finding steroid and epidural injections and prescription medications not to be conservative treatment
How later courts described this case
- finding steroid and epidural injections and prescription medications not to be conservative treatment
- “Lay testimony as to a claimant's symptoms is competent evidence that an ALJ must take into account . . .”
- “Where the evidence as a whole can support either a grant or a denial, [the court] may not substitute [its] judgment for the ALJ’s”
- The reasons proffered must be “sufficiently specific to permit the reviewing court to conclude that the ALJ did not arbitrarily discount the claimant’s testimony.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
LYN C.,1 No. 6:21-cv-01421-HZ
Plaintiff, OPINION & ORDER
v.
COMMISSIONER, SOCIAL
SECURITY ADMINISTRATION,
Defendant.
Laurie B. Mapes
PO Box 1241
Scappoose OR 97056
Luke Moen-Johnson
Drew L. Johnson, P.C.
1700 Valley River Drive
Eugene, OR 97401
Attorneys for Plaintiff
1 In the interest of privacy, this Opinion uses only the first name and the initial of the last name
of the non-governmental party or parties in this case. Where applicable, this Opinion uses the
same designation for a non-governmental party’s immediate family member.
Renata Gowie
Assistant United States Attorney
District of Oregon
1000 SW Third Avenue, Suite 600
Portland, OR 97204
Justin Lane Martin
Social Security Administration
Office of the General Counsel
701 Fifth Avenue, Suite 2900 M/S 221A
Seattle, WA 98104
Attorneys for Defendant
HERNÁNDEZ, District Judge:
Plaintiff Lyn C. brings this action seeking judicial review of the Commissioner’s final
decision to deny disability insurance benefits (“DIB”). This Court has jurisdiction pursuant to 42
U.S.C. § 405(g). The Court reverses the Commissioner’s decision and remands this case for
payment of benefits.
PROCEDURAL BACKGROUND
Plaintiff applied for DIB on April 29, 2015, alleging an onset date of November 14, 2014.
Tr. 148.1.2 Plaintiff’s date last insured (“DLI”) is December 31, 2019. Tr. 307, 595. Her
application was denied initially and on reconsideration. Tr. 57–82. Plaintiff requested a hearing
before an administrative law judge (“ALJ”). Tr. 96. After a hearing, the ALJ issued a decision
dated October 30, 2017 that Plaintiff was not disabled. Tr. 11–28. The Appeals Council denied
review and Plaintiff appealed to this Court. Tr. 1-6, 697–703. Plaintiff also filed a new
application for benefits dated October 22, 2018, in which Plaintiff alleged a disability onset date
of October 30, 2017, the date of the ALJ’s decision. Tr. 822–29.
2 Citations to “Tr.” refer to the pages indicated in the official transcript of the administrative
record, filed herein as Docket No. 7.
This Court reversed the ALJ’s October 30, 2017 decision and remanded Plaintiff’s claim
to the Commissioner for further proceedings. Tr. 710–30. The Appeals Council ordered the ALJ
to consolidate Plaintiff’s 2015 and 2018 applications and issue a new decision. Tr. 733. Plaintiff
asked the ALJ to use the original alleged disability onset date of November 14, 2014 for the
consolidated claims. Tr. 830. On April 5, 2021, Plaintiff appeared with counsel for another
hearing before an ALJ. Tr. 617. On June 2, 2021, the ALJ found Plaintiff not disabled. Tr. 608.
FACTUAL BACKGROUND
Plaintiff alleges disability based on fibromyalgia, chronic fatigue syndrome, migraine
headaches, depression, anxiety, osteoarthritis, and low back injury. Tr. 192, 250. At the time of
the her alleged onset date, she was 49 years old. Tr. 246. She has at least a high school education
and past relevant work experience as a registered nurse. Tr. 606.
SEQUENTIAL DISABILITY EVALUATION
A claimant is disabled if they are unable to “engage in any substantial gainful activity by
reason of any medically determinable physical or mental impairment which . . . has lasted or can
be expected to last for a continuous period of not less than 12 months[.]” 42 U.S.C.
§§ 423(d)(1)(A), 1382c(a)(3)(A). Disability claims are evaluated according to a five-step
procedure. See Valentine v. Comm’r, 574 F.3d 685, 689 (9th Cir. 2009) (in social security cases,
agency uses five-step procedure to determine disability). The claimant bears the ultimate burden
of proving disability. Id.
In the first step, the Commissioner determines whether a claimant is engaged in
“substantial gainful activity.” If so, the claimant is not disabled. Bowen v. Yuckert, 482 U.S. 137,
140 (1987); 20 C.F.R. §§ 404.1520(b), 416.920(b). In step two, the Commissioner determines
whether the claimant has a “medically severe impairment or combination of impairments.”
