Opinion

Summers v. Commissioner of Social Security

Court
District Court, S.D. Ohio
Filed
Feb 27, 2023
Cited by
0 cases
Authority
More cited than 28.4%

noting that subjective complaints of pain may support a claim for disability

How later courts described this case

  • noting that subjective complaints of pain may support a claim for disability
  • “A claimant must satisfy all of the criteria to meet the listing.”
  • holding the ALJ erred by not conducting any step three evaluation of the claimant’s physical impairments, when the ALJ found the claimant had the severe impairment of back pain

Written by the judges who cited it.

The opinion

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF OHIO

WESTERN DIVISION

CRYSTAL S.1, Case No. 2:22-cv-508

Plaintiff, Litkovitz, M.J.

vs.

COMMISSIONER OF ORDER

SOCIAL SECURITY,

Defendant.

Plaintiff Crystal S. brings this action pursuant to 42 U.S.C. §§ 405(g) and 1383(c)(3) for

judicial review of the final decision of the Commissioner of Social Security (“Commissioner”)

denying plaintiff’s applications for disability insurance benefits (“DIB”) and supplemental

security income (“SSI”). This matter is before the Court on plaintiff’s Statement of Errors (Doc.

14) and the Commissioner’s response in opposition (Doc. 18).

I. Procedural Background

Plaintiff protectively filed her applications for DIB and SSI on October 10, 2019, alleging

disability since May 1, 2019, due to a back injury, osteoporosis, deteriorating and bulging disks,

a neck injury, headaches, tingling and numbness in arms, legs, and hands, Bipolar disorder,

short-term memory problems, and borderline adjustment disorder. The applications were denied

initially and upon reconsideration. Plaintiff, through counsel, requested and was granted a de

novo hearing before administrative law judge (“ALJ”) William Leland. Plaintiff, and a

vocational expert (“VE”), appeared telephonically and testified at the ALJ hearing on December

9, 2020. On January 22, 2021, the ALJ issued a decision denying plaintiff’s DIB and SSI

1 Pursuant to General Order 22-01, due to significant privacy concerns in social security cases, any opinion, order,

judgment or other disposition in social security cases in the Southern District of Ohio shall refer to plaintiffs only by

their first names and last initials.

applications. (Tr. 12-30). This decision became the final decision of the Commissioner when

the Appeals Council denied review on December 2, 2021.

II. Analysis

A. Legal Framework for Disability Determinations

To qualify for disability benefits, a claimant must suffer from a medically determinable

physical or mental impairment that can be expected to result in death or that has lasted or can be

expected to last for a continuous period of not less than 12 months. 42 U.S.C. §§ 423(d)(1)(A),

1382c(a)(3)(A). The impairment must render the claimant unable to engage in the work

previously performed or in any other substantial gainful employment that exists in the national

economy. 42 U.S.C. §§ 423(d)(2), 1382c(a)(3)(B).

Regulations promulgated by the Commissioner establish a five-step sequential evaluation

process for disability determinations:

1) If the claimant is doing substantial gainful activity, the claimant is not disabled.

2) If the claimant does not have a severe medically determinable physical or mental

impairment – i.e., an impairment that significantly limits his or her physical or

mental ability to do basic work activities – the claimant is not disabled.

3) If the claimant has a severe impairment(s) that meets or equals one of the listings

in Appendix 1 to Subpart P of the regulations and meets the duration requirement,

the claimant is disabled.

4) If the claimant’s impairment does not prevent him or her from doing his or her

past relevant work, the claimant is not disabled.

5) If the claimant can make an adjustment to other work, the claimant is not

disabled. If the claimant cannot make an adjustment to other work, the claimant is

disabled.

Rabbers v. Comm’r of Soc. Sec., 582 F.3d 647, 652 (6th Cir. 2009) (citing 20 C.F.R. §§

404.1520(a)(4)(i)-(v), 404.1520(b)-(g)). The claimant has the burden of proof at the first four

steps of the sequential evaluation process. Id.; Wilson v. Comm’r of Soc. Sec., 378 F.3d 541, 548

(6th Cir. 2004). Once the claimant establishes a prima facie case by showing an inability to

perform the relevant previous employment, the burden shifts to the Commissioner to show that

the claimant can perform other substantial gainful employment and that such employment exists

in the national economy. Rabbers, 582 F.3d at 652; Harmon v. Apfel, 168 F.3d 289, 291 (6th

Cir. 1999).

B. The Administrative Law Judge’s Findings

The ALJ applied the sequential evaluation process and made the following findings of

fact and conclusions of law:

1. The [plaintiff] meets the insured status requirements of the Social Security Act

through December 31, 2024.

2. The [plaintiff] has not engaged in substantial gainful activity since May 1, 2019,

the alleged onset date (20 CFR 404.1571 et seq., and 416.971 et seq.).

