holding that counsel was not ineffective because unlike in Breakiron, “requesting a lesser-included jury instruction would have been contrary to the defense narrative”
How later courts described this case
- holding that counsel was not ineffective because unlike in Breakiron, “requesting a lesser-included jury instruction would have been contrary to the defense narrative”
- explaining that courts should not second-guess counsel’s assistance and engage in “hindsight, to reconstruct the circumstances of counsel’s challenged conduct”
- “There is no absolute right to an evidentiary hearing on a PCRA petition, and if the PCRA court can determine from the record that no genuine issues of material fact exist, then a hearing is not necessary.”
- holding that trial counsel was ineffective for failing to request an instruction on theft as a lesser included offense despite counsel’s trial strategy of admitting to the theft but challenging the robbery charge
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF PENNSYLVANIA
_______________________________________
GEORGE WILLIAMS, JR., :
Petitioner, :
:
v. : No. 2:18-cv-00313
:
SUPERINTENDENT, SCI SOMERSET; :
THE DISTRICT ATTORNEY OF :
PHILADELPHIA COUNTY; and THE :
PENNSYLVANIA ATTORNEY GENERAL, :
Respondents. :
_______________________________________
O P I N I O N
Report and Recommendation, ECF No. 25 – Adopted
Joseph F. Leeson, Jr. March 3, 2020
United States District Judge
I. INTRODUCTION
Petitioner George Williams, Jr., filed a petition for writ of habeas corpus pursuant to 28
U.S.C. § 2254, challenging his conviction in the Philadelphia County Court of Common Pleas
for second-degree murder, conspiracy, and firearms charges. Magistrate Judge Marilyn Heffley
issued a Report and Recommendation (“R&R”) recommending that the habeas corpus claims be
denied and dismissed. Williams has filed objections to the R&R. For the reasons set forth
below, the R&R is adopted.
II. STANDARDS OF REVIEW
A. R&R
When objections to a report and recommendation have been filed under 28 U.S.C.
§ 636(b)(1)(C), the district court must make a de novo review of those portions of the report to
which specific objections are made. 28 U.S.C. § 636(b)(1)(C); Sample v. Diecks, 885 F.2d 1099,
1
1106 n.3 (3d Cir. 1989). “District Courts, however, are not required to make any separate
findings or conclusions when reviewing a Magistrate Judge’s recommendation de novo under 28
U.S.C. § 636(b).” Hill v. Barnacle, 655 F. App’x. 142, 147 (3d Cir. 2016). In the absence of a
specific objection, the district court is not statutorily required to review the report, under de novo
or any other standard. 28 U.S.C. § 636(b)(1)(C); Thomas v. Arn, 474 U.S. 140, 152 (1985).
Nevertheless, the Third Circuit Court of Appeals has held that it is better practice to afford some
level of review to dispositive legal issues raised by the report, Henderson v. Carlson, 812 F.2d
874, 878 (3d Cir. 1987), writ denied 484 U.S. 837 (1987); therefore, the court should review the
record for plain error or manifest injustice. Harper v. Sullivan, No. 89-4272, 1991 U.S. Dist.
LEXIS 2168, at *2 n.3 (E.D. Pa. Feb. 22, 1991); see also Oldrati v. Apfel, 33 F. Supp. 2d 397,
399 (E.D. Pa. 1998). The “court may accept, reject, or modify, in whole or in part, the findings
and recommendations” contained in the report. 28 U.S.C. § 636(b)(1)(C).
B. Habeas corpus petitions under 28 U.S.C. § 2254
Pursuant to the Antiterrorism and Effective Death Penalty Act (“AEDPA”), “state
prisoners must give the state courts one full opportunity to resolve any constitutional issues by
invoking one complete round of the State’s established appellate review process” before seeking
federal habeas review. O’Sullivan v. Boerckel, 526 U.S. 838, 845 (1999). Where a petitioner
has failed to properly present his claims in the state court and no longer has an available state
remedy, he has procedurally defaulted those claims. See id. at 847-48. An unexhausted or
procedurally defaulted claim cannot provide the basis for federal habeas relief unless the
petitioner “can demonstrate cause for the default and actual prejudice as a result of the alleged
violation of federal law, or demonstrate that failure to consider the claims will result in a
fundamental miscarriage of justice.” See Coleman v. Thompson, 501 U.S. 722, 732-33, 750
2
(1991) (explaining that a “habeas petitioner who has defaulted his federal claims in state court
meets the technical requirements for exhaustion [because] there are no state remedies any longer
‘available’ to him”). The Supreme Court has held that the ineffectiveness of counsel on
collateral review may constitute “cause” to excuse a petitioner’s default. See Martinez v. Ryan,
566 U.S. 1 (2012). The fundamental miscarriage of justice exception “applies to a severely
confined category: cases in which new evidence shows ‘it is more likely than not that no
reasonable juror would have convicted [the petitioner].’” McQuiggin v. Perkins, 569 U.S. 383,
395 (2013) (quoting Schlup v. Delo, 513 U.S. 298, 329 (1995)).
