declining to disturb the ALJ’s credibility determination, stating that: “[w]e will not try the case anew, resolve conflicts in the evidence, or decide questions of credibility” (citation omitted)
How later courts described this case
- declining to disturb the ALJ’s credibility determination, stating that: “[w]e will not try the case anew, resolve conflicts in the evidence, or decide questions of credibility” (citation omitted)
- “[D]isability is determined by the functional limitations imposed by a condition, not the mere diagnosis of it.”
- “It is well established that an ALJ may pose hypothetical questions to a vocational expert and is required to incorporate only those limitations accepted as credible by the finder of fact.”
- “Through step four, the claimant bears the burden of proving the existence and severity of limitations caused by her impairments and the fact that she is precluded from performing her past relevant work[.]”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION AT DAYTON
MARGARET M.,1 : Case No. 3:20-cv-240
:
Plaintiff, : Magistrate Judge Peter B. Silvain, Jr.
: (by full consent of the parties)
vs. :
:
COMMISSIONER OF THE SOCIAL :
SECURITY ADMINISTRATION, :
:
Defendant. :
DECISION AND ENTRY
Plaintiff Margaret M. brings this case challenging the Social Security Administration’s
denial of her application for Supplemental Security Income (SSI). This case is before the Court
upon Plaintiff’s Statement of Errors (Doc. #9), the Commissioner’s Memorandum in Opposition
(Doc. #10), and the administrative record (Doc. #8).
I. Background
The Social Security Administration provides Supplemental Security Income to individuals
who are under a “disability,” among other eligibility requirements. Bowen v. City of New York,
476 U.S. 467, 470 (1986); see 42 U.S.C. § 1382(a). The term “disability” encompasses “any
medically determinable physical or mental impairment” that precludes an applicant from
performing “substantial gainful activity.” 42 U.S.C. § 1382c(a)(3)(A); see Bowen, 476 U.S. at 469-
70.
1 The Committee on Court Administration and Case Management of the Judicial Conference of the United States
has recommended that, due to significant privacy concerns in social security cases, federal courts should refer to
plaintiffs only by their first names and last initials. See also S.D. Ohio General Rule 22-01.
In the present case, Plaintiff applied for benefits on October 26, 2016, alleging disability
due to several impairments, including bipolar disorder, Crohn’s Disease, joint pain, rashes,
depression, sacroiliitis, anxiety, limited education, arthritis, and ankylosing spondylitis. (Doc. #8,
PageID #280). After Plaintiff’s application was denied initially and upon reconsideration, she
requested and received a hearing before Administrative Law Judge (ALJ) Stuart Adkins.
Thereafter, the ALJ issued a written decision, addressing each of the five sequential steps set forth
in the Social Security Regulations. See 20 C.F.R. § 416.920. He reached the following main
conclusions:
Step 1: Plaintiff has not engaged in substantial gainful employment since October
26, 2016, the application date.
Step 2: She has the severe impairments of Crohn’s Disease; degenerative
disc disease of the lumbar spine; osteoarthritis; bipolar disorder/depression;
and anxiety disorder.
Step 3: She does not have an impairment or combination of impairments that meets
or equals the severity of one in the Commissioner’s Listing of Impairments,
20 C.F.R. Part 404, Subpart P, Appendix 1.
Step 4: Her residual functional capacity, or the most she could do despite her
impairments, see Howard v. Comm’r of Soc. Sec., 276 F.3d 235, 239 (6th
Cir. 2002), consists of “light work … subject to the following limitations:
(1) would alternate between sitting and standing every 30 minutes while at
the workstation; (2) can never climb ladders, ropes and scaffolds; (3) can
occasionally climb ramps and stairs, stoop, kneel, crouch, and crawl; ([4])
should avoid unprotected heights, dangerous machinery, and commercial
driving; ([5]) can perform simple, routine tasks but not at a production-rate
pace and not with strict production standards; ([6]) can have occasional
interaction with supervisors, co-workers and the general public; ([7]) no
jobs requiring teamwork or tandem tasks; and ([8]) can tolerate occasional
changes to a routine work setting defined as 1-2 per week.”