3. The [plaintiff] has the following severe impairments: multilevel degenerative

disc disease and facet joint osteoarthritis (lumbar), right carpal tunnel

syndrome, fibromyalgia, urinary incontinence, depressive disorder, and anxiety

disorder (20 CFR 404.1520(c) and 416.920(c)).

4. The [plaintiff] does not have an impairment or combination of impairments that

meets or medically equals the severity of one of the listed impairments in 20

CFR Part 404, Subpart P, Appendix 1 (20 CFR 404.1520(d), 404.1525,

404.1526, 416.920(d), 416.925 and 416.926).

5. After careful consideration of the entire record, [the ALJ] finds that the

[plaintiff] has the residual functional capacity to perform light work as defined

in 20 CFR 404.1567(b) and 416.967(b) except she can frequently handle with

the right; frequently finger with the right; occasionally climb ramps and stairs;

never climb ladders, ropes, or scaffolds; occasionally balance, stoop, kneel,

crouch, and crawl; never be exposed to unprotected heights, moving mechanical

parts, or operate a motor vehicle; frequently be exposed to humidity and

wetness and extreme cold; limited to performing simple, routine, and repetitive

tasks, but not at a production rate pace (i.e. assembly line work); limited to

simple work-related decisions in using her judgment and dealing with changes

in the work setting; and able to frequently interact with supervisors, coworkers,

and the public.

6. The [plaintiff] is unable to perform any past relevant work (20 CFR 404.1565

and 416.965).2

7. The [plaintiff] was born [in]. . . 1978 and was 40 years old, which is defined as

a younger individual age 18-49, on the alleged disability onset date (20 CFR

404.1563 and 416.963).

8. The [plaintiff] has a limited education (20 CFR 404.1564 and 416.964).

9. Transferability of job skills is not material to the determination of disability

because using the Medical-Vocational Rules as a framework supports a finding

that the [plaintiff] is “not disabled,” whether or not the [plaintiff] has

transferable job skills (See SSR 82-41 and 20 CFR Part 404, Subpart P,

Appendix 2).

10. Considering the [plaintiff]’s age, education, work experience, and residual

functional capacity, there are jobs that exist in significant numbers in the

national economy that the [plaintiff] can perform (20 CFR 404.1569,

404.1569(a), 416.969, and 416.969(a)).3

11. The [plaintiff] has not been under a disability, as defined in the Social Security

Act, from May 1, 2019, through the date of this decision (20 CFR 404.1520(g)

and 416.920(g)).

(Tr. 18-29).

C. Judicial Standard of Review

Judicial review of the Commissioner’s determination is limited in scope by 42 U.S.C. §

405(g) and involves a twofold inquiry: (1) whether the findings of the ALJ are supported by

substantial evidence, and (2) whether the ALJ applied the correct legal standards. See Blakley v.

Comm’r of Soc. Sec., 581 F.3d 399, 405 (6th Cir. 2009); see also Bowen v. Comm’r of Soc. Sec.,

478 F.3d 742, 745-46 (6th Cir. 2007).

2 Plaintiff’s past relevant work was a cashier checker, a semi-skilled, light position; and a home health aide, a semi-

skilled, medium position. (Tr. 28, 65).

3 The ALJ relied on the VE’s testimony to find that plaintiff would be able to perform the requirements of representative light,

unskilled occupations such as mail clerk (13,000 jobs nationally), cleaner, housekeeper (250,000 jobs nationally), and

merchandise marker (150,000 jobs nationally). (Tr. 28-29, 66-70).

The Commissioner’s findings must stand if they are supported by “such relevant evidence

as a reasonable mind might accept as adequate to support a conclusion.” Biestek v. Berryhill, __

U.S. __, 139 S. Ct. 1148, 1154 (2019) (quoting Consolidated Edison Co. v. N.L.R.B., 305 U.S.

197, 229 (1938)). Substantial evidence consists of “more than a scintilla of evidence but less

than a preponderance. . . .” Rogers v. Comm’r of Soc. Sec., 486 F.3d 234, 241 (6th Cir.

2007). In deciding whether the Commissioner’s findings are supported by substantial evidence,

the Court considers the record as a whole. Hephner v. Mathews, 574 F.2d 359 (6th Cir. 1978).

The Court must also determine whether the ALJ applied the correct legal standards in the

disability determination. Even if substantial evidence supports the ALJ’s conclusion that the

plaintiff is not disabled, “a decision of the Commissioner will not be upheld where the SSA fails

to follow its own regulations and where that error prejudices a claimant on the merits or deprives

the claimant of a substantial right.” Rabbers, 582 F.3d at 651 (quoting Bowen, 478 F.3d at 746).

