discounting claimant’s testimony based on inconsistencies with claimant’s ability to maintain a household and raise two children
How later courts described this case
- discounting claimant’s testimony based on inconsistencies with claimant’s ability to maintain a household and raise two children
- relying on discrepancies between claimant’s testimony about weight fluctuation and the medical record
- “Such evidence of medical treatment successfully relieving symptoms can undermine a claim of disability.” (citing 20 C.F.R. §§ 404.4520a(c)(1), 416.920a(c)(1))
- finding that impairments controlled by treatment are not disabling
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
JUSTIN L.,!
Plaintiff, Civ. No. 3:19-cv-00163-MC
Vv. OPINION AND ORDER
COMMISSIONER, SOCIAL SECURITY
ADMINISTRATION,
Defendant.
MCSHANE, Judge:
Plaintiff Justin L. brings this action for judicial review of a final decision of the
Commissioner of Social Security (“Commissioner”) denying his application for supplemental
security income (“SSI”) benefits under Title XVI of the Social Security Act. Plaintiff argues that
the Administrative Law Judge (“ALJ”) erred by rejecting his subjective symptom testimony,
improperly discounting portions of an examining doctor’s testimony, and disregarding lay witness
testimony. But because the Commissioner’s decision is based on proper legal standards and
supported by substantial evidence, the Commissioner’s decision is AFFIRMED.
STANDARD OF REVIEW
A reviewing court will affirm the Commissioner’s decision if it is based on proper legal
standards and the legal findings are supported by substantial evidence in the record. 42 U.S.C. §
405(g); Batson v. Comm’r Soc. Sec. Admin., 359 F.3d 1190, 1193 (9th Cir. 2004). “Substantial
| In the interest of privacy, this opinion uses only the first name and the initial of the last name of the non-governmental
party.
1 — OPINION AND ORDER
evidence is ‘more than a mere scintilla but less than a preponderance; it is such relevant evidence
as a reasonable mind might accept as adequate to support a conclusion.’” Hill v. Astrue, 698 F.3d
1153, 1159 (9th Cir. 2012) (quoting Sandgathe v. Chater, 108 F.3d 978, 980 (9th Cir. 1997)). To
determine whether substantial evidence exists, the Court reviews the entire administrative record,
weighing both the evidence that supports and detracts from the ALJ’s decision. Davis v. Heckler,
868 F.2d 323, 326 (9th Cir. 1989).
DISCUSSION
The Social Security Administration uses a five-step sequential evaluation to determine
whether a claimant is disabled. 20 C.F.R. §§ 404.1520; 416.920 (2012). The initial burden of proof
rests on the claimant to meet the first four steps. If the claimant satisfies his burden with respect
the first four steps, the burden shifts to the Commissioner for step five. 20 C.F.R. § 404.1520. At
step five, the Commissioner must show that the claimant can adjust to other work after considering
the claimant’s RFC, age, education, and work experience. Id. If the Commissioner fails to meet
this burden, then the claimant is disabled. 20 C.F.R. §§ 404.1520(a)(4)(v); 416.920(a)(4)(v). If,
however, the Commissioner finds that the claimant can perform other work existing in significant
numbers in the national economy, the claimant is not disabled. Bustamante v. Massanari, 262 F.3d
949, 953–54 (9th Cir. 2001).
At step two, the ALJ found that Plaintiff had the following severe impairments: migraine
headaches, an anxiety disorder, and a depressive disorder. Tr. 17.2 The ALJ found that Plaintiff
had the following RFC:
The claimant has the [RFC] to lift and/or carry 50 pounds occasionally and 25
pounds frequently. He can sit up to six hours in an eight-hour workday. He can
stand and/or walk up to six hours total in an eight-hour workday. He can push and
pull as much as lifting and carrying. He can occasionally climb ladders and
scaffolds. He is precluded from working around hazards, such as unprotected
2 “Tr” refers to the Transcript of the Social Security Administrative Record provided by the Commissioner.
heights, working with heavy machinery, or operating a motor vehicle as part of the
job requirements. He is limited to superficial contact with coworkers. However,
tasks should be completed independently without the need for coordinated efforts
with coworkers. He is limited to no interaction with the public as part of the job
requirements. He is limited to low-stress work, i.e., no work at a production-rate
pace and having the same tasks day to day in the same work environment (no
working at different job sites from one day to the next).
Tr. 19. Based on the vocational expert’s testimony, the ALJ concluded Plaintiff could perform jobs
that exist in significant numbers in the national economy and was not disabled. Tr. 25.
Plaintiff argues that the ALJ committed legal error by rejecting Plaintiff’s symptom
testimony, incorrectly discounting Dr. Seth Williams’ testimony, and improperly disregarding lay
witness testimony.
I. Plaintiff’s Symptom Testimony
Plaintiff asserts that the ALJ erred by rejecting his subjective symptom testimony. Pl.’s Op.