She has no past relevant work.
Step 5: She could perform a significant number of jobs that exist in the national
economy.
2
(Doc. #8-2, PageID #s 34-45). Based on these findings, the ALJ concluded that Plaintiff was not
under a benefits-qualifying disability. Id. at 45.
The evidence of record is adequately summarized in the ALJ’s decision (Doc. #8-2,
PageID #s 35-37, 40-43), Plaintiff’s Statement of Errors (Doc. #9), and the Commissioner’s
Memorandum in Opposition (Doc. #10). To the extent that additional facts are relevant, they will
be summarized in the discussion section below.
II. Standard of Review
Judicial review of an ALJ’s decision is limited to whether the ALJ’s findings are supported
by substantial evidence and whether the ALJ applied the correct legal standards. Blakley v. Comm’r
of Soc. Sec., 581 F.3d 399, 406 (6th Cir. 2009); see Bowen v. Comm’r of Soc. Sec., 478 F.3d 742,
745-46 (6th Cir. 2007). Substantial evidence is such “relevant evidence that a reasonable mind
might accept as adequate to support a conclusion.” Gentry v. Comm’r of Soc. Sec., 741 F.3d 708,
722 (6th Cir. 2014) (citing Rogers v. Comm’r of Soc. Sec., 486 F.3d 234, 241 (6th Cir. 2007)). It is
“less than a preponderance but more than a scintilla.” Id.
The second judicial inquiry—reviewing the correctness of the ALJ’s legal analysis—may
result in reversal even if the ALJ’s decision is supported by substantial evidence in the record.
Rabbers v. Comm’r of Soc. Sec., 582 F.3d 647, 651 (6th Cir. 2009). Under this review, “a decision
of the Commissioner will not be upheld where the [Social Security Administration] fails to follow
its own regulations and where that error prejudices a claimant on the merits or deprives the claimant
of a substantial right.” Bowen, 478 F.3d at 746 (citing Wilson v. Comm’r of Soc. Sec., 378 F.3d
541, 546-47 (6th Cir. 2004)).
III. Discussion
3
In her Statement of Errors, Plaintiff raises three challenges to the ALJ’s decision. (Doc. #
9, PageID #s 1856-63). Specifically, Plaintiff contends that ALJ Adkins (1) incorrectly identified
severe impairments under prong two of the sequential process; (2) failed to follow the treating
physician rule and give deferential weight to Plaintiff’s treating physicians’ opinions; and (3) failed
to fully consider essential vocational expert testimony. Id. According to Plaintiff, each of these
reasons support a finding that this matter should be remanded. Id. In response, the Commissioner
maintains that substantial evidence supports the ALJ’s decision and should, therefore, be affirmed.
(Doc. #10, PageID #s 1868-87).
A. Plaintiff’s Severe Impairments
In her first statement of error, Plaintiff contends that the ALJ incorrectly identified severe
impairments under step two of the sequential process. (Doc.# 9, PageID #1856). In response, the
Commissioner points out that ALJ Adkins did, in fact, find that Plaintiff had severe mental health
impairments, including bipolar disorder, depression, and anxiety disorder and provided significant
mental limitations in Plaintiff’s residual functional capacity (RFC) that reasonably accounted for
these restrictions. (Doc. #10, PageID #s 1868-70).
At step two of the five-step sequential evaluation process, the ALJ considers the “medical
severity of [the applicant’s] impairments.” 20 C.F.R. § 416.920(a)(4). “An impairment or
combination of impairments is not severe if it does not significantly limit [the applicant’s] physical
or mental ability to do basic work activities.” 20 C.F.R. § 416.921(a). Basic work activities are
defined as “abilities and aptitudes necessary to do most jobs.” Id. at § 416.921(b).
