applying Federal Rule of Civil Procedure 12(b)(6) standards to review under 28 U.S.C. §§ 1915A and 1915(e)(2)(B)(ii)
How later courts described this case
- applying Federal Rule of Civil Procedure 12(b)(6) standards to review under 28 U.S.C. §§ 1915A and 1915(e)(2)(B)(ii)
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
EASTERN DIVISION
BRIAN L. ANDERSON, : Case No. 2:22-cv-4428
:
Plaintiff, :
: District Judge Michael H. Watson
vs. :
Magistrate Judge Stephanie K. Bowman
:
MONROE COUNTY :
REPORT AND
CORRECTIONAL FACILITY, et al., :
RECOMMENDATION
:
Defendants. :
Plaintiff, a prisoner at the Noble Correctional Institution, has filed a pro se civil rights
complaint in this Court. (See Doc. 1). By separate Order plaintiff has been granted leave to
proceed in forma pauperis. This matter is before the Court for a sua sponte review of the
complaint to determine whether the complaint, or any portion of it, should be dismissed because
it is frivolous, malicious, fails to state a claim upon which relief may be granted or seeks
monetary relief from a defendant who is immune from such relief. See Prison Litigation Reform
Act of 1995 § 804, 28 U.S.C. § 1915(e)(2)(B); § 805, 28 U.S.C. § 1915A(b).
Screening of Plaintiff’s Complaint
A. Legal Standard
Congress enacted 28 U.S.C. § 1915, the federal in forma pauperis statute, seeking to “lower
judicial access barriers to the indigent.” Denton v. Hernandez, 504 U.S. 25, 31 (1992). In doing
so, however, “Congress recognized that ‘a litigant whose filing fees and court costs are assumed
by the public, unlike a paying litigant, lacks an economic incentive to refrain from filing frivolous,
malicious, or repetitive lawsuits.’” Id. at 31 (quoting Neitzke v. Williams, 490 U.S. 319, 324
(1989)). To address this concern, Congress included subsection (e)(1) as part of the statute, which
provides in pertinent part:
(2) Notwithstanding any filing fee, or any portion thereof, that may have been paid,
the court shall dismiss the case at any time if the court determines that—
* * *
(B) the action or appeal—
(i) is frivolous or malicious;
(ii) fails to state a claim on which relief may be granted; or
(iii) seeks monetary relief against a defendant who is immune from such relief.
28 U.S.C. § 1915(e)(2)(B); Denton, 504 U.S. at 31. See also § 1915A(b). Thus, § 1915(e) requires
sua sponte dismissal of an action upon the Court’s determination that the action is frivolous or
malicious, or upon determination that the action fails to state a claim upon which relief may be
granted.
To properly state a claim upon which relief may be granted, a plaintiff must satisfy the
basic federal pleading requirements set forth in Federal Rule of Civil Procedure 8(a). See also Hill
v. Lappin, 630 F.3d 468, 470–71 (6th Cir. 2010) (applying Federal Rule of Civil Procedure
12(b)(6) standards to review under 28 U.S.C. §§ 1915A and 1915(e)(2)(B)(ii)). Under Rule
8(a)(2), a complaint must contain a “short and plain statement of the claim showing that the pleader
is entitled to relief.” Fed. R. Civ. P. 8(a)(2). Thus, Rule 8(a) “imposes legal and factual demands
on the authors of complaints.” 16630 Southfield Ltd., P’Ship v. Flagstar Bank, F.S.B., 727 F.3d
502, 503 (6th Cir. 2013).
Although this pleading standard does not require “‘detailed factual allegations,’ . . . [a]
pleading that offers ‘labels and conclusions’ or ‘a formulaic recitation of the elements of a cause
1 Formerly 28 U.S.C. § 1915(d).
of action’” is insufficient. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atlantic Corp.
v. Twombly, 550 U.S. 544, 555 (2007)). A complaint will not “suffice if it tenders ‘naked
assertion[s]’ devoid of ‘further factual enhancement.’” Id. (quoting Twombly, 550 U.S. at 557).
Instead, to survive a motion to dismiss for failure to state a claim under Rule 12(b)(6), “a complaint
must contain sufficient factual matter . . . to ‘state a claim to relief that is plausible on its face.’”
Id. (quoting Twombly, 550 U.S. at 570). Facial plausibility is established “when the plaintiff pleads
factual content that allows the court to draw the reasonable inference that the defendant is liable
for the misconduct alleged.” Id. “The plausibility of an inference depends on a host of
considerations, including common sense and the strength of competing explanations for the
defendant’s conduct.” Flagstar Bank, 727 F.3d at 504 (citations omitted). Further, the Court holds
pro se complaints “‘to less stringent standards than formal pleadings drafted by lawyers.’” Garrett
v. Belmont Cnty. Sheriff’s Dep’t., No. 08-3978, 2010 WL 1252923, at *2 (6th Cir. April 1, 2010)
(quoting Haines v. Kerner, 404 U.S. 519, 520 (1972)). This lenient treatment, however, has limits;
“‘courts should not have to guess at the nature of the claim asserted.’” Frengler v. Gen. Motors,
482 F. App’x 975, 976–77 (6th Cir. 2012) (quoting Wells v. Brown, 891 F.2d 591, 594 (6th Cir.
1989)).
