ 41.) Objections must be

sent in writing to CAC within 60 days after CAC mails class members notice of the settlement.

(Id.) Requests to be excluded from the settlement must also be sent to CAC within 60 days. (Id.

5 Once the parties agree upon a cy pres recipient, the recipient will be submitted for Court approval. (See

Doc. No. 26-2 at ¶ 31.)

at ¶ 42.)

After the settlement receives final approval, Defendants will send CAC sufficient funds

to pay the claims of all participating class members, class counsel’s attorneys’ fees and costs,

and the class representative’s service award. (Id. at ¶ 38.) CAC will then promptly send checks

to the interested parties. (Id.) The checks issued to class members will include a release clause

which indicates that by negotiating the check, the class member agrees to release all claims

against Defendants that were litigated during this suit. (Id.) CAC will take all steps necessary to

ensure that checks returned as undeliverable get to the intended recipient. (Id. at ¶ 43.)

II. PROVISIONAL CERTIFICATION OF THE SETTLEMENT CLASS

A. Class Action

1. Legal Standard

The Court may certify class actions for the sole purpose of settlement. In re CertainTeed

Corp. Roofing Shingle Prods. Liab. Litig., 269 F.R.D. 468, 476 (E.D. Pa. 2010) (citing In re Gen.

Motors Corp. Pick-Up Truck Fuel Tank Prods., 55 F.3d 768, 786 (3d Cir. 1995)). In these

situations, the court “approves preliminary certification of the class,” but reserves “[f]inal

certification” until it “rules on whether the final settlement agreement is to be approved.” Id.

When a court certifies a class for settlement, “it must first find that the class satisfies all the

requirements of Rule 23.” In re Cmty. Bank of N. Va., 418 F.3d 277, 300 (3d Cir. 2005). The

“central inquiry . . . is the adequacy of representation.” (Id.)

Rules 23(a) and 23(b) of the Federal Rules of Civil Procedure outline the requirements

for certifying a class. Under Rule 23(a), a class action may be permitted only if:

(1) the class is so numerous that joinder of all members is impracticable;

(2) there are questions of law or fact common to the class;

(3) the claims or defenses of the representative parties are typical of the claims or

defenses of the class; and

(4) the representative parties will fairly and adequately protect the interests of the

class.

Fed. R. Civ. P. 23(a); see also Reyes v. Netdeposit, LLC, 802 F.3d 469, 482 (3d Cir. 2015) (“All

potential classes must initially satisfy four prerequisites to be certified: (1) numerosity, (2)

commonality, (3) typicality, and (4) adequacy of representation.”).

If the Rule 23(a) conditions are met, then a case may proceed as a class action as long as

one of the conditions of Rule 23(b) is also satisfied. In this case, Wood seeks certification for a

class under Rule 23(b)(3), which requires “the court [to] find[] that the questions of law or fact

common to class members predominate over any questions affecting only individual members,

and that a class action is superior to other available methods for fairly and efficiently

adjudicating the controversy.” See also Reyes, 802 F.3d at 482 (plaintiff must demonstrate

“predominance and superiority”).

2. Analysis

Wood proposes that the class should consist of “all delivery drivers who worked for

Defendants” during the “period dating back to three years prior to the date the Court grants

Preliminary Approval of this Settlement.” (Doc. No. 26-2 at ¶¶ 20–21.)6 This class meets all six

requirements of Rules 23(a) and 23(b). We will address each requirement in turn.

6 During the supplemental preliminary approval hearing, the parties stated that the settlement agreement

contained a “scrivener’s error” in defining the Rule 23 class as “All persons who have worked as a

delivery driver for Defendants from June 27, 2016 to the date that this Court grants Preliminary Approval

of this Settlement.” (See Suppl. Prelim. Approval Hr’g Tr. at 27:14–28:12; Doc. No. 26-1 at p. 27.) The

parties asked that the Court revise the Rule 23 class definition and make it identical to the FLSA

collective definition. (Suppl. Prelim. Approval Hr’g Tr. at 28:10-15.) The Settlement Agreement appears

to refer to the FLSA collective definition in the reference to paragraphs 20 and 21. Given the need for the

parties to correct their “scrivener’s error,” the Court directs the parties to explicitly state the FLSA

collective definition in the settlement agreement.

a. Rule 23(a) Requirements

Numerosity. While “[t]here is no magic number of class members needed for a suit to

proceed as a class action,” the Third Circuit has held that “numerosity is generally satisfied if

there are more than 40 class members.” In re Nat’l Football League Players Concussion Inj.

Litig., 821 F.3d 410, 426 (3d Cir. 2016). In this case, Wood says that the class includes at least

444 people, and that joinder is therefore impracticable. (Doc. No. 26-1 at p. 29.) We agree that

a class of 444 people is sufficiently large to satisfy Rule 23(a)’s numerosity requirement.

Commonality. As the Third Circuit has explained, “[a] putative class satisfies Rule

23(a)’s commonality requirement if the named plaintiffs share at least one question of fact or law

with the grievances of the prospective class.” In re Nat’l Football League Players, 821 F.3d at

426–27 (quoting Rodriguez v. Nat’l City Bank, 726 F.3d 372, 382 (3d Cir. 2013)). It is “easy

enough,” to meet the requirement, provided that all members of the class have claims that are

capable of class-wide resolution. Id. Here, the commonality requirement is met because each

member of the proposed class was employed as a delivery driver by Defendants and was subject

to the same reimbursement policy. (See Doc. No. 26-1 at p. 30.) Thus, this case presents a

sufficient degree of commonality, even if the amount of damages each class member is entitled

to varies.