The AEDPA “imposes a highly deferential standard for evaluating state-court rulings and
demands that state-court decisions be given the benefit of the doubt.” Felkner v. Jackson, 562
U.S. 594, 598 (2011) (internal quotations omitted); See also 28 U.S.C. § 2254(d);1 Knowles v.
Mirzayance, 556 U.S. 111, 123 (2009) (holding that there is a “doubly deferential judicial review
that applies to a Strickland claim evaluated under the § 2254(d)(1) standard” because the
question before a federal court is not whether the state court’s determination was correct, but
whether the determination was unreasonable); Hunterson v. Disabato, 308 F.3d 236, 245 (3d Cir.
2002) (“[I]f permissible inferences could be drawn either way, the state court decision must
stand, as its determination of the facts would not be unreasonable.”). Additionally, “a federal
habeas court must afford a state court’s factual findings a presumption of correctness and that []
presumption applies to the factual determinations of state trial and appellate courts.” Fahy v.
1 “An application for a writ of habeas corpus on behalf of a person in custody pursuant to
the judgment of a State court shall not be granted with respect to any claim that was adjudicated
on the merits in State court proceedings unless the adjudication . . . resulted in a decision that
was contrary to, or involved an unreasonable application of, clearly established Federal law . . .;
or . . . resulted in a decision that was based on an unreasonable determination of the facts . . . .”
28 U.S.C. § 2254(d).
3
Horn, 516 F.3d 169, 181 (3d Cir. 2008). The habeas petitioner has the “burden of rebutting the
presumption of correctness by clear and convincing evidence.” 28 U.S.C. § 2254(e)(1).
C. Claims of ineffective assistance of counsel
To establish counsel’s ineffectiveness, a petitioner must show: (1) counsel’s performance
fell below an objective standard of reasonableness; and (2) the performance was prejudicial to
the defense. Strickland v. Washington, 466 U.S. 668 (1984). There is a strong presumption that
counsel is effective and the courts, guarding against the temptation to engage in hindsight, must
be “highly deferential” to counsel’s reasonable strategic decisions. Marshall v. Hendricks, 307
F.3d 36, 85 (3d Cir. 2002). The mere existence of alternative, even more preferable or more
effective, strategies does not satisfy the first element of the Strickland test. Id. at 86. To
establish prejudice under the second element, the petitioner must show that there is “a reasonable
probability that, but for counsel’s unprofessional errors, the result of the proceeding would have
been different.” Roe v. Flores-Ortega, 528 U.S. 470, 482 (2000) (quoting Strickland, 466 U.S. at
694). “Judicial scrutiny of counsel’s performance must be highly deferential.” Strickland, 466
U.S. at 689 (explaining that courts should not second-guess counsel’s assistance and engage in
“hindsight, to reconstruct the circumstances of counsel’s challenged conduct”). The court must
consider the totality of the evidence and the burden is on the petitioner. Id. at 687, 695.
When considering ineffective assistance of counsel claims under § 2254, the question
before a federal court is not whether the state court’s determination was correct, but whether the
determination was unreasonable. Knowles, 556 U.S. at 123. “And, because the Strickland
standard is a general standard, a state court has even more latitude to reasonably determine that a
defendant has not satisfied that standard.” Id. (describing “the doubly deferential judicial review
that applies to a Strickland claim evaluated under the § 2254(d)(1) standard”).
4
IV. ANALYSIS
Magistrate Judge Heffley reviewed the numerous habeas claims and determined that all
claims are procedurally defaulted and/or meritless. Williams filed objections to the R&R. This
Court has conducted de novo review of all of Williams’s claims, but writes separately to further
address only some of his objections. The R&R is adopted and incorporated herein.
