affirming the district court’s dismissal of suit against the ODRC that held that “the ODRC is not a ‘person’”
How later courts described this case
- affirming the district court’s dismissal of suit against the ODRC that held that “the ODRC is not a ‘person’”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION AT CINCINNATI
ARTHUR JERRY SCOTT JR., : Case No. 1:23-cv-102
:
Plaintiff, :
: Judge Matthew W. McFarland
vs. :
Magistrate Judge Stephanie K. Bowman
:
ODRC OHIO DAPARTMENT :
CORRECTION, et al., :
:
Defendants. :
ORDER and
REPORT AND RECOMMENDATION
Arthur Jerry Scott Jr., a state prisoner proceeding in forma pauperis and without the
assistance of counsel, has filed a civil rights action with this Court. (See Amended Complaint,
Doc. 10). He alleges that he was stabbed by another inmate while in custody at Lebanon
Correctional Institution, and that he was discriminated against because of his background and
sexual orientation. (Id., PageID 58).
The matter is before the Court for an initial screening of the Complaint under 28 U.S.C. §
1915A(a) and 28 U.S.C. § 1915(e)(2). Because neither of the Defendants sued in the Amended
Complaint are proper defendants in a claim brought under 42 U.S.C. § 1983, the case should be
dismissed. However, Plaintiff may submit a Second Amended Complaint raising his claims
against proper defendants within thirty days. If he fails to do so, the case should be dismissed.
I. Initial Screening Standard
Because Plaintiff is a prisoner seeking “redress from a governmental entity or officer or
employee of a governmental entity,” and is proceeding in forma pauperis (see Doc. 9), the Court
is required to conduct an initial screening of his complaint. 28 U.S.C. § 1915A(a); 28 U.S.C. §
1915(e)(2). Here, the Court considers Plaintiff’s Amended Complaint. (Doc. 10; see also Doc.
9, PageID 51 (noting that the Amended Complaint supersedes the original Complaint)).
The Court must dismiss a complaint, or any portion of it, that is frivolous, malicious, fails
to state a claim upon which relief may be granted, or seeks monetary relief from a defendant who
is immune from such relief. 28 U.S.C. §§ 1915A(b) and 1915(e)(2). To state a claim for relief, a
complaint must set forth “a short and plain statement of the claim showing that the pleader is
entitled to relief.” Fed. R. Civ. P. 8(a)(2). The Court must construe the complaint in plaintiff’s
favor, accept all well-pleaded factual allegations as true, and evaluate whether the complaint
contains “enough facts to state a claim to relief that is plausible on its face.” Bell Atl. Corp. v.
Twombly, 550 U.S. 544, 570 (2007).
“A claim has facial plausibility when the plaintiff pleads factual content that allows the
court to draw the reasonable inference that the defendant is liable for the misconduct alleged.”
Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Twombly, 550 U.S. at 556). However, a
complaint that consists of “labels and conclusions” or “a formulaic recitation of the elements of a
cause of action” is insufficient. Id. (quoting Twombly, 550 U.S. at 555).
In the interest of justice, this Court is also required to construe a pro se complaint
liberally and to hold it “to less stringent standards than formal pleadings drafted by lawyers.”
Erickson v. Pardus, 551 U.S. 89, 94 (2007) (quoting Estelle v. Gamble, 429 U.S. 97, 106 (1976)
and citing Fed. R. Civ. P. 8(f) [now (e)]). Even with such a liberal construction, a pro se
complaint must still adhere to the “basic pleading essentials.” Wells v. Brown, 891 F.2d 591, 594
(6th Cir. 1989). Specifically, a pro se “complaint ‘must contain either direct or inferential
allegations respecting all the material elements’ to recover under some viable legal theory.”
Barhite v. Caruso, 377 F. App’x 508, 510 (6th Cir. 2010) (quoting Mezibov v. Allen, 411 F.3d
712, 716 (6th Cir. 2005)). “Threadbare recitals of the elements of a cause of action, supported
by mere conclusory statements do not suffice.” Iqbal, 556 U.S. at 678.
II. Parties and Claims
Plaintiff Arthur Scott Jr. is a prisoner in the custody of the Ohio Department of
Rehabilitation and Correction (ODRC), currently incarcerated at Southern Ohio Correctional
Facility. (Doc. 10, PageID 54). He was in custody at Lebanon Correctional Institution (LeCI) in
April 2022, when he “was stabbed by inmate Jefferson inside” their cell. (Doc. 10, PageID 58).