Typicality. There is a “‘low threshold’ for typicality;” provided “the interests of the class

and the class representative are aligned,” courts will find typicality even when class members’

claims are only legally similar, and not factually similar. In re Nat’l Football League Players,

821 F.3d at 427–28 (quoting Newton v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 259 F.3d

154, 182–83 (3d Cir. 2001)). Wood’s claims are both legally and factually similar to those of

other members of the putative class. All of Defendants’ delivery drivers earned the same pay

and received the same reimbursement rate on their deliveries. (Doc. No. 26-1 at p. 31.) These

common facts led to the proposed class’s common legal claims for violations of state wage and

hour laws. (See id.) While class members undoubtedly differ in the number of miles they drove

for Defendants (and thus differ in the severity of the alleged minimum wage violations), there is

no indication that Wood is atypical in the number of miles that he drove. Thus, the proposed

class meets Rule 23(a)’s typicality requirement.

Adequacy of Representation. Courts considering adequacy of representation examine

both “the qualifications of class counsel and the class representatives.” In re Nat’l Football

League Players, 821 F.3d at 428. Under this prong of the analysis, courts seek “to root out

conflicts of interest within the class” and to “uncover conflicts of interest between the named

parties and the class they seek to represent.” Id. at 428, 430 (quoting Amchem Prods., Inc. v.

Windsor, 521 U.S. 591, 625 (1997)). “A class representative must represent a class capably and

diligently,” but this is a low bar: “‘a minimal degree of knowledge’ about the litigation is

adequate.” Id. at 430 (quoting New Directions Treatment Servs. v. City of Reading, 490 F.3d

293, 313 (3d Cir. 2007)). “[T]he linchpin of the adequacy requirement is the alignment of

interests and incentives between the representative plaintiffs and the rest of the class.” In re

Cmty. Bank of N. Va., 795 F.3d at 393 (quoting Dewey v. Volkswagen Aktiengesellschaft, 681

F.3d 170, 183 (3d Cir. 2012)).

First, the class representative must demonstrate adequate standing. “A litigant must be a

member of the class which he or she seeks to represent at the time the class action is certified by

the district court.” Sosna v. Iowa, 419 U.S. 393, 403 (1975) (citation omitted). Here, if Wood

prevailed at trial, then the result would be that he suffered damages as a result of the allegations

in the complaint. Accordingly, Wood has standing to assert these claims on behalf of the class.

Second, there is no conflict of interest between Wood and the other proposed class

members. Wood’s alleged harm—the unreimbursed miles driven as a pizza delivery driver for

Defendants—is factually and legally identical to the harm allegedly suffered by every other class

member.7 (See Prelim. Approval Hr’g Tr. at 15:1–2; id. at 15:10–13.) Moreover, Wood has

represented the class capably and diligently. He has provided counsel with the paperwork and

information they needed to initiate this case and substantiate his claims. (Id. at 25:9–15.) Far

beyond having “a minimal degree of knowledge” about the case, Wood was reportedly

“instrumental” in the mediation sessions that led to the settlement agreement. (Id. at 25:19.)

Wood’s attorneys described him as their “boots on the ground” during the settlement negotiation

phase, because he was able to verify Defendants’ representations and provide context to his

attorneys as they reviewed documents. (Suppl. Prelim. Approval Hr’g Tr. at 30:8–31:14.)

Accordingly, we find that Wood adequately represents the interests of his fellow class members.8

7 For this reason, there are also no conflicts of interest within the class. See In re Nat’l Football League

Players, 821 F.3d at 432 (no conflict of interest where “the incentives of class members were aligned” by

a common injury and structural protections ensured that the interests of class members with a current

injury and class members with potential future injuries were both protected); cf. Amchem Prods., Inc., 521

U.S. at 595 (inadequate representation where people with diverse injuries sought to participate as

members of a single class). Unlike the classes in National Football League Players and Amchem, here

there is no potential or actual conflict between class members with an existing injury and class members

with an existing future injury. Pursuant to the terms of the Settlement Agreement, Defendants deny

wrongdoing or legal liability, and may have continued with their mileage reimbursement practices at issue

in this case. (See Doc 17-2 at ¶ VI(h)(a); Prelim. Approval Hr’g Tr. at 11:5–11). Accordingly, the

proposed settlement class only includes delivery drivers who worked for Defendants “three years prior to

the date the Court grants Preliminary Approval of th[e] Settlement.” (Doc. No. 26-2 at ¶¶ 20–21.) As

such, there may be class members who sustain a future injury and their potential future claims are not

covered by the terms of this settlement.

8 We note that one of the terms of the proposed settlement is a $2,500 “service award” to Wood. (Doc.

No. 26-2 at ¶ 29.) While courts in other circuits have looked skeptically at service awards, see, e.g.,

Garner Props. & Mgmt., LLC v. City of Inkster, 333 F.R.D. 614, 628 (E.D. Mich. 2020), or disallowed

them entirely, see Johnson v. NPAS Sols., LLC, 975 F.3d 1244, 1260 (11th Cir. 2020), we join our sister

court, the District of New Jersey, in finding that “[t]here is substantial precedent from this Circuit

supporting approval of incentive payments,” see Somogyi v. Freedom Mortgage Corp., Civil No. 17-6546

(RMB/JS), 2020 WL 6146875, *9 (D.N.J. Oct. 20, 2020) (collecting cases). We will not deviate from

that precedent here.