The Sixth Circuit has construed step two as a “de minimis hurdle.” Higgs v. Bowen, 880
F.2d 860, 862 (6th Cir. 1988) (citations omitted). Under this view, “an impairment can be
4
considered not severe only if it is a slight abnormality that minimally affects work ability
regardless of age, education, and experience.” Id. (citation omitted). The Court explained, “this
lenient interpretation of the severity requirement in part represents the courts’ response to the
Secretary’s questionable practice in the early 1980s of using the step two regulation to deny
meritorious disability claims without proper vocational analysis.” Id. (citations omitted).
However, “the severity requirement may still be employed as an administrative convenience to
screen out claims that are totally groundless solely from a medical standpoint.” Long v. Apfel, 1 F.
App’x 326, 331 (6th Cir. 2001) (internal quotations and citations omitted).
Here, Plaintiff alleges that “ALJ Adkins incorrectly concluded that [her] mental health
conditions were not severe.” (Doc. #9, PageID #1856). Curiously, in making this argument,
Plaintiff fails to identify the specific mental health disorder she believes the ALJ did not properly
consider. Instead, in support of her position, Plaintiff details the medical opinions from Courtney
Zeune, Psy.D, Irma Johnston, Psy.D., and Franklin Halley, M.D., and how each concluded that
she had psychological limitations as a result of her bipolar and anxiety. Id. at 1857-58. Elsewhere
in her statement of errors, Plaintiff limits her discussion of her mental health impairments to
“bipolar disorder, depression, and anxiety.” Id. at 1858. (citing Doc. #8-6, 351).
Notably, however, ALJ Adkins identified Plaintiff’s bipolar disorder, depression, and
anxiety disorder all as severe mental impairments. (Doc. #8-2, PageID #34). He based his
decision on the opinions of the two record reviewing psychologists, Courtney Zeune, Psy.D. and
Irma Johnston, both of which he found to carry great weight. Id. at 35. In addition to finding these
mental impairments to be severe, ALJ Adkins also incorporated mental functioning limitations in
Plaintiff’s RFC. Id. at 39. Specifically, he found that Plaintiff was limited to performing “simple,
5
routine tasks but not at a production rate pace and not with strict production standards.” Id. He
also concluded that while Plaintiff could have “occasional interaction with supervisors, co-workers
and the general public[,]” she would be unable to perform “jobs requiring teamwork or tandem
tasks” and could only “tolerate occasional changes to a routine work setting defined as 1-2 per
week.” Id.
Thus, to the extent that Plaintiff believes ALJ Adkins erred by not considering her bipolar
disorder, depression, and anxiety disorder to be severe impairments, she is simply mistaken. These
mental impairments were identified as severe impairments by the ALJ and led to mental
functioning limitations in her RFC. Further, to the extent that Plaintiff was referring to mental
impairments other than those found to be severe by the ALJ, her argument is without merit as she
has failed to specifically identify these impairments, let alone present evidence as to their existence
and accompanying limitations. See Jones v. Comm’r of Soc. Sec., 336 F.3d 469, 474 (6th Cir. 2003)
(“Through step four, the claimant bears the burden of proving the existence and severity of
limitations caused by her impairments and the fact that she is precluded from performing her past
relevant work[.]”). Accordingly, Plaintiff’s first statement of error is overruled.
B. Evaluation of Medical Opinions
In her second statement of error, Plaintiff contends that ALJ Adkins reversibly erred in
evaluating the opinions of her treating medical providers, Franklin M. Halley, M.D. and Angela
Keeton, CNP. (Doc. #9, PageID# 1858-61). According to Plaintiff, Dr. Halley and CNP Keeton
“provided restrictions that precluded [Plaintiff] from full time employment,” and that ALJ
Adkins’s reasoning in discounting these opinions was not supported by substantial evidence. Id.
at 1860.