Yuckert, 482 U.S. at 140–41; 20 C.F.R. §§ 404.1520(c), 416.920(c). If not, the claimant is not
disabled. Id.
In step three, the Commissioner determines whether the claimant’s impairments, singly
or in combination, meet or equal “one of a number of listed impairments that the [Commissioner]
acknowledges are so severe as to preclude substantial gainful activity.” Yuckert, 482 U.S. at 141;
20 C.F.R. §§ 404.1520(d), 416.920(d). If so, the claimant is conclusively presumed disabled; if
not, the Commissioner proceeds to step four. Yuckert, 482 U.S. at 141.
In step four, the Commissioner determines whether the claimant, despite any
impairment(s), has the residual functional capacity (RFC) to perform their “past relevant work.”
20 C.F.R. §§ 404.1520(e), 416.920(e). If the claimant can perform past relevant work, the
claimant is not disabled. If the claimant cannot perform past relevant work, the burden shifts to
the Commissioner. In step five, the Commissioner must establish that the claimant can perform
other work. Yuckert, 482 U.S. at 141–42; 20 C.F.R. §§ 404.1520(e)–(f), 416.920(e)–(f). If the
Commissioner meets their burden and proves that the claimant can perform other work that
exists in the national economy, then the claimant is not disabled. 20 C.F.R. §§ 404.1566,
416.966.
THE ALJ’S DECISION
At step one, the ALJ determined that Plaintiff had not engaged in substantial gainful
activity after her alleged onset date through her date last insured. Tr. 597. Next, at steps two and
three, the ALJ determined that Plaintiff has the following severe impairments: “fibromyalgia and
degenerative disc disease.” Tr. 597. However, the ALJ determined that Plaintiff’s impairments
did not meet or medically equal the severity of a listed impairment. Tr. 598. At step four, the
ALJ concluded that Plaintiff has the residual functional capacity to perform light work as defined
in 20 C.F.R. §§ 404.1567(b) with the following limitations:
the claimant can stand and walk four hours in an eight-hour day, and sit for seven
hours in an eight-hour day. She can occasionally climb ramps and stairs, but never
climb ladders, ropes, or scaffolds. She can occasionally stoop, kneel, crouch, and
crawl. She can tolerate occasional exposure to extreme environmental heat and
cold, and to workplace hazards such as unprotected heights and exposed, moving
machinery.
Tr. 598. Because of these limitations, the ALJ concluded that Plaintiff could not perform her past
relevant work. Tr. 606. But at step five, the ALJ found that there are jobs that exist in significant
numbers in the national economy that Plaintiff can perform, such as cashier II, office helper, and
small products assembler I. Tr. 602. Thus, the ALJ concluded that Plaintiff is not disabled. Tr.
603.
STANDARD OF REVIEW
A court may set aside the Commissioner’s denial of benefits only when the
Commissioner’s findings “are based on legal error or are not supported by substantial evidence
in the record as a whole.” Vasquez v. Astrue, 572 F.3d 586, 591 (9th Cir. 2009) (internal
quotation marks omitted). “Substantial evidence means more than a mere scintilla but less than a
preponderance; it is such relevant evidence as a reasonable mind might accept as adequate to
support a conclusion.” Id. (internal quotation marks omitted). The court considers the record as a
whole, including both the evidence that supports and detracts from the Commissioner’s decision.
Id.; Lingenfelter v. Astrue, 504 F.3d 1028, 1035 (9th Cir. 2007). “Where the evidence is
susceptible to more than one rational interpretation, the ALJ’s decision must be affirmed.”
Vasquez, 572 F.3d at 591 (internal quotation marks and brackets omitted); see also Massachi v.
Astrue, 486 F.3d 1149, 1152 (9th Cir. 2007) (“Where the evidence as a whole can support either
a grant or a denial, [the court] may not substitute [its] judgment for the ALJ’s”) (internal
quotation marks omitted).
DISCUSSION
Plaintiff argues the ALJ erred by (1) improperly rejecting her subjective symptom
testimony; (2) rejecting the medical opinions of Plaintiff’s primary care doctor, Martin Hurtado,
M.D., and relying on the opinion of Allan D. Duby, M.D.; and (3) discounting the lay opinion of
her husband, Steve T.
I. Subjective Symptom Testimony
The ALJ is responsible for evaluating symptom testimony. SSR 16-3p, 2017 WL
5180304, at *1 (Oct. 25, 2017). Once a claimant shows an underlying impairment and a causal
relationship between the impairment and some level of symptoms, clear and convincing reasons
are needed to reject a claimant’s testimony if there is no evidence of malingering. Carmickle v.
