Opinion

McCain v. Commissioner of Social Security

Court
District Court, S.D. Ohio
Filed
Jul 15, 2021
Cited by
0 cases
Authority
More cited than 28.2%

“[A] general objection to a magistrate judge’s report, which fails to 26 specify the issues of contention, does not suffice to preserve an issue for appeal . . . .”

How later courts described this case

  • “[A] general objection to a magistrate judge’s report, which fails to 26 specify the issues of contention, does not suffice to preserve an issue for appeal . . . .”
  • “The substantial evidence standard presupposes that there is a ‘zone of choice’ within which the Secretary may proceed without interference from the courts. If the Secretary’s decision is supported by substantial evidence, a reviewing court must affirm.”
  • “This court's review of the Commissioner's decision is limited to determining whether it is supported by substantial evidence and was made pursuant to proper legal standards.”
  • holding that “failure to object to the magistrate judge’s recommendations constituted a waiver of [the defendant’s] ability to appeal the district court’s ruling”

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE SOUTHERN DISTRICT OF OHIO

EASTERN DIVISION

PORSHA MCCAIN,

Plaintiff,

Civil Action 2:20-cv-1481

Judge Edmund A. Sargus, Jr.

v. Magistrate Judge Elizabeth P. Deavers

COMMISSIONER OF SOCIAL SECURITY,

Defendant.

REPORT AND RECOMMENDATION

Plaintiff, Porsha McCain (“Plaintiff”), brings this action under 42 U.S.C. § 405(g) for

review of a final decision of the Commissioner of Social Security (“Commissioner”) denying her

application for disability insurance benefits. This matter is before the United States Magistrate

Judge for a Report and Recommendation on Plaintiff’s Statement of Errors (ECF No. 13), the

Commissioner’s Memorandum in Opposition (ECF No. 16), and the administrative record (ECF

No. 12). For the following reasons, it is RECOMMENDED that the Court OVERRULE

Plaintiff’s Statement of Errors and AFFIRM the Commissioner’s decision.

I. BACKGROUND

Plaintiff applied for disability insurance benefits on December 8, 2016, alleging a closed

period of disability beginning August 25, 2016 and ending March 26, 2018. (R. at 42, 198-199.)

Plaintiff’s claim was denied initially and upon reconsideration. (R. at 126-133, 142-144.) Upon

request, a hearing was held on February 7, 2019, in which Plaintiff appeared and testified. (R. at

38-83.) A vocational expert (“VE”), Pauline Pegram, also appeared and testified at the hearing.

1

(Id.) On March 29, 2019, Administrative Law Judge Jacqueline Y. Hall-Keith (“the ALJ”)

issued a decision finding that Plaintiff was not disabled during the alleged closed period. (R. at

17-36.) On January 18, 2020, the Appeals Council denied Plaintiff’s request for review and

adopted the ALJ’s decision as the Commissioner’s final decision. (R. at 1-6.) Plaintiff then

timely commenced the instant action. (ECF No. 1.)

II. RELEVANT HEARING TESTIMONY

A. Plaintiff’s Testimony

Plaintiff testified at the February 2019 administrative hearing. (R. at 44-70.) Plaintiff

testified that she was 24 years old, single, and had a four-year-old child. (R. at 44.) Plaintiff

testified that she was involved in a motor vehicle accident in August 2016, and suffered multiple

fractures which required multiple surgeries as a result. (R. at 55-56.) Specifically, Plaintiff

testified that she suffered fractures to her left elbow, pelvis, left femur, right ankle, right wrist,

and tailbone. (R. at 56.) Plaintiff testified that, with regard to her impairments from August

2016 until March 2018, she “had to relearn how to walk completely,” “had to relearn how to use

[her] left hand,” “couldn’t run or jump,” and “[didn’t] have very good strength in [her] hands or

[her] legs.” (R. at 57.) Plaintiff testified that at first, she could only walk between half a block

and one block from August 2016 to March 2018, that she could only stand for about five

minutes, and could not sit more than about two hours. (R. at 63-64.) Plaintiff testified that

during her physical therapy, she could only lift about fifteen pounds. (R. at 64.)

Plaintiff testified that she went through physical therapy, and that during the beginning of

her recovery her pain was a 10/10. (R. at 57-58.) Plaintiff testified that after surgery and with

medication, her pain was reduced to an 8/10 level for about a month or a month-and-a-half, but

over time her pain level fell to about 5/10. (R. at 58.) Plaintiff also testified that she experienced

2

mental impairments between August 2016 and March 2018. (R. at 60.) Specifically, Plaintiff

testified that she experienced anxiety, especially in stores while shopping or while driving, as

well as poor memory, sadness, crying, poor concentration, low energy, low self esteem, feelings

of shame, and low interest in things. (R. at 60-61.) Plaintiff testified that she saw a psychiatrist

once every two months, and that she still sees the psychiatrist. (R. at 61-62.) Plaintiff testified

that she was prescribed Zoloft by Dr. Allison Dailey in May 2017, but that Dr. Dailey has since

switched Plaintiff to Celexa and Valium. (R. at 62-63.)

Plaintiff also testified that she was in a nursing home for a little over two months after the

motor vehicle accident, and while she was there she could not use her hands to operate hand

controls, use a microwave, push a button on a remote control, push keys on a keyboard, flip a

light switch, or close a door handle. (R. at 65.) Plaintiff testified that she could do such things

after she left the nursing home. (Id.) Plaintiff testified that she could only reach overhead or

reach forward with her left arm, and it wasn’t until after she left the nursing home that she could

do so with her right arm. (R. at 65-66.) Plaintiff also testified that she couldn’t pick up a pen or

paperclip using a pinching function, she could not pick anything up with her left hand, and she

was not able to operate foot controls or drive during this time. (R. at 66-67.)

Plaintiff testified that from August 2016 to March 2018, she could not get dressed by

herself, could not get in or out of the shower by herself, couldn’t stand in the shower, and she

had her mother make dinner for her. (R. at 67-68.) Plaintiff also testified that she did the dishes

“maybe once,” but that she did not do laundry, change the linen on the bed, vacuum, dust, mop,

sweep, take out trash, drink alcohol, use illegal drugs, or smoke cigarettes. (R. at 68-69.)

Plaintiff also testified that she used crutches for approximately three to six months, and that she

did not use a cane. (R. at 69-70.)

3

Plaintiff testified that she still is unable to climb stairs, and that she has balance issues.