D. Specific Errors

On appeal, plaintiff alleges the ALJ erred by failing to (1) properly consider the impact of

her urinary incontinence on her ability to work, (2) adequately account for limitations in

concentration, persistence, or pace, and (3) properly evaluate her fibromyalgia and include

accommodations in the residual functional capacity (“RFC”) to account for this impairment.

(Doc. 14). In response, the Commissioner argues the ALJ’s decision is supported by substantial

evidence, and the ALJ properly evaluated the medical evidence of record in formulating the

RFC. (Doc. 18).

1. The ALJ’s RFC is supported by substantial evidence.

In her first assignment of error, plaintiff alleges the ALJ’s RFC is not supported by

substantial evidence because it fails to properly consider the impact of her urinary incontinence

on her ability to work and does not adequately account for limitations in concentration,

persistence, or pace. (Doc. 14). The Commissioner argues the ALJ’s decision is supported by

substantial evidence, and plaintiff failed to point to any specific evidence showing she is more

limited than the ALJ’s RFC finding. (Doc. 18).

The RFC assessment is an evaluation of the most a claimant can still do despite her

limitations. 20 C.F.R. § 404.1545(a)(1).4 The ALJ is vested with the responsibility for

assessing a claimant’s RFC based on the relevant medical and other evidence. 20 C.F.R. §§

404.1545(a)(3), 404.1546(c). “[T]he threshold for such evidentiary sufficiency is not high.”

O’Brien v. Comm’r of Soc. Sec., 819 F. App’x 409, 416 (6th Cir. 2020) (quoting Biestek, 139 S.

Ct. at 1154). “[T]he decision cannot be overturned if substantial evidence, or even a

preponderance of the evidence, supports the claimant’s position, so long as substantial evidence

also supports the conclusion reached by the ALJ.” Id. (quoting Jones v. Comm’r of Soc. Sec.,

336 F.3d 469, 477 (6th Cir. 2003)). The plaintiff “bears the burden of demonstrating a RFC

more restrictive than that determined by the ALJ.” Jordan v. Comm’r of Soc. Sec., 548 F.3d 417,

423 (6th Cir. 2008).

a. Urinary Incontinence

Plaintiff argues the ALJ “failed to acknowledge that [plaintiff] may require additional

unscheduled breaks and/or time off task, as a result of” her urinary incontinence. (Doc. 14 at

PAGEID 880). Plaintiff alleges the “medical evidence consistently documents [] frequent

urinary incontinence throughout the relevant period, with associated leakage if she coughs,

4 “The Commissioner’s regulations governing the evaluation of disability for DIB and SSI are identical . . . and are

found at 20 C.F.R. § 404.1520, and 20 C.F.R. § 416.920 respectively.” Miller v. Comm’r of Soc. Sec., No. 3:18-cv-

281, 2019 WL 4253867, at *1 n.1 (S.D. Ohio Sept. 9, 2019) (quoting Colvin v. Barnhart, 475 F.3d 727, 730 (6th

Cir. 2007)). The Court’s references to DIB regulations should be read to incorporate the corresponding and identical

SSI regulations for purposes of this Order.

sneezes, performs heavy lifting, and/or when she feels the urge.” (Id., citing Tr. 631, 765, 828).

Plaintiff contends the ALJ “failed to acknowledge that [plaintiff] is likely to require additional

break time, unscheduled breaks, and may require additional time off task, to manage her frequent

restroom trips and potential accidents, resulting from her urinary incontinence.” (Id. at PAGEID

881). Plaintiff also argues the ALJ erred by using “his lay opinion to determine that the only

associated limitation resulting from [plaintiff’s] urinary incontinence would be a weight

restriction for lifting and carrying.” (Id. at PAGEID 880, citing Tr. 26).

The Commissioner argues the ALJ properly evaluated plaintiff’s urinary incontinence,

and plaintiff failed to identify any medical opinions which indicated her impairment caused any

functional limitations. (Doc. 18 at PAGEID 905-07).

In assessing how plaintiff’s urinary incontinence impacted plaintiff’s RFC, the ALJ

discussed plaintiff’s examinations with Dr. Roy Brown Jr. and the resulting treatment for this

condition:

The claimant presented for a urology evaluation with Roy Brown, Jr., MD on

September 22, 2020 for a longstanding history of incontinence. She reported

leakage of urine with coughing, sneezing, and heavy lifting. Upon examination,

her abdomen was soft and nondistended. She had normal musculoskeletal range of

motion, and a normal mood and affect. She was assessed with mixed incontinence

for which Ditropan was prescribed (15F/15-30). On October 8, 2020, she had

normal musculoskeletal range of motion and strength with no tenderness or

swelling. Additionally, she was cooperative and had an appropriate mood and

affect (14F/20-22). During the claimant’s October 27, 2020 urology follow up, she

reported a decrease in her symptoms and that she no longer required use of

incontinence pads. Dr. Brown indicated that kidney, ureter, and bladder imaging

from a few days prior was unremarkable. Her bladder was nonpalpable upon

examination, and her gait was within normal limits. She had no gross limitations

of range of motion, her judgment was normal, and her mood and affect were

appropriate. The claimant opted to proceed with an urodynamic procedure (12F/6-

7, 15F/1-14).

