explaining that a doctor’s “mere statement that [claimant] experienced some diminution in her concentration skills” falls short of an opinion with specific findings and was therefore not useful in the disability determination
How later courts described this case
- explaining that a doctor’s “mere statement that [claimant] experienced some diminution in her concentration skills” falls short of an opinion with specific findings and was therefore not useful in the disability determination
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
EUGENE DIVISION
DALE Z. E., Case No. 6:19-cv-00663-AA
OPINION AND ORDER
Plaintiff,
vs.
COMMISSIONER, SOCIAL SECURITY
ADMINISTRATION,
Defendant.
AIKEN, District Judge:
Plaintiff Dale Z. E.1 seeks judicial review of the final decision of the
Commissioner of Social Security (“Commissioner”) denying his claim for Disability
Insurance Benefits (“SSDIB”). This Court has jurisdiction under 42 U.S.C. §§ 405(g)
and 1383(c). For the reasons below, the Commissioner’s decision is affirmed.
1 In the interest of privacy, this opinion uses only first name and the initial of
the last name of the non-governmental party or parties in this case. Where
applicable, this opinion uses the same designation for a non-governmental party’s
immediate family member.
BACKGROUND
On January 5, 2015, Plaintiff filed an application for a period of disability
and disability insurance benefits, alleging disability beginning on October 9, 2014.
Tr. 15. In his initial disability report, Plaintiff cited the following limiting medical
conditions: “Neck injury with spinal stenosis”, “middle back injury”, “lower back
injury with spinal stenosis”, “arthritis of the back”, “nerve pain going down both
arms with limited motion”, “weakness and limited motion in the right leg”, and
“depression.” Tr. 273.
The application was denied initially and upon reconsideration, and on
Plaintiff’s request, a hearing was held before an Administrative Law Judge (“ALJ”)
on August 24, 2017. Id. On March 22, 2018, the ALJ issued a decision finding
Plaintiff not disabled. Tr. 33. On March 8,2019, the Appeals Council denied review,
making the ALJ’s decision the final decision of the Commissioner. Tr. 1. Having
exhausted all administrative remedies, Plaintiff requested review by this Court.
DISABILITY ANALYSIS
A claimant is disabled if he or she is unable to “engage in any substantial
gainful activity by reason of any medically determinable physical or mental
impairment which. . . has lasted or can be expected to last for a continuous period of
not less than 12 months[.]” 42 U.S.C. § 423(d)(1)(A). “Social Security Regulations set
out a five-step sequential process for determining whether an applicant is disabled
within the meaning of the Social Security Act.” Keyser v. Comm’r Soc. Sec. Admin.,
648 F.3d 721, 724 (9th Cir. 2011). If the claimant is found not disabled at any step,
there is no need to continue to the process to subsequent steps. See 20 C.F.R. §§
404.1520; 416.920.
The five steps are: (1) Is the claimant presently working in a
substantially gainful activity? (2) Is the claimant’s impairment severe?
(3) Does the impairment meet or equal one of a list of specific
impairments described in the regulations? (4) Is the claimant able to
perform any work that he or she has done in the past? and (5) Are
there significant numbers of jobs in the national economy that the
claimant can perform?
Keyser, 648 F.3d at 724-25; see also Bustamonte v. Massanari, 262 F.3d 949, 954
(9th Cir. 2001). The claimant bears the burden of proof at steps one through four,
at which the burden shifts to the Commissioner at step five. Bustamonte, 262 F.3d
at 953-54. At step five, the Commissioner must show that the claimant can perform
other work that exists in significant numbers in the national economy, “taking into
consideration the claimant’s residual functional capacity, age, education, and work
experience.” Tackett v. Apfel, 180 F.3d 1094, 1100 (9th Cir. 1999). If the
Commissioner fails to meet this burden, the claimant is disabled. 20 C.F.R. §§
404.1520(a)(4)(v); 416.920(a)(4)(v). If, however, the Commissioner proves that the
claimant is able to perform other work existing in significant numbers in the
national economy, the claimant is not disabled. Bustamonte, 262 F.3d at 953-54.
THE ALJ’S FINDINGS
The ALJ performed the five-step analysis, ultimately concluding that
Plaintiff was not disabled. At step one, the ALJ found that Plaintiff had not engaged
in substantial gainful activity since the alleged onset date of October 9, 2014. Tr. 17.