(R. at 67.) Plaintiff testified that she receives food stamps and healthcare help from the State,

and that she is employed by DeNA Healthcare. (R. at 45-46.) Plaintiff testified that, in that role,

she makes $13.25 per hour, and she works 40 hours per week in the business office. (R. at 46-

47.) Plaintiff testified that she lifts “a pound [or] maybe two” of supplies at work, and that she

sits at least six hours a day at work. (R. at 47.) Plaintiff testified that she uses a wheelchair

when she goes to the store. (R. at 68.)

Plaintiff testified that prior to working at DeNA Healthcare, she worked at Easter Seals

for about a month. (R. at 48.) Plaintiff testified that in that job, she worked 35 to 40 hours week,

staying overnight with residents while they slept, and she made $11 per hour. (Id.) Plaintiff

testified that, for that job, she sat for the eight hours. (R. at 49.) Plaintiff also testified that, as a

State Tested Nursing Aide (“STNA”) in Circleville, her job including standing, walking,

bending, lifting up to ten pounds, and sitting about three hours per day. (R. at 51.) Plaintiff

testified that she also had worked as an STNA at Fairfield Medical, and that her job there

included standing, walking, bend, and lifting and carry patients with another person. (R. at 52-

53.) Plaintiff testified that she had worked as an STNA at multiple other facilities. (R. at 53-55.)

B. Vocational Expert’s Testimony

Ms. Pauline Pegram testified as the VE at the administrative hearing. (R. at 70-82.)

Based on Plaintiff’s age, education, and work experience and the residual functional capacity

ultimately determined by the ALJ, the VE testified that a similarly situated hypothetical

individual could perform the following jobs that exist in significant numbers in the national

economy: inspector and sorter. (R. at 78.)

4

III. RELEVANT RECORD EVIDENCE

A. Grant Hospital

On August 25, 2016, Plaintiff was admitted to the emergency room at Grant Hospital

following a head-on motor vehicle collision. (R. at 334.) Plaintiff’s presented with open right

ankle and left elbow fractures, but her biggest complaint was of right ankle pain. (Id.) Initial CT

scans showed right rib fractures 4-6, left rib fractures 6 and 7, grade 2 splenic laceration and

grade 1 left kidney laceration, no significant hemoperitoneum and no pelvic/retroperitoneal

hematoma, pelvic fractures including left superior rami extending into acetabulum, bilateral

superior and interior pubic rami, right SI joint diastasis and lex proximal femur fracture, open

right distal tibia, medial malleolus, and distal fibula. (Id.) Plaintiff was admitted to the ICU.

(Id.) Plaintiff then underwent multiple surgeries for her fractures, and she remained in the

hospital for approximately one week. (See generally R. at 326-742.) In Plaintiff’s Discharge

Summary, Shaunta Nate’ Stanford, CNP wrote that Plaintiff “is in good condition,” “is

ambulating/doing well with therapies,” and that she was “[m]edically ready for discharge.” (R.

at 475.) She was discharged on September 3, 2016. (Id.)

B. Heartland of Chillicothe

From September 3, 2016 until October 31, 2016, Plaintiff was admitted to the Heartland

of Chillicothe for treatment, physical therapy, and rehabilitation. (R. at 880-995.) Plaintiff was

prescribed pain and anxiety medication and began physical therapy on September 13, 2016. (R.

at 892.) Over the course of her treatment, Plaintiff generally reported good overall progress and

consistent improvement, with noted increases in her endurance, stamina, strength, and balance.

(See generally R. at 880-995.) Upon discharge, Plaintiff was given crutches, a raised toilet seat

5

with arms, a tub bench, a standard wheelchair, a handheld shower head, and grab bars. (R. at

880.)

C. Dr. Benjamin Taylor

On August 25, 2016 (the day of Plaintiff’s motor vehicle accident), Plaintiff was referred

to Benjamin Craig Taylor, MD, for an orthopedic surgery trauma consultation at Grant Hospital.

(R. at 1151.) Dr. Taylor noted that Plaintiff’s injuries “are not completely evaluated at this time

due to [Plaintiff] needing to go to CT scan,” but that “[w]e will obtain more xrays for complete

evaluation.” (R. at 1151-1153.) Dr. Taylor was the primary surgeon for Plaintiff’s multiple

procedures that day: (1) irrigation and debridement with excision of skin, subcutaneous tissue,

fascia, muscle and bone, right ankle; (2) open reduction and internal fixation of right bimalleolar

ankle fracture; (3) open reduction and internal fixation of right ankle syndesmosis; (4) treatment

of left femoral shaft fracture with intramedullary implant; (5) irrigation and debridement with

excision of skin, subcutaneous tissue, fascia, muscle and bone, left open olecranon fracture; (6)

open treatment of left olecranon fracture with internal fixation; (7) repair lateral collateral

ligament, left elbow, with local tissue; and (8) repair medial collateral ligament, left elbow, with

local tissue. (R. at 1145-1150.)

On September 13, 2016, Dr. Taylor saw Plaintiff for a follow-up appointment. (R. at

1141-1142.) Plaintiff reported that she was getting better, and that her pain was stable and was

alleviated by rest and pain medication, but it was worsened by activity and movement. (Id.) Dr.

Taylor noted that Plaintiff “does have significant bone loss involving the left femur,” and he

discussed with Plaintiff the possibility of undergoing a bone grafting procedure. (Id.) On

October 10, 2016, Dr. Taylor saw Plaintiff again and noted that her “surgical incision(s) are

benign and healing.” (R. at 1138-1140.) On November 8, 2016, Dr. Taylor saw Plaintiff for

6

another follow-up appointment where Plaintiff reported that her pain was decreasing. (R. at

1136-1137.) Dr. Taylor reviewed x-rays of Plaintiff’s right ankle, left elbow, left femur, right

wrist, and pelvis, which generally “show[ed] signs of fracture healing” and “well-maintained

reduction and alignment” of Plaintiff’s fractures. (Id.) Overall, Dr. Taylor wrote that Plaintiff

was “recovering nicely from [her] severe injuries.” (Id.)