(Tr. 25). The ALJ also noted that plaintiff “reported improvement in her pain and urinary

incontinence with treatment.” (Tr. 26, citing Tr. 399-401, 473-76, 480-82, 611-14, 801-14). The

ALJ concluded, “To avoid exacerbating her back pain or to cause urinary incontinence, she

should lift/carry no more than 20 pounds occasionally and 10 pounds frequently, stand/walk no

more than six hours in an eight-hour workday, only occasionally climb ramps and stairs, and

never climb ladders, ropes, or scaffolds.” (Tr. 26).

In arguing that the ALJ failed to properly account for her urinary incontinence, plaintiff

cites to only three pages in the record as evidence that she has “associated leakage if she coughs,

sneezes, performs heavy lifting, and/or when she feels the urge.” (Doc. 14 at PAGEID 880,

citing Tr. 631, 765, 828). Tr. 631 is an October 23, 2020 x-ray of plaintiff’s abdomen which

indicates, in the history section, that plaintiff has “mixed incontinence.” (Tr. 631). Tr. 765 is an

excerpt from an October 20, 2020 examination which showed plaintiff’s diagnosis of mixed

incontinence. (Tr. 765). Tr. 828 is a page from plaintiff’s September 22, 2020 examination with

Dr. Brown, where plaintiff told Dr. Brown she had leakage of her urine if she coughed, sneezed,

engaged in heavy lifting, or when she felt the urge and sometimes sensory awareness. (Tr. 828).

Plaintiff, however, cites no objective medical evidence in the record to establish the

functional limitations from urinary incontinence that she now alleges: additional break time,

unscheduled breaks, and additional time off task to manage her frequent restroom trips and

potential accidents. (Doc. 14 at PAGEID 881). See Miller v. Comm’r of Soc. Sec., No. 3:20-cv-

506, 2021 WL 4745430, at *4 (S.D. Ohio Oct. 12, 2021) (Report and Recommendation),

adopted, 2021 WL 5003452 (S.D. Ohio Oct. 27, 2021) (finding the plaintiff’s argument that the

“RFC should have included the work-preclusive restrictions of being off task and absent from

work due to her impairments” without merit because “none of the record evidence cited by

Plaintiff actually demonstrate[ed] that her impairments would cause her to be off task twenty

percent of the time and miss two days of work a month”). See also Wendy D. H. v. Comm’r of

Soc. Sec. Admin., No. 3:20-cv-387, 2022 WL 621433, at *3 (S.D. Ohio Mar. 3, 2022).

Plaintiff points to no medical opinion evidence showing that her urinary incontinence

results in any functional limitations. See Beckham v. Comm’r of Soc. Sec., No. 1:19-cv-576,

2020 WL 5035451, at *8 (S.D. Ohio Aug. 26, 2020) (“Plaintiff has not pointed to any medical

opinion evidence indicating that plaintiff’s seizures were so frequent that he would be off task

for fifteen percent of the workday or absent from work two days per month.”). The ALJ

thoroughly evaluated the medical evidence related to plaintiff’s urinary incontinence and noted

that plaintiff’s condition improved with treatment, such that she no longer required use of

incontinence pads. Contrary to plaintiff’s argument that the ALJ used his own lay opinion in

crafting relevant limitations, the ALJ reasonably imposed a weight restriction for lifting and

carrying given plaintiff’s report of urinary incontinence when she performs heavy lifting. (Tr.

26). Plaintiff has not carried her burden to show that the evidence before the ALJ required the

inclusion of greater limitations than those the ALJ found. Significantly, plaintiff has failed to

show how the ALJ’s RFC is not supported by substantial evidence where the ALJ’s RFC

includes more limitations based on this impairment than the medical opinions of record. (See Tr.

27). Therefore, plaintiff’s assignment of error concerning the ALJ’s evaluation of her urinary

incontinence is overruled.

b. Limitations in Concentration, Persistence, or Pace

Plaintiff alleges the ALJ’s RFC is not supported by substantial evidence because the ALJ

failed to account for plaintiff’s limitations in concentration, persistence, or pace. (Doc. 14 at

PAGEID 882-84). Plaintiff also argues the ALJ failed to acknowledge that plaintiff “may be

unable to stay alert, or work at a consistent pace, even at a simple, unskilled, routine job.” (Id. at

PAGEID 883).

The Commissioner argues the ALJ’s RFC is supported by substantial evidence, and the

ALJ properly evaluated plaintiff’s ability to maintain concentration, persistence, or pace. (Doc.