At step two, the ALJ found that Plaintiff had the following severe
impairments: degenerative disc disease, degenerative joint disease, kidney disease,
obesity, gout and anemia. Tr. 17. The ALJ found that because Plaintiff’s depression
causes no more than “mild” limitation in any of the functional areas, it is non-
severe. Tr. 21.
At step three, the ALJ found that Plaintiff did not have an impairment or
combination of impairments that met or equaled the severity of a listed impairment.
Id. The ALJ found Plaintiff had the residual functional capacity (“RFC”) to perform
light work with the following additional limitations: he can frequently stoop and
crouch. Tr. 22.
At step four, the ALJ found Plaintiff was capable of performing his past
relevant work as a molecular biologist and microbiologist. Tr. 31. Although the
Plaintiff is capable of performing past relevant work, the ALJ continued to step five
to find additional jobs that Plaintiff can perform. Id. At step five, the ALJ found
that in light of Plaintiff’s age, education, work experience and RFC,
“there are other jobs that exist in significant numbers in the national economy that
[Plaintiff] can perform,” including Biological Specimen Technician. Tr. 32. As a
result, the ALJ found that Plaintiff was not disabled. Tr. 32-33.
STANDARD OF REVIEW
An ALJ’s disability determination should be upheld unless it contains legal
error or is not supported by substantial evidence. See Stout v. Comm'r Soc. Sec.
Admin., 454 F.3d 1050, 1052 (9th Cir. 2006); 42 U.S.C. §§ 405(g), 1383(c)(3).
“Substantial evidence” means “more than a mere scintilla but less than a
preponderance.” Bray v. Comm’r Soc. Sec. Admin., 554 F.3d 1219, 1222 (9th Cir.
2009) (quoting Andrews v. Shalala, 53 F.3d 1035, 1039 (9th Cir. 1995)).
Additionally, it means “such relevant evidence as a reasonable mind might accept
as adequate to support a conclusion.” Id. (quoting Andrews, 53 F.3d at 1039).
The Court must uphold the Commissioner’s decision if it is “supported by
inferences reasonably drawn from the record,” and when the evidence before the
ALJ is subject to more than one rational interpretation, courts must defer to the
ALJ’s conclusion. Batson v. Comm’r Soc. Sec. Admin., 359 F.3d 1190, 1193 (9th Cir.
2004). “[A] reviewing court must consider the entire record as a whole and may not
affirm simply by isolating a specific quantum of supporting evidence.” Orn v. Astrue,
495 F.3d 625, 630 (9th Cir. 2007) (quoting Robbins v. Soc. Sec. Admin., 466 F.3d
880, 882 (9th Cir. 2006) (quotation marks omitted)). A reviewing court, however,
may not affirm the Commissioner on a ground upon which the Commissioner did
not rely. Stout, 454 F.3d at 1054. Nor may the Court reverse an ALJ’s decision
based on harmless error. Id. at 1055-56.
DISCUSSION
Plaintiff alleges the ALJ erred by (I) improperly rejecting Plaintiff’s
subjective symptom testimony; (II) improperly rejecting medical opinion from Dr.
Faraji and Dr. Roost; (III) improperly assessing non-medical lay witness evidence;
and (IV) failure to incorporate all medical evidence into Plaintiff’s RFC causing
legal error. Without these errors, Plaintiff asserts that the ALJ would find him
disabled.
I. Subjective Symptom Testimony
Plaintiff asserts that the ALJ erred by rejecting the Plaintiff’s subjective
testimony. Defendant responds that the ALJ reasonably discounted Plaintiff’s
testimony as it was inconsistent with Plaintiff’s daily activities, presentation with
the cooperative disability investigations unit (“CDIU”), and the objective medical
record.
To determine whether a claimant’s testimony is credible, an ALJ must
perform a two-stage analysis. 20 C.F.R. § 416.929. The first stage is a threshold test
in which the claimant must produce objective evidence of any underlying
impairment that could reasonably be expected to produce the symptoms alleged.