On January 3, 2017, Plaintiff returned to Dr. Taylor and reported that she was “slowly

getting stronger.” (R. at 1134-1135.) Dr. Taylor noted that Plaintiff “is ambulating unassisted,

and [her] balance appears to be without issue,” and he reported that Plaintiff “has been exercising

to try to get stronger and recover.” (Id.) Dr. Taylor commended Plaintiff “on her hard work in

recovery thus far” and added that “[s]he is doing very well considering her severe injuries and

should continue to recover more.” (Id.) Dr. Taylor added that “I advised that she is not likely to

be 100% but is on a great trajectory now.” (Id.) On March 15, 2017, Dr. Taylor again noted that

Plaintiff was ambulating unassisted without balance issues, and he repeated that Plaintiff “is

doing very well considering her severe multiple injuries.” (R. at 1132-1133.) On May 31, 2017,

Plaintiff reported to Dr. Taylor that she was “doing great” with 1/10 pain, and Dr. Taylor wrote

that she was still ambulating unassisted without balance issues, with full bilateral ankle range of

motion and strength. (R. at 1130-1131.)

On March 20, 2018, Plaintiff returned to Dr. Taylor complaining of knee soreness. (R. at

1128-1129.) Dr. Taylor ordered and reviewed an x-ray of Plaintiff’s femur, which showed

“maintenance of alignment but evidence of distal interlocking screw breakage.” (Id.) Dr. Taylor

noted that Plaintiff was still ambulating unassisted without balance issues, but noted that she had

“evidence of implant failure distally” and may require implant removal or bone grafting. (Id.)

On April 24, 2018, Dr. Taylor reviewed a CT scan of Plaintiff’s femur and found femoral

7

nonunion. (R. at 1126-1127.) On October 3, 2018, Plaintiff saw Dr. Taylor for the last time, and

Dr. Taylor noted that diagnostic studies showed “some mild maturation of the healing femur

bone.” (R. at 1124-1125.) Dr. Taylor again noted that Plaintiff was ambulating unassisted

without balance issues. (Id.) Dr. Taylor reported that Plaintiff wished to delay any procedure on

her femur until after she completed her nursing program, and Dr. Taylor advised her to return if

she experienced any future thigh pain. (Id.)

D. State Agency Consultants

State Agency consultant Anne Prosperi, D.O., reviewed Plaintiff’s file at the initial level

on April 7, 2017, and provided assessments of Plaintiff’s physical residual functional capacity

(“RFC”). (R. at 98-111.) Specifically, Dr. Prosperi found that Plaintiff could occasionally lift

and/or carry up to 50 pounds; frequently lift and/or carry 20 pounds; stand and/or walk (with

normal breaks) for about six hours in an eight-hour workday; sit (with normal breaks) for about

six hours in an eight-hour workday; was otherwise unlimited in her ability to push and/or pull

(including operation of hand and/or foot controls); was occasionally limited in climbing

ramps/stairs, climbing ladders/ropes/scaffolds, and crawling; was not limited in her balancing;

and was frequently limited in her stooping (i.e., bending at the waist), kneeling, and crouching

(i.e., bending at the knees). (R. at 107-108.) Dr. Prosperi found that postoperative x-rays

showed “no hardware complications, well-maintained alignments of [fractures] and signs of

[fracture] healing,” that Plaintiff was “slowly getting stronger” with decreasing pain and

unassisted ambulation with no balance issues. (R. at 108.) Dr. Prosperi also noted that Plaintiff

had full range of motion and strength in her ankle, and that she was expected to be capable of

this RFC twelve months from the date of onset. (Id.) Dr. Prosperi found that Plaintiff had no

manipulative, visual, or communicative limitations, but she should “avoid even moderate

8

exposure” to hazards such as machinery or heights. (R. at 108-109.) Dr. Prosperi ultimately

concluded that Plaintiff was not disabled, with the following explanation:

You said you were disabled due to broken elbow, broken ankle, broken leg, broken

wrist, broken pelvis, broken tailbone, depression and anxiety. Although you feel

like anxiety affects your functioning, medical evidence supports that your mental

conditions would have no more than a minimal impact on your functioning and is

considered non severe. Your physical conditions cause you pain and discomfort,

however it is not totally disabling. We do not have sufficient vocational information

to determine whether you can perform any of your past relevant work. However,

based on the evidence in file, we have determined that you can adjust to other work.

(R. at 111.)

On August 12, 2017, State Agency consultant Angela Bucci, D.O., reviewed Plaintiff’s

file at the reconsideration level and agreed with Dr. Prosperi’s above assessments. (R. at 113-

124.) Dr. Bucci also concluded that Plaintiff was not disabled, and provided following

explanation:

We have reviewed your request for reconsideration. You said you were disabled

due to broken elbow, broken ankle, broken leg, broken wrist, broken pelvis, broken

tailbone, depression and anxiety. Although you feel like anxiety affects your

functioning, medical evidence supports that your mental conditions would have no

more than a minimal impact on your functioning and is considered non severe. Your

physical conditions cause you pain and discomfort, however it is not totally

disabling. Your condition resulted in some limitations in your ability to perform

work related activities. We have determined that your condition was not disabled

on any date through 06/30/2017, when you were last insured for disability benefits.

We do not have sufficient vocational information to determine whether you can

perform any of your past relevant work. However, based on the evidence in file, we

have determined that you can adjust to other work. After a careful review of the

additional evidence, as well as evidence already available in file, the initial decision

is affirmed.

(R. at 124.)

9

IV. ADMINISTRATIVE DECISION

On March 29, 2019, the ALJ issued her decision. (R. at 17-36.) At step one of the

sequential evaluation process,1 the ALJ found that Plaintiff had not engaged in any disqualifying

substantial gainful activity during the alleged closed period of August 25, 2016 through March

26, 2018. (R. at 22.) At step two, the ALJ found that Plaintiff had the following severe

impairments: multiple fractures left elbow; pelvis; left femur; tailbone; right wrist; right ankle;

status-post surgical repairs; depression; and anxiety during the alleged closed period of August

25, 2016 through March 26, 2018. (R. at 22-23.) The ALJ found that Plaintiff did not have an

impairment or combination of impairments that meets or medically equals the severity of one of

the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1. (R. at 23.) At step four of

the sequential process, the ALJ set forth Plaintiff’s RFC as follows:

After careful consideration of the entire record, the undersigned finds that, during

the requested closed period of August 25, 2016 through March 26, 2018, the

claimant has the residual functional capacity to perform sedentary work as defined

in 20 CFR 404.1567(a) with the following limitations:

1 Social Security Regulations require ALJs to resolve a disability claim through a five-step

sequential evaluation of the evidence. See 20 C.F.R. § 416.920(a)(4). Although a dispositive

finding at any step terminates the ALJ’s review, see Colvin v. Barnhart, 475 F.3d 727, 730 (6th

Cir. 2007), if fully considered, the sequential review considers and answers five questions:

1. Is the claimant engaged in substantial gainful activity?

2. Does the claimant suffer from one or more severe impairments?

3. Do the claimant’s severe impairments, alone or in combination, meet or equal the

criteria of an impairment set forth in the Commissioner’s Listing of Impairments,

20 C.F.R. Subpart P, Appendix 1?

4. Considering the claimant's residual functional capacity, can the claimant

perform his or her past relevant work?