18).

On December 23, 2019, Dr. Marc Miller completed a psychological evaluation on behalf

of plaintiff. (Tr. 563-67). Dr. Miller opined that although plaintiff dropped out of school and

had no GED, plaintiff was able to read and had no significant difficulties or limitations in the

ability to understand, remember, or carry out one and two-step job instructions. (Tr. 566). Dr.

Miller further opined plaintiff had no difficulties or limitations regarding interacting with co-

workers, supervisors, or the public; she had “some difficulty due to anxiety” regarding her ability

to maintain attention span and concentration; and she had “some difficulty” regarding her ability

to deal with stress and pressure in a work setting. (Id.).

On January 13, 2020, state agency psychologist Dr. Carl Tishler completed a mental

residual functional capacity assessment and opined plaintiff had no limitations concerning social

interaction, sustained concentration or persistence, or understanding and memory limitations.

(Tr. 79). Dr. Tishler opined plaintiff was moderately limited in the ability to respond

appropriately to changes in the work setting, but she had no limitations in the ability to be aware

of normal hazards and take appropriate precautions, travel in unfamiliar placed or use public

transportation, or set realistic goals or make plans independently of others. (Tr. 80). Dr. Tishler

further opined plaintiff may have increased symptoms of depression and anxiety “with increased

stress and pressure,” but plaintiff had avoided inpatient stays for over fifteen years and was able

to engage in activities of daily living “with minimal supports.” (Id.). State agency psychologist

Dr. David Dietz reviewed plaintiff’s file upon reconsideration on May 6, 2020, and affirmed Dr.

Tishler’s opinions. (Tr. 106-07).

The ALJ found the opinions of the state agency psychologists “persuasive” because the

opinions “support[] that functional limitations are warranted to account for her mental

impairments.” (Tr. 27). The ALJ also found the opinions from Dr. Miller to be “persuasive”

because they “are consistent with the medical evidence and informed by program knowledge.”

(Id.). The ALJ, however, found additional limitations were warranted. The ALJ concluded:

[A]dditional limitations are supported by more recent treatment and the claimant’s

subjective complaints, to include . . . difficulty with short-term recall, fair

concentration, difficulty staying on topic, the need for redirection, impairment of

insight and judgment, as well as an anxious/depressed mood (3F/1-21, 5F/28-34,

8F, 9F/13-15, 13F/15-30). Nonetheless, greater limitations than those included in

the residual functional capacity above are not supported by findings of a

normal/appropriate mood and affect, appropriate grooming/hygiene, intact insight

and judgment, the ability to recall three of three objects after five minutes, spell the

word ‘WORLD’ in reverse, and follow two and three-step directions upon

examination (3F/1-21, 5F/1-5, 5F/17-21, 5F/28-34, 8F, 9F/13-15, 12F/20-30,

12F/31-37, 12F/44-49, 14F/20-22, 14F/23-25, 14F/27-30, 14F/40-41). Further,

greater limitations are inconsistent with the claimant’s reports that she had no

limitations with personal care or work function, that she was mentally stable, that

her depression was largely situational, and that her psychotropic medications

worked well for her (11F/8-11, 12F/31-37, 13F/56-57, 13F/68-69).

In sum, these findings are supported by the objective record and reports of the

claimant’s daily activities. Therefore, when considering these findings in

combination with the signs and symptoms caused by her severe impairments

previously discussed, the undersigned [ALJ] finds that the claimant retained the

ability to perform work with the limitations described in the residual functional

capacity outlined above.

(Tr. 27-28). After reviewing the medical evidence of record, the ALJ concluded:

To account for impairment of short-term memory and concentration, she should

perform no more than simple, routine, and repetitive tasks. To avoid exacerbating

her symptoms with stress and to account for impairment of insight and judgment,

she should not perform work at a production rate pace (i.e. assembly line work) and

she should be limited to simple work-related decisions in using her judgment and

dealing with changes in the work setting. Finally, due to her mood abnormalities

and reported irritability, she should have no more than frequent interaction with

supervisors, coworkers, and the public.

(Tr. 26).

While plaintiff argues the “RFC is not an accurate representation of all the evidence of

the record” (Doc. 14 at PAGEID 882), plaintiff has not shown the evidence before the ALJ

required the inclusion of greater limitations than those found by the ALJ relating to

concentration, persistence, or pace. With no citation to any medical evidence of record, plaintiff

states the ALJ “failed to acknowledge that [plaintiff] may be unable to stay alert, or work at a

consistent pace, even at a simple, unskilled, routine job.” (Id. at PAGEID 883). Plaintiff cites

no evidence in support of this argument. Moreover, to the extent plaintiff argues the ALJ failed

to adopt limitations or restrictions concerning concentration, persistence, or pace, the ALJ

adopted more restrictive limitations than opined by Drs. Tishler, Dietz, and Miller. (See Tr. 27:

“However, additional limitations are supported by more recent treatment and the claimant’s

subjective complaints, to include included difficulty with short-term recall, fair concentration,

difficulty staying on topic, the need for redirection, impairment of insight and judgment, as well

as an anxious/depressed mood.”). It is well-established that “claimants are not prejudiced when

an ALJ adopts a more restrictive RFC than an expert recommended.” Roberts v. Comm’r of Soc.