Comm’r, 533 F.3d 1155, 1160 (9th Cir. 2008) (absent affirmative evidence that the plaintiff is
malingering, “where the record includes objective medical evidence establishing that the
claimant suffers from an impairment that could reasonably produce the symptoms of which he
complains, an adverse credibility finding must be based on clear and convincing reasons”)
(quotation marks and citation omitted); see also Molina v. Astrue, 674 F.3d 1104, 1112 (9th Cir.
2012) (the ALJ engages in a two-step analysis for subjective symptom evaluation: First, the ALJ
determines whether there is “objective medical evidence of an underlying impairment which
could reasonably be expected to produce the pain or other symptoms alleged”; and second, “if
the claimant has presented such evidence, and there is no evidence of malingering, then the ALJ
must give specific, clear and convincing reasons in order to reject the claimant’s testimony about
the severity of the symptoms.”) (quotation marks and citations omitted).
When evaluating subjective symptom testimony, “[g]eneral findings are insufficient.”
Reddick v. Chater, 157 F.3d 715, 722 (9th Cir. 1998) (quoting Lester v. Chater, 81 F.3d 821, 834
(9th Cir. 1995)). “An ALJ does not provide specific, clear, and convincing reasons for rejecting a
claimant’s testimony by simply reciting the medical evidence in support of his or her residual
functional capacity determination.” Brown-Hunter v. Colvin, 806 F.3d 487, 489 (9th Cir. 2015).
Instead, “the ALJ must specifically identify the testimony she or he finds not to be credible and
must explain what evidence undermines the testimony.” Holohan v. Massanari, 246 F.3d 1195
(9th Cir. 2001); see also Orteza v. Shalala, 50 F.3d 748, 750 (9th Cir. 1995) (The reasons
proffered must be “sufficiently specific to permit the reviewing court to conclude that the ALJ
did not arbitrarily discount the claimant’s testimony.”).
Plaintiff testified that she stopped work due to migraines, mobility issues, and chronic
fatigue. Tr. 645. She reported that though her symptoms wax and wane, in the two months prior
to the hearing she spent six out of seven days in bed. Tr. 646. Upon inquiry from the ALJ, she
clarified that in December 2019, her symptoms were not as severe but that she spent “a lot of
time” laying down in one way or another. Tr. 651–52. Plaintiff testified that she drives once a
week and stays local. Tr. 640. Her husband does the household chores. Tr. 640. She testified to
memory issues and difficulty with word finding. Tr. 647. She reported that she does not sleep
well, which exacerbates her fatigue and “mental issues.” Tr. 648.
When asked what treatments she had tried for her fibromyalgia besides medications,
Plaintiff reported that she had changed her diet. Tr. 650. She noted that pain prevents her from
engaging in regular exercise. Tr. 650–651. When asked why she had not sought treatment from a
rheumatologist for her fibromyalgia, she stated that she did not believe a rheumatologist could
provide her any treatment that she was not already receiving and wanted consistency in care
from her primary care doctor. Tr. 648–649.
A. Fibromyalgia
Plaintiff contends the ALJ erred by discounting her testimony about her fibromyalgia.
The ALJ found fibromyalgia to be a severe impairment but discounted her “statements
concerning the intensity, persistence and limiting effects” of her alleged symptoms. Tr. 599. In
drawing this conclusion, the ALJ relied on conservative treatment, improvement with treatment,
and a lack of objective medical evidence.
In discounting Plaintiff’s symptom testimony, the ALJ relied on what he characterized as
routine and conservative treatment. Tr. 602. He found that “while she was regularly prescribed
medications, the record contains no evidence that she requested or was referred for other
conservative measures, such as physical therapy, pool therapy, massage, acupuncture, or use of a
TENS unit.” Id. He noted further that “the record contains no evidence that she sought
emergency department treatment for breakthrough pain or episodic fibromyalgia pain” or
“requested or received referrals for specialized treatment in the areas of pain management or
rheumatology.” Id.
An ALJ may rely on a plaintiff’s use of conservative treatment to discount subjective
symptom testimony. See Parra v. Astrue, 481 F.3d 742, 751 (9th Cir. 2007) (finding that
“evidence of ‘conservative treatment’ is sufficient to discount a claimant’s testimony regarding
severity of an impairment.”). Here, conservative treatment was not a clear and convincing reason
supported by substantial evidence. Over the relevant period, Plaintiff was prescribed several
medications, including multiple opioid and non-opioid pain relievers. See e.g., tr. 538, 542, 560,
972–973, 989, 1002, 1004. She received trigger point injections for her neck pain and migraines.
Tr. 984. When her doctor recommended dietary changes, Plaintiff attempted changes to her diet.
Tr. 1001–1002.
In 2019 she was referred to physical therapy for her neck pain and sought physical
therapy treatment in January 2020. Tr. 911, 936. A couple months later, Plaintiff experienced a
“fibro flare”; her primary care doctor considered whether physical therapy had precipitated the
flare. Tr. 966.