5. Considering the claimant’s age, education, past work experience, and residual

functional capacity, can the claimant perform other work available in the national

economy?

See 20 C.F.R. § 416.920(a)(4); see also Henley v. Astrue, 573 F.3d 263, 264 (6th Cir. 2009); Foster

v. Halter, 279 F.3d 348, 354 (6th Cir. 2001).

10

• Occasional postural activities, but no jogging, jumping, running, or climbing

ladders, ropes, or scaffolds;

• Occasional forward and overhead reaching, and occasional gross manipulation

and fine manipulation with her left upper extremity;

• Must avoid all exposure to hazards, such as dangerous machinery and

unprotected heights; and

• Work is limited to simple, routine and repetitive tasks with occasional contact

with the public, co-workers, and supervisors.

(R. at 25-26.) The ALJ concluded that Plaintiff’s “medically determinable impairments could

reasonably be expected to cause the alleged symptoms; however, [Plaintiff’s] statements

concerning the intensity, persistence and limiting effects of these symptoms are not entirely

consistent with the medical evidence and other evidence in the record.” (R. at 26.)

The ALJ addressed each of Plaintiff’s impairments during the alleged closed period.

First, the ALJ discussed all of the injuries Plaintiff suffered in her August 25, 2016 motor vehicle

accident, as revealed in diagnostic images from that day: right rib fractures at 4-6; left rib

fractures at 6 and 7; grade 2 splenic laceration and grade 1 left kidney laceration; pelvic fractures

including left superior rami extending into acetabulum; bilateral superior and inferior pubic rami;

right sacroiliac joint diastasis; left proximal femur fracture; open right distal tibia; medial

malleolus; and distal fibula. (R. at 27.) The ALJ then detailed the “extensive repairs of her

fractures,” and noted that “[f]rom the hospital, [Plaintiff] went to a nursing home where she

stay[ed] for approximately two months and participated in physical therapy.” (Id.) The ALJ

noted that Plaintiff “was discharged with medical equipment that included crutches, a tub bench,

and grab bars.” (Id.)

In discussing Plaintiff’s recovery, the ALJ noted that by October 2016, “x-rays showed

well-maintained reductions and alignments of all fractures,” and that by November 2016 Plaintiff

“was noted to be using crutches and her balance[] appeared poor, but she reported decreasing

11

pain.” (Id.) The ALJ highlighted that “[f]our months status-post the surgical repairs of her

multiple fractures, in January 2017, [Plaintiff] was continuing to report decreasing pain, and was

noted as ambulating unassisted and [with] no issue with balance.” (Id.) The ALJ also noted that

“[b]y May 2017, [Plaintiff] reported that she was doing great and was noted to still be

ambulating unassisted with no balance issues.” (Id.) Then, the ALJ reviewed Progress Notes

from March 2018 (just before the end of Plaintiff’s alleged closed period), and noted that

Plaintiff had a “pleasant mood with appropriate affect,” was “ambulating unassisted” without

balance issues, exhibited full range of motion and extension strength in her right knee joint, and

“was advised to continue mobilization without restrictions.” (R. at 28.)

The ALJ also considered the medical opinions in the record. (R. at 28-29.) First, the

ALJ considered the reviewing physician and psychological opinions from the State Agency

Division of Disability Determinations, at both the initial and reconsideration levels, affording

them “[l]imited weight . . . in light of medical evidence and [Plaintiff’s hearing testimony . . .

which indicates that a greater degree of limitations during the closed period is warranted.” (R. at

28.) Next, the ALJ afforded “[a] limited amount of weight” to the April 11, 2017 opinion from

psychologist Josh S. Reece, Psy.D., noting that “while [the ALJ] agrees that [Plaintiff’s] mental

health symptoms had a mild effect on her ability to handle workplace stress, additional evidence,

along with [Plaintiff’s] hearing testimony[,] indicates additional limitations regarding

understanding, remembering and carrying out instructions; concentrating, persisting and

maintaining pace; interacting with others; and adapting herself.” (R. at 29.)

After discussing the objective and subjective evidence in the record, the ALJ concluded

as follows:

Based on the entire record, including the testimony of the claimant, the undersigned

concludes that the evidence fails to support the claimant’s assertions of total

12

disability for the requested closed period of August 25, 2016 through March 26,

2018. Although the claimant suffered multiple fractures requiring surgical repair,

her recovery time only last[ed] a few months. The claimant briefly used a

wheelchair and then crutches for the first few months of her recovery, but four

months status-post her surgeries; the claimant was ambulating unassisted without

exhibiting any balance issues. Further, in January 2017, the claimant was noted

with a full range of motion in her elbow with no restriction. Additionally, treatment

records establish that the claimant repeatedly reported that her pain was well

controlled with her pain medications. Finally, no medical professional found that

the claimant was disabled. Despite the evidence demonstrating that the claimant

has suffered from medically determinable “severe” impairments, the evidence also

establishes that the claimant retained the capacity to function adequately to perform

many basic activities associated with work. The claimant could assist her parents

with cooking, cleaning, and shopping, was independent in her personal care and

finances, and was able to take care of her two-year old son. The residual functional

capacity outlined above accounts for the claimant’s testimony which is consistent

with and supported by medical evidence of record, regarding vocational limitations

that her condition would have placed on her.

(R. at 29 (citations omitted).)

Relying on testimony from the VE, the ALJ found that considering Plaintiff’s age,

education, work experience, and RFC, she was capable of making a successful adjustment to

other work that existed in significant numbers in the national economy during the requested

closed period of August 25, 2016 through March 26, 2018. (R. at 30-31.) The ALJ therefore

concluded that Plaintiff was not disabled under the Social Security Act during the requested

closed period of August 25, 2016 through March 26, 2018. (R. at 31-32.)

