applying Polk County principles to retained criminal lawyers
How later courts described this case
- applying Polk County principles to retained criminal lawyers
- although the exercise of supplemental jurisdiction under 28 U.S.C. § 1367 is a matter of discretion, when a court dismisses all federal claims before trial, it generally should dismiss the state law claims as well
- clarifying the plausibility standard articulated in Twombly
Written by the judges who cited it.
The opinion
UNITED STATES DISRICT COURT
SOUTHERN DISTRICT OF OHIO
EASTERN DIVISION
HECTOR PALMA-BARILLAS,
Plaintiff, Case No.: 2:22-cv-2798
JUDGE EDMUND A. SARGUS, JR.
v. Magistrate Judge Kimberly A. Jolson
COUNTY JAIL MEDICAL STAFF, et al.,
Defendants.
OPINION AND ORDER
This matter is before the Court on the August 31, 2022, Report and Recommendation
issued by the Magistrate Judge. (ECF No. 5.) After performing an initial screen of the
Complaint pursuant to 28 U.S.C. §§ 1915(e)(2) and 1915A, the Magistrate Judge recommended
that the Court dismiss Plaintiff Hector Palma-Barillas Complaint in its entirety for failure to state
a claim upon which relief may be granted. Mr. Palma-Barillas timely filed an Objection (ECF
No. 6) to the Report and Recommendation. For the reasons set forth below, the Court
OVERRULES Plaintiff’s Objection (ECF No. 6), ADOPTS and AFFIRMS the Report and
Recommendation (ECF No. 5), and DISMISSES the Complaint (ECF No. 1).
I. BACKGROUND
Mr. Palma-Barillas is incarcerated in an Ohio institution and is proceeding without
assistance of counsel. (ECF No. 1.) He commenced this action on July 11, 2022, against the
County Jail Medical Staff and Verta Duran, his attorney. (ECF No. 1.) Plaintiff alleges that, in
approximately June 2019, he passed out in the pill line at the County Jail in Columbus, Ohio. He
allegedly regained consciousness but lost it a second time, hitting his head on a cell door.
According to Plaintiff, when he regained consciousness a second time, he was in a wheelchair
awaiting an ambulance.
Mr. Palma-Barillas alleges that, at the hospital, a doctor told him that County Jail
Medical Staff had given him the wrong medication. The doctor allegedly gave Plaintiff a letter to
give to the jail medical staff. Plaintiff avers that he gave the letter to his attorney Defendant
Durant, who took the letter and never returned it, despite Plaintiff’s attempts to retrieve the letter.
Plaintiff states that since the above medical incident he has suffered from deteriorating
motor skills, migraines, lower back pain, loss of memory, and diminished sleep. (Motion to
Proceed IFP, ECF No. 3-1.)
II. REPORT AND RECOMMENDATION
The Magistrate Judge determined, and this Court agrees, that while not specifying in the
Complaint, Plaintiff brought the following claims:
Liberally construing the complaint, see Erickson, 551 U.S. at 94, the Court
understands Plaintiff brings a 42 U.S.C. § 1983 claim for deliberate indifference to
a serious medical need, under the Eighth and/or Fourteenth Amendments to the
United States Constitution, and a state-law claim for medical malpractice against
Defendant County Jail Medical Staff. The Court understands Plaintiff brings a
§ 1983 claim for denial of access to the courts and/or denial of property, under the
First and/or Fourteenth Amendments, and a state-law claim for attorney
malpractice against Defendant Attorney Durant.
(Report at 4, ECF No. 5.)
After performance of a thorough initial screen, the Magistrate Judge recommended:
1. Plaintiff's federal claims against defendants be DISMISSED with
prejudice, pursuant to 28 U.S.C. §§ 1915(e)(2)(B) and 1915A(b)(1).
2. The Court decline to exercise supplemental jurisdiction under 28 U.S.C.
§ 1367(c)(3) over Plaintiff's state-law claims and DISMISS such claims
without prejudice.
3. Plaintiff’s construed “Motion to File Out of Time” (Doc. 1) should be
DENIED.
4. The Court certify pursuant to 28 U.S.C. § 1915(a)(3) that for the
foregoing reasons an appeal of any Order adopting this Report and
Recommendation would not be taken in good faith and therefore deny
Plaintiff leave to appeal in forma pauperis. See McGore v.
Wrigglesworth, 114 F.3d 601 (6th Cir. 1997), overruled on other
grounds, Jones v. Bock, 549 U.S. 199, 203 (2007).
Id. at 8. Plaintiff objects to the recommendations.