6
Social Security Regulations recognize several different types of “acceptable” medical
sources: treating physicians, non-treating, yet examining physicians, and non-treating, record-
reviewing physicians.” Gayheart v. Comm’r of Soc. Sec., 710 F.3d 365, 375 (6th Cir. 2013); see
20 C.F.R.§ 416.902. Generally, ALJs “give more weight to the opinion from… treating sources.”
20 C.F.R. § 416.927. Indeed, when the treating source’s opinion is “well-supported by medically
acceptable clinical and laboratory diagnostic techniques and is not inconsistent with other
substantial evidence in [the] case record[,]” the ALJ is required to place controlling weight on the
treating source’s opinion.2 See Rogers v. Comm’r of Soc. Sec., 486 F.3d 234, 242 (6th Cir. 2007).
However, if the treating physician’s opinion is not controlling, “the ALJ, in determining
how much weight is appropriate, must consider a host of factors, including the length, frequency,
nature, and extent of the treatment relationship; the supportability and consistency of the
physician's conclusions; the specialization of the physician; and any other relevant factors.”
Rogers, 486 F.3d at 242 (citing Wilson, 378 F.3d at 544).
Here, Plaintiff alleges that ALJ Adkins failed to follow the treating physician rule when
weighing the opinion of Franklin M. Halley, M.D. (Doc. #9, PageID #1858). Dr. Halley submitted
an assessment of Plaintiff’s mental impairments and capabilities in January 2019. (Doc. #8-13,
PageID #s 1696- 1708). In his assessment, Dr. Halley indicated that he had been treating Plaintiff
for bipolar disorder and unspecified anxiety disorder since September 2017, though Plaintiff had
many years of treatment with other providers. Id. at 1696. He indicated that Plaintiff was currently
2 On January 18, 2017, the Social Security Administration promulgated “Revisions to Rules Regarding the Evaluation
of Medical Evidence,” which, among other things, served to eliminate the treating physician rule for claims filed on
or after March 27, 2017. See 82 Fed. Reg. 5844, 2017 WL 168819 (Jan. 18, 2017)(to be codified at 20 C.F.R. pts. 404,
416). Since Plaintiff’s applications were filed prior to the effective date of March 27, 2017, the treating physician rule
is still applicable to her claims.
7
taking several medications for her mental disorder and that she did not have a history of alcohol
or drug abuse. Id. Dr. Halley opined that Plaintiff would have intermittent episodes of depressed
or irritable mood, which was “often associated with life/family stress.” Id. at 1697.
Dr. Halley also checked boxes of Plaintiff’s clinical abnormalities, including sleep
disturbance, decreased energy, feelings of guilt or worthlessness, suicidal thoughts or acts,
hyperactivity, pressure of speech, and decreased need for sleep. Id. at 1697-1700. Here, Dr.
Halley noted that Plaintiff’s suicidal thoughts or acts were evidenced by her last hospitalizations
over a year prior in 2016 and 2017. Id. at 1699. Apart from this note and a note that Plaintiff’s
hyperactivity was evidenced by excessive cleaning all night long, Dr. Halley did not provide any
further information regarding the nature, frequency, or duration of these clinical abnormalities.
See id. at 1697-1700. Additionally, Dr. Halley checked a box indicating that he believed Plaintiff
had “[m]arked difficulties in maintaining concentration, persistence, or pace[,]” but failed to
specify the source of this information or any examples. Id. at 1701. He did, however, explain
that Plaintiff’s repeated episodes of decompensation were evidenced by several hospitalizations
resulting from her bipolar mood. Id. In response to a question asking whether Plaintiff has “a
history of a chronic affective disorder of at least 2 years’ duration that has caused more than a
minimal limitation of ability to do basic work activities, but with symptoms or signs currently
attenuated by medication or psychosocial support[,]” Dr. Halley checked “Yes” but failed to
provide any supporting evidence or explanation. Id.
Finally, Dr. Halley also completed a checklist form about certain adaptive functioning
limitations where he appeared to indicate the presence of limitations in 17 different areas. Id. at
1706. Once again, however, there is no key or scale to explain the nature, frequency, or duration
8
of the limitations, let alone any explanation regarding how the presence of these symptoms affect
Plaintiff’s daily life. See id.