Br. 5, ECF No. 13. An ALJ can only reject testimony about the severity of a claimant’s symptoms
by offering “clear and convincing reasons” supported by “substantial evidence in the record.”
Thomas v. Barnhart, 278 F.3d 947, 959 (9th Cir. 2002). But the ALJ is not “required to believe
every allegation of disabling pain, or else disability benefits would be available for the asking, a
result plainly contrary to 42 U.S.C. § 423(d)(5)(A).” Molina v. Astrue, 674 F.3d 1104, 1112 (9th
Cir. 2012) (citation omitted). The ALJ may “consider a range of factors,” to include:
(1) whether the claimant engages in daily activities inconsistent with the alleged
symptoms; (2) whether the claimant takes medication or undergoes other treatment
for the symptoms; (3) whether the claimant fails to follow, without adequate
explanation, a prescribed course of treatment; and (4) whether the alleged
symptoms are consistent with the medical evidence.
Lingenfelter v. Astrue, 504 F.3d 1028, 1040 (9th Cir. 2007); see also Ghanim v. Colvin, 763 F.3d
1154, 1163 (9th Cir. 2014). The Court will uphold an ALJ’s credibility finding even if all the
ALJ’s rationales for rejecting clamant testimony are not upheld. Batson, 359 F.3d at 1197.
Plaintiff argues that the ALJ erred by “find[ing] generally that the claimant’s testimony
was not credible, but failed to identify which testimony [the ALJ] found not credible and why.”
Pl.’s Op. Br. 8 (quoting Brown-Hunter v. Colvin, 806 F.3d 487, 493 (9th Cir. 2015)). But the Court
disagrees for three reasons.
First, the ALJ discounted Plaintiff’s testimony by citing to evidence of improvement. See
Wellington v. Berryhill, 878 F.3d 867, 876 (9th Cir. 2017) (“Such evidence of medical treatment
successfully relieving symptoms can undermine a claim of disability.” (citing 20 C.F.R. §§
404.4520a(c)(1), 416.920a(c)(1))). Plaintiff testified that his symptoms of depression, which he
consistently rated low, improved with counseling and medication. Tr. 21 (citing tr. 243, 247, 282);
tr. 24–46. Plaintiff also testified that his headaches improved significantly with chiropractic care.
Tr. 21 (citing tr. 244, 429, 458). The ALJ could rely on this evidence because not only does it
reflect improvement, it suggests that treatment could alleviate Plaintiff’s impairments. See Warre
ex rel. E.T. IV v. Comm’r of Soc. Sec. Admin., 439 F.3d 1001, 1006 (9th Cir. 2006) (finding that
impairments controlled by treatment are not disabling).
Second, the ALJ determined that Plaintiff’s level of activity was inconsistent with his
allegations of disabling impairment. An ALJ may use inconsistent activities to discount a
claimant’s subjective testimony. Rollins v. Massanari, 261 F.3d 853, 857 (9th Cir. 2001). The ALJ
focused on Plaintiff’s ability to play video games for hours at a time, do dishes, mow the lawn,
shop in stores, and design computer graphics. Tr. 21 (citing tr. 177–82). While Plaintiff asks the
Court to find that the ALJ erred in weighing his daily activities, the mere “possibility of drawing .
. . inconsistent conclusions from the evidence does not prevent an administrative agency’s finding
from being supported by substantial evidence.” Consolo v. Fed. Maritime Comm’r, 383 U.S. 607,
620 (1966). As a result, the ALJ reasonably concluded that Plaintiff’s daily activities were
inconsistent with his alleged symptoms. Lingenfelter, 504 F.3d at 1040.
Third, the ALJ found that the treatment records did not fully support Plaintiff’s testimony.
Tr. 20–21. An ALJ may consider whether the alleged symptoms accord with the medical evidence
in the record. Lingenfelter, 504 F.3d at 1040. Further, discrepancies between a claimant’s
testimony and the medical record is a valid reason for an ALJ to discount symptom testimony. See
Connett v. Barnhart, 340 F.3d 871, 874 (9th Cir. 2003) (relying on discrepancies between
claimant’s testimony about weight fluctuation and the medical record). Here, the ALJ noted many
times when the medical record contradicted Plaintiff’s testimony. See tr. 20–21. For example,
mental status examinations of Plaintiff were generally unremarkable, with evidence that Plaintiff
was alert and oriented, displayed normal mood and effect, completed three-step tasks with perfect
accuracy, had intact memory, and a “rich fund of knowledge.” Tr. 21 (citing tr. 285–86, 429–30).
Plaintiff also had neurology examinations and magnetic resonance imaging scans which revealed
some irregularities, but nothing that required additional medical attention. Tr. 20 (citing 390, 392,
402–12, 415–16). Based on Plaintiff’s medical record, the ALJ did not err in determining that
objective findings did not fully support Plaintiff’s subjective symptom testimony.