The Statement of Claim in the Amended Complaint reads, in its entirety:
On April 26th 2022 i was stabbed by inmate Jefferson inside our cell cell 6 on 12
block Lebanon Correctional[.] i was Denied my right to press charges on my
attacker and also I felt discriminated against due to past mistakes in my background
and being gay.
(Doc. 10, PageID 58).
Plaintiff sues the ODRC and Inmate Jefferson. (Doc. 10, PageID 54, 57). He asks the
Court for fair compensation for his injuries. (Id., PageID 59).
III. Discussion
Plaintiff appears to bring his claims under 42 U.S.C. § 1983, which requires him to plead
“(1) a deprivation of a right secured by the Constitution or laws of the United States (2) caused
by a person acting under color of state law.” Hunt v. Sycamore Cmty. Sch. Dist. Bd. of Educ.,
542 F.3d 529, 534 (6th Cir. 2008) (citation omitted). (See Original Complaint, Doc. 1-1, PageID
11 (citing § 1983)). He cannot succeed in a § 1983 claim against either the ODRC or Inmate
Jefferson.
First, the ODRC is not a “person” who can be sued under § 1983. See Vizcarrondo v.
Ohio Dep’t of Rehab. & Corr., No. 1:18-cv-1255, 2019 WL 6251775, at *5 (N.D. Ohio Nov. 22,
2019) (noting “multiple courts have found that ODRC is not a ‘person’ subject to suit under 42
U.S.C. § 1983.”); Peeples v. Ohio Dep’t of Rehab. & Corr., 64 F.3d 663 (6th Cir. 1995)
(affirming the district court’s dismissal of suit against the ODRC that held that “the ODRC is not
a ‘person’”) (unreported table case); Latham v. Ohio Parole Board, No. 1:15-cv-488, 2015 WL
5905833, at *2 (S.D. Ohio Sept. 16, 2015), report and recommendation adopted, 2015 WL
5882979 (S.D. Ohio Oct. 7, 2015) (“Plaintiff’s complaint also fails to state a claim for relief
under § 1983 against defendant ODRC, as this defendant is not a person under § 1983.”).
Because the ODRC is not a “person,” Plaintiff cannot establish that it was a person acting under
color of state law who caused the deprivation of his rights as required by § 1983.
Second, while Inmate Jefferson is a “person,” there are no grounds for finding that he is
“a person acting under color of state law.” Hunt, 542 F.3d at 534. A § 1983 claim is generally
not available against private actors. Weser v. Goodson, 965 F.3d 507, 515-16 (6th Cir. 2020).
While there are exceptions to this rule, id. at 516, Plaintiff does not raise any. Therefore, any
claims against Inmate Jefferson under § 1983 should be dismissed. See Perdue v. Ohio Dep’t of
Corr., No. 1:13-cv-878, 2014 WL 661707, at *3 (S.D. Ohio Feb. 19, 2014) (dismissing § 1983
claim against inmates where the complaint did not allege that inmates acted under color of state
law); Lane v. Warden, Noble Corr. Inst., No. 2:20-cv-5492, 2022 WL 160061, at *3 (S.D. Ohio
Jan. 18, 2022) (dismissing § 1983 claim against a fellow inmate, because he was “a private party,
he did not act under color of law and therefore is outside the scope of Section 1983”).
The Undersigned notes that in Plaintiff’s original Complaint, he additionally named
Lebanon Correctional Institution and Warden Harris as defendants. (Doc. 1-1, PageID 10-11).
They were not included as defendants in the Amended Complaint. (Doc. 10, PageID 57). Had
they been included, the claims against them would also fail.
Like the ODRC, Lebanon Correctional Institution is not a “person” and is not subject to
suit under § 1983. Kitchen v. Lucasville Corr. Inst., No. 1:22-cv-500, 2022 WL 5437346, at *4
(S.D. Ohio Oct. 7, 2022), report and recommendation adopted, 2023 WL 318104 (S.D. Ohio
Jan. 19, 2023) (and cases cited therein) (“A prison is not a ‘person’ under this statute”).
Warden Harris is a person, but there are no allegations in the Amended Complaint that he
was personally involved in these events. “It is well settled that a defendant cannot be held liable
under 42 U.S.C. § 1983 for alleged constitutional violations absent a showing that the defendant
was personally involved in some manner in the allegedly unconstitutional conduct.” Williams v.
Hodge, No. 3:08-cv-387, 2009 WL 47141, at *3 (M.D. Tenn. Jan. 7, 2009) (citing Hardin v.