A. Williams’s objection to the Magistrate Judge’s citation to the factual
background as summarized by the state court is overruled.
Williams objects to the Magistrate Judge’s reliance on the facts as summarized by the
Pennsylvania Superior Court as allegedly contrary to Strickland. See Objs. 1-4, ECF No. 27.
Williams asserts these facts were based on the sufficiency of the evidence as viewed in the light
most favorable to the Commonwealth, but the ineffectiveness claims should be considered based
on the totality of the evidence. See id. Williams complains that these facts ignore weaknesses in
the Commonwealth’s evidence, such as inconsistencies in witness Miller’s statements and
Williams’s assertion that he was an innocent bystander. See id.
After review, the Court finds that although the Magistrate Judge cited to the Pennsylvania
Superior Court’s summary of the facts in the background section of the R&R, the Magistrate
Judge considered the totality of the evidence when analyzing the habeas claims. See, e.g. R&R
9, 16, ECF No. 25. In addressing the habeas claims, the Magistrate Judge discussed, inter alia,
Miller’s different statements to police and the defense’s “‘mere presence’ theory of the case.”2
See id. at 28, 34. Additionally, the Magistrate Judge specifically considered and rejected
Williams’ claim that the Pennsylvania Superior Court’s decision affirming the denial of post-
2 After de novo review, Williams’s objection to the Magistrate Judge’s resolution of his
ineffectiveness claim regarding the defense theory, see R&R 27-29, is overruled for the reasons
set forth in the R&R. See Objs. 14-15.
5
conviction relief was contrary to Strickland because it was based on the sufficiency of the
evidence, as opposed to the totality of the evidence. See id. at 16 n.4. The first objection is
therefore overruled.
B. Williams’s objection to the rejection of his Breakiron claim is overruled.
In his second and sixth objections, Williams objects to the Magistrate Judge’s analysis of
his Breakiron3 claim: that trial counsel was ineffective for failing to request an instruction on
theft, a lesser included crime of robbery. See Objs. 4-10, 13, 15. The Magistrate Judge
concluded that Breakiron was not persuasive because unlike the defendant in Breakiron, who
pursued a defense that he was only guilty of theft, not robbery, Williams did not pursue such a
defense. See R&R 35-36. Rather, Williams alleged at trial that he was an innocent bystander, in
contrast to the defendant in Breakiron who admitted to the theft underlying the robbery charge.
See United States v. Ware, 595 F. App’x 118, 121 (3d Cir. 2014) (holding that counsel was not
ineffective because unlike in Breakiron, “requesting a lesser-included jury instruction would
have been contrary to the defense narrative”). This Court agrees with the Magistrate Judge that
the evidence did not support an instruction that Williams only intended to steal from the victim.
See R&R 35-36.4 Moreover, while the defendant in Breakiron was charged with robbery, the
robbery charge against Williams was nolle prossed and did not even go to the jury. Williams’s
reliance on Breakiron is therefore misplaced. All objections based on Breakiron are overruled.5
3 Breakiron v. Horn, 642 F.3d 126, 138 (3d Cir. 2011) (holding that trial counsel was
ineffective for failing to request an instruction on theft as a lesser included offense despite
counsel’s trial strategy of admitting to the theft but challenging the robbery charge).
4 The Magistrate Judge also determined that because the claim was meritless, counsel’s
failure to raise it in the state courts could not be excused and the claim was procedurally
defaulted. See R&R 35-36. For the reasons set forth in the R&R, this Court agrees that the
Breakiron claim lacks merit and is procedurally defaulted.
5 Williams makes additional objections to the jury instructions, which are addressed below.
6
C. Williams’s objections to the legal standards are overruled.
Williams’s next objection, which challenges the legal standard in pages six through eight
of the R&R because it is not being tailored to the facts of his case is frivolous. See Objs. 10.
Williams does not dispute the correctness of the law as stated in the R&R; therefore, the
objection is overruled.
Williams’s objection to the legal standard regarding the ineffective assistance of counsel
on pages eight and nine of the R&R is similarly without merit. See Objs. 10-12. Williams
contends that the R&R does not “accurately and comprehensively describe the tests for
ineffective assistance of counsel,” but does not suggest that the standard in the R&R was
incorrect. Rather, the caselaw cited in the objections is generally6 consistent with the law
6 The general standards announced in Lee and Garza, cases which Williams cites in his
objections, are applicable here; however, Williams misinterprets the holdings in those cases.