Sec., No. 3:22-cv-00051, 2023 WL 360984, at *16 (N.D. Ohio Jan. 23, 2023) (citing cases). The

ALJ thoroughly evaluated the medical evidence of record and explained his reasons for including

functional restrictions concerning concentration, persistence, or pace in the RFC. (See Tr. 21-

27). Accordingly, the ALJ’s RFC is supported by substantial evidence.

Within this assignment of error, and with no citation to any portion of the medical record,

plaintiff also argues the hypothetical to the VE was “not adequate on the issues of concentration,

persistence, and pace” because the ALJ failed to include restrictions concerning “repetition of

directions, only visual demonstration directions, or other aspects related to moderate

concentration limitations. . . .” (Doc. 14 at PAGEID 883).

The ALJ did not err by failing to pose a hypothetical question to the VE that included the

additional restrictions suggested by plaintiff. “It is well established that an ALJ may pose

hypothetical questions to a vocational expert and is required to incorporate only those limitations

accepted as credible by the finder of fact.” Winslow v. Comm’r of Soc. Sec., 566 F. App’x 418,

421-22 (6th Cir. 2014) (quoting Casey v. Sec’y of H.H.S., 987 F.2d 1230, 1235 (6th Cir. 1993)).

The ALJ’s hypothetical questions incorporated all of the functional limitations the ALJ found to

be credible, and plaintiff has not shown that the functional assessment was improper. See id.

Plaintiff’s first assignment of error is overruled.

2. The ALJ’s evaluation of plaintiff’s fibromyalgia is supported by

substantial evidence.

In the second assignment of error, plaintiff alleges the ALJ “failed to properly evaluate

[plaintiff’s] fibromyalgia and her corresponding symptoms” in determining whether plaintiff met

or equaled the Listings and assessing plaintiff’s RFC. (Doc. 14 at PAGEID 884).

The Sixth Circuit requires an ALJ to “give due consideration to [a plaintiff’s] diagnosis

of severe fibromyalgia,” and has “repeatedly recognized that fibromyalgia can be a severe and

disabling impairment.” Minor v. Comm’r of Soc. Sec., 513 F. App’x 417, 434 (6th Cir. 2013)

(citing Rogers, 486 F.3d at 243) (in turn citing Preston v. Sec’y of H.H.S., 854 F.2d 815, 820 (6th

Cir. 1988) (per curiam)); see also Kalmbach v. Comm’r of Soc. Sec., 409 F. App’x 852, 859-60

(6th Cir. 2011); Germany-Johnson v. Comm’r of Soc. Sec., 313 F. App’x 771, 778 (6th Cir.

2008) (per curiam)). Fibromyalgia “causes severe musculoskeletal pain which is accompanied

by stiffness and fatigue due to sleep disturbances.” Preston, 854 F.2d at 817. “[D]isability

claims related to fibromyalgia are related to the symptoms associated with the condition -

including complaints of pain, stiffness, fatigue, and inability to concentrate - rather than the

underlying condition itself.” Kalmbach, 409 F. App’x at 862 (emphasis in original) (citing

Rogers, 486 F.3d at 247) (in turn citing 20 C.F.R. § 416.929); Wyatt v. Sec’y of H.H.S, 974 F.2d

680, 686 (6th Cir. 1992) (noting that subjective complaints of pain may support a claim for

disability).

SSR 12-2p provides guidance on how the agency both develops evidence to establish that

a person has a medically determinable impairment of fibromyalgia and evaluates fibromyalgia in

disability claims. SSR 12-2p, 2012 WL 3104869, at *2 (July 25, 2012). SSR 12-2p describes

fibromyalgia as “a complex medical condition characterized primarily by widespread pain in the

joints, muscles, tendons, or nearby soft tissues that has persisted for at least 3 months.” Id. SSR

12-2p explains that fibromyalgia is a “common syndrome” and that a person’s symptoms must

be considered when the agency decides if the individual has a medically determinable

impairment of fibromyalgia. Id. “SSR 12-2p continues to require ‘sufficient objective evidence

to support a finding that the person’s impairment(s) so limits the person’s functional abilities that

it precludes him or her from performing any substantial gainful activity.’” Clemow v. Comm’r of

Soc. Sec., No. 1:20-cv-592, 2021 WL 6125021, at *4 (S.D. Ohio Dec. 28, 2021) (emphasis in

original) (quoting SSR 12-2p, 2012 WL 3104869, at *2).

a. Fibromyalgia and the Listings

At step three of the sequential evaluation process, the claimant carries the burden to show

she has an impairment or combination of impairments that meets or medically equals the criteria

of an impairment listed in 20 C.F.R. Pt. 404, Subpt. P, App. 1. See Foster v. Halter, 279 F.3d

348, 354 (6th Cir. 2001); 20 C.F.R. § 404.1520(a)(4)(iii). If a claimant meets all of the criteria

of a listed impairment, she is disabled; otherwise, the evaluation proceeds to step four. 20 C.F.R.