V. STANDARD OF REVIEW

When reviewing a case under the Social Security Act, the Court “must affirm the

Commissioner’s decision if it ‘is supported by substantial evidence and was made pursuant to

proper legal standards.’” Rabbers v. Comm’r of Soc. Sec., 582 F.3d 647, 651 (6th Cir. 2009)

(quoting Rogers v. Comm’r of Soc. Sec., 486 F.3d 234, 241 (6th Cir. 2007)); see also 42 U.S.C. §

405(g) (“[t]he findings of the Commissioner of Social Security as to any fact, if supported by

substantial evidence, shall be conclusive . . . .”). Under this standard, “substantial evidence is

13

defined as ‘more than a scintilla of evidence but less than a preponderance; it is such relevant

evidence as a reasonable mind might accept as adequate to support a conclusion.’” Rogers, 486

F.3d at 241 (quoting Cutlip v. Sec’y of Health & Hum. Servs., 25 F.3d 284, 286 (6th Cir. 1994)).

Although the substantial evidence standard is deferential, it is not trivial. The Court must

“‘take into account whatever in the record fairly detracts from [the] weight’” of the

Commissioner’s decision. TNS, Inc. v. NLRB, 296 F.3d 384, 395 (6th Cir. 2002) (quoting

Universal Camera Corp. v. NLRB, 340 U.S. 474, 487 (1951)). Nevertheless, “if substantial

evidence supports the ALJ’s decision, this Court defers to that finding ‘even if there is

substantial evidence in the record that would have supported an opposite conclusion.’” Blakley

v. Comm’r of Soc. Sec., 581 F.3d 399, 406 (6th Cir. 2009) (quoting Key v. Callahan, 109 F.3d

270, 273 (6th Cir. 1997)).

Finally, even if the ALJ’s decision meets the substantial evidence standard, “‘a decision

of the Commissioner will not be upheld where the [Social Security Administration] fails to

follow its own regulations and where that error prejudices a claimant on the merits or deprives

the claimant of a substantial right.’” Rabbers, 582 F.3d at 651 (quoting Bowen v. Comm’r of

Soc. Sec., 478 F.3d 742, 746 (6th Cir. 2007)).

VI. ANALYSIS

Plaintiff puts forth two assignments of error: that the ALJ’s RFC determination is not

supported by substantial evidence, and that the ALJ failed to properly evaluate Plaintiff’s

impairments under medical listing 1.06 and, as a result, the ALJ’s decision is not supported by

the facts, the law, or substantial evidence. (ECF No. 13 at PAGEID ## 1244-1253.)

Specifically, Plaintiff argues that the ALJ “is asserting that the ability to ambulate is equal to the

ability to perform substantial gainful activity, without recognizing the continuing pain and

14

problems that [Plaintiff] continued and continues to endure since her accident,” and that “the

ALJ crafted [an RFC] based on her own interpretation of the medical evidence and cherry-picked

statements from the record.” (R. at 1244-1249.) To this end, Plaintiff highlights that she used

crutches during the alleged closed period, and argues that the Social Security regulations and

SSR 96-9 recognize the ability to perform sedentary work may be impacted by the use of

assistive device, but the ALJ “fails to indicate if [Plaintiff’s use of crutches] was considered in

her [RFC] determination.” (Id. at PAGEID ## 1248-1249.) Plaintiff also argues that she has put

forth sufficient evidence to demonstrate that her impairments meet or equal Listing 1.06, and that

the ALJ either inadequately or completely failed to evaluate the medical evidence by “merely

recit[ing] the requirements of the Listing, without concise analysis or a discussion of the facts of

the case.” (Id. at PAGEID ## 1249-1253.)

In response, the Commissioner argues that “Plaintiff’s arguments fail because she looks

to her functioning almost exclusively within the first three months immediately following her

accident.” (ECF No. 16 at PAGEID # 1258.) As to Plaintiff’s first argument, the Commissioner

argues that the ALJ considered objective and subjective evidence that showed that “within

twelve months of the accident, Plaintiff’s pain was well controlled, her elbow’s mobility was

improving, and Plaintiff was engaging in a variety of daily activities such as cooking, cleaning,

shopping, and caring for her child who was just two years old.” (Id. at PAGEID # 1267.) The

Commissioner further notes that the ALJ expressly cited “Plaintiff’s own statements related to

effective treatment,” “Plaintiff’s reports that her pain was alleviated by medication and that she

was doing great by May 2017,” and Plaintiff’s testimony that “she did not require prescription

pain medication for more than one or two months after the accident,” before concluding that “the

ALJ properly concluded that Plaintiff’s subjective allegations of disabling pain, weakness, and

15

inability to walk was not entirely consistent with the record as a whole.” (Id. at PAGEID #

1268.) The Commissioner also argues that “Plaintiff’s arguments about the effects of her pain

are misplaced,” and that “the record contains no evidence that Plaintiff used [crutches or another

assistive device] for at least twelve months.” (Id. at PAGEID # 1269.)

As to Plaintiff’s second argument, the Commissioner argues that “[t]he ALJ’s listing

analysis was proper and supported by substantial evidence.” (Id. at PAGEID # 1263.)

Specifically, the Commissioner argues that after describing the requirements of the listing, the

ALJ “correctly observed that, less than twelve months after her alleged onset of disability,

Plaintiff was ambulating unassisted and displayed normal balance.” (Id.) The Commissioner

rejects Plaintiff’s “vague statement referencing difficulty ambulating due to pain and weakness,”

arguing that “a wide chasm exists between an individual with some difficulty walking and one

who ambulates ineffectively pursuant to the listings.” (Id. at PAGEID # 1264.) The

Commissioner also emphasizes that Plaintiff has “[t]he burden to prove she was unable to

ambulate effectively for at least twelve months,” but “[t]he evidence of record did not support a

finding that listing 1.06 was met or equaled and the ALJ provided an appropriate analysis

consistent with the evidence and explaining her conclusion.” (Id. at PAGEID # 1265.)

Plaintiff did not file a Reply brief. Accordingly, the matter is ripe for judicial review.

The Court will analyze each of Plaintiff’s arguments separately.

A. Substantial Evidence Supports the ALJ’s RFC Finding.

The determination of a claimant’s RFC is an issue reserved to the Commissioner. 20

C.F.R. §§ 404.1527(d), 416.927(d). Nevertheless, substantial evidence must support the

Commissioner’s RFC finding. Berry v. Astrue, No. 1:08-cv-411, 2010 WL 3730983, at *8 (S.D.

16

Ohio June 18, 2010). An ALJ must explain how the evidence supports the limitations that he or

she sets forth in the claimant’s RFC:

The RFC assessment must include a narrative discussion describing how the

evidence supports each conclusion, citing specific medical facts (e.g., laboratory

findings) and nonmedical evidence (e.g., daily activities, observations). In

assessing RFC, the adjudicator must discuss the individual’s ability to perform

sustained work activities in an ordinary work setting on a regular and continuing

basis (i.e., 8 hours a day, for 5 days a week, or an equivalent work schedule), and

describe the maximum amount of each work-related activity the individual can

perform based on the evidence available in the case record. The adjudicator must

also explain how any material inconsistencies or ambiguities in the evidence in the

case record were considered and resolved.