Contrary to Plaintiff’s contentions, the ALJ reasonably determined that Dr. Halley’s
opinion was not entitled to controlling weight. In reviewing Dr. Halley’s opinion, ALJ Adkins
acknowledged that he was an acceptable treating source but found that he could not give his
opinion controlling or deferential weight. (Doc. #8, PageID # 37). ALJ Adkins pointed out that
while Dr. Halley reviewed Plaintiff’s symptoms and provided a checklist for her functions, he
failed to provide a corresponding scale or key that explained the degree of functionality Plaintiff
retained. Id. In other words, not only was the assessment unsupported by clinical findings, but
also provided little value to the ALJ in trying to incorporate Dr. Halley’s opinion into Plaintiff’s
RFC. Id. An ALJ may properly reject a vague opinion that does not provide any specific
functional limitations. See Quisenberry v. Comm’r of Soc. Sec., 757 F. App'x 422, 434 (6th Cir.
2018). Further, ALJ Adkins pointed out that Plaintiff last had a depressive episode in 2017, which
was consistent with the treatment notes indicating her improved condition following therapy. Id.
Again, a treating physician is only entitled to controlling weight if his opinion is supported
by medically acceptable clinical and laboratory diagnostic techniques and is not inconsistent with
the other substantial evidence in the record. Gayheart, 710 F.3d at 376. Here, ALJ Adkins
reasonably determined that Dr. Halley’s opinion was not supported by clinical findings as he failed
to provide any support or explanation regarding the symptoms and limitations he believed Plaintiff
to exhibit. Accordingly, the ALJ’s decision to attribute little weight to Dr. Halley’s opinion is
supported by substantial evidence.
9
Plaintiff also challenges the ALJ’s evaluation of the opinion by Angela Keeton, a certified
nurse practitioner. Nurse Keeton submitted an opinion regarding Plaintiff’s physical functioning
in December 2018. (Doc. #8-13, PageID #s 1678-81). In her assessment, Nurse Keeton specified
that Plaintiff was diagnosed with depression, anxiety, ankylosing spondylitis, Crohn’s Disease,
bipolar disorder, and hypothyroidism but opined that only her Crohn’s Disease required ongoing
treatment. See id. at 1678. Nurse Keeton also completed a checklist form where she indicated that
Plaintiff exhibited symptoms, including abdominal pain and cramping, weight loss, loss of
appetite, bowel obstruction, abdominal distention, nausea, fatigue, and mucus in stool. Id. In
response to a question asking for additional detail, such as the nature, frequency, precipitating
factors, and severity of Plaintiff’s pain, Nurse Keeton indicated that the “pain is chronic” but to
“see GI notes for more detail.” Id.
With regard to Plaintiff’s physical functioning, Nurse Keeton indicated that she is capable
of sitting for a period of 30 minutes to an hour at a time; standing for a period of 15 minutes at a
time; and sitting, standing, and walking for a total of less than in 2 hours in an 8-hour work day.
Id. at 1679. She indicated that Plaintiff would need a job that allows her to shift positions at will
and additional restroom breaks due to abdominal pain, nausea, vomiting, and diarrhea. Id. at 1679-
80. As to whether Plaintiff would need to take unscheduled restroom breaks throughout the day,
Nurse Keeton indicated “Yes” but again referred to the “GI notes” as she was “unable to
determine” how often or how long Plaintiff would need these breaks. Id. at 1680.
Nurse Keeton opined that Plaintiff is capable of lifting up to 20 pounds, could rarely climb
ladders, and occasionally twist, stoop, crouch/squat, and climb stairs. Id. at 1681. She further noted
that Plaintiff would be off-task 25% of the day “depending on exacerbation of symptoms” and
10
would be “incapable of even ‘low stress’ work” as it would “exacerbate mental [and] physical
symptoms.” Id. Finally, Nurse Keeton checked a box stating that Plaintiff would be absent “[m]ore
than four days per week” as a result of her impairments. Id. at 1681.