§ 404.1520(d)-(e); see also Rabbers, 582 F.3d at 653 (“A claimant must satisfy all of the criteria

to meet the listing.”).

There is no listing for fibromyalgia because it “is not a listed impairment.” SSR 12-2p,

2012 WL 3104869, at *6. SSR 12-2p, however, instructs the ALJ to consider whether

fibromyalgia “medically equals a listing (for example, listing 14.09D in the listing for

inflammatory arthritis), or whether it medically equals a listing in combination with at least one

other medically determinable impairment.” Id.

In evaluating whether a claimant meets or equals a listed impairment, an ALJ must

“actually evaluate the evidence, compare it to [the relevant listed impairment], and give an

explained conclusion, in order to facilitate meaningful judicial review.” Reynolds v. Comm’r of

Soc. Sec., 424 F. App’x 411, 416 (6th Cir. 2011). Otherwise, “it is impossible to say that the

ALJ’s decision at Step Three was supported by substantial evidence.” Id. (citations omitted).

The ALJ “need not discuss listings that the [claimant] clearly does not meet, especially when the

claimant does not raise the listing before the ALJ.” Sheeks v. Comm’r of Soc. Sec., 544 F. App’x

639, 641 (6th Cir. 2013). “If, however, the record ‘raise[s] a substantial question as to whether

[the claimant] could qualify as disabled’ under a listing, the ALJ should discuss that listing.” Id.

at 641 (quoting Abbott v. Sullivan, 905 F.2d 918, 925 (6th Cir. 1990)); see also Reynolds, 424 F.

App’x at 415-16 (holding the ALJ erred by not conducting any step three evaluation of the

claimant’s physical impairments, when the ALJ found the claimant had the severe impairment of

back pain).

“A claimant must do more than point to evidence on which the ALJ could have based his

finding to raise a ‘substantial question’ as to whether [s]he satisfied a listing.” Smith-Johnson v.

Comm’r of Soc. Sec., 579 F. App’x 426, 432 (6th Cir. 2014) (quoting Sheeks, 544 F. App’x at

641-42). “Rather, the claimant must point to specific evidence that demonstrates [s]he

reasonably could meet or equal every requirement of the listing.” Id. (citing Sullivan v. Zebley,

493 U.S. 521, 530 (1990)).

Plaintiff contends the ALJ erred at step three of the sequential evaluation process by

finding her severe impairment of fibromyalgia did not meet or equal Listing 14.09. (Doc. 14 at

PAGEID 886). Plaintiff argues that “the ALJ erroneously disregarded the substantiated evidence

of the record and stated that the record ‘contains no evidence’ to support a finding that

[plaintiff’s] fibromyalgia meets or equals a Listing, specifically Listing 14.09.” (Id., citing Tr.

19-20). Plaintiff contends “the record consistently documents [her] constitutional symptoms of

fibromyalgia.” (Doc. 14 at PAGEID 886). She argues the ALJ inaccurately found “no

evidence” to support Listing 14.09 given plaintiff’s documented symptoms of fibromyalgia

throughout the record. (Id. at PAGEID 887, citing Tr. 59, 62-64, 404, 466-468, 484, 488-490,

500, 664, 765, 791, 828).

The ALJ expressly evaluated plaintiff’s fibromyalgia under Listing 14.09. The ALJ

concluded:

While it does not have a specific listing under the Regulations, the undersigned

[ALJ] considered the claimant’s fibromyalgia under SSR 12-2p and listing 14.09

(inflammatory arthritis) and finds that while it met the outlined criteria to determine

whether it was a severe impairment, it does not meet or medically equal a listing.

As discussed in more detail below, the record contains no evidence that persistent

inflammation or deformity of a weight-bearing joint has resulted in the claimant’s

inability to ambulate effectively, as defined in 14.00(C)(6). Nor does the record

demonstrate persistent inflammation or deformity of a major peripheral joint in the

upper extremity resulting in the inability to effectively perform fine and gross

movements. The record lacks evidence of inflammation or deformity of one or

more major peripheral joint that involves two or more organs/body systems, of

which one has at least a moderate level of severity. Further, the record contains no

evidence of ankylosing spondylitis, other spondyloarthropathies, or repeated

manifestations of inflammatory arthritis.