The ALJ also relied on Plaintiff’s failure to seek other treatment modalities. There is no
evidence in the record, however, that Plaintiff was counseled by her doctors to seek alternative or
more aggressive treatments for her fibromyalgia. And though it was prior to the relevant period,
Plaintiff was evaluated by a specialist at Oregon Health & Science University’s (“OHSU”)
fibromyalgia clinic in November 2012. Tr. 1115. These records were considered and reviewed
by Plaintiff’s primary care doctor when she established care with him. Tr. 497–498.
Substantial evidence does not support the conclusion that the treatment sought and
prescribed to Plaintiff was conservative. The treatment Plaintiff received is similar to the
treatment found not to be conservative by the Ninth Circuit in Revels. See Revels v. Berryhill,
874 F.3d 648, 667 (9th Cir. 2017) (finding steroid and epidural injections and prescription
medications not to be conservative treatment).
In discussing Plaintiff’s fibromyalgia, the ALJ found that Plaintiff’s symptoms were
controlled with medication. Tr. 597, 599–602. “Impairments that can be controlled effectively
with medication are not disabling.” Warre v. Comm’r, 439 F.3d 1001, 1006 (9th Cir. 2006)
(citations omitted).
In its prior decision, the Court found the ALJ erred by relying on this same rationale
because Plaintiff suffered from “significant pain on a near-constant basis despite her
medications.” Tr. 718. Subsequent records continue to support this finding.
In October 2017, April 2018, and July 2018, Plaintiff rated her pain level related to
fibromyalgia as a four or five out of ten and remained on a daily opioid with varied use of a
stronger opioid. Tr. 1004, 998, 993. In December 2018, Plaintiff reported having a fibromyalgia
flare once a month. Tr. 986. She remained on a opioid medication regimen and reported that
another medication no longer helped. Id. She noted persistent neck pain that was not improving.
Id.
In March 2019, Plaintiff reported frequent fibromyalgia flares and believed that the main
opioid she took was becoming less effective. Tr. 983. At a September 2019 visit, when
describing her pain related to her fibromyalgia Dr. Hurtado wrote “her pain level is stable” and
noted that she continued to take the same opioid pain reliever daily. Tr. 975.
In November 2019, Plaintiff was treated for neck and shoulder pain that was not due to a
specific injury. Tr. 972. At the time, Plaintiff was “unsure if she was experiencing a fibromyalgia
flare.” Id. She continued to take several prescription medications and increased her opioid use
due to migraines. Id. At a December 2019 visit, when describing her pain related to her
fibromyalgia Dr. Hurtado wrote “her pain level is stable” and noted that she continued to take an
opioid pain reliever daily. Tr. 969.
The record shows that Plaintiff consistently reported pain related to her fibromyalgia
despite being on daily and rescue prescription pain relievers. Though her primary care doctor
described her pain level as “stable,” as the Court previously noted, her pain appears constant
across the multi-year record. It may be “stable” but it is not significantly improved in a way that
contradicts her testimony. Substantial evidence does not support the conclusion that Plaintiff’s
fibromyalgia improved and was reasonably controlled with treatment.
The ALJ also found that the medical evidence did not support Plaintiff’s allegations. Tr.
599–602. The ALJ particularly highlighted the lack of documentation of fibromyalgia tender
points. Tr. 599. He noted “[no] treating or examining clinician described her as exhibiting any
positive fibromyalgia tender points or chronic disturbances of strength, sensation, reflexes, range
of motion, mood, affect, sensorium, interpersonal functioning, grooming or hygiene that would
be objective evidence of an individual being in chronic, disabling pain.” Tr. 602. This finding is
not supported by substantial evidence.
As Plaintiff points out, she was seen by a rheumatologist in 2012 who documented
eighteen out of eighteen tender points. These records were before the ALJ at the time of the
decision. Moreover, it should not be held against Plaintiff that her primary care doctor failed to
conduct regular tender point testing. See The Merck Manual of Diagnosis and
Therapy, online version for Health Care Professionals, Fibromyalgia, available at
https://www.merckmanuals.com/professional/musculoskeletal-and-connective-tissue-
disorders/bursa,-muscle,-and-tendon-disorders/fibromyalgia (last accessed Jun. 14, 2022) (noting
that the criteria that required “the presence of tenderness at some of 18 specified tender points”
has been “eliminated because nonspecialists sometimes have difficulty evaluating tenderness
consistently, the tender points may fluctuate in intensity, and it was thought advantageous to
have criteria that are entirely symptom-based.”) As for the remaining signs the ALJ found
lacking, fibromyalgia is a disease “diagnosed entirely on the basis of a patient’s reports of pain
or other symptoms.” Benecke v. Barnhart, 379 F.3d 587, 590 (9th Cir. 2004). A patient who has
impairments due to fibromyalgia may have “muscle strength, sensory functions, and reflexes
[that] are normal.” Revels v. Berryhill, 874 F.3d 648, 663 (9th Cir. 2017) (internal quotations and
citations omitted). Objective findings on physical exam are not necessary to determine the extent
of impairment due to fibromyalgia. Id. The ALJ failed to provide specific, clear, and convincing
reasons for rejecting Plaintiff’s testimony about her fibromyalgia symptoms.