Straub, 954 F.2d 1193, 1196 (6th Cir. 1992)). In other words, Warden Harris cannot be held
responsible simply because he was the Warden at the institution where the events allegedly
occurred. Williams, 2009 WL 47141, at *4 (defendant’s position as warden “cannot form the
basis for a claim of individual liability”).
“Government officials may not be held liable for the unconstitutional conduct of
their subordinates under a theory of respondeat superior or vicarious liability.”
Hinton v. Skipper, No. 1:21-cv-480, 2021 WL 4859744, at *2 (W.D. Mich. Oct. 19,
2021) (citing Iqbal, 556 U.S. at 676; Monell v. New York City Dep’t of Soc. Servs.,
436 U.S. 658, 691(1978); and Everson v. Leis, 556 F.3d 484, 495 (6th Cir. 2009)).
Rather, individuals sued in their personal capacity under § 1983 are liable only for
their own unconstitutional behavior. Hollis v. Erdos, 480 F. Supp. 3d 823, 833 (S.D.
Ohio May 12, 2020) (citing Murphy v. Grenier, 406 F. App'x 972, 974 (6th Cir.
2011)).
Similarly, “a supervisor cannot be held liable simply because he or she was charged
with overseeing a subordinate who violated the constitutional rights of another.”
Peatross v. City of Memphis, 818 F.3d 233, 241 (6th Cir. 2016) (citing Gregory v.
City of Louisville, 444 F.3d 725, 751 (6th Cir. 2006)). For such a claim to proceed,
“a plaintiff must show that a supervisory official at least implicitly authorized,
approved or knowingly acquiesced in the unconstitutional conduct of the offending
subordinate.” Crawford v. Tilley, 15 F.4th 752, 761 (6th Cir. 2021) (quoting Garza
v. Lansing Sch. Dist., 972 F.3d 853, 865 (6th Cir. 2020)) (cleaned up). [Plaintiff]
has not pled any such facts here.
Carswell v. Edwards, No. 2:23-cv-167, 2023 WL 3114708, at *5 (S.D. Ohio Apr. 27, 2023),
report and recommendation adopted, 2023 WL 3653319 (S.D. Ohio May 24, 2023). The same
is true here; the Amended Complaint does not give any reasons why Warden Harris could be
held responsible.
Although the details in the Amended Compliant are few, Plaintiff recently submitted a
letter to the Court providing the following information:
On April 26th 2022 11:30 am Lebanon Correctional Institution I was stabbed by
Inmate Jefferson who at the time was my cell mate. I was then escorted to the nurse.
I was stabbed right above my left eye. They took pictures then stitched me up. I
was escorted to the Captain’s office and informed that I would be going into an
investigation. I was sent to the hole. I did 3 days before I was set to be release[d]
back to the compound. I had no idea where the investigation went. I was denied my
right to press charges. I would tell staff that I would be getting threats from gang
members due to the fact that I was gay and at one point celled with an active gang
member. Officers would put me at risk by telling other inmates of a PREA ticket I
had at Madison Correctional Institution. However at Lebanon Correctional my
PREA status made it hard for me to be housed in Protective Control or housed with
the other gay inmates. I feel that I was being treated differently because of being
gay and my PREA status which put me at risk to be harmed and even though I
would let the proper staff know I was being targeted and put at risk I still was denied
protective-control and they continued to try and release me back to the same
compound as my attacker putting my life in danger. I ask that the courts can
consider my mental state and the main fact that I was stabbed and ODRC failed to
protect me.
(Doc. 7, PageID 45 (punctuation and capitalization added for clarity)).1
From this description, it appears that Plaintiff may wish to raise a claim under the Eighth
Amendment against staff members at LeCI for failing to protect him. See U.S. CONST. amend.
VIII; Hudson v. Palmer, 468 U.S. 517, 526-27 (1984) (under the Eighth Amendment, prison
1 Plaintiff previously tried to raise this claim in North Carolina. (See Doc. 1, PageID 1 herein, where Plaintiff noted
that he “had filed in the north carolina district from Ohio . . . they . . . told me to File the Proper paperwork in the
southern district of Ohio.”). See also Scott v. Lebanon Correctional Institution, No. 1:22-cv-991 (M.D.N.C.); Scott
v. Ohio Department of Rehabilitation and Correction State, No. 1:22-cv-1010 (M.D.N.C.); and Scott v. ODRC
State, No. 1:22-cv-1011 (M.D.N.C.)—all dismissed without prejudice to filing a proper § 1983 complaint in the
proper district.
officials have an obligation “to take reasonable measures to guarantee the safety of the inmates”
in their custody.”). However, because Plaintiff has not included these facts in his Amended
Complaint, and because he has not identified and sued any of the staff members who allegedly
failed to protect or discriminated against him, he has failed to state a claim on which relief may
be granted.