With respect to class counsel, the important factors are whether the attorneys “(1)

possessed adequate experience; (2) vigorously prosecuted the action; and (3) acted at arm’s

length from the defendant.” In re Gen. Motors Corp., 55 F.3d at 801. The Third Circuit has

indicated that in determining the adequacy of representation, courts should consider the non-

exhaustive list of factors in Rule 23(g) for appointing counsel. See In re Nat’l Football League

Players, 821 F.3d at 429; see also Sheinberg v. Sorensen, 606 F.3d 130, 132 (3d Cir. 2010)

(“Although questions concerning the adequacy of class counsel were traditionally analyzed

under the aegis of the adequate representation requirement of Rule 23(a)(4) of the Federal Rules

of Civil Procedure, those questions have, since 2003, been governed by Rule 23(g).”). Those

factors include counsel’s work in the instant class action, experience in handling class actions or

other kinds of complex litigation, knowledge of the applicable laws, and resources available for

representing the class. Fed. R. Civ. P. 23(g)(1)(A). Additionally, the court “may consider any

other matter pertinent to counsel’s ability to fairly and adequately represent the interests of the

class.” Fed. R. Civ. P. 23(g)(1)(B).

Under each of the Rule 23(g)(1)(A) factors, the proposed class counsel—Joe P. Leniski,

Jr., Esquire of Branstetter, Stranch & Jennings, PLLC and Patrick Howard, Esquire of Saltz,

Mongeluzzi & Bendesky, P.C.9—are qualified to “fairly and adequately represent the interests of

the class.” Both attorneys are experienced in handling class actions, other complex litigation,

and the FLSA and state wage and hour claims asserted in this action. Mr. Leniski has been

involved in six class actions involving similar claims brought by pizza delivery drivers. (Doc.

No. 26-4 at ¶ 6.) These experiences have provided him with an in-depth knowledge of the

9 At the time the proposed settlement was reached, Wood was represented by attorney Charles J. Kocher,

Esquire, of Saltz, Mongeluzzi & Bendesky, P.C. However, Mr. Kocher left this firm in August 2020.

(Doc. No. 18.) Attorney Patrick Howard, also of Saltz, Mongeluzzi & Bendesky, P.C., took over Wood’s

case. (Doc. No. 19.)

applicable law. (See id. at ¶ 7.) Additionally, his law firm, Branstetter, Stranch & Jennings,

PLLC is a nationwide firm committed to dedicating the necessary resources to pursuing the

class’s interests in this case. (Id. at ¶¶ 3, 7.) Similarly, Mr. Howard has been class counsel in

many wage and hour class actions, including cases involving delivery driver under-

reimbursement. (Doc. No. 26-5 at ¶ 5.) The experiences of both attorneys, along with the time

and resources their law firms have dedicated to this case, make them both well qualified to fairly

and adequately represent the interests of the class. (See id. at ¶¶ 3, 6.)

Not only are Mr. Leniski and Mr. Howard well qualified to pursue this suit, but they have

done so with vigor. They have invested almost 300 hours into litigating this case. (Suppl.

Prelim. Approval Hr’g Tr. at 22:25–23:2 (“Plaintiff’s counsel combined . . . have spent

approximately 298 hours in this case since its inception.”).) A substantial amount of this time

was spent determining the amount each class member was allegedly underpaid by, an arduous

process that required counsel to examine base pay, delivery, mileage, and reimbursement data

from a three-year period for each of the more than 400 class members. (Id. at 15:15–16:1.)

Moreover, the parties worked with an experienced mediator to facilitate arm’s length

negotiations, which weighs in favor of finding adequacy. See Fulton-Green v. Accolade, Inc.,

Civil Action No. 18-274, 2019 WL 4677954, at *6 (E.D. Pa. Sept. 24, 2019) (same, collecting

cases). In sum, the proposed class’s interests have been advanced by experienced, dedicated

counsel, working at arm’s length from Defendants.

The Court finds Rule 23(a)(4) is satisfied here.

b. Rule 23(b)(3) Requirements

In addition to meeting the requirements of Rule 23(a), a plaintiff must satisfy Rule

23(b)(3), which requires the Court find that “the questions of law or fact common to class

members predominate over any questions affecting only individual members, and that a class

action is superior to other available methods for the fair and efficient adjudication of the

controversy.” Fed. R. Civ. P. 23(b)(3). The key issue under the predominance factor is “whether

proposed classes are sufficiently cohesive to warrant adjudication by representation.” Windsor,

521 U.S. at 623. The Rule 23(a) commonality analysis is similar to the Rule 23(b) predominance

analysis, but the predominance standard “is far more demanding.” In re Warfarin Sodium

Antitrust Litig., 391 F.3d 516, 528 (3d Cir. 2004). The Third Circuit has counseled that courts

should be “more inclined to find the predominance test met in the settlement context.”10 In re

Nat’l Football League Players, 821 F.3d at 434 (quoting Sullivan v. DB Invs., Inc., 667 F.3d 273,

304 n.29 (3d Cir. 2011) (en banc)).