B. Migraines
Plaintiff contends the ALJ erred by failing to give a legally sufficient reason for rejecting
Plaintiff’s reports of her migraine symptoms. Defendant did not respond to any of Plaintiff’s
arguments related her migraines.
The ALJ discussed Plaintiff’s migraine symptoms and treatment at Step Two and found
her migraines to be a non-severe impairment. After reviewing her recent chart notes related to
her migraines he found as follows:
When viewed as a whole, the undersigned finds the record shows that while the
claimant experienced migraines throughout the period considered by this decision,
according to her self-reports they improved with the use of abortive medication
and were not so frequent or individually duration [sic] to cause more than
minimal vocational limitations.
Tr. 597.
The RFC formulation must take into account all of a claimant’s medically determinable
impairments (“MDIs”), both severe and non-severe. §§ 404.1545(a)(2), 416.945(a)(2). See Buck
v. Berryhill, 869 F.3d 1040, 1048-49 (9th Cir. 2017). Here, the ALJ erred by failing to provide
legally sufficient reasons for rejecting Plaintiff’s symptom testimony related to her migraines and
thus failing to account for the impairment in the RFC.
The ALJ accurately summarized the most recent chart notes related to Plaintiff’s
migraines but the conclusions he drew from those notes are not supported by substantial
evidence. Tr. 597. From October 2017 to December 2019 the frequency of Plaintiff migraines
steadily increased from two to three migraines a month, to one to two migraines a week. Tr.
1004, 1001, 998, 986, 975, 969. The increased frequency in her migraines corresponds with a
reported decrease in the effectiveness of her abortive medications. Id. In the earlier visits,
Plaintiff reports that her abortive medications are effective but that her headache occasionally
persisted. Tr. 986 (Dec. 2018), 983 (March 2019). By June 2019 she reports using a strong
opioid medication for migraine pain one to two times per week. Tr. 978. Six months later, she
reports one to two migraines per week and that the medication she previously used to relieve her
migraines at onset had decreased in efficacy. Tr. 969. There is nothing in these chart notes that
describes the individual duration of the migraines as the ALJ suggests. At the previous hearing
though she testified that even with the use of rescue medication her migraines can affect her for
two or more days. Tr. 38, 45.
The ALJ found that Plaintiff’s migraines improved with medication and were not so
frequent as to be disabling. This was error. Though abortive medications were somewhat
effective, the most recent records show a pattern of increased frequency with less relief from
medication.3 Substantial evidence does not support the ALJ’s conclusion regarding the frequency
of Plaintiff’s migraines. The ALJ erred by rejecting Plaintiff’s symptom testimony related to her
migraines.
//
//
//
3 As a point of reference, Paragraph B of Listing 11.02, which is the appropriate listing for an
equivalence analysis for migraines, requires migraines occurring at least once a week for at least
3 consecutive months despite adherence to prescribed treatment. This frequency is similar to
what Plaintiff describes in her most recent primary care visits.
II. Medical Evidence
Plaintiff contends the ALJ erred in rejecting the medical opinions of Plaintiff’s primary
care doctor, Martin Hurtado, M.D., and relying on the opinion of Allan D. Duby, M.D., a non-
examining consultive physician.
A. Martin Hurtado, M.D.
Social security law recognizes three types of physicians: (1) treating, (2) examining, and
(3) nonexamining. Garrison v. Colvin, 759 F.3d 995, 1012 (9th Cir. 2014). Generally, more
weight is given to the opinion of a treating physician than to the opinion of those who do not
actually treat the claimant. Id.; 20 C.F.R. § 404.1527(c)(1)-(2). More weight is also given to an
examining physician than to a nonexamining physician. Garrison, 759 F.3d at 1012. “If a
treating or examining doctor's opinion is contradicted by another doctor's opinion, an ALJ may
only reject it by providing specific and legitimate reasons that are supported by substantial
evidence.” Id. (quoting Lester v. Chater, 81 F.3d 821, 830 (9th Cir. 1995)). “Even when
contradicted, a treating or examining physician's opinion is still owed deference and will often be
‘entitled to the greatest weight ... even if it does not meet the test for controlling weight.’” Id.