(Tr. 19).

The ALJ analyzed Listing 14.09 for “inflammatory arthritis” under sections A, B, C, and

D of the Listing. The ALJ found no evidence of persistent inflammation or deformity of (1) a

weight-bearing joint resulting in plaintiff’s inability to ambulate effectively or (2) a major

peripheral joint in the upper extremity resulting in the inability to effectively perform fine and

gross movements (Listing 14.09A), and plaintiff does not cite to any evidence calling this

conclusion into question. The ALJ also found no evidence of inflammation or deformity of one

or more major peripheral joint that involves two or more organs/body systems, of which one has

at least a moderate level of severity (Listing 14.09B), and plaintiff fails to cite any evidence to

the contrary. The ALJ further found no evidence of ankylosing spondylitis or other

spondyloarthropathies (Listing 14.09C), nor has plaintiff cited to any such evidence. Finally, the

ALJ found no evidence of repeated manifestations of inflammatory arthritis (Listing 14.09D),

which also requires at least two of the constitutional symptoms or signs (severe fatigue, fever,

malaise, or involuntary weight loss) and marked limitation in (1) activities of daily living, (2)

maintaining social functioning, or (3) completing tasks in a timely manner due to deficiencies in

concentration, persistence, or pace. While plaintiff cites to her diagnoses of fibromyalgia;

chronic fatigue; co-occurring conditions of depression and anxiety; headaches/migraines

throughout her medical record; tender points throughout her body; abdominal pain and IBS;

symptoms of memory loss and lack of concentration; urinary incontinence; numbness, tingling,

stiffness; poor motivation and low energy level (Doc. 14 at PAGEID 887), she does not explain

how any of these symptoms or findings raise a substantial question as to whether she could

qualify as disabled under Listing 14.09. Sheeks, 544 F. App’x at 641. Plaintiff does not identify

any other evidence that would cast doubt on the ALJ’s Listings finding. Therefore, plaintiff has

failed to carry her burden to demonstrate her fibromyalgia could meet or medically equal Listing

14.09(D). Rabbers, 582 F.3d at 653. For these reasons, the Court finds the ALJ’s step three

finding is supported by substantial evidence.

b. Fibromyalgia and the RFC finding

Plaintiff also argues the ALJ’s RFC fails to take into account her fibromyalgia. Plaintiff

contends, with no citation to any portion of the medical record, that the ALJ failed to “include

accommodations in the residual functional capacity determination for [plaintiff’s] chronic pain

and to consider her resulting inability to perform substantial gainful activity on a sustained basis,

without additional absences and time off task.” (Doc. 14 at PAGEID 886).

As discussed in connection with her first assignment of error, plaintiff fails to cite to any

medical opinion evidence documenting the need for “additional absences and time off task” as a

result of her fibromyalgia. The ALJ thoroughly examined the medical record relating to

plaintiff’s fibromyalgia (Tr. 21-27) and included limitations and restrictions to account for the

“widespread pain associated with her fibromyalgia[.]” (Tr. 27). The ALJ concluded:

To avoid exacerbating her back pain or to cause urinary incontinence, she should

lift/carry no more than 20 pounds occasionally and 10 pounds frequently,

stand/walk no more than six hours in an eight-hour workday, only occasionally

climb ramps and stairs, and never climb ladders, ropes, or scaffolds. Due to gait

abnormalities and possible medication side effects, she should only occasionally

balance and have no exposure to unprotected heights, moving mechanical parts, or

operate a motor vehicle. To avoid exacerbating her widespread pain and to account

for loss of musculoskeletal range of motion, she should only occasionally stoop,

kneel, crouch, and crawl, and have no more than frequent exposure to humidity,

wetness, and extreme cold. Due to evidence of right carpal tunnel syndrome, she

should perform no more than frequent handling or fingering on the right.

(Tr. 26; see also Tr. 27: “additional limitations . . . were added to be consistent with the

claimant’s more recent treatment and subjective complaints, to include evidence of . . .

widespread pain associated with her fibromyalgia. . . .”).

Plaintiff has not cited any medical evidence the ALJ failed to consider or which casts

doubt on the ALJ’s RFC finding. Nor has plaintiff shown that the evidence of plaintiffs

fibromyalgia required the inclusion of greater limitations than those found by the ALJ.

Therefore, plaintiff's second assignment of error is overruled.

Il. Conclusion

Based on the foregoing, plaintiff's Statement of Errors (Doc. 14) is OVERRULED, and

the Commissioner’s non-disability finding is AFFIRMED. IT IS THEREFORE ORDERED

that judgment be entered in favor of the Commissioner and this case is closed on the docket of

the Court.

Date: 2/27/2023 Hann, Ke Kethon2

Karen L. Litkovitz

Chief United States Magistrate Judge

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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