In sum, the ALJ provided clear and convincing reasons for rejecting Plaintiff’s subjective
symptom testimony.
II. Examining Physician Testimony
Plaintiff next argues that the ALJ erred by discounting examining physician Dr. Seth
Williams’ testimony. Pl.’s Op. Br. 10. The Commissioner counters that the ALJ’s decision to only
partially credit Dr. Williams’ opinion was a proper determination of conflicting evidence in the
record. Def.’s Br. 11, ECF No. 14.
“To reject an uncontradicted opinion of a treating or examining doctor, an ALJ must state
clear and convincing reasons that are supported by substantial evidence.” Bayliss v. Barnhart, 427
F.3d 1211, 1216 (9th Cir. 2005) (citation omitted). “If a treating or examining doctor’s opinion is
contradicted by another doctor’s opinion, an ALJ may only reject it by providing specific and
legitimate reasons that are supported by substantial evidence.” Id. (emphasis added). When
evaluating conflicting medical opinions, an ALJ need not accept a brief, conclusory, or
inadequately supported opinion. Id.
Dr. Williams examined Plaintiff on December 19, 2015. Tr. 281–90. Dr. Williams opined
that while Plaintiff possessed the mental capacity to work, he would struggle socially with
coworkers and the public. Tr. 288. Dr. Williams also opined that Plaintiff would struggle with
typical workplace stress and that he should be considered disabled for 12 to 18 months to separate
from his parents. Tr. 288. But Dr. Williams also noted that Plaintiff could perform detailed and
complex tasks and could also accept instruction from supervisors. Tr. 289. Ultimately, Dr.
Williams attributed Plaintiff’s inability to work because of his own “pre-emptive judgments of
failure from which he cannot see the exit.” Tr. 290. While the ALJ did not reject Dr. Williams’
opinion outright, the ALJ gave “little” weight to Dr. Williams’ opinion that Plaintiff’s deficits in
social functioning made him disabled for 12 to 18 months. Tr. 22 (citing tr. 288). The ALJ noted
that Dr. Williams’ medical opinion was contradicted by opinions from Dr. Winifred Ju and Dr.
Joshua Boyd, non-examining sources. Tr. 23. Dr. Ju and Dr. Boyd both opined that while Plaintiff
would struggle to collaborate with others, he could have brief superficial contact with coworkers.
See tr. 23 (citing tr. 66–68, 83–85).
Because Dr. Williams’ opinion was contradicted, the ALJ needed to provide specific and
legitimate reasons supported by substantial evidence. Bayliss, 427 F.3d at 1216. The ALJ did so
here. The ALJ noted that Plaintiff could function in social settings, such as electronics and office
supply stores, bookstores, and therapy sessions. Tr. 21–22 (citing tr. 177–82, 281). Because an
ALJ may discount a claimant’s testimony based on inconsistencies with their level of activity, the
ALJ did not commit legal error. See Rollins, 261 F.3d at 856 (discounting claimant’s testimony
based on inconsistencies with claimant’s ability to maintain a household and raise two children).
III. Lay Witness Testimony
Plaintiff next argues that the ALJ erred by rejecting lay witness testimony from his mother.
Pl.’s Op. Br. 11–12. Generally, an ALJ must provide “germane reasons” for rejecting lay
testimony. Lewis v. Apfel, 236 F.3d 503, 511 (9th Cir. 2001). The Commissioner contends that the
ALJ met this requirement by noting that the mother’s testimony was inconsistent with Plaintiff’s
daily activities. Def.’s Br. 11.
The Court agrees with the Commissioner. Inconsistency between lay witness testimony
and a claimant’s daily activity is a germane reason to discount such statements. Carmickle v.
Comm’r Soc. Sec. Admin., 533 F.3d 1155, 1164 (9th Cir. 2008). As the ALJ noted, Plaintiff can
complete household chores, use a computer, play video games, and shop in public. Tr. 24 (citing
168–72). Based on this evidence, the ALJ could reasonably discount the mother’s lay witness
testimony. Lewis v. Apfel, 236 F.3d 503, 512 (9th Cir. 2001). Further, while Plaintiff’s mother
offered an opinion about specific limitations, her opinion generally mirrored Plaintiff’s own
allegations. Compare tr. 168 (discussing son’s inability to concentrate due to anxiety), with tr. 176
(“Lessened concentration makes handling information or instructions difficult.”). Even if the ALJ
had not provided germane reasons for rejecting the mother’s testimony, the Court would have still
considered that harmless error. Molina, 674 F.3d at 1122.
The Court therefore finds that the ALJ did not err in rejecting the mother’s testimony.
CONCLUSION
For these reasons, the Commissioner’s final decision is AFFIRMED.
IT IS SO ORDERED.
DATED this 1st day of September, 2020.
_s/Michael J. McShane___________
Michael J. McShane
United States District Judge