Williams incorrectly suggests that those cases hold that a petitioner convicted after a trial need
not show that the trial would have resulted in a more favorable outcome but for the
ineffectiveness of counsel. However, neither case addressed an ineffectiveness claim in the trial
context. In Lee, the court considered whether counsel’s failure to correctly advise a defendant
about the immigration consequences of his guilty plea was prejudicial. See Lee v. United States,
137 S. Ct. 1958 (2017). The court concluded that it was because if the defendant had been
correctly advised (no ineffectiveness) he would not have pled guilty. Thus, the outcome of the
proceedings would have been different as the defendant would have insisted on going to trial and
would not have pled guilty. See id. at 1969 (concluding “Lee has demonstrated a ‘reasonable
probability that, but for [his] counsel’s errors, he would not have pleaded guilty and would have
insisted on going to trial’”). In Garza, the court considered whether counsel’s ineffectiveness
caused a defendant to forfeit his right to appeal. See Garza v. Idaho, 139 S. Ct. 738 (2019). The
court determined that because counsel failed to file an appeal that the defendant specifically told
counsel to file, there was prejudice as the outcome of the proceedings would have been different:
an appeal would have been filed, but for counsel’s ineffectiveness. See id. at 750. Williams’s
reliance on Vickers is similarly misplaced because the circuit court was not addressing alleged
ineffectiveness during a trial; rather, the court considered whether counsel’s ineffectiveness prior
to trial, by failing to ensure that the defendant properly waived his right to a jury trial, deprived
the defendant of his right to a jury trial. See Vickers v. Superintendent Graterford Sci, 858 F.3d
841 (3d Cir. 2017). The court concluded that there was no prejudice because the defendant “has
not established on this record a ‘reasonable probability’ that, but for counsel’s deficiency,
Vickers would have elected to proceed by way of jury trial.” Id. at 858.
7
provided in the R&R. Cf. Objs. 11-12 (asserting that “the proper inquiry for prejudice is whether
the defendant can demonstrate a reasonable probability that, but for counsel’s ineffectiveness, he
would have opted to exercise the right at issue” (internal quotations omitted)), with R&R 9
(stating that to establish prejudice, “a petitioner must show a reasonable probability that, but for
counsel’s unprofessional errors, the result of the proceeding would have been different” (internal
quotations omitted)). Accordingly, the objection is overruled.
Williams’s next objection, that the Magistrate Judge erred in concluding that the failure
to hold an evidentiary hearing is not a denial of due process, is overruled. Counsel confuses the
concepts of the level of deference owed to a state-court opinion rendered without adequately
developed facts, with an independent due process claim for denial of an evidentiary hearing. See
Objs. 12-13. The Magistrate Judge correctly rejected Williams’s contention that the PCRA
court’s failure to conduct an evidentiary hearing could be an independent constitutional claim
under habeas. See R&R 10. Further, after review of the R&R, this Court finds that the
Magistrate Judge did not afford the improper level of deference to the state court. The PCRA
court refused to hold an evidentiary hearing because there were no genuine issues of material
fact raised by the PCRA petition,7 and Williams’s has not alleged any in his objections that
suggest an evidentiary hearing was needed to develop the facts. The objection to page ten of the
R&R is therefore overruled.
7 See PCRA Opinion 6 dated December 17, 2010 (citing Commonwealth v. Jones, 942
A.2d 903, 906 (Pa. Super. 2008) (“There is no absolute right to an evidentiary hearing on a
PCRA petition, and if the PCRA court can determine from the record that no genuine issues of
material fact exist, then a hearing is not necessary.”)).
8
D. Williams’s objections regarding use of the uncharged predicates are
overruled.
Williams objects to the Magistrate Judge’s resolution of his claims challenging the use of
uncharged predicates to establish second-degree murder. See Objs. 13 (objecting to R&R 8-10).
Some of his arguments in support of this objection, his sixth, overlap with arguments in his tenth
objection. Accordingly, Williams’s objections based on lack of notice and failure to charge the
predicate felonies are addressed in this section. Any objections regarding jury instructions on the
predicate offenses are discussed in Section H below.