Here, the predominance requirement is satisfied. The claims of all members of the

putative class rely on common questions of fact, because the class members’ claims all depend

on whether they received a commission per delivery, rather than mileage reimbursement, and

whether this policy brought their hourly compensation below the mandated minimum hourly

wage. (Doc. No. 26-1 at p. 11.) Similarly, each class member’s claims raise an identical

question of law: whether Defendants’ reimbursement policy, to the extent it brought the drivers’

compensation below minimum wage, constituted a violation of Pennsylvania wage and hour

laws. (See id.) Taken together, these common questions of law and fact predominate over

individual factual questions, such as how much each class member’s total compensation fell

below the required minimum wage. See Altnor v. Preferred Freezer Servs., Inc., 197 F. Supp. 3d

746, 757–58 (E.D. Pa. 2016) (“[I]ndividual class members may have performed their job duties

10 To be clear, the fact that all members of the proposed class have an interest in the settlement itself does

not help establish predominance. See Windsor, 521 U.S. at 622–23. Nonetheless, the fact that

Defendants have agreed to settle not just with Wood, but with hundreds of similarly situated drivers, is a

strong signal of the predominance of common factual and legal questions among the drivers’ claims.

differently, had different supervisors, and experienced various work conditions. But Defendant’s

[violations of Pennsylvania wage and hour laws] were purportedly common to all class members.

. . . Therefore, questions of law or fact common to the state law class members predominate over

any questions affecting only individual members.” (citations omitted)); cf. Galt v. Eagleville

Hosp., 310 F. Supp. 3d 483, 492 (E.D. Pa. 2018) (finding the predominance requirement satisfied

where hourly workers were required to work through meal breaks, without finding that all

workers were required to work the same number of uncompensated hours); Koenig v. Granite

City Food & Brewery, Ltd., Civil Action No. 16-1396, 2017 WL 2061408, at *5 (W.D. Pa. May

11, 2017) (concluding that the predominance requirement was met for tipped workers who had

“different factual claims” because “the same policies and procedures [applied to] all tipped

employees”).

The last requirement for certifying a class is that “a class action is superior to other

available methods for fairly and efficiently adjudicating the controversy.” Fed. R. Civ. P.

23(b)(3). When evaluating this requirement, courts consider “the class members’ interests in

individually controlling litigation, the extent and nature of any litigation, the desirability or

undesirability of concentrating the litigation, and the likely difficulties in managing a class

action.” In re Nat’l Football League Players, 821 F.3d at 435 (citing Fed. R. Civ. P.

23(b)(3)(A)–(D)). Superiority can be satisfied where the settlement prevents “duplicative

lawsuits and enables fast processing of a multitude of claims.” Id. (quoting In re Nat’l Football

League Players’ Concussion Inj. Litig., 307 F.R.D. 351, 382 (E.D. Pa. 2015)); see also Sullivan,

667 F.3d at 312.

In this case, an analysis of superiority weighs towards granting the provisional class

certification. At this stage, it is somewhat difficult to assess the extent to which individual class

members’ interests in controlling litigation would be harmed by class certification. Pre-notice,

we are unable to evaluate whether individual members care strongly enough about the suit to, for

instance, opt out of it. See In re Nat’l Football League Players, 307 F.R.D. at 382 (finding

superiority in part because relatively few class members had opted out of the class). However, as

Wood correctly notes, the relatively small size of the claims each class member is entitled to

makes it practically difficult—if not impossible—for individual class members to control their

own suits. (See Doc. No. 26-1 at p. 35.) This conclusion is bolstered by Wood’s assertion that

no other potential class members have initiated their own lawsuits. (Id.)

Wood has slightly overstated his case as to the desirability of concentrating litigation in

this forum—the Eastern District of Pennsylvania. Wood claims that “all Parties and putative

class/collective members are located within this district,” yet also states that approximately 120

delivery drivers worked for Defendants at their stores located in Pittsburgh. (See Suppl. Prelim.

Approval Hr’g Tr. at 10:7–12 (“I believe with the size of the Pittsburgh class or collective, it was

approximately 120 people.”).) Thus, the proposed class includes delivery drivers who likely live

in both the Eastern and Western Districts. Nonetheless, because Wood and Defendants

apparently reside here, and because more than 300 class members appear to reside in the

Philadelphia area (compare id. (stating that approximately 120 class members worked in

Pittsburgh) with Doc. No. 26-1 at p. 12 (stating that the settlement class is comprised of “at least

444 delivery drivers”)), we find that it is desirable to concentrate litigation related to the class

members’ claims here in the Eastern District.

Moreover, it is unlikely that difficulties will arise in managing this class action. Once we

grant preliminary approval of the parties’ settlement agreement, only final approval of the

settlement agreement remains. While it is conceivable that a great many members of the class

could object to the terms of the settlement, thus making final approval difficult, this is unlikely.

See Theodore Eisenberg & Geoffrey Miller, The Role of Opt-Outs and Objectors in Class Action

Litigation: Theoretical and Empirical Issues, 57 VAND. L. REV. 1529, 1546 (2004) (finding that

just 0.1 percent of class members opt out of class actions, and similarly small numbers object).

Moreover, even if there were a substantial number of objectors, evaluating their concerns in this

case would be much simpler than if they brought entirely separate suits. See In re Nat’l Football

League Players, 307 F.R.D. at 382.

Accordingly, superiority is met in this case.

***

For these reasons, we find that Rules 23(a) and 23(b)(3) requirements are met in this

case, and we will conditionally certify the class.