S.S.R. 96-8p, 1996 WL 374184, at *7 (internal footnote omitted). Additionally, to award

benefits, the ALJ must find that the Plaintiff had a medically determinable physical or mental

impairment with a duration longer than twelve months – even where, as here, Plaintiff only

alleges a closed period of disability. 42 U.S.C. § 423(d)(1)(A); Nash v. Comm'r of Soc. Sec., No.

19-6321, 2020 WL 6882255, at *6 (6th Cir. Aug. 10, 2020) (“[T]here was no need for the ALJ to

address the question of whether temporary closed-period benefits should be awarded when she

found that Nash had no disability with a duration longer than twelve months.”).

Here, the Court finds that the ALJ’s decision was supported by substantial evidence,

including the ALJ’s finding that Plaintiff had the residual functional capacity to perform

sedentary work during the alleged closed period. After considering the entire record, including

not only Plaintiff’s medical records and opinion evidence from the State Agency consultants and

consultative psychologist Dr. Reece, but also Plaintiff’s own testimony, the ALJ cited substantial

evidence in concluding that Plaintiff is capable of sedentary work with various exertional,

postural, and environmental limitations. (R. at 25-29.) For instance: (1) Plaintiff’s October

2016 x-rays which showed well-maintained reductions and alignments of all fractures; (2) Dr.

Taylor’s progress note that as of January 3, 2017, Plaintiff was “ambulating unassisted, and [her]

17

balance appear[ed] to be without issue”; (3) Dr. Taylor’s progress note that as of May 31, 2017,

Plaintiff said that she was “doing great” and was still ambulating unassisted with no balance

issues; (4) Plaintiff’s March 20, 2018 appointment with Dr. Taylor, at which time Plaintiff’s

diagnostic and physical examinations were unremarkable and Plaintiff “was advised to continue

mobilization without restrictions.” (R. at 27-28.) This is more than substantial evidence

supporting the ALJ’s conclusions.

The ALJ also carefully considered the State Agency medical consultant’s opinion that

Plaintiff should be limited to “frequent lifting and carry 20 pounds, and occasional lifting and

carrying 50 pounds; sitting for about six hours and standing/walking for about six hours in an

eight-hour workday; with unlimited balancing, frequent stooping, kneeling, and crouching; and

occasionally crawling, and climbing stairs, ramps, ladders, ropers or scaffolds,” with “moderate

exposure to hazards,” but the ALJ only afforded this opinion “[l]imited weight” in light of the

aforementioned medical evidence and Plaintiff’s hearing testimony, “which indicate[d] that a

greater degree of limitations during the closed period [was] warranted.” (R. at 28.) Considering

all of the above substantial evidence (and more), the ALJ concluded as follows:

Based on the entire record, including the testimony of the claimant, the undersigned

concludes that the evidence fails to support the claimant's assertions of total

disability for the requested closed period of August 25, 2016 through March 26,

2018. Although the claimant suffered multiple fractures requiring surgical

repair, her recovery time only last[ed] a few months.

(R. at 29 (emphasis added).)

Plaintiff overlooks this, however, and focuses on the fact that she “was still using

crutches to ambulate in November 2016” to argue that the ALJ’s RFC “is not based on the

comprehensive evidence of record.” (ECF No. 13 at PAGEID ## 1245-1246.) This argument is

particularly unavailing, however, in light of the substantial medical evidence which showed that

18

Plaintiff was ambulating unassisted with no balance issues from as early as January 3, 2017

through her most recent appointment with Dr. Taylor in October 2018 – not to mention

Plaintiff’s testimony that she only “used crutches for probably a good six months, three months,

six months, somewhere around there.” (R. at 69-70.)

Plaintiff also highlights diagnostic imaging from March 2018, April 2018, and October

2018 to argue that “she was still recovering” from her disability, in an effort to dispute the ALJ’s

conclusion that Plaintiff’s “recovery time only last[ed] a few months.” (ECF No. 13 at PAGEID

## 1246-1247.) This argument fails, however, because it is not this Court’s job to determine

whether the ALJ could have agreed with Plaintiff, but rather to evaluate whether the ALJ’s

finding was supported by substantial evidence. Rogers, 486 F.3d at 241 (“This court's review of

the Commissioner's decision is limited to determining whether it is supported by substantial

evidence and was made pursuant to proper legal standards.”). For the reasons discussed above,

the Court finds that the ALJ’s finding was supported by substantial evidence and was made

pursuant to the proper legal standards. The Court, therefore, must defer to the ALJ’s RFC. Nash

v. Comm'r of Soc. Sec., No. 19-6321, 2020 WL 6882255, at *4 (6th Cir. Aug. 10, 2020) (“Even if

the record could support an opposite conclusion, we defer to the ALJ's finding because it is

supported by substantial evidence, based on the record as a whole.”) (internal citations omitted).

While Plaintiff may have preferred a different RFC than the one determined by the ALJ,

the ALJ thoroughly explained the bases for the RFC determination, including how the ALJ

concluded that Plaintiff did not meet the twelve month durational requirement. The ALJ’s

explanation enjoys substantial support in the record. Dickinson v. Comm'r of Soc. Sec., No.

2:19-CV-3670, 2020 WL 4333296, at *11 (S.D. Ohio July 28, 2020), report and

recommendation adopted, No. 2:19-CV-3670, 2020 WL 5016823 (S.D. Ohio Aug. 25, 2020)

19

(citing Schmiedebusch v. Comm’r of Soc. Sec., 536 F. App’x 637, 649 (6th Cir. 2013); Felisky v.

Bowen, 35 F.3d 1027, 1035 (6th Cir. 1994) (“The substantial evidence standard presupposes that

there is a ‘zone of choice’ within which the Secretary may proceed without interference from the

courts. If the Secretary’s decision is supported by substantial evidence, a reviewing court must

affirm.”)). Under these circumstances, the Court finds no merit to Plaintiff's first statement of

error.

B. The ALJ Properly Evaluated Listing 1.06.

Plaintiff also argues that the ALJ “failed to rely on the substantial evidence of the record

supporting a finding that [Plaintiff’s] impairments meet or equal [Listing 1.06],” and that

Plaintiff “has met her burden of putting forth sufficient evidence to demonstrate that her

impairment meets and/or equals” the Listing. (ECF No. 13 at PAGEID ## 1249-1253.) Plaintiff

also argues that the ALJ failed to “provide a detailed explanation of her conclusion that the

Listings were not met or equaled.” (Id.)