ALJ Adkins decision to give only “partial weight” to Nurse Keeton’s opinion is supported
by substantial evidence. ALJ Adkins acknowledged the treating relationship between Nurse
Keeton and Plaintiff and correctly concluded that Nurse Keeton was not an “acceptable” medical
source under the regulations. (Doc. #8, PageID #40); see also 20 C.F.R. § 416.913. He also
considered the multiple inconsistencies between the severity of Nurse Keeton’s opined limitations
and the treatment records, including Plaintiff’s inability to produce a stool sample at an evaluation,
her physicians’ documented suspicions regarding her Crohn’s Disease diagnosis, the lack of
positive objective testing confirming her Crohn’s Disease diagnosis, and the characterization of
her abdominal pain as being “functional.” Id. at 40-41. Additionally, the ALJ also properly
discounted Nurse Keeton’s opinion that Plaintiff was “incapable of even low stress work” as it
speaks to the ultimate legal issue reserved for the ALJ. See Warner v. Comm’r of Soc. Sec., 375
F.3d 387, 390 (6th Cir. 2004) (quoting Harris v. Heckler, 756 F.2d 431, 435 (6th Cir. 1985)) (“The
determination of disability is [ultimately] the prerogative of the [Commissioner], not the treating
physician.”); see also 20 C.F.R. § 416.927(d)(1) (“A statement by a medical source that you are
‘disabled’ or ‘unable to work’ does not mean that we will find you disabled.”).
Finally, while it is true that the ALJ’s decision must be supported by substantial evidence,
it is Plaintiff who “bears the burden of proving the existence and severity of limitations caused by
her impairments” through step four of the sequential evaluation process. Jones, 336 F.3d at 474.
Accordingly, it is Plaintiff’s burden to prove that she has a more restrictive RFC than that assessed
11
by the ALJ. See Jordan v. Comm’r of Soc. Sec., 548 F.3d 417, 423 (6th Cir. 2008) (citing Her v.
Comm’r of Soc. Sec., 203 F.3d 388, 392 (6th Cir. 1999)). Plaintiff, however, does not indicate
through citations to the record evidence or through factual or legal analysis what functional
limitations caused by her Crohn’s Disease, bipolar disorder, depression, and anxiety disorder are
not already accounted for in the RFC.
Accordingly, the ALJ’s failure to impose more restrictive limitations to account for these
diagnoses is not unreasonable. See Kocher v. Comm’r of Soc. Sec., No. 2:14-cv-2263, 2015 WL
7307998, at *5 (S.D. Ohio Nov. 20, 2015) (Kemp, M.J.), report and recommendation adopted,
2015 WL 9489750 (S.D. Ohio Dec. 30, 2015) (Smith, D.J.) (quoting Burch v. Barnhart, 400 F.3d
676, 684 (9th Cir. 2005)) (“[W]hen ‘there is no evidence in the record, of any functional limitations
as a result of [an impairment] that the ALJ failed to consider,’ a remand for further resolution of
this issue is unnecessary.”); Hill v. Comm’r of Soc. Sec., 560 F. App’x 547, 551 (6th Cir. 2014)
(“[D]isability is determined by the functional limitations imposed by a condition, not the mere
diagnosis of it.”); Townsend v. Astrue, No. 6:12-CV-00261-SI, 2013 WL 687042, at *5 (D. Or.
Feb. 25, 2013) (failure to discuss a diagnosis is error, but harmless where record does not reveal
any limitations due to the diagnosed condition). Based on the foregoing, Plaintiff has failed to
meet her burden of proving that her Crohn’s Disease, bipolar disorder, depression, and anxiety
disorder require a more restrictive RFC than that assessed by the ALJ. Thus, Plaintiff’s second
statement of error is also overruled.