Molina v. Astrue, 674 F.3d 1104, 1112 (9th Cir. 2012). At the second stage of
credibility analysis, absent evidence of malingering, the ALJ must provide clear and
convincing reasons for discrediting the claimant’s testimony regarding the severity
of symptoms. Carmickle v. Comm’r Soc. Sec. Admin., 533 F.3d 1155, 1160 (9th Cir.
2008).
To find Plaintiff’s subjective testimony unreliable, the ALJ is required to
make “a credibility determination with findings sufficiently specific to permit the
court to conclude that the ALJ did not arbitrarily discredit claimant’s testimony.”
Thomas v. Barnhart, 278 F.3d 947, 958 (9th Cir. 2002). “General findings are
insufficient; rather, the ALJ must identify what testimony is not credible and what
evidence undermines the claimant’s complaints.” Id. (internal quotation marks and
citation omitted). An ALJ may use “ordinary techniques of credibility evaluation” in
assessing a claimant’s credibility, such as prior inconsistent statements concerning
the symptoms, unexplained failure to follow treatment, or a claimant’s daily
activities. Tommasetti v. Astrue, 533 F.3d 1035, 1039 (9th Cir. 2008).
Here, the ALJ found that Plaintiff’s medically determinable impairments
could reasonably be expected to cause the alleged symptoms, but that his
“statements concerning the intensity, persistence and limiting effects of these
symptoms are not entirely consistent with the medical evidence and other evidence
in the record.” Tr. 23. “Although lack of medical evidence cannot form the sole basis
for discounting pain testimony, it is a factor that the ALJ can consider in his
credibility analysis.” Burch v. Barnhart, 400 F.3d 676, 681 (9th Cir. 2005). However,
“[c]ontradiction with the medical record is a sufficient basis for rejecting the
claimant’s subjective testimony.” Carmickle, 533 F.3d at 1161.
The ALJ found that Plaintiff’s medically determinable impairments could
reasonably be expected to cause the alleged symptoms but that Plaintiff’s
“statements concerning the intensity, persistence and limiting effects of these
symptoms are not entirely consistent with the medical evidence and other evidence
in the record[.]” Tr. 23.
The ALJ’s conclusion is supported by substantial evidence. First, the ALJ
noted inconsistencies between Plaintiff’s allegations and the medical records. Tr. 23.
“Contradiction with the medical record is a sufficient basis for rejecting the
claimant’s subjective testimony.” Carmickle, 533 F.3d at 1161. In Plaintiff’s
Activities of Daily Living (“ADL”) Report, he claimed that he could not sit more than
10-15 minutes, stand more than 10 minutes, lift a gallon of milk, twist, or bend
without pain. Tr. 293. Plaintiff testified during the ALJ hearing that he required
the use of a cane for support as his right leg goes weak. Tr. 49. Plaintiff also
testified that he has problems with his neck, spine, right arm, and shakiness that
lead to reduced precision in his right hand. Id. Contrary to those claims, medical
providers described Plaintiff as having a normal gait without the use of an assistive
device on multiple occasions throughout the medical record. Tr. 2342, 2398, 2687,
2732-33, 2857, 2866, 3002. Additionally, examinations by two different doctors only
noted an issue for Plaintiff when lifting anything over 20 or 30 pounds. Tr. 3616-25,
2394-95. The record also reflects Plaintiff’s ability to grasp and manipulate items
with his hands without evidence of diminutions. Tr. 2343.
Moreover, the ALJ noted inconsistencies in Plaintiff’s testimony regarding
his mental health status and the record. Tr. 23. During the hearing with the ALJ,
Plaintiff reported that he “doesn’t like being around people anymore,” and that his
memory and attention span have declined. Tr. 47. This statement contrasted with
Plaintiff’s own earlier statement that he does not have any problems getting along
with family, friends, neighbors, or others. Tr. 298. Additionally, Plaintiff’s attention,
language, and memory were noted within normal limits several times throughout
the record. Tr. 3608, 2807, 3589, 3644, 3656, 3770, 3914, 3916. The Court concludes
that the ALJ reasonably considered these inconsistencies in assessing the Plaintiff’s
subjective symptom testimony and that the ALJ’s conclusions are supported by
substantial evidence in the record.