As to Williams’s objection that he was not charged with the predicate felonies to the
second-degree murder charge, this claim was thoroughly analyzed by the Magistrate Judge. For
the reasons correctly explained in the R&R, as well as by the state courts in numerous decisions,
the claim lacks merit. See, e.g. R&R 15. Specifically, the law does not require that a defendant
be charged with the predicate offense to a second-degree murder charge. See id. Further, the
Commonwealth is not required to prove that the defendant actually committed the predicate
offense. See id.
Next, Williams objects to the lack of notice because the predicate offenses were not
among the separate charges before the jury. See Objs. 13, 18. However, robbery and kidnapping
were separately charged in the Criminal Complaint, even though there was no requirement that
they had to be charged. Although the separate kidnapping charge was dismissed at the
preliminary hearing level, the robbery charge was included in the Criminal Information filed
with the Court of Common Pleas. It was not until the pretrial motions hearing, the day before
trial, that the Commonwealth stated it was not moving on the separate robbery charge because it
did not want to confuse the jury as to why robbery was separately charged but kidnapping was
not. See N.T. 22:12 – 23:16, Motion, Volume 1, October 4, 2010. The Commonwealth also
9
stated for the record that it would “seek for second degree murder to go in for both robbery and
kidnapping.” See id. The Commonwealth explained that these matters had previously been
discussed between the Commonwealth attorney and the defense attorney. See id. Moreover, it
was clear from the facts of the probable cause affidavit to the Criminal Complaint that
kidnapping and/or robbery would serve as the predicate felony to a second-degree murder
charge.8 Williams therefore had notice from the date of his arrest that robbery and/or kidnapping
would serve as the predicate felony to a second-degree murder charge and this information was
reaffirmed on the record prior to trial. Williams’s lack of notice argument is therefore meritless.
Consequently, Williams’s objections regarding the use of uncharged predicates are
overruled.
E. Williams’s objections to the denial of his ineffectiveness claim for not seeking
to suppress the search of Williams’s cell phone are overruled.
Williams asserts that he did not procedurally default the claim that counsel was
ineffective for not seeking to suppress the search of Williams’s cell phone because both trial
counsel and PCRA counsel were ineffective for not raising the issue. See Objs. 13-14. He
further argues that the search was unlawful because it was conducted prior to the issuance of a
search warrant.
Upon de novo review, this Court also finds that the claim is procedurally defaulted
because it was not raised in the state courts. Further, because the claim lacks merit, PCRA
counsel was not ineffective for failing to raise it and Martinez offers no relief. Notably, in the
Memorandum of Law supporting the habeas petition, Williams alleged that the cell phone was
8 Although the affidavit also discussed, and Williams was charged with, felony firearms
violations, the predicate felonies for a second degree murder charge are limited to “robbery, rape,
or deviate sexual intercourse by force or threat of force, arson, burglary or kidnapping.” See 18
Pa. C.S. § 2502(b), (d).
10
searched without any warrant for the phone having ever been issued. See Habeas Memo. 31,
ECF No. 1. However, the Respondents established the inaccuracy of this argument by attaching
a copy of the warrant for the cell phone to their Response. See Resp. 44 and Ex. F, ECF No. 21.
In his objections, Williams now asserts, based solely on the fact that the warrant stated that the
owner of the phone was Williams, that the warrant was obtained after the cell phone was
searched. This argument is entirely baseless. The probable cause affidavit to the warrant
explains that the police recovered a cell phone bearing serial number 29CEE784 “from
Williams” and that Williams reported that he had certain specific information, which the police
deemed pertinent to the criminal investigation, “inside of his cell phone.” A search warrant was
approved for the cell phone bearing serial number 29CEE784. Counsel’s suggestion that the
police lied to obtain the cell phone warrant after having already conducted an illegal search
without a warrant is completely unfounded. In light of the warrant, trial counsel had no grounds
to move to suppress the search of the cell phone and Williams’s claim of ineffectiveness is
meritless. The objection is overruled.
F. Williams’s objection to the Magistrate Judge’s resolution of his
Confrontation Clause claim is overruled.
Williams objects to the Magistrate Judge’s determination that his claim alleging trial
counsel’s ineffectiveness for failing to object to testimony on Confrontation Clause grounds is
procedurally defaulted. See Objs. 15. In support of his objection, Williams cites to a statement
made by the PCRA court at the PCRA hearing regarding waiver of the claim. See id. However,
Williams ignores the Magistrate Judge’s explanation that the reason the claim is procedurally
defaulted is not because it was not addressed on direct appeal or even at the PCRA hearing, but
because it was not raised on PCRA appeal to the Pennsylvania Superior Court. It is for this
reason that the claim is procedurally defaulted. See Vaughter v. Lamas, No. 12-493, 2013 U.S.