B. Allegations in the Complaint
Plaintiff brings this action under 42 U.S.C. § 1983 against defendants the Monroe County
Correctional Facility, Lt. Philip Childress, Major Rick Shipp, Dr. Ron Williamson, Dr. John E.
Cain, and Nurse Heather Johnson. (Doc. 1-1, Complaint at PageID 10). Plaintiff alleges in 2021
and 2022 his constitutional rights were violated in connection with mental health and dental care
at the Monroe County Jail. Specifically, plaintiff claims that he was “not provided with the right
mental health care” or “proper mental health meds.” (Id. at PageID 11). Plaintiff similarly alleges
that he was not provided with “proper dental health care” for several months. Plaintiff claims that
defendant Dr. Cain used far more force than necessary to extract four teeth and undertook treatment
that should have been performed by a specialist. (Id.). According to plaintiff, Dr. Cain’s treatment
amounted to medical malpractice. Plaintiff further alleges that defendant Dr. Williamson provided
him with the wrong mental health treatment and would not provide him with antibiotics for his
teeth, which he claims were swollen and infected at the time.
According to plaintiff, all medical issues were reported to and treated by defendant Nurse
Heather Johnson. Without factual elaboration, plaintiff alleges that she “did not do her job the
right way.” (Id.).
Plaintiff also claims that defendant Lt. Childress, who he claims was responsible for setting
up appointments with Dr. Cain, delayed his appointments on several occasions. Plaintiff further
claims that Lt. Childress did not respond to plaintiff’s grievances informing him of his medical
issues. Finally, plaintiff claims that defendant Major Rick Shipp “is allowing the neglect of
inmates health to not follow jail protocol by whatever subcontractors they have working on
inmates.” (Id. at PageID 12).
C. Analysis
Plaintiff’s complaint is subject to dismissal at the screening stage.
As an initial matter, the complaint should be dismissed as to defendant Monroe County
Correctional Facility. Title 42 U.S.C. § 1983 provides that “[e]very person who, under the color
of any statute . . . subjects, or causes to be subjected, any citizen of the United States . . . to the
deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be
liable to the party injured . . . .” 42 U.S.C. § 1983. A correctional facility is not a “person” subject
to suit under 42 U.S.C. § 1983. See Parker v. Michigan Dept. of Corrections, 65 F. App’x. 922,
923 (6th Cir. 2003) (Department of Corrections not a “person” under § 1983). See also, e.g.,
McGlone v. Warren Corr. Inst., No. 1:13cv126, 2013 WL 1563265, at *3 (S.D. Ohio Apr. 12,
2013) (Bowman, M.J.) (Report & Recommendation) (and numerous cases cited therein) (holding
that claims against a state prison and the ODRC should be dismissed at the screening stage because
“neither the state prison facility nor the state corrections department is an entity capable of being
sued under § 1983”), adopted, 2013 WL 2352743 (S.D. Ohio May 29, 2013) (Dlott, J.); see also
Hix v. Tennessee Dep’t of Corr., 196 F. App’x 350, 355-56 (6th Cir. 2006) (and cases cited
therein); Rodgers v. Michigan Dep’t of Corr., 29 F. App’x 259, 260 (6th Cir. 2002). Accordingly,
the Monroe County Correctional Facility should be dismissed as a defendant to this action.
Plaintiff has also failed to state an Eighth Amendment claim in connection with his
allegation that he was not provided with the correct dental or mental healthcare. In order to state
a claim for relief under 42 U.S.C. § 1983 concerning a denial of medical care, plaintiff “must allege
acts or omissions sufficiently harmful to evidence deliberate indifference to serious medical
needs.” Estelle v. Gamble, 429 U.S. 97, 106 (1976). A prisoner who is allowed to suffer needlessly
through a denial of medical care when relief is available has a cause of action under the Eighth
Amendment against an individual whose deliberate indifference caused the suffering. Plaintiff
must allege that prison officials have denied his reasonable requests for medical care when such
need is obvious, and when he is susceptible to undue suffering or threat of tangible residual injury.
Byrd v. Wilson, 701 F.2d 592, 594 (6th Cir. 1983); Westlake v. Lucas, 537 F.2d 857, 860 (6th Cir.
1976); see also Estelle, 429 U.S. at 106. Where medical assistance has been administered, such
treatment must be so “woefully inadequate as to amount to no treatment at all” in order to give rise
to a cause of action under § 1983. Westlake, 537 F.2d at 860-61 n.5. Not every claim of inadequate
medical treatment states an Eighth Amendment violation. Estelle, 429 U.S. at 105. Allegations
of negligence in diagnosing or treating medical conditions are not actionable under § 1983. Estelle,
429 U.S. at 106; Byrd, 701 F.2d at 595 n.2; Westlake, 537 F.2d at 860-61 n.5. A prison official
may be held liable under the Eighth Amendment for denying humane conditions of confinement,
including proper medical care, only if “he knows that inmates face a substantial risk of serious
harm and disregards that risk by failing to take reasonable measures to abate it.” Farmer v.