The Court will give Plaintiff an additional opportunity to proceed.2 Plaintiff may file a
Second Amended Complaint within thirty days describing any failure to protect claim under the
Eighth Amendment or equal protection claim under the Fourteenth Amendment.
If Plaintiff does not file a Second Amended Complaint within thirty days, the operative
complaint in this case, the Amended Complaint (Doc. 10) should be dismissed in its entirety for
failure to state a claim upon which relief may be granted.
IV. Conclusion
As currently presented, Plaintiff’s Amended Complaint does not state a claim against
either of the named Defendants. 28 U.S.C. §§ 1915A(b) and § 1915(e)(2). (Doc. 10). If Plaintiff
2 As one court said:
In order to assert a cognizable § 1983 claim, a plaintiff must allege specific facts. Chapman v. City
of Detroit, 808 F.2d 459, 465 (6th Cir. 1986). The required facts must provide adequate detail to
support the claim, such as specific incidents of deprivation of a plaintiff’s rights, how each
defendant was involved, the names of other persons involved, dates, and places. The specific facts
must also explain how the plaintiff himself was personally injured by the challenged conduct or
condition, Cotner v. Hopkins, 795 F.2d 900, 902 (10th Cir. 1986), and how each defendant is
responsible for the alleged injuries. Smith v. Rowe, 761 F.2d 360, 369 (7th Cir. 1985). Allegations
premised upon mere conclusions and opinions fail to state an adequate claim, Morgan v. Church’s
Fried Chicken, 829 F.2d 10, 12 (6th Cir. 1987), and bare and conclusory allegations that a
defendant personally deprived the plaintiff of constitutional or statutory rights are insufficient to
state a cognizable claim. Hall v. United States, 704 F.2d 246, 251 (6th Cir. 1983).
Furthermore, a complaint filed under § 1983 must also show a causal connection between the
named defendants and the alleged constitutional deprivation. A § 1983 complaint must allege that
specific conduct by the defendants was the proximate cause of the constitutional injury. King v.
Massarweh, 782 F.2d 825, 829 (9th Cir. 1986).
Allen v. Aramark Corp., No. 3:07-cv-260, 2009 WL 1126093, at *3 (W.D. Ky. Apr. 27, 2009).
would like to proceed with his claims, he is ORDERED to submit a Second Amended
Complaint naming appropriate defendants and providing sufficient information about his
apparent failure to protect and equal protection claims. He shall do so within thirty days of the
date of this order. To assist Plaintiff, the Clerk of Court is DIRECTED to send him a blank
copy of the prisoner complaint form for his use.
If Plaintiff fails to submit a Second Amended Complaint within thirty days, the
Undersigned RECOMMENDS that this Court DISMISS the operative complaint (Doc. 10) in
its entirety for failure to state a claim.
Plaintiff is ADVISED that he must keep this Court informed of his current address, and
promptly file a Notice of New Address if he is released or transferred.
V. Notice Regarding Objections to this Report and Recommendation
If any party objects to this Report and Recommendation (“R&R”), the party may serve
and file specific, written objections to it within fourteen days after being served with a copy
thereof. Fed. R. Civ. P. 72(b). All objections shall specify the portion(s) of the R&R objected to
and shall be accompanied by a memorandum of law in support of the objections. The Court may
extend the fourteen-day objections period if a timely motion for an extension of time is filed.
A Judge of this Court will make a de novo determination of those portions of the R&R to
which objection is made. Upon proper objection, a Judge of this Court may accept, reject, or
modify, in whole or in part, the findings or recommendations made herein, may receive further
evidence or may recommit this matter to the Magistrate Judge with instructions. 28 U.S.C. §
636(b)(1).
The parties are specifically advised that failure to object to the R&R will result in a
waiver of the right to have the District Judge review the R&R de novo, and will also operate as a
waiver of the right to appeal the decision of the District Court adopting the R&R. See Thomas v.
Arn, 474 U.S. 140 (1985); United States v. Walters, 638 F.2d 947 (6th Cir. 1981).
IT IS SO ORDERED.
June 9, 2023 s/Stephanie K. Bowman
STEPHANIE K. BOWMAN
UNITED STATES MAGISTRATE JUDGE