(quoting Orn v. Astrue, 495 F.3d 625, 633 (9th Cir. 2007)).
Dr. Hurtado issued 2016 and 2021 opinions that the ALJ rejected. As for the 2016
opinion, the Court’s prior reasoning applies with equal force to the ALJ’s recent decision. The
Court considered Dr. Hurtado’s 2016 opinion in its 2020 Opinion & Order. The Court found the
ALJ did not err in rejecting the 2016 opinion. Tr.724–727. Here, the ALJ’s reasoning for
rejecting Dr. Hurtado’s 2016 opinion is identical to the reasoning provided in the ALJ’s prior
opinion. Accordingly, the Court adopts its reasoning from the 2020 Opinion & Order and
declines to revisit the issue.
In his 2021 opinion, Dr. Hurtado wrote that Plaintiff has “long-standing fibro and has
seen Rheum.” Tr. 1029. He stated “[s]he has the classic syndrome and has chronic fog and
fatigue which impact her ability to function as a nurse.” Id. He reported that Plaintiff has “daily
symptoms.” Tr. 1030. He found that pain would constantly interfere with her attention and
concentration and that she was incapable of even “low stress” jobs. Tr. 1031. He opined that she
could walk less than 50 feet without severe pain and without resting. Id. He found that she could
not sit or stand for longer than 20 minutes. Id. He opined that she could never stoop or crouch.
Tr. 1032 Finally, he found that Plaintiff was likely to miss work more than ten times a month. Tr.
1033.
The ALJ rejected Dr. Hurtado’s 2021 opinion for several reasons. First, he found Dr.
Hurtado failed to support his opinion with clinical evidence. Tr. 604–605. This is not a specific
and legitimate reason supported by substantial evidence to reject the opinion. As discussed
above, Plaintiff was seen by a rheumatologist who conducted tender point testing that Dr.
Hurtado reviewed. Moreover, the criterion for diagnosing fibromyalgia is necessarily symptom-
based. The ALJ also relied on conservative treatment. Tr. 604. As discussed in the section above
on Plaintiff’s symptom testimony, this rationale was not supported by substantial evidence.
Next, the ALJ found that the limitations that Plaintiff cannot walk more than 50 feet
without being in severe pain and cannot stoop or crouch were contradicted by her activities of
daily living. Tr. 605. This is a specific and legitimate reason supported by substantial evidence in
the record. See Ghanim v. Colvin, 763 F.3d 1154, 1162 (9th Cir. 2014) (finding inconsistency
between a treating provider's opinion and a claimant's daily activities may constitute a specific
and legitimate reason to discount that opinion). As the ALJ notes, there is evidence in the record
that Plaintiff grocery shops, occasionally does dishes, does laundry, and cleans bathrooms. Tr.
268–270. This level of activity is at odds with the degree of limitation identified by Dr. Hurtado.
The ALJ also permissibly relied on a lack of objective evidence to support the stark
increase in days likely to be missed from the 2016 to 2021 opinions. Tr. 605. As discussed
above, throughout this period Plaintiff’s fibromyalgia pain remained constant without evidence
of a stark increase in pain levels or more frequent flare ups. The frequency of her migraines
increased but not to a degree that obviously supports this limitation. Without an explanation from
Dr. Hurtado, the ALJ reasonably relied on a lack of objective evidence to support this finding.
See Molina, 674 F.3d at 1111 (An ALJ “may permissibly reject check-off reports that do not
contain any explanation of the bases of their conclusions.”). Because the ALJ provided specific,
legitimate reasons, supported by substantial evidence, the Court finds the ALJ did not err in
discounting Dr. Hurtado’s 2021 opinion.
B. Allan D. Duby, M.D.
Plaintiff contends the ALJ erred by relying on the testimony of Dr. Duby in formulating
the RFC. Dr. Duby was a non-examining physician who testified during the 2021 hearing. Tr.
622–635. During his testimony, Dr. Duby doubted Plaintiff’s fibromyalgia diagnosis, with a
particular focus on the fact that she had never been seen by a rheumatologist and lacked testing
to rule out other diseases, such as inflammatory arthritis. Tr. 626. He found that Plaintiff’s
impairments did not meet or equal the severity of a listed impairment. Tr. 626–27. He identified
the following limitations: Plaintiff could lift/carry 10 pounds frequently and 11-20 pounds
occasionally, sit for 2 hours at a time and 7 hours total in an 8-hour workday, stand for 1 hour at
a time and 7 hours total in an 8-hour workday, and walk for 1 hour at a time and 4 hours total in
an 8-hour workday. Tr. 627. She could reach frequently, push/pull, handle, finger, and feel with
both hands continuously, operate foot controls frequently, climb stairs/ramps frequently and
climb ladders/scaffolds occasionally, balance and stoop frequently, kneel, crouch, and crawl
occasionally, and work at unprotected heights on a frequent basis during the relevant period. Tr.