B. Collective Action

1. Legal Standard

The FLSA allows an employee alleging an FLSA violation to bring an action on “behalf

of himself . . . and other employees similarly situated.” 29 U.S.C. § 216(b). This is known as a

“collective action.” It differs from a Rule 23 class action in that aggrieved employees must

affirmatively opt into the suit in order to be bound by its result. Id. (“No employee shall be a

party plaintiff to any [collective] action unless he gives his consent in writing to become such a

party and such consent is filed in the court in which such action is brought.”). The process for

certifying proposed classes and collectives is also different. See Reinig v. RBS Citizens, N.A.,

912 F.3d 115, 132 (3d Cir. 2018). Courts approve FLSA collectives in a two-step process. See

Zavala v. Wal Mart Stores Inc., 691 F.3d 527, 536 (3d Cir. 2012); Wright v. Lehigh Valley

Hosp., Civil Action No. 10-431, 2010 WL 3363992, at *2 (E.D. Pa. Aug. 24, 2010). At the first

stage, the court considers whether the collective should be conditionally certified for the purpose

of providing notice to class members.11 Halle v. W. Allegheny Health Sys. Inc., 842 F.3d 215,

224 (3d Cir. 2016). This case is currently at the conditional certification stage.

The burden of establishing that the members of the proposed collective are “similarly

situated” within the meaning of § 216(b) is on the plaintiff. Karlo v. Pittsburgh Glass Works,

LLC, 849 F.3d 61, 85 (2017); Zavala, 691 F.3d at 537. For the Court to grant conditional

certification of the collective, Wood must “make a ‘modest factual showing’—something beyond

mere speculation—to demonstrate a factual nexus between the manner in which the employer’s

alleged policy affected him . . . and the manner in which it affected the proposed collective

action members.” Halle, 842 F.3d at 224 (quoting Zavala, 691 F.3d at 536 n.4). Factors courts

consider at the conditional certification stage “include, but are not limited to, whether the

plaintiffs (1) are employed in the same department, division, and location; (2) advance similar

claims; (3) seek substantially the same form of relief; and/or (4) have similar salaries and

circumstances of employment.” Weirbach v. Cellular Connection, LLC, _ F. Supp. 3d _, Case

No. 5:19-cv-05310-JDW, 2020 WL 4674127, at *2 (E.D. Pa. Aug. 12, 2020).

2. Analysis

As with the Rule 23 class, Wood proposes that the FLSA collective be comprised of “all

delivery drivers who worked for Defendants” during the “period dating back to three years prior

to the date the Court grants Preliminary Approval of this Settlement.” (Doc. No. 26-2 at ¶¶ 20–

21.)12 Here, three of the four factors identified in Weirbach—location of employment, similarity

11 The second stage is known as the “decertification” stage; it takes place “at the close of [collective]-

related discovery, when the defendant may move to decertify the [collective].” Wright, 2010 WL

3363992, at *3.

12 As described above, supra note 6, Wood’s preliminary approval papers contained a “scrivener’s error”

and the parties agree the Court should revise the Rule 23 class definition to be identical to the FLSA

of claims, and circumstances of employment—weigh in favor of granting conditional

certification. The fourth factor—form of relief sought—neither weighs in favor of conditional

certification nor weighs against it.

Each member of the proposed collective worked as a pizza delivery driver for

Defendants. (See Doc. No. 26-1 at p. 36.) Each driver was reimbursed for his or her mileage in

the same manner. (Id. at p. 37.) Accordingly, each has identical claims to advance against

Defendants. (Id.) These similarities are enough to show “that the putative class members were

together the victims of a single decision, policy, or plan.” Zavala, 691 F.3d at 535. Given these

similarities, the fact that members of the proposed collective worked at different stores owned by

Defendants in Pittsburgh and Philadelphia (see No. 26-1 at p. 10), is not fatal to conditional

approval. This Court has previously allowed conditional certification when members of a

proposed collective had the same job, were compensated in the same manner, and brought the

same claims, even if those employees worked for the same employer in different locations. See

Weirbach, 2020 WL 4674127, at *3. We see no reason to deviate from that holding here.

As for whether all members of the proposed collective seek substantially the same form

of relief, that factor is less clear. In the past, this Court has found this factor to be satisfied when

the named plaintiffs “seek substantially the same form of relief for themselves and for all

members of the proposed class.” Caddick v. Tasty Baking Co., Case No. 2:19-cv-02106-JDW,

2020 WL 419458, at *3 (E.D. Pa. Jan. 24, 2020) (emphasis added). Under this standard, the

factor weighs in favor of conditional certification because under the proposed settlement Wood

and all members of the collective would be compensated for unreimbursed miles in the same

collective definition. (See Suppl. Prelim. Approval Hr’g Tr. at 27:14–28:12.) Similarly, Wood’s Motion

for Preliminary Approval misidentified the FLSA collective. (See Doc. No. 26-1 at p. 36 (erroneously

describing the FLSA collective as “All persons who have worked as a delivery driver for Defendants from

June 27, 2016 to the date that this Court grants Preliminary Approval of this Settlement”).)

manner. (Doc. No. 26-2 at ¶ 31.) We note, however, that at this stage of the proceedings, Wood

is the only member of the proposed collective presently before the Court. Other members of the

proposed collective necessarily seek the same relief as Wood because, for the time being, Wood

has the sole power to dictate what forms of relief the collective seeks. While this does not

prevent conditional certification of the collective, we will carefully consider whether other

members of the collective seek, for instance, prospective relief against Defendants before

granting final certification.

Based on our analysis of these four factors, Wood has clearly met his burden of making a

modest factual showing that the fellow members of his proposed collective are “employees

similarly situated” to him within the meaning of § 216(b). Indeed, as illustrated above,

Defendants’ alleged misconduct impacted Wood in the same “manner in which it affected the

proposed collective action members.” Halle, 842 F.3d at 224. Additionally, we note that while

it is certainly not dispositive, the fact that Defendants—who are in the best position to know, for

instance, the circumstances of employment of the proposed collective—do not oppose Wood’s

motion for conditional certification weighs in favor of the proposed collective. For all of these

reasons, we will grant conditional certification of the proposed collective.