C. Vocational Expert Testimony
Finally, in her last statement of error, Plaintiff alleges that ALJ Adkins failed to “fully
consider essential vocational expert testimony finding [Plaintiff] to have functional capacity to
12
perform sedentary work.” (Doc. #9, PageID #s 1861-63). According to Plaintiff, ALJ Adkins
erred by failing to consider the vocational expert’s testimony on off-task behavior when finding
that Plaintiff would be able to perform light work. Id. at 1862. In response, the Commissioner
points out that the ALJ’s hypothetical question to the vocational expert properly excluded
limitations that were not credibly supported by the evidence. (Doc. #10, PageID #s 1886-87).
During the hearing, ALJ Adkins posed a series of hypotheticals to the vocational expert
about the availability of jobs in the national economy for an individual with certain hypothetical
limitations. (Doc. #8-2, PageID #s 112-15). In the first two hypotheticals posed by the ALJ, the
vocational expert was able to identify at least 265,000 jobs that would be available in the national
economy for an individual with the specified limitations. Id. at 112-13. In the next three
hypotheticals, the vocational expert was asked about additional hypothetical limitations, including
the tolerance for off-task behavior and absenteeism. Id. at 113-14. In response, the vocational
expert indicated that off-task behavior exceeding 15 percent would be work-preclusive. Id. at 113-
14. Similarly, the vocational expert testified that Plaintiff would not be able to maintain gainful
employment if she were regularly absent three days every month or required two additional 15-
minute breaks throughout the day. Id.
In assessing Plaintiff’s RFC, ALJ Adkins ultimately decided not to include any of the final
three hypothetical limitations. See id. at 39. Plaintiff contends that the failure to include these
limitations in the RFC constitutes reversible error as she would have been found disabled had these
limitations been included. (Doc. #9, PageID #s 1861-63).
An individual’s RFC is her “maximum remaining ability to do sustained work activities in
an ordinary work setting on a regular and continuing basis ….” Soc. Sec. R. 96-8p, 1996 WL
13
374184, *2 (July 2, 1996). The ALJ is responsible for assessing an individual’s RFC. 20 C.F.R. §
416.920(a)(4). The ALJ’s RFC assessment must be “based on all of the relevant evidence in the
case record, including information about the individual’s symptoms and any ‘medical source
statements’ -- i.e., opinions about what the individual can still do despite his or her impairment(s)
-- submitted by an individual’s treating source or other acceptable medical sources.” Soc. Sec. R.
96-8p, 1996 WL 374184, *2 (footnote omitted). Furthermore, in assessing a plaintiff’s RFC, the
ALJ is not required to incorporate every limitation included in the hypothetical questions posed to
the vocational expert—rather, the ALJ need only incorporate the limitations he deems credible.
Casey v. Sec’y of Health & Human Servs., 987 F.2d 1230, 1235 (6th Cir. 1993) (“It is well
established that an ALJ may pose hypothetical questions to a vocational expert and is required to
incorporate only those limitations accepted as credible by the finder of fact.”) (internal citation
omitted).
As previously discussed, substantial evidence supports ALJ Adkins’ assessment of
Plaintiff’s RFC. ALJ Adkins explained the history and records pertaining to Plaintiff’s mental and
physical impairments. (Doc. #8-2, PageID #s 34-43). In doing so, he found that the impairments
complained-of in Plaintiff’s brief—i.e., Crohn’s Disease, bipolar disorder, depression, and anxiety
disorder—to all constitute severe impairments and included corresponding functional limitations
in her RFC as a result. Id. These limitations were based on his review of the record and the
medical opinions. Id.