The ALJ also reasoned that Plaintiff’s testimony was inconsistent with his
examinations and presentation at the CDIU investigation. Tr. 23. Plaintiff testified
at the hearing, that he required the use of a cane for support. Tr. 49. However,
during the CDIU investigation, the investigator noted that Plaintiff walked with no
gait disturbance and without the use of any kind of assistive devices. Tr. 3913.
Additionally, Plaintiff sat for the 40-minute interview without needing to adjust his
position. Tr. 3913. At one point during the interview, Plaintiff bent over and picked
up a small dog without any hesitation nor signs of discomfort. Tr. 3915. Plaintiff
also testified that his memory was worsening. Tr. 48. The CDIU report notes that
Plaintiff had “unremarkable recall” and was able to remember “previous addresses,
acquaintances, their information, his prior employers, dates he worked at each job
and significant things [that] occur[ed] [in] his past.” Tr. 3914. The Court concludes
that the ALJ reasonably considered these inconsistencies in assessing Plaintiff’s
subjective symptom testimony and that the ALJ’s conclusions are supported by
substantial evidence in the record.
Finally, the ALJ relied on conflict between Plaintiff’s activities of daily living
and his alleged limitations. Tr. 23. In Plaintiff’s ADL Report, he answered that he
could no longer lift, run, walk, and hunt due to his injuries. Tr. 294. During the
hearing, Plaintiff testified that he could only go on short walks, no more than 200-
300 yards, once or twice a week. Tr.54. But, the record indicates that Plaintiff
engaged in various physical activities including, hunting, fishing, and going to the
gym four times a week for at least 30 minutes each session. Tr. 20, 25, 3760, 3775,
3780. Plaintiff also reported going on a hunting trip for four to five weeks with his
brothers and friends in September of 2015. Tr. 2591. During the CDIU
investigation, Plaintiff further remarked on this trip, saying that when not in the
air-conditioned trailer, they were tracking and hunting for days on end. Tr. 3915. In
August 2016 Plaintiff reported going camping at the coast and being active.
Additionally, he further reported being more active around the house. Tr. 3688. The
Court concludes that the ALJ reasonably considered Plaintiff’s activities of daily
living in assessing Plaintiff’s credibility.
Given the evidence in the record as a whole, the ALJ’s conclusion about the
Plaintiff’s alleged limitations represents a reasonable interpretation and is thus
sufficient to support the ALJ’s conclusion. For the above reasons, the Court
concludes that the ALJ provided adequate support for discounting Plaintiff’s
subjective symptom testimony and the ALJ’s conclusions are supported by
substantial evidence in the record.
II. Medical Source Opinion
Plaintiff contends that the ALJ erred in weighing the opinions from Pari
Faraji, M.D., and Noah Roost, Ph.D. Defendant responds that the ALJ did not err in
providing specific and legitimate examples when weighing the opinions from Dr.
Faraji and Dr. Roost.
The ALJ is responsible for resolving conflicts in the medical record.
Carmickle, 533 F.3d at 1164 (9th Cir. 2008). “As a general rule, more weight should
be given to the opinion of a treating source than to the opinion of doctors who do not
treat the claimant[.]” Turner v. Comm’r Soc. Sec. Admin., 613 F.3d 1217, 1222 (9th
Cir. 2010) (internal quotation marks and citation omitted.) An ALJ may reject the
uncontradicted medical opinion of a treating of examining physician only for “clear
and convincing” reasons supported by substantial evidence in the record. Bayliss v.
Barnhart, 427 F.3d 1211, 1216 (9th Cir. 2005). An ALJ may reject the contradicted
opinion of a treating or examining doctor by providing “specific and legitimate
reasons that are supported by substantial evidence.” Id. Additionally, an ALJ may
reject medical source opinion evidence that is inconsistent with other medical
opinions of record, or inconsistent with the objective medical evidence. See
Tommasetti, 533 F. 3d at 1041. (ALJ did not err in rejecting medical opinion that
conflicted with objective medical evidence and other medical opinion of record).
Legitimate reasons for rejecting a physician’s opinion may include its reliance on a
claimant’s discredited subjective complaints. Id.