III. APPOINTING CLASS REPRESENTATIVE

Appointment of the class representative is governed by Rule 23(a) of the Federal Rules of

Civil Procedure, which requires that Wood’s claims be “typical of the claims . . . of the class”

and that “he will fairly and adequately protect the interests of the class.” For the reasons

previously discussed in Part II.A.2, those requirements are met here, and the Court will appoint

Michael Wood as representative of the settlement class.

IV. APPOINTING CLASS COUNSEL

Rule 23(g) of the Federal Rules of Civil Procedure provides the standard for the

appointment of class counsel. Class counsel are responsible not just for representing the interests

of the class representative, but for “fairly and adequately represent[ing] the interests of the

class.” Fed. R. Civ. P. 23(g)(4). As discussed above in Part II.B.2, Rule 23(g) provides a non-

exclusive list of factors courts should consider when appointing class counsel. For the reasons

previously discussed, we find that Branstetter, Stranch and Jennings, PLLC and Saltz,

Mongeluzzi & Bendesky have the ability and resources to “fairly and adequately represent the

interests of the class.” Accordingly, they will be conditionally appointed as class counsel.

V. PRELIMINARY APPROVAL OF THE CLASS SETTLEMENT

A. Legal Standard

Preliminary approval of a proposed class-action settlement is left to the discretion of the

trial court, and is based on an examination of whether the proposed settlement is “likely” to be

approved under Rule 23(e)(2). Fed. R. Civ. P. 23(e)(1)(B)(i); see In re Prudential Ins. Co. Am.

Sales Practice Litig. Agent Actions, 148 F.3d 283, 299 (3d Cir. 1998); see also In re Traffic

Exec. Ass’n-E. R.R.s, 627 F.2d 631, 634 (2d Cir. 1980) (“[Preliminary approval] is at most a

determination that there is what might be termed ‘probable cause’ to submit the proposal to class

members and hold a full-scale hearing as to its fairness.”). Preliminary approval is not a

commitment to approve the final settlement. “[R]ather, it is a determination that ‘there are no

obvious deficiencies and the settlement falls within the range of reason.’” Gates v. Rohm &

Haas Co., 248 F.R.D. 434, 438 (E.D. Pa. 2008) (quoting Smith v. Pro. Billing & Mgmt. Servs.,

Inc., Civil No. 06-4453 (JEI), 2007 WL 4191749, at *1 (D.N.J. Nov. 21, 2007)). The settlement

is entitled to “an initial presumption of fairness” if “the court finds that: (1) the negotiations

occurred at arm’s length; (2) there was sufficient discovery; (3) the proponents of the settlement

are experienced in similar litigation; and (4) only a small fraction of the class objected.” In re

Gen. Motors Corp., 55 F.3d at 785.

Despite the relatively low bar for preliminary approval, the court does not act as a mere

rubber stamp for the parties’ proposed agreement. This is particularly true when a proposed

settlement will impact the legal rights of individuals who are not yet represented in the litigation

and likely are unaware the litigation exists. In that situation, unscrupulous counsel, and, to some

extent, representative plaintiffs, may seek disproportionately high fees by settling a case quickly,

on terms unfavorable to absent class members and without having done much work on the case.

These issues are compounded in cases where, as here, each individual class member is entitled to

only a relatively small recovery through the settlement, and will accordingly be disincentivized

from obtaining outside counsel. For these reasons, courts evaluating a settlement have a

“fiduciary responsibility, as the guardian[s] of the rights of the absentee class members.” Girsh

v. Jepson, 521 F.2d 153, 157 (3d Cir. 1975); see also In re Pet Food Prods. Liab. Litig., 629 F.3d

333, 349 (3d Cir. 2010) (“[T]rial judges bear the important responsibility of protecting absent

class members.”).

B. Analysis

After review of the proposed settlement agreement and proposed notice and claim form,

we are satisfied that the proposed settlement meets the criteria for preliminary approval. In the

preliminary approval phase, we are tasked only with determining whether “the proposed

settlement discloses grounds to doubt its fairness or other obvious deficiencies such as unduly

preferential treatment of class representatives or segments of the class, or excessive

compensation of attorneys, and whether it appears to fall within the range of possible approval.”

In re Nat’l Football League Players’ Concussion Inj. Litig., 301 F.R.D. 191, 198 (E.D. Pa. 2014)

(quoting Mehling v. N.Y. Life Ins. Co., 246 F.R.D. 467, 472 (E.D. Pa. 2007)). The proposed

settlement at issue here does not raise any doubts as to fairness, or otherwise reveal any

deficiencies.

Most notably, class members will substantially benefit from the proposed settlement

terms. Defendants are paying out $150,000 to the members of the Rule 23 class and FLSA

collective. (Doc. No. 26-2 at ¶ 31.) This is perhaps not the most that individual class members

could have won had this case gone to trial, but it is a substantial recovery given the class’s

litigation risks. Wood’s counsel informed the Court at the supplemental preliminary approval

hearing that, based on extensive review of documentary evidence, they determined that class

members had been underpaid by approximately $170,000. (Suppl. Prelim. Approval Hr’g Tr. at

16:3–5.) At best, Wood’s attorneys hoped to recover approximately $340,000 if they won at

trial. (Id. at 16:13–15.)13 The total amount recovered in the settlement is approximately 73.5

percent of Wood’s attorneys’ best estimate of what they could recover on behalf of the class, and

the class will recover 88.2 percent of their estimated damages. Moreover, even if the class were

able to recover the full $340,000 in damages at trial, that recovery would have been offset by

expenses that Wood’s attorneys estimate could have been “several hundred of thousand dollars.”