Thus, Plaintiff argues that the ALJ erred in assessing whether Plaintiff meets listing 1.06.

To satisfy this listing, Plaintiff must have an impairment as follows:

1.06 Fracture of the femur, tibia, pelvis, or one or more of the tarsal bones. With:

A. Solid union not evident on appropriate medically acceptable imaging and

not clinically solid;

and

B. Inability to ambulate effectively, as defined in 1.00B2b, and return to

effective ambulation did not occur or is not expected to occur within 12

months of onset.

20 C.F.R. Pt. 404, Subpt. P, App. 1, § 1.06 (emphasis added). The regulations define a

claimant’s “[i]nability to ambulate effectively” as follows:

Definition. Inability to ambulate effectively means an extreme limitation of the

ability to walk; i.e., an impairment(s) that interferes very seriously with the

20

individual's ability to independently initiate, sustain, or complete activities.

Ineffective ambulation is defined generally as having insufficient lower extremity

functioning (see 1.00J) to permit independent ambulation without the use of a hand-

held assistive device(s) that limits the functioning of both upper extremities.

20 CFR § Pt. 404, Subpt. P, App. 1 § 1.00B(2)(b)(1). The regulations further provide:

To ambulate effectively, individuals must be capable of sustaining a reasonable

walking pace over a sufficient distance to be able to carry out activities of daily

living. They must have the ability to travel without companion assistance to and

from a place of employment or school. Therefore, examples of ineffective

ambulation include, but are not limited to, the inability to walk without the use of

a walker, two crutches or two canes, the inability to walk a block at a reasonable

pace on rough or uneven surfaces, the inability to use standard public

transportation, the inability to carry out routine ambulatory activities, such as

shopping and banking, and the inability to climb a few steps at a reasonable pace

with the use of a single hand rail. The ability to walk independently about one's

home without the use of assistive devices does not, in and of itself, constitute

effective ambulation.

20 CFR § Pt. 404, Subpt. P, App. 1 § 1.00B(2)(b)(2). Additionally, the evidence must show that

Plaintiff's impairment “has lasted or can be expected to last for a continuous period of 12

months.” 20 C.F.R. § 404.1525(c)(4).

Plaintiff has the burden of proving that she meets or equals all of the criteria of a listed

impairment. Malone v. Comm'r of Soc. Sec., 507 F. App'x 470, 472 (6th Cir. 2012) (“Plaintiff

had the burden of showing that his impairments were equal or equivalent to a listed

impairment.”); Her v. Comm'r of Soc. Sec., 203 F.3d 388, 391 (6th Cir. 1999) (clarifying that the

burden of proving disability remains with the Social Security claimant at Steps 1 through 4 and

does not shift to the ALJ until Step 5). A decision that a claimant meets a listed impairment

“must be based solely on medical evidence supported by acceptable clinical and diagnostic

techniques.” Land v. Sec'y of H.H.S., 814 F.2d 241, 245 (6th Cir. 1986). In determining whether

a claimant satisfies the requirements of a listing, the ALJ must “actually evaluate the evidence,

compare it to Section [1.06] of the Listing, and give an explained conclusion, in order to

21

facilitate meaningful judicial review. Without it, it is impossible to say that the ALJ’s decision at

Step Three was supported by substantial evidence.” Reynolds v. Comm'r of Soc. Sec., 424 F.

App'x 411, 415–16 (6th Cir. 2011) (citations omitted).

As to the “A” criteria of Listing 1.06, Plaintiff directs the Court to two diagnostic

imaging records which Plaintiff argues “evidence that there is not a solid union in the femur”: a

March 21, 2018 x-ray of Plaintiff’s femur, see R. at 1128, and an April 2018 CT scan of

Plaintiff’s femur, see R. at 1126. (ECF No. 13 at PAGEID # 1250.) The Commissioner does not

appear to dispute that Plaintiff has met her burden to show that she meets Listing 1.06’s “A”

criteria. (See ECF No. 16.) As to her ability (or inability) to ambulate effectively under the “B”

criteria of Listing 1.06, Plaintiff submits one conclusory sentence in support: “The record

consistently documents [Plaintiff’s] difficulty with ambulation due to pain, weakness; and

history of severe injuries. PageID No. 130-131; 811; 827; 831; 857; 874; 878; 1194-1205.”

(ECF No. 13 at PAGEID # 1251.)2 Plaintiff argues this evidence “supports the finding that her

impairments limit her ability to ambulate effectively and . . . satisfy the requirements of Listing

1.06.” (Id.)

Plaintiff’s argument is not well taken. The Undersigned finds that even assuming,

arguendo, that it agreed with Plaintiff’s statement that the Record “consistently documents

[Plaintiff’s] difficulty with ambulation,” the Court does not agree that the Record documents

Plaintiff’s “[i]nability to ambulate effectively” during the alleged closed period of disability, as

required to meet Listing 1.06. While some of the record evidence cited by Plaintiff, summarized

2 It appears that Plaintiff cites to the CM/ECF page numbers, rather than to the Record, as the

Court requires. (See ECF No. 4.) The corresponding Record citations to Plaintiff’s quoted

statement are: R. at 68-69; 743; 759; 763; 789; 806; 810; 1126-1137. The Court will cite to the

Record.

22

below, relates only to Plaintiff’s “history of severe injuries” outside of her femur injury, the

Court finds that the remaining evidence submitted by Plaintiff only confirms that Plaintiff’s

“difficulty with ambulation” lasted until January 8, 2017 at the latest, which was only

approximately four-and-a-half (4.5) months after her motor vehicle accident on August 25, 2016:

• R. at 68-69: Plaintiff’s testimony during her February 7, 2019 hearing that she

still uses a wheelchair, and that during the alleged closed period of disability she “used crutches

for probably a good six months, three months, six months, somewhere around there.”

• R. at 743: Notes from an October 25, 2016 visit with Jaya Thakur, MD, in which

Dr. Thakur noted that Plaintiff had been in a nursing home for more than two months after her

motor vehicle accident, and suffered chronic pain from her multiple fractures.

• R. at 759: Notes from a November 3, 2016 visit with Jacque Brown, OT, in

which Ms. Brown set forth a “Plan of Care” for Plaintiff’s treatment, which do not mention

Plaintiff’s ability to ambulate.