11
Dist. LEXIS 186367, at *18-23 (E.D. Pa. June 28, 2013), adopted by 2014 U.S. Dist. LEXIS
38137, at *33-35 and n.8 (E.D. Pa. Mar. 24, 2014) (determining that the claim was procedurally
defaulted because it was not raised on appeal from denial of PCRA relief and that “[a]ny failings
of Petitioner’s appellate PCRA counsel would not qualify for the Martinez exception, which
explicitly limited an excusable cause of procedural default to ineffective assistance of counsel at
the initial stage of collateral proceedings”); Aponte v. Palakovich, No. 09-3275, 2009 U.S. Dist.
LEXIS 128422, at *4 (E.D. Pa. Oct. 15, 2009) (“If [a petitioner] is unsuccessful in the PCRA
court, he must appeal the denial of relief to the Superior Court in order to comply with the
exhaustion requirement.”).
Furthermore, Williams’s mere assertion that procedural default does not apply because
“the gist of [his] habeas petition is actual, factual innocence,” see Objs. 15, is insufficient. The
Supreme Court has cautioned “that tenable actual-innocence gateway pleas are rare: ‘[A]
petitioner does not meet the threshold requirement unless he persuades the district court that, in
light of the new evidence, no juror, acting reasonably, would have voted to find him guilty
beyond a reasonable doubt.’” McQuiggin, 569 U.S. at 386-87 (quoting Schlup, 513 U.S. at 329).
Williams, who does not allege the existence of new evidence, has not made the required
showing. Accordingly, the objection is overruled and the claim is dismissed as procedurally
defaulted.
G. Williams’s objection to the use of his nickname “Killa” is overruled.
In his objections, Williams reasserts his habeas claim that the repeated use of his
nickname, “Killa,” was unfairly prejudicial and constituted prosecutorial misconduct. See Objs.
17-18. His objection is two sentences long, which is the same length as the argument he offered
in both the petition for writ of habeas corpus and the memorandum of law supporting the
12
petition, combined. See Habeas Pet. 9 and Habeas Memo. 35, ECF No. 1. Williams makes no
attempt to explain why the state courts’ resolution of this claim was incorrect, let alone show that
the decisions were unreasonable, as is necessary to rebut the presumption of correctness owed to
the state courts’ rulings. Moreover, only trial counsel’s alleged ineffectiveness in relation to the
use of the nickname is cognizable on habeas review and Williams’s objection makes no
reference to ineffectiveness.
Nevertheless, the Court has considered this issue and adopts the Magistrate Judge’s
analysis. The R&R explained that the trial court ruled that Williams’s rap name, Killa, which the
jury heard Williams gave to himself because he was a rapper, was relevant in that the witnesses
only knew Williams by that name and identified Williams only as Killa. See R&R 18-19
(quoting the trial court’s opinion pursuant to Rule 1925(b)). Additionally, as the Pennsylvania
Superior Court noted, the Commonwealth did not use the nickname to suggest that Williams was
violent. See R&R 19 (quoting the Superior Court’s opinion on direct appeal). Accordingly, the
prosecutor’s comments did not so infect the trial with unfairness as to make the resulting
conviction a denial of due process. See id. at 27. Moreover, trial counsel did object, both
pretrial and post-trial, to use of the nickname. See R&R 18. For all these reasons the claim lacks
merit and the objection is overruled.
H. Williams’s objection to unfair trial jury instructions.
In his tenth objection, Williams objects to the Magistrate Judge’s failure to address his
due process claim alleging the denial of a fair jury trial. See Objs. 16-18.9 Williams contends,
9 This objection is a word-for-word recitation of Ground Two in the Memorandum
supporting the habeas petition. Cf. Objs. 16-18, with Habeas Memo. 33-35. Some of the
arguments in this objection were also made in prior objections. See, e.g. Objs. 13. To avoid
repetition, the Court has limited Section H to Williams’s objections based on the jury
13
first, that the failure to tailor the jury instructions to the facts of his case deprived him of a fair
trial. However, he fails to allege how the instructions should have been tailored differently, aside
from his claiming that the jury was not instructed on all lesser-included offenses.