627–28.
The ALJ gave Dr. Duby’s opinion “some persuasive value” and incorporated many of the
“specific exertional, postural, and environmental limitations” identified by Dr. Duby in the RFC.
Tr. 603. This was error because Dr. Duby drew these conclusions without the benefit of the
complete record. At multiple points in his testimony, Dr. Duby noted the lack of a diagnosis
from a rheumatologist, lack of tender point exams, and a lack of labs showing that other diseases
had been ruled out by Plaintiff’s doctors. Tr. 625–626, 629–630, 634. However, Dr. Duby did
not review Plaintiff’s OHSU records. As discussed at other points in the opinion, the OHSU
rheumatology records show a diagnosis of fibromyalgia, a tender point exam documenting 18 out
of 18 tender points, and lab work to rule out inflammatory arthritis. Tr. 1132, 1150–1152. Even
though these records are from before the relevant period, they directly contradict many of Dr.
Duby’s statements and cast doubt on his understanding of the case and the reliability of his
opined limitations.
III. Lay Witness Testimony
Plaintiff argues the ALJ impermissibly discounted the testimony of Plaintiff’s husband
Steve T. The ALJ may discount a lay witness’s testimony by providing germane reasons
supported by substantial evidence in the record. Molina v. Astrue, 674 F.3d 1104, 1114
(9th Cir. 2012). Plaintiff’s husband provided Function Reports in 2015 and 2016. Tr. 259–66,
299–306.
The 2015 Function Report completed by Plaintiff’s husband noted that Plaintiff has no
strength or energy and said that her fatigue is sometimes overwhelming. Tr. 259. He observed
that Plaintiff spent about 70% of her time between her bed and the couch. Tr. 260. He indicated
that her conditions affect her ability to lift, squat, bend, stand, reach, walk, sit, kneel, climb
stairs, complete tasks, concentrate, and use her hands. Tr. 264. He stated that she could perform
chores for twenty to thirty minutes at a time twice a day, four to five times per week. Tr. 261.
Plaintiff’s husband said that she is able to prepare snacks and simple meals, but she is unable to
cook a full prepared meal. Id. He indicated that although Plaintiff used to be able to snow ski,
water ski, backpack, and had helped her husband remodel two homes, she was no longer able to
do any of those things. Tr. 260. He also noted that if she were to lift forty to fifty pounds one
time, she would be down for two days due to her chronic fatigue and fibromyalgia. Tr. 261. He
did not mention Plaintiff’s migraine headaches in the 2015 function report.
Plaintiff’s husband’s 2016 Function Report documented similar challenges. He reported
that she walks from room to room in the house and spends much of her time in bed or on the
couch. Tr. 300. He noted that some days she does not get out of bed at all. Id. He also reported
that Plaintiff has migraines that last for days, brain fog that causes forgetfulness, and that she is
unable to sit or stand for any amount of time. Tr. 299. He reiterated that she was no longer able
to ski, hike, travel with comfort, garden, hang sheet rock, cut firewood, or dance. Tr. 300. He
reported that she was unable to stand for long periods and performed one chore every other day.
Tr. 300–01. He again indicated that her conditions affect her ability to lift, squat, bend, stand,
reach, walk, sit, kneel, climb stairs, complete tasks, concentrate, and use her hands. Tr. 304. He
added that she also has difficulty with her memory, concentration, understanding, and following
instructions, and said that she is unable to pay bills, handle a savings account, or use a checkbook
because she cannot remember when to do it or if she has done it and struggles with organization
and memory. Id.; Tr. 302. He described behaviors of distraction, depression, and pain. Tr. 305.
Plaintiff’s husband also described the symptoms of her migraines, including headaches and
vomiting that lasts for days. Tr. 299.
The ALJ rejected Steve T.’s opinion and found that “the objective medical evidence, the
documented course of treatment, and the opinions of Dr. Duby and the DDS consultants to have
greater persuasive value than the layperson allegations of the claimant’s husband.” Tr. 606.
As discussed in the sections above, the objective medical evidence, Plaintiff’s treatment,
and Dr. Duby’s opinion are not germane reasons supported by substantial evidence. This leaves
the opinions of the “DDS consultants.” Tr. 606. Without more explanation, this alone is not a
germane reason to reject lay witness testimony. To hold otherwise would not comport with Ninth
Circuit authority that considers lay witness testimony valuable to social security benefits
determinations. See Lewis v. Apfel, 236 F.3d 503, 511 (9th Cir. 2001) (“Lay testimony as to a
claimant's symptoms is competent evidence that an ALJ must take into account . . .”); see also
Charles P. v. Comm'r of Soc. Sec., No. C18-1618-MJP-BAT, 2019 WL 1981887, at *4 (W.D.