• R. at 763: Notes from a November 2, 2016 visit with Jacque Brown, OT, in

which Ms. Brown commented that Plaintiff was “currently using crutches for ambulation.”

• R. at 789: Notes from a September 13, 2016 visit with Nicholas Anthony Luisi,

PA-C, in which Mr. Luisi commented that Plaintiff “does have significant bone loss involving

the left femur.”

• R. at 806, 810, 1126-1137: Notes from various visits with Dr. Taylor. On

November 8, 2016, Dr. Taylor commented that Plaintiff was “using crutches, and [her] balance

appears to be poor.” On January 8, 2017, March 19, 2017, June 7, 2017, and March 21, 2018,

Dr. Taylor commented that Plaintiff “is ambulating unassisted, and balance appears to be without

issue,” and Dr. Taylor advised Plaintiff to continue mobilization “without restrictions.” On April

23

24, 2018, Dr. Taylor commented that Plaintiff “is ambulating unassisted, and [her] balance

appears to be poor,” and Dr. Taylor advised Plaintiff to continue mobilization “without

restrictions.”

• R. at 1126-1137: Progress notes from visits with Dr. Taylor from November 8,

2016 to April 24, 2018, in which (except for during the November 8, 2016 visit) Dr. Taylor

commented that Plaintiff “is ambulating unassisted,” and that her balance either appeared to be

“without issue” or “poor.”

Thus, the record evidence supports Plaintiff’s own testimony that her “difficulty with

ambulation” lasted between three and six months. This is well short of the twelve month

requirement under Social Security regulations, as Plaintiff’s own counsel appeared to concede

during Plaintiff’s hearing, when counsel affirmatively stated that “it was a stretch” to argue that

Plaintiff met the criteria of Listing 1.06:

ALJ: Okay, okeydokey. Any other questions?

AATY: Your Honor --

ALJ: Counsel?

ATTY: -- just to mention that I -- so in reviewing the record, I did see that as

well and I’m not sure if that could be considered equaling 1.06

because she has a non-union in her fracture. And a --

ALJ: But she’s working at SGA, so that’s not going to --

ATTY: But she had difficulty ambulating for 12 months. Again, it was a

stretch, but I thought I would just throw it on the record.

ALJ: But she ambulated without crutches after six months, is what she

said.

ATTY: And I understand, Your Honor.

ALJ: Okay.

ATTY: But no other questions, thank you.

24

(R. at 81.)3 Accordingly, the Court agrees with the Commissioner that Plaintiff “looks to her

functioning almost exclusively within the first three months immediately following her

accident,” which is insufficient to establish her alleged disability. (ECF No. 16 at PAGEID #

1258.)

Finally, the Court also finds that the ALJ properly evaluated the evidence, compared it to

Listing 1.06, and gave an explained conclusion in order to facilitate meaningful judicial review:

The claimant does not meet Listing 1.06 because there is no evidence of solid union

on appropriate medical imaging and not clinically solid with an inability to

ambulate effectively, and return to effective ambulation or expected ambulation

within 12 months of onset. The applicable regulations provide that, to ambulate

effectively, individuals must be capable of sustaining a reasonable walking pace

over a sufficient distance to be able to carry out activities of daily living. The

regulations provide the following, non-exclusive examples of ineffective

ambulation: the inability to walk without the use of a walker, two crutches or two

canes; the inability to walk a block at a reasonable pace on rough or uneven

surfaces; the inability to use standard public transportation; the inability to carry

out routine ambulatory activities, such as shopping and banking; and the inability

to climb a few steps at a reasonable pace with the use of a single hand rail (20 CPR

Part 404, Subpart P, Appendix 1 § l.00B2b(2)). Although the claimant ambulated

briefly with a wheelchair and then crutches, January 2017, status post the

surgeries to repair her multiple fractures, the claimant was observed

ambulating without assistance and with no balance issues. Accordingly, the

claimant returned to effective ambulation before 12 months of onset.

(R. at 23-24 (emphasis added, citation omitted).) With this detailed explanation, the ALJ

anticipated all of the evidence cited by Plaintiff, discussed that evidence, and properly concluded

that Plaintiff “returned to effective ambulation before 12 months of onset,” disqualifying her

from meeting the requirements of Listing 1.06. (Id.) The ALJ’s explanation was proper and

supported by substantial evidence.

3 While the Court does not consider Plaintiff’s argument regarding Listing 1.06 to be frivolous,

the Court encourages counsel not to use litigation to “throw out” theories to see what sticks,

especially in light of the current crisis facing the Social Security Administration and the judicial

system due to the exponential increase in filings.

25

For these reasons, it is RECOMMENDED that Plaintiff’s contentions of error be

OVERRULED, and the Commissioner’s decision be AFFIRMED.

VII. CONCLUSION

In sum, from a review of the record as a whole, the Undersigned concludes that

substantial evidence supports the ALJ’s decision denying benefits. Based on the foregoing, it is

therefore RECOMMENDED that the decision of the Commissioner be AFFIRMED.

PROCEDURE ON OBJECTIONS

If any party seeks review by the District Judge of this Report and Recommendation, that

party may, within fourteen (14) days, file and serve on all parties objections to the Report and

Recommendation, specifically designating this Report and Recommendation, and the part in

question, as well as the basis for objection. 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b).

Response to objections must be filed within fourteen (14) days after being served with a copy.

Fed. R. Civ. P. 72(b).

The parties are specifically advised that the failure to object to the Report and

Recommendation will result in a waiver of the right to de novo review by the District Judge and

waiver of the right to appeal the judgment of the District Court. See, e.g., Pfahler v. Nat’l Latex

Prod. Co., 517 F.3d 816, 829 (6th Cir. 2007) (holding that “failure to object to the magistrate

judge’s recommendations constituted a waiver of [the defendant’s] ability to appeal the district

court’s ruling”); United States v. Sullivan, 431 F.3d 976, 984 (6th Cir. 2005) (holding that

defendant waived appeal of district court’s denial of pretrial motion by failing to timely object to

magistrate judge’s report and recommendation). Even when timely objections are filed,

appellate review of issues not raised in those objections is waived. Robert v. Tesson, 507 F.3d

981, 994 (6th Cir. 2007) (“[A] general objection to a magistrate judge’s report, which fails to

26

specify the issues of contention, does not suffice to preserve an issue for appeal . . . .”) (citation

omitted)).

Date: July 15, 2021 /s/ Elizabeth A. Preston Deavers

ELIZABETH A. PRESTON DEAVERS

UNITED STATES MAGISTRATE JUDGE

27

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.