Further, Williams’s complaint that “the jury was not instructed on all lesser included
offenses of robbery and kidnapping,” see Objs. 13, 16-18, lacks merit for two reasons. First,
because neither robbery nor kidnapping were charged as individual counts, trial counsel had no
basis to request a separate instruction that would allow the jury to convict on any lesser-included
offenses to these crimes.10 Second, to the extent that robbery and kidnapping served as the
predicate offenses to the second-degree murder charge, the jury was instructed on the elements
of second-degree murder, of robbery, and of kidnapping. In this context, the jury was also
instructed on the elements of theft as the predicate offense for robbery. See Notes of Testimony
(“N.T.”), Trial, Volume I, October 12, 2010, at N.T. 188:21 – 190:8. Contrary to Williams’s
suggestion, there is no lesser-included or predicate offense to kidnapping regarding which the
jury could have been instructed. See Commonwealth v. Ackerman, 361 A.2d 746, 749 (Pa. 1976)
(holding that “unlawful restraint cannot be said to be necessarily included within the crime of
kidnapping”); Commonwealth v. James, 121 A.3d 1132 (Pa. Super. Ct. 2015) (reaffirming that
“unlawful restraint is not a lesser included offense of kidnapping”). Accordingly, because the
jury was properly instructed on all the elements to which it had to find beyond a reasonable
doubt in order to convict Williams of the charged offenses, there was no error and no due process
violation.
instructions. Williams’s lack of notice argument regarding uncharged predicates was previously
addressed in Section D and the Breakiron claim was discussed Section B above.
10 Williams’s objection that the jury should have been instructed on the lesser included
offense of theft pursuant to Breakiron was further considered and overruled in Section B, supra.
14
Finally, as to Williams’s argument that the jury was not informed it had to reach a
unanimous verdict on the predicate offenses, this claim is procedurally defaulted. This Court has
conducted de novo review of the state court record including all motions, briefs, and state court
opinions.11 The unanimity issue was never raised, whether as trial court error or counsel’s
ineffectiveness, before the state courts. It is therefore procedurally defaulted and is dismissed.12
Williams’s final objection is overruled.
I. There is no basis for the issuance of a certificate of appealability.
A certificate of appealability (“COA”) should only be issued “if the petitioner ‘has made
a substantial showing of the denial of a constitutional right.’” Tomlin v. Britton, 448 F. App’x
224, 227 (3d Cir. 2011) (citing 28 U.S.C. § 2253(c)). “Where a district court has rejected the
constitutional claims on the merits, . . . the petitioner must demonstrate that reasonable jurists
would find the district court’s assessment of the constitutional claims debatable or wrong.”
Slack v. McDaniel, 529 U.S. 473, 484 (2000). “When the district court denies a habeas petition
on procedural grounds without reaching the prisoner’s underlying constitutional claim, a COA
should issue when the prisoner shows, at least, that jurists of reason would find it debatable
whether the petition states a valid claim of the denial of a constitutional right and that jurists of
reason would find it debatable whether the district court was correct in its procedural ruling.” Id.
11 This Court reviewed, inter alia, Williams’s statement of matters complained of on direct
appeal, his supplemental statement, his post-sentence motion, the trial court and Pennsylvania
Superior Court’s opinions on the same, Williams’s PCRA petition, his amended pro se PCRA
petition, his response to the Commonwealth’s motion to dismiss the PCRA petition, his
objections to the PCRA court’s notice of intent to dismiss, his corrected memorandum in support
of the PCRA petition, the PCRA court’s opinion, Williams’s statement of matters complained of
on appeal from the denial of PCRA relief, and the Pennsylvania Superior Court’s opinion
affirming the denial of PCRA relief.
12 The fundamental miscarriage of justice exception does not apply because Williams does
not allege the existence of new evidence.
15
For the reasons set forth herein and in the R&R, Williams has not made a substantial
showing of the denial of a constitutional right, nor would jurists of reason find the Court’s
assessment debatable or wrong.
V. CONCLUSION
After de novo review of Williams’s objections to the R&R, and for the reasons set forth
herein, the R&R is adopted. The objections are overruled and the habeas claims are denied and
dismissed.
A separate Order follows.
BY THE COURT:
/s/ Joseph F. Leeson, Jr.____________
JOSEPH F. LEESON, JR.
United States District Judge
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