A. Pari Faraji, M.D.
The ALJ offered two reasons for rejecting Dr. Faraji’s medical opinion of
Plaintiff: (1) Dr. Faraji’s assessment did not provide a function-by-function analysis
of the Plaintiff’s remaining abilities; and (2) Dr. Faraji’s assessment of severe
symptoms is inconsistent with the overall medical record. Tr. 28.
First, the ALJ gave Dr. Faraji’s opinion “some weight” as his letter did not
provide a function-by-function analysis. Id. An ALJ may reject an opinion that does
not provide any specific functional limitations. See Meanel v. Apfel, 172 F.3d 1111,
1114 (9th Cir. 1999) (explaining that a doctor’s “mere statement that [claimant]
experienced some diminution in her concentration skills” falls short of an opinion
with specific findings and was therefore not useful in the disability determination).
Here, Dr. Faraji’s letter opinion vaguely concludes that Plaintiff’s symptoms are
still severe, and that his psychiatric illness adversely impacts his function. Tr. 3908.
Dr. Faraji does not elaborate further nor specify Plaintiff’s limitations. As such, Dr.
Faraji’s statement falls short of an informed opinion that Plaintiff’s major
depressive disorder would significantly interfere with his ability to work.
Second, the ALJ determined that Dr. Faraji’s assessment of severe
limitations is inconsistent with the overall medical evidence record. Tr. 28. A fair
reading of the record reveals that Dr. Faraji’s opinion is inconsistent with the brief,
conclusory opinion of that state agency reviewing physician, who indicated that
Plaintiff had only mild limitations in activities of daily living and no limitations in
social functioning, concentration, persistence, and pace. Tr. 30. Thus, the ALJ was
required to provide specific and legitimate reasons supported by substantial
evidence in the record to reject Dr. Faraji’s opinion. The ALJ gave Dr. Faraji’s
opinion “some weight” because it was inconsistent with the overall medical evidence
record, including unremarkable mental health examinations, good symptom control
with medication, inconsistencies between reported symptoms and Plaintiff’s
presentation at the CDIU investigation, and Plaintiff’s most recent treatment notes
showing Plaintiff engaging in hunting fishing, and participating in competitions. Tr.
28.
Although the record reflects that Plaintiff experienced depression over the
years, the ALJ found that the record is inconsistent with Dr. Faraji’s assessment of
Plaintiff’s severe limitations. The ALJ noted that despite Plaintiff’s mental health
diagnosis, medical providers observed Plaintiff as having an intact memory, Tr.
2807, 3589, 3644, 3656, 3770, 3914, 3916, generally intact attention, concentration,
and focus, Tr. 3589, 3914, 3916, as generally pleasant and cooperative, Tr. 3985,
2915, 2957, 2961, 3589, 3913, and with no indications of problems getting along
with others. Tr. 298, 3652. The ALJ also found it important, notwithstanding Dr.
Faraji’s opinion about Plaintiff’s limitations due to his depression, Plaintiff is
observed socializing more and engaging in his hobbies throughout the record. Tr.
28, 3611, 3652, 3663-64. Finally, the ALJ noted that throughout the record,
Plaintiff’s depression symptoms were strongly affected by extrinsic situational
factors. Tr. 28, 3677-78, 3700-01, 3752, 3762. The ALJ relied on these factors in
assessing Dr. Faraji’s opinion that Plaintiff has severe symptoms which adversely
affect his function.
At best, the doctors’ notes throughout the record are inconclusive as to
Plaintiff’s limitations due to his depression. Where medical reports are inconclusive,
the “[Commissioner] is responsible for determining credibility and resolving
conflicts in medical testimony.” Magallanes v. Brown, 881 F.2d 747, 750 (9th Cir.
1989). Consequently, when evidence is susceptible to more than one rational
interpretation, the ALJ’s conclusion must be upheld. See Andrews, 53 F.3d at 1041.
As such, Dr. Faraji’s sparse opinion regarding Plaintiff’s limitations, plus its
inconsistencies with the record, establish that the ALJ did not err in assessing Dr.
Faraji’s opinion.
B. Noah Roost, Ph.D.
Plaintiff asserts that the ALJ erred in according “little weight” to Dr. Roost’s
one time examination in January 2017. Defendant responds that the ALJ
reasonably discounted medical source opinion where they were inconsistent with
the record.