III. STANDARDS OF REVIEW
A. Objections
If a party objects within the allotted time to a report and recommendation, the Court
“shall make a de novo determination of those portions of the report or specified proposed
findings or recommendations to which objection is made.” 28 U.S.C. § 636(b)(1); see also Fed.
R. Civ. P. 72(b). Upon review, the Court “may accept, reject, or modify, in whole or in part, the
findings or recommendations made by the magistrate judge.” 28 U.S.C. § 636(b)(1).
B. Dismissal
In evaluating a complaint to determine whether it states a claim upon which relief can be
granted, the Court must construe it in favor of the plaintiff, accept the factual allegations
contained in the pleading as true, and determine whether the factual allegations present any
plausible claim. See Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007). See also
Ashcroft v. Iqbal, 556 U.S. 662 (2009) (clarifying the plausibility standard articulated in
Twombly). “A claim has facial plausibility when the plaintiff pleads factual content that allows
the court to draw the reasonable inference that the defendant is liable for the misconduct
alleged.” Iqbal, 556 U.S. at 678. The factual allegations of a pleading “must be enough to raise
a right to relief above the speculative level . . . .” Twombly, 550 U.S. at 555.
IV. ANALYSIS
The Magistrate Judge reviewed the (A) federal claims filed against the county jail
medical staff, (B) federal claims filed against Plaintiff’s attorney, and (C) the state law claims.
A. Plaintiff’s § 1983 Claim against County Jail Medical Staff
Plaintiff’s § 1983 claim is governed by Ohio’s two-year statute of limitations found in Ohio
Revised Code § 2305.10. Browning v. Pendleton, 869 F.2d 989, 992 (6th Cir. 1989). Although the
statute of limitations is normally an affirmative defense raised by defendants, “if a statute of
limitations defense clearly appears on the face of a pleading, the district court can raise the issue sua
sponte.” Watson v. Wayne Cty., 90 F. App’x 814, 815 (6th Cir. 2004) (citing Pino v. Ryan, 49 F.3d
51, 53-54 (2d Cir. 1995)). Moreover, “[w]here a particular claim is barred by the applicable statute of
limitations, it does not present an arguable or rational basis in law or fact and therefore may be
dismissed as frivolous under § 1915(e)(2).” Fraley v. Ohio Gallia Cty., No. 97-3564, 1998 WL
789385, at *1 (6th Cir. Oct. 30, 1998).
Generally, the statute of limitations for filing an action alleging a constitutional violation
begins to run “when the Plaintiff knows or has reason to know of the injury which is the basis of his
action.” Eidson v. Tenn. Dep’t of Children’s Servs., 510 F.3d 631, 635 (6th Cir. 2007). “[I]n
determining when the cause of action accrues in section 1983 actions, we have looked to what event
should have alerted the typical lay person to protect his or her rights.” Id. (quoting Kuhnle Bros., Inc.
v. Cty. of Geauga, 103 F.3d 516, 520 (6th Cir. 1997)).
Plaintiff alleges that the conduct underlying his claim against the County Jail Medical Staff
occurred in approximately June 2019. Therefore, as the Magistrate Judge correctly determined,
Plaintiff was or should have been aware of his alleged injuries at that time, when he allegedly hit his
head after losing consciousness and when doctors at the hospital allegedly told him that County Jail
Medical Staff gave him the wrong medication. Plaintiff, however, did not file the underlying action
until July 2022, over three years after the challenged conduct, and approximately one year after the
limitations period expired.
Mr. Palma-Barillas objects to the Magistrate Judge’s conclusion that his claims are time
barred, arguing that because he was kept in constant transit due to the pandemic, he could not file
within the limitations period, thus making tolling of the period appropriate. This argument was
addressed in the Report and Recommendation because Plaintiff filed a “Notice of Intent,” with his
Complaint, which the Magistrate Judge construed as a motion to file out of time. (Report at 1, 6,
ECF No. 5.) In her Report, she concluded:
Notably, in Plaintiff’s construed “Motion to File Out of Time” (Doc. 1), Plaintiff
alleges that circumstances created by his being “kept in constant transit” during the
COVID-19 pandemic warrant equitable tolling. The state-law tolling period
attributable to COVID-19, however, does not save Plaintiff’s claims. The Ohio
Court of Appeals has explained:
[O]n March 9, 2020, in response to the emerging COVID-19
pandemic, the Governor of Ohio issued Executive Order 2020-01D,
declaring a state of emergency. In addition, on March 27, 2020, the
Ohio General Assembly passed a COVID-19 relief bill, 2020 Am.