Wash. Apr. 16, 2019), report and recommendation adopted sub nom. Philippart v. Comm'r of
Soc. Sec., No. C18-1618-MJP, 2019 WL 1979327 (W.D. Wash. May 3, 2019) (finding the same
and rejecting the rationale that state agency reviewing doctors provided “a more comprehensive
assessment” than a lay witness). Furthermore, “[l]ay witness testimony may not be rejected on
the grounds that it lacks support from medical evidence, but it may be rejected if contradicted by
medical or other evidence.” Kristin E. v. Comm'r of Soc. Sec., No. C19-6093-MLP, 2020 WL
4219673, at *2 (W.D. Wash. July 23, 2020) (citing Diedrich v. Berryhill, 874 F.3d 634, 641 (9th
Cir. 2017) and Bayliss v. Barnhart, 427 F.3d 1211, 1218 (9th Cir. 2005). Here, the ALJ
identified no contradiction between Steve T.’s opinions and the DDS consultants’ opinions. The
ALJ failed to provide a germane reason for rejecting the lay witness opinion of Plaintiff’s
husband.
IV. Remand
Plaintiff asks the Court to credit the above-described testimony as true and remand this
case for payment of benefits. To determine which type of remand is appropriate, the Ninth
Circuit uses a three-part test. Garrison, 759 F.3d at 1020; Treichler v. Comm'r Soc. Sec. Admin.,
775 F.3d 1090, 1100 (9th Cir. 2014). First, the ALJ must fail to provide legally sufficient reasons
for rejecting evidence, whether claimant testimony or medical opinion. Garrison, 759 F.3d at
1020. Second, the record must be fully developed, and further administrative proceedings would
serve no useful purpose. Id. Third, if the Court remands the case and credits the improperly
discredited evidence as true, the ALJ would be required to find the claimant disabled. Id. To
remand for an award of benefits, each part must be satisfied. Id. The “ordinary remand rule” is
“the proper course,” except in rare circumstances. Treichler, 775 F.3d at 1101.
The ALJ provided legally insufficient reasons for rejecting the evidence. The ALJ erred
in his review of the subjective symptom testimony of both Plaintiff and lay witness, Steve T. and
in his review of the medical evidence. Furthermore, the record in this case is fully developed.
This is Plaintiff’s second appeal to the District Court. There have been two hearings with
testimony from vocational experts and a medical expert.
Defendant contends that “evidentiary conflicts” in the record preclude an award of
benefits. Def. Brief at 16, ECF 9. Defendant does not develop this argument and cites to the
same reasons the ALJ’s gave for rejecting Plaintiff’s subjective symptom testimony. The Court
found that those reasons are not supported by substantial evidence. See supra. They thus do not
demonstrate a conflict in the record. Defendant also points generally to the opinions of the non-
examining agency doctors. Without more argument or explanation from Defendant though, the
Court cannot say that a third remand for further proceedings would shed any useful new light on
this case. Defendant has not pointed to any specific evidence “that the ALJ overlooked and
explained how that evidence casts into serious doubt the claimant’s claim to be disabled.” See
Dominguez v. Colvin, 808 F.3d 403, 407 (9th Cir. 2015).
This is the rare instance where remand for an award of benefits is appropriate. At least
one of the opinions relied on by the ALJ in determining Plaintiff’s RFC was provided without
the benefit of understanding that Plaintiff had been diagnosed with fibromyalgia by a specialist.
More importantly, Plaintiff’s testimony, if credited, would require a finding that she is disabled.
Plaintiff testified that her pain and fatigue result in her spending a lot of time “down.” Tr. 651–
652. At the prior hearing she described being “down” as “either being on, on the couch or in the
bed” and getting up only to meet her basic needs. Tr. 44. She also testified that when she gets a
regular migraine, they take two or more days to resolve even when her rescue medications are
effective. Tr. 38, 45. At her most recent primary care visits she reported getting one to two
migraines a week. Tr. 978, 969. The vocational expert testified that a person who misses more
than sixteen hours of work per month cannot maintain competitive employment. Tr. 667. When
credited as true, Plaintiff’s testimony establishes that her symptoms would cause her to miss
sixteen hours or more of work per month. As such, crediting Plaintiff’s testimony requires a
finding that she is disabled.
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CONCLUSION
Based on the foregoing, the Commissioner’s decision is REVERSED and REMANDED
for immediate payment of benefits.
IT IS SO ORDERED.
DATED:______J_u_ly_ _1_2_,_ 2_0_2_2_______.
__________________________________
MARCO A. HERNÁNDEZ
United States District Judge