As is the case with the opinion of a treating physician, the ALJ must provide
“specific, legitimate reasons…supported by substantial record evidence” for
discrediting an examining physician’s opinion. Lester v. Chater, 81 F.3d 821, 831
(9th Cir. 1995). Additionally, an ALJ may reject an examining, non-treating
physician’s opinion in favor of a non-examining non-treating physician when he
gives, “specific, legitimate reasons for doing so, and those reasons are supported by
substantial record evidence.” Roberts, 66 F.3d at 184.
Here, the ALJ reasoned that Dr. Roost’s opinion does not comport with the
overall medical record. Tr. 28. These inconsistencies include lack of psychiatric
hospitalization, unremarkable mental health examinations, and indications of
psychosocial stressors. Further, there is evidence of good symptom control and
increased socialization and participation in hobbies. Tr. 28-29. These contradictory
opinions created inconclusiveness in determining Plaintiff’s limitations, leaving the
resolution of conflicts to the authority of the Commissioner. Magallanes, 881 F.2d at
750.
Additionally, where a physician’s opinion of disability is premised largely
upon the claimant’s own accounts of his symptoms, limitations may be disregarded
where those complaints have been properly discounted. Morgan, 169 F.3d at 602. In
this case, Dr. Roost’s report relies largely on claimant’s own testimony of symptoms.
Dr. Roost notes that Plaintiff reported the primary effects of his mental health
symptoms as limiting his social relationships and impaired concentration. Tr. 3607.
He also highlighted Plaintiff’s own fear that his irritability would cause arguments
with his supervisor. Id. Dr. Roost’s conclusion is verbatim of the limitation
statements made by the Plaintiff. Combined with the fact that Plaintiff’s testimony
was discounted above, it is fair for the ALJ to weigh Dr. Roost’s opinion as such.
Accordingly, the ALJ’s reasoning concerning Dr. Roost’s opinion is supported
by substantial evidence and is a reasonable interpretation of the record. And the
ALJ did not err in ascribing “little weight” to Dr. Roost’s opinion.
III. Lay Witness Evidence
Plaintiff contends that the ALJ improperly assessed testimony from
Plaintiff’s ex-wife, J.E., and his brother, S.E. Defendant responds that the ALJ
properly rejected the lay witness evidence for the same reasons it rejected the
Plaintiff’s subjective testimony.
Generally, lay witness testimony describing a plaintiff’s symptoms is
“competent evidence that the ALJ must take into account.” Molina, 674 F.3d at
1114. The ALJ need only give germane reasons to discount the statements of a lay
witness. Id. When the ALJ fails to discuss his reasons for rejecting lay witness
testimony, any such error is harmless when the lay witness alleged substantially
the same limitations to those alleged by the plaintiff and the ALJ provided valid
reasons to reject the plaintiff’s testimony. Molina, 674 F.3d at 1122. An ALJ may
use “ordinary techniques of credibility evaluation” in assessing a claimant’s
credibility, such as prior inconsistent statements concerning the symptoms,
unexplained failure to follow treatment, or a plaintiff’s daily activities. Tommasetti,
533 F.3d at 1039.
J.E. provided a third-party function report in February 2015. Tr. 30. She
reiterated the limitations Plaintiff alleged in his initial claim. She stated that
functionally, Plaintiff had difficulty with various activities including lifting,
squatting, bending, standing, reaching, walking, kneeling, stair climbing and using
his hands. Tr. 309-316. Specifically, she reported that Plaintiff can lift less than 10
pounds, cannot reach above shoulder level for one minute, and that his back hurts
when he squats or bends. Id. J.E. also noted that while Plaintiff can prepare simple
meals, drive, and grocery shop, he does not perform any house or yard work. Id.
S.E. also provided testimony regarding his brother’s abilities in the form of
an undated letter. S.E. testified that his brother’s mobility has decreased to the
point where he can only participate in hunting activities for short distances, and he
stopped playing sports. Tr. 357. He additionally noted that Plaintiff’s attention span
has decreased, and he will drop things more often and complains how unsteady he
is. Id. Per S.E.’s letter, Plaintiff also seems more emotionally withdrawn, “not
wanting to be around people” and often “forgetting things” as if he is preoccupied.
Id.