Sub. H.B. No. 197, which tolled, retroactively to March 9, 2020, all
statutorily established statutes of limitations, time limitations, and
deadlines in the Ohio Revised Code and Administrative Code until
the expiration of Executive Order 2020-01D or July 30, 2020,
whichever came sooner. Because the period of emergency was still
in effect as of July 30, 2020, the tolling period ended July 30, 2020.
Chapman Enterprises, Inc. v. McClain, 165 Ohio St.3d 428, 2021-
Ohio-2386, ¶ 11.
Roach v. Vapor Station Columbus, Inc., No. 21AP-55, 2022 WL 2211529, at *2
(Ohio Ct. App. June 21, 2022) (footnote omitted). The less-than-five-month
statutory tolling period in Ohio for COVID-19 circumstances (i.e., the time between
March 9 and July 30, 2020) is insufficient to render Plaintiff’s § 1983 claim against
County Jail Medical Staff, which was filed approximately a year after the statute of
limitations expired, timely.
Therefore, Plaintiff’s construed “Motion to File Out of Time” (Doc. 1) should be
DENIED and Plaintiff’s § 1983 claims against County Jail Medical Staff should
be DISMISSED with prejudice as time-barred.
(Report at 6, ECF No. 5.)
Upon a de novo review, the Court finds the Magistrate Judge’s analysis correct and
ADOPTS it in full here. Accordingly, the Court OVERRULES Plaintiff’s Objection and
DISMISSES WITH PREJUDICE Plaintiff’s federal claims against the Franklin County jail
medical staff for failure to state a claim upon which relief can be granted.
B. Plaintiff’s § 1983 Claim against Attorney Durant
To maintain an action under § 1983, Plaintiff must allege that the person engaging in the
conduct complained of was acting under color of state law and that this conduct deprived
Plaintiff of some right secured by the Constitution or laws of the United States. Graham v.
National Collegiate Athletic Ass’n, 804 F.2d 953, 957 (6th Cir. 1986) (citing Parratt v. Taylor,
451 U.S. 527, 535 (1981), overruled in part on other grounds, Daniels v. Williams, 474 U.S. 327
(1986)). As the Magistrate Judge properly found, as a lawyer representing a client, Attorney
Durant was not a state actor within the meaning of § 1983. Polk County v. Dodson, 454 U.S. 312,
325 (1981) (holding that a public defender does not act under color of state law for purposes of §
1983); McCord v. Bailey, 636 F.2d 606, 613 (D.C. Cir. 1979) (applying Polk County principles
to retained criminal lawyers).
Therefore, upon a de novo review, Plaintiff’s Objection is OVERRULED, the Report
and Recommendation is ADOPTED and AFFIRMED, and Plaintiff’s § 1983 claim against
Attorney Durant is DISMISSED with prejudice for failure to state a claim upon which relief
may be granted.
C. Plaintiff’s State-Law Claims
Having dismissed Plaintiff’s federal claims, the Court agrees with the Magistat Judge that
the appropriate avenue is declination of supplemental jurisdiction over Plaintiff's state-law
claims and DISMISS such claims without prejudice. See Harper v. AutoAlliance Int’l, Inc., 392
F.3d 195, 210 (6th Cir. 2004) (although the exercise of supplemental jurisdiction under 28
U.S.C. § 1367 is a matter of discretion, when a court dismisses all federal claims before trial, it
generally should dismiss the state law claims as well).
V. APPEAL
For the reasons set forth above, and those in the Report and Recommendation, the Court
CERTIFIES pursuant to 28 U.S.C. § 1915(a)(3) that an appeal of this decision would not be
taken in good faith. See McGore v. Wrigglesworth, 114 F.3d 601 (6th Cir. 1997), overruled on
other grounds, Jones v. Bock, 549 U.S. 199, 203 (2007).
VI. CONCLUSION
Based on the foregoing, the Court OVERRULES Plaintiff’s Objections (ECF No. 6),
ADOPTS AND AFFIRMS the Report and Recommendation in its entirety (ECF No. 5),
DISMISSES WITH PREJUDICE Plaintiff’s federal claims, respectively, as time-barred and
for failure to state a claim upon which relief may be granted, 28 U.S.C. §§ 1915(e)(2)(B) and
1915A(b)(1), DECLINES to exercise supplemental over Plaintiff’s state law claims, which are
DISMISSED WITHOUT PREJUDICE, and CERTIFIES that an appeal would not be taken
in good faith.
The Clerk is DIRECTED to ENTER JUDGMENT in favor of Defendants and to close
this case.
IT IS SO ORDERED.
1/3/2023 s/Edmund A. Sargus, Jr.
DATE EDMUND A. SARGUS, JR.
UNITED STATES DISTRICT JUDGE