(Id. at 24:8–11.)

Under the settlement agreement, class members will recover almost all of their actual

damages, and will avoid hundreds of thousands of dollars in costs. We agree with defense

13 This figure comes from doubling the class’s $170,000 in purported damages, as the FLSA allows

employees to collect “liquidated damages,” equal to twice the amount of actual damages, in certain

situations. See 29 U.S.C. § 216(b); Souryavong v. Lackawanna County, 872 F.3d 122, 125 (3d Cir.

2017).

counsel that Wood’s attorneys can be “justly proud” of this outcome. (Id. at 17:5–6.) The

amount of the class members’ recovery means that they gain a significant benefit despite the fact

that they have not been given any prospective relief.14

Nor was this substantially beneficial result an accident. To date, Wood’s attorneys have

spent almost 300 hours pursuing this case on behalf of the settlement class. (Suppl. Prelim.

Approval Hr’g Tr. at 22:25–23:2 (“Plaintiff’s counsel combined . . . have spent approximately

298 hours in this case since its inception.”).) As described above, a significant amount of this

time was spent examining base pay, delivery, mileage, and reimbursement data for a three-year

period for each of the more than 400 class members. (Id. at 15:15–16:1.) This considerable

effort at discovery put Wood’s attorneys in a strong position to negotiate a settlement that would

greatly benefit all class members.

We are also satisfied that the form and content of the notice to the settlement class is

adequate. For class notice to be adequate in this case, it must meet two requirements. First, Rule

23(c)(2)(B) requires “the best notice that is practicable under the circumstances, including

individual notice to all members who can be identified through reasonable effort.” Additionally,

principles of due process “require[] that notice be ‘reasonably calculated, under all the

circumstances, to apprise interested parties of the pendency of the action and afford them an

opportunity to present their objections.’” In re Nat’l Football League Players, 821 F.3d at 435

(quoting Mullane v. Cent. Hanover Bank & Trust Co., 339 U.S. 306, 314 (1950)). The notice

14 At the supplemental preliminary approval hearing, Wood’s counsel informed us that the settlement in

this case is “very similar in form to settlements in other pizza driver mileage reimbursement cases . . . that

[he] and others have litigated.” (Suppl. Prelim. Approval Hr’g Tr. at 12:14–16.) However, while the total

amount recovered on behalf of the class is similar in this case to recoveries in comparable cases, Wood’s

attorney stated that this case “stand[s] on its own” in that class members will recover a substantial portion

of their damages. (See id. at 12:4–17:2.)

documents must provide a detailed description of the settlement, the circumstances leading to it,

and the consequences of objecting or opting out. See In re Diet Drugs Prods. Liab. Litig., 369

F.3d 293, 310–12 (3d Cir. 2004).

Here, we find that the requirements of Rule 23 and due process are satisfied by the

parties’ proposed notice plan. CAC will notify potential class members of the settlement by

sending them a notice via first-class mail.15 (Doc. No. 26-2 at ¶ 37.) They will use mailing

addresses for class members obtained from Defendants’ employment records. (Id.) CAC will

cross-check the addresses provided against the National Change of Address Registry, to ensure

that they have the most current possible addresses for all class members. (Id.) We find that

notice via first-class mail in this form meets the Rule 23 and due process requirements, because

it is the best notice practicable under the circumstances and is reasonably calculated to provide

actual notice to all potential class members. See, e.g., Uschold v. NSMG Shared Servs., LLC,

333 F.R.D. 157, 173 (N.D. Cal. 2019) (allowing notification via direct mail alone); Lane v.

Campus Fed. Credit Union, No. 16-CV-37-JWD-EWD, 2017 WL 3719976, at *10 (M.D. La.

May 16, 2017) (same); Thieriot v. Celtic Ins. Co., No. C 10-04462 LB, 2011 WL 109636, at *6

(N.D. Cal. Jan. 13, 2011) (same).

Moreover, we are satisfied that the content of the proposed notice satisfies Rule 23 and

15 CAC will also create a website that will provide class members with background information about the

case, information about the settlement, and instructions on how to collect or opt out. (Doc. No. 26-6 at ¶

10.) Wood’s attorneys have provided the Court with three examples of settlement websites that CAC has

created in the past that are substantially similar to the website that will be used for this case. See Food

Lion Overtime Case, https://foodlionovertimelawsuit.com/ (settlement website for Ratcliffe v. Food Lion,

LLC, No. 3:18-cv-01177 (M.D. Tenn.)); Hopkins v. Aerocare Holdings, Inc., et al.,

http://aerocareoncallsettlement.com/ (settlement website for Hopkins v. Aerocare Holdings, Inc., et al.,

Case No. 2:19-cv-04054 (W.D. Mo.)); Huffman v. Team Carolinas, Inc.,

http://teamcarolinassettlement.com/ (settlement website for Huffman v. Team Carolinas, Inc., No. 4:19-

cv-34 (E.D.N.C.)). We find that in addition to CAC’s first-class mailings, the settlement website will

help ensure that “interested parties [are apprised] of the pendency of the action and afford them an

opportunity to present their objections.’” In re Nat’l Football League Players, 821 F.3d at 435 (quoting

Mullane, 339 U.S. at 314).

due process. The notice explains, in plain language, the genesis of the lawsuit, who the

interested parties are (including class counsel and Wood), how the suit came to be settled, how

class members’ claims will be calculated, the process for making a claim, the process for opting

out of the settlement, the process for objecting to the settlement, and the consequences of opting

out or objecting to the settlement. (See generally Doc. No. 26-3.)