Brennan, 511 U.S. 825, 847 (1994).
As noted above, in this case plaintiff claims that defendant Cain did not provide him with
“proper” dental care and Cain’s provided treatment amounted to medical malpractice. He similarly
argues that defendant nurse Johnson “did not do her job the right way” and Dr. Williamson “gave
[him] the wrong mental health treatment.” (Doc. 1-1, Complaint at PageID 11). “Where a prisoner
has received some medical attention and the dispute is over the adequacy of the treatment, federal
courts are generally reluctant to second guess medical judgments and to constitutionalize claims
that sound in state tort law.” Westlake, 537 F.2d at 860 n. 5. It is well-settled that “a complaint
that a physician has been negligent in diagnosing or treating a medical condition does not state a
valid claim of medical mistreatment under the Eighth Amendment. Medical malpractice does not
become a constitutional violation merely because the victim is a prisoner.” Estelle, 429 U.S. at
106. “[A]n inadvertent failure to provide adequate medical care cannot be said to constitute ‘an
unnecessary and wanton infliction of pain’ or to be ‘repugnant to the conscience of mankind.’”
Estelle, 429 U.S. at 105-106. Plaintiff’s allegations of negligent treatment or malpractice do not
rise to the level of deliberate indifference under the Eighth Amendment.2 Accordingly, plaintiff’s
allegations that defendants did not provide him with the proper treatment or committed malpractice
should be dismissed for failure to state a claim upon which relief may be granted.
2 The undersigned’s opinion is not altered by plaintiff’s conclusory claims that defendant Childress delayed his doctor
appointments or that defendant Shipp allegedly denied plaintiff medical files. Plaintiff’s conclusory assertions devoid
of factual enhancement are insufficient to suggest that defendants violated his constitutional rights. Iqbal, 556 U.S.
at 678 (quoting Twombly, 550 U.S. at 555).
Finally, plaintiff claim that defendants failed to respond to his grievances or to correct the
conduct of others is also subject to dismissal. Plaintiff claims that defendant Lt. Childress failed
to respond to his grievances and that defendant Major Shipp failed to ensure subcontractors follow
jail policy. (Doc. 1-1, Complaint at PageID 12). To the extent that plaintiff wishes to hold Shipp
or any other defendant liable in their supervisory capacity, it is well-settled that the doctrine of
respondeat superior does not apply in § 1983 lawsuits to impute liability onto supervisory
personnel. See, e.g., Wingo, 499 F. App’x at 455 (citing Polk Cnty. v. Dodson, 454 U.S. 312, 325
(1981)). Further, “[p]rison inmates do not have a constitutionally protected right to a grievance
procedure.” Miller v. Haines, No. 97–3416, 1998 WL 476247, at *1 (6th Cir. Aug.03, 1998)
(citations omitted). Prison officials whose only roles “involve their denial of administrative
grievances and their failure to remedy the alleged [unconstitutional] behavior’” cannot be liable
under § 1983. Shehee v. Luttrell, 199 F.3d 295, 300 (6th Cir. 1999). Absent factual allegations to
suggest that Childress or Shipp were deliberately indifferent to plaintiff’s medical needs or
otherwise directly acted to violate his constitutional rights, the complaint should be dismissed
against these defendants.
IT IS THEREFORE RECOMMENDED THAT:
1. The plaintiff’s complaint be DISMISSED pursuant to 28 U.S.C. §§ 1915(e)(2)(B) and
1915A(b) and plaintiff’s pending motion to appoint counsel (Doc. 2) be DENIED.
2. The Court certify pursuant to 28 U.S.C. § 1915(a)(3) that for the foregoing reasons an
appeal of any Order adopting this Report and Recommendation would not be taken in good faith
and therefore deny plaintiff leave to appeal in forma pauperis. See McGore v. Wrigglesworth, 114
F.3d 601 (6th Cir. 1997).
NOTICE REGARDING OBJECTIONS
Pursuant to Fed. R. Civ. P. 72(b), any party may serve and file specific, written objections
to this Report & Recommendation (“R&R”) within FOURTEEN (14) DAYS after being served
with a copy thereof. That period may be extended further by the Court on timely motion by either
side for an extension of time. All objections shall specify the portion(s) of the R&R objected to,
and shall be accompanied by a memorandum of law in support of the objections. A party shall
respond to an opponent’s objections within FOURTEEN DAYS after being served with a copy
of those objections. Failure to make objections in accordance with this procedure may forfeit
rights on appeal. See Thomas v. Arn, 474 U.S. 140 (1985); United States v. Walters, 638 F.2d 947
(6th Cir. 1981).
Date: May 3, 2023 s/Stephanie K. Bowman
Stephanie K. Bowman
United States Magistrate Judge