Furthermore, the administrative record does not contain any credible medical opinion
detailing how these impairments impact Plaintiff’s functioning to the point that she would be off-
task more than 15 percent of the day, be regularly absent three days every month, or require an
14
additional two 15-minute breaks every day. While Nurse Keeton opined that Plaintiff would be
off-task 25% of the day she admitted that this would “depend[] on exacerbation of [her]
symptoms.” Similarly, in checking the box stating that Plaintiff would be absent “[m]ore than four
days per week[,]” Nurse Keeton failed to explain the basis for this opinion or cite to any clinical
findings that would support this finding. Instead, she routinely stated that the examiner should
simply refer to the “GI notes” as she was “unable to determine” information related to the severity
of Plaintiff’s symptoms and limitations. Moreover, as previously discussed, the ALJ’s decision to
discount Nurse Keeton’s opinion is supported by substantial evidence as it was not supported by
clinical findings and inconsistent with other evidence in the record.
Additionally, Plaintiff’s reliance on her subjective complaints to support including these
limitations in her RFC is unavailing. It is well-settled that an ALJ is not required to accept a
plaintiff’s subjective complaints but may instead properly consider the credibility of a plaintiff.
Infantado v. Astrue, 263 F. App’x 469, 475 (6th Cir. 2008) (citing Walters v. Comm’r of Soc. Sec.,
127 F.3d 525, 531 (6th Cir. 1997)). If the ALJ’s credibility determinations are explained and enjoy
substantial support in the record, the Court is without authority to revisit those determinations.
Sullenger v. Comm’r of Soc. Sec., 255 F. App’x 988, 995 (6th Cir. 2007) (declining to disturb the
ALJ’s credibility determination, stating that: “[w]e will not try the case anew, resolve conflicts in
the evidence, or decide questions of credibility” (citation omitted)). See Beavers v. Sec’y. of
Health, Educ. and Welfare, 577 F.2d 383, 386-87 (6th Cir. 1978).
Here, substantial evidence exists to support ALJ Adkins’ decision to not include those
limitations in the RFC. For example, in response to Plaintiff’s complaints regarding her need to
use the restroom 10 to 15 times a day, ALJ Adkins pointed out several discrepancies between her
15
complaints and the evidence in her medical file, including the lack of positive biopsy, imaging or
labs supporting Plaintiff’s Crohn’s Disease diagnosis. (Doc. #8-2, PageID #42) (citing Doc. #8-
11, PageID #1178; Doc. #8-12, PageID #s 1347, 1372, 1377, 1381; Doc. #8-13, PageID #s 1713-
14). He noted that Plaintiff’s physicians had also documented their own suspicions of her
diagnosis, noting that she was unable to produce a stool sample at her examination and exhibited
“drug seeking” and “malinger[ing]” behavior. Id. (citing Doc. #8-10, PageID #1051; Doc. #8-12,
PageID #1381; Doc. #8-13, PageID #s 1713-14). On one occasion, Plaintiff went to the
emergency department requesting pain medication for her abdominal pain and was observed
“ambulat[ing] multiple times in the emergency department without the appearance of acute
distress.” Id. at 43. (citing Doc. #8-12; PageID #1334). Once Plaintiff was informed that she
would not be prescribed any pain medication, she requested to be discharged. Id. On a different
occasion, Plaintiff was witnessed twice throwing herself on the emergency room floor and
reporting that she had fainted and hit her head. Id. (citing Doc. #8-13, PageID #s 1793, 1796,
1803). Plaintiff’s hospital files also indicated that she would ask multiple sources for pain
medication and frequently change her story during her hospital stay. Id. (citing Doc. #8-13,
PageID #s 1713-14). In short, ALJ Adkins carefully considered the totality of the evidence,
applied the proper standards, and clearly explained his credibility findings. In doing so, he did not
find Plaintiff’s alleged impairments to be wholly uncredible but, rather, he simply found that they
did not support the additional hypothetical limitations advocated by Plaintiff. Under these
circumstances, this Court is without authority to disturb that finding.
For these reasons, Plaintiff’s final statement of error is also not well taken.
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IT IS THEREFORE ORDERED THAT:
1. The Commissioner’s non-disability determination be AFFIRMED; and
2. The case be terminated on the Court’s docket.
January 13, 2022 s/Peter B. Silvain, Jr.
Peter B. Silvain, Jr.
United States Magistrate Judge
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