We note three issues with the proposed class notice that will have to be corrected before

the notice is mailed to class members. First, the version of the notice attached to Wood’s Motion

for Preliminary Approval includes the erroneous class definition. (See Suppl. Prelim. Approval

Hr’g Tr. at 27:14–28:12). Due to a “scrivener’s error” (see id.), the class notice addresses the

class as “All persons who have worked as a delivery driver for Defendants from June 27, 2016 to

the date that this Court grants Preliminary Approval of this Settlement.” (Doc. No. 26-3 at p. 1.)

Before the class notice is sent out, that reference should be corrected to refer to the class as: “All

delivery drivers who worked for Defendants during the period dating back to three years prior to

December 28, 2020.” Second, and similarly, the definition of the Rule 23 class and the FLSA

collective on page 3 of the class notice should be corrected to refer to the class and collective as

“All delivery drivers who worked for Defendants during the period dating back to three years

prior to December 28, 2020.” Third, the class notice includes no reference to the settlement

website. Before the notice is sent to the class members, a sentence must be added to the end of

the first paragraph in Part XIV of the class notice. This sentence will read: “You may also find

additional information on the settlement website at [web address for the settlement website].”

With these corrections, the proposed notice will ensure that “interested parties [are

apprised] of the pendency of the action and afford them an opportunity to present their

objections.” In re Nat’l Football League Players, 821 F.3d at 435 (quoting Mullane, 339 U.S. at

314).

With these revisions, we will preliminarily approve the parties’ proposed settlement

agreement.

VI. INJUNCTION

Last, Wood moves for an injunction preventing “Representative Plaintiff and all persons

in the Settlement Class from commencing, pursuing, maintaining, enforcing, or prosecuting,

either directly or indirectly, any Released Claims in any judicial, administrative, arbitral, or other

forum, against any of the Released Parties.” (Doc. No. 26-1 at p. 39.)

The All Writs Act allows the Court to issue “all writs necessary or appropriate in aid of

[its] . . . jurisdiction[] and agreeable to the usages and principles of the law.” 28 U.S.C. §

1651(a). The scope of the All Writs Act is limited by the Anti-Injunction Act, which provides

that “[a] court of the United States may not grant an injunction to stay proceedings in a State

court except as expressly authorized by Act of Congress, or where necessary in aid of its

jurisdiction, or to protect or effectuate its judgments.” 28 U.S.C. § 2283. Here, Wood justifies

his request for an injunction by arguing that the injunction would “aid . . . the Court’s authority

and jurisdiction.” (Doc. No. 26-1 at p. 39.)

Courts appear to regularly issue injunctions restraining parallel litigation between

preliminary approval and final approval of class action settlements. See, e.g., Windsor, 521 U.S.

at 597; In re Diet Drugs, 369 F.3d at 297–98; Piper v. Portnoff L. Assocs., 262 F. Supp. 2d 520,

529 (E.D. Pa. 2003). See generally 4 WILLIAM B. RUBENSTEIN, NEWBURG ON CLASS ACTIONS §

13:19 (5th ed. 2020 update). However, the Third Circuit has counseled that the power to enjoin

parallel proceedings should be “‘construed narrowly’ and invoked sparingly.” In re Diet Drugs,

369 F.3d at 297 (quoting In re Diet Drugs, 282 F.3d 220, 233 (3d Cir. 2002)). Nonetheless, the

Third Circuit has also recognized that the All Writs Act is appropriately “used to prohibit

activities in another court that threaten to undermine a pending settlement in the enjoining

court.” Grider v. Keystone Health Plan Cent., Inc., 500 F.3d 322, 330 (3d Cir. 2007); see also In

re Diet Drugs, 369 F.3d at 297.

Given Wood’s representation that no parallel litigation has been filed (see Doc. No. 26-1

at p. 35; see also Suppl. Prelim. Approval Hr’g Tr. at 7:7–12), enjoining Wood and other class

members from commencing litigation between preliminary and final approval of the proposed

settlement would at first glance seem to do little harm and would aid this Court’s jurisdiction

over the pending settlement. See Grider, 500 F.3d at 330; In re Diet Drugs, 369 F.3d at 297.

However, Wood’s proposed injunction would act against all members of the “Settlement Class,”

and it would, as defined in the parties’ settlement agreement, cover “all delivery drivers who

worked for Defendants during [the three years prior to preliminary approval].” (Doc. No. 26-2 at

¶¶ 20–21.)

By its terms, then, the proposed injunction would restrict the fundamental right of access

to the courts of even those class members who had affirmatively opted out of participating in this

case. This would be an impermissibly broad exercise of the Court’s power under the All Writs

Act. Accordingly, we will issue an injunction preventing “Representative Plaintiff and all

persons in the Settlement Class [who have not affirmatively opted out of this action] from

commencing, pursuing, maintaining, enforcing, or prosecuting, either directly or indirectly, any

Released Claims in any judicial, administrative, arbitral, or other forum, against any of the

Released Parties.” (Doc. No. 26-1 at p. 39.)

VII. CONCLUSION

The parties’ proposed settlement was negotiated by experienced counsel with the help of

an experienced mediator. It provides significant benefits to the class members. We are satisfied

that preliminary approval is appropriate. Accordingly, Wood’s Unopposed Motion for

Preliminary Approval is granted. A Fairness Hearing is scheduled for Wednesday, April 14,

2021, at 10:00 a.m.

An appropriate order follows.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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