The ALJ gave little weight to the lay witness statements as to Plaintiff’s daily
activities and alleged limitations and capabilities. Tr. 30. The ALJ determined that
the testimonies were “not consistent with the overall medical record,” nor with the
“Plaintiff’s presentation to the CDIU investigator”. Tr. 30-31. The ALJ pointed to
more specific reasons for attributing little weight, such as treatment notes which
showed “mostly no strength [deficits], [no] sensory or reflex deficits and a normal
gait,” “no surgical treatment undertaken for his spine or neck,” “treatment notes
demonstrating the claimant hunting, fishing, and going to the gym,” and
consultative examination and presentation inconsistencies where “no issues with
pain, range of motion or gait were noted.” Id.
The ALJ rested her decision on the inconsistencies between the Plaintiff’s
testimony and the medical evidence, which is an appropriate and germane reason to
discount Plaintiff’s testimony. Lewis v. Apfel, 236 F.3d 503, 511 (9th Cir. 2001). The
ALJ also pointed to the similarities between Plaintiff’s discredited testimony and
the testimony of Plaintiff’s brother and ex-wife. When lay witness testimony
regurgitates the Plaintiff’s discredited testimony, that is sufficient reasoning to
discount lay testimony. Valentine v. Comm’r Soc. Sec. Admin., 574 F.3d 685, 694
(9th Cir. 2009). The Court determines that the ALJ did not err in rejecting the lay
witness testimony from Plaintiff’s ex-wife and brother, where the ALJ reasoned that
the lay witness testimony regurgitated Plaintiff’s discredited testimony.
IV. Residual Functional Capacity Finding
Plaintiff contends that the ALJ erred by failing to incorporate medical
findings into his residual functional capacity (“RFC”). Defendant responds that the
ALJ did not err in incorporating the properly supported limitations into Plaintiff’s
RFC.
The RFC defines what a claimant can do in light of their limitations and
includes all credited limitations that are supported by substantial evidence in the
record. See Bayliss, 427 F.3d at 1217. But an ALJ’s RFC assessment is proper when
the ALJ considers those limitations for which he can find record support. Id. Where
the ALJ credits the opinion of a physician, the ALJ must translate the claimant’s
condition as described in the physician’s opinion into functional limitations in the
RFC. Stubbs-Danielson v. Astrue, 539 F.3d 1169, 1174 (9th Cir. 2008).
Here, Plaintiff contends that the RFC fails to include all the functional
limitations established by his medical record, Plaintiff’s own testimony, and the lay
witness testimony. However, as discussed above, the ALJ did not err in discounting
that evidence, and therefore was not required to include the discounted limitations
when addressing the RFC.
For example, the ALJ specifically discussed how the Plaintiff’s alleged
debilitations due to his depression were not supported by the objective medical
evidence where results from Plaintiff’s medical evaluations were largely
unremarkable, hospitalization was not required, and where Plaintiff experienced
symptomatic exacerbations due to situational stressors, and thus were not
accounted for in the RFC. Tr. 18-19. While the ALJ stated that the Plaintiff does
suffer from the alleged impairments, the ALJ found that the record did not reflect
the severity of the limitations as alleged by Plaintiff. Tr. 31. As such, the ALJ
appropriately incorporated Plaintiff’s supported limitations into the RFC, limiting
him to light work with the ability to frequently stoop and crouch. Tr. 17-31.
Additionally, the ALJ specifically excluded Plaintiff’s unsupported alleged
limitations because they premised on his discounted subjective limitations. Tr. 31.
Therefore, in this case, the RFC includes all limitations credited by the ALJ
and sufficiently supported by substantial evidence within the record. Britton v.
Colvin, 787 F.3d 1011, 1013 (9th Cir. 2015). Accordingly, the ALJ’s reading of the
record is a reasonable interpretation, and the ALJ did not err in reasonably
assessing Plaintiff’s residual functional capacity.
CONCLUSION
The ALJ’s findings, and the Commissioner’s final decision regarding
Plaintiff’s disability status, are AFFIRMED.
IT IS SO ORDERED.
Dated this _2_8_t_h_ day of __F_e_b_r_u_a_r_y____ 2023.
________/_s_/A__n_n_ _A_i_k_e_n_______
Ann Aiken
United States District Judge