reversing based upon “gaping” hole in ALJ’s analysis including a failure to identify fibromyalgia as a severe impairment and overreliance on objective tests
How later courts described this case
- reversing based upon “gaping” hole in ALJ’s analysis including a failure to identify fibromyalgia as a severe impairment and overreliance on objective tests
- “The ALJ was not required to explicitly discuss Dutkiewicz’s work history when assessing his credibility….”
- holding that an ALJ’s RFC finding of “medium” work after rejecting the more limiting opinions of the agency consultants and a treating physician was unsupported
- holding that the ALJ improperly rejected the opinion of the plaintiff’s treating physician
Written by the judges who cited it.
The opinion
SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION
SUZANN R. LAWSON, Case No. 1:20-cv-324
Plaintiff, McFarland, J.
Bowman, M.J.
v.
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
REPORT AND RECOMMENDATION
Plaintiff filed this Social Security appeal in order to challenge the Defendant’s
finding that she is not disabled. See 42 U.S.C. §405(g). Proceeding through counsel,
Plaintiff presents a single claim of error for this Court’s review. As explained below, I
conclude that the ALJ’s finding of non-disability should be AFFIRMED, because it is
supported by substantial evidence in the record as a whole.
I. Summary of Administrative Record
In October 2016, Plaintiff filed an application for Disability Insurance Benefits
(“DIB”), alleging disability beginning on June 1, 2016 due to a combination of physical
and mental impairments. After her claim was denied initially and upon reconsideration,
Plaintiff requested an evidentiary hearing before an Administrative Law Judge (“ALJ”).
On December 12, 2018, Plaintiff appeared with counsel in Dayton, Ohio and gave
testimony before ALJ Stuart Adkins. A vocational expert also testified. (Tr. 30-66).
Plaintiff was 46 years old on the date of her alleged disability, but had moved from
the “younger individual” age category to the “closely approaching advanced age” category
1
and lives by herself in a two-story home. She has past relevant skilled work as an
administrative clerk, an insurance sales agent, a service clerk and as an inside sales
agent, all of which are classified as either semi-skilled or skilled jobs at the light exertional
level, but that Plaintiff actually performed at the sedentary exertional level.
On February 27, 2019, the ALJ issued an adverse written decision, concluding that
Plaintiff is not disabled. (Tr. 12-23). The ALJ determined that Plaintiff has severe
impairments of: “obesity, migraines, diabetes mellitus (type II), irritable bowel syndrome,
fibromyalgia, degenerative disc disease (lumbar/cervical), diverticulitis, neuropathy,
obstructive sleep apnea.” (Tr. 14). Although Plaintiff had alleged that she was also
disabled due to anxiety and depression, the ALJ determined that those impairments are
not severe. (Tr. 15). In this judicial appeal, Plaintiff does not challenge the ALJ’s findings
concerning which impairments were severe, nor does she dispute the determination that
none of her impairments, either alone or in combination, met or medically equaled any
Listing in 20 C.F.R. Part 404, Subpart P, Appendix 1, such that Plaintiff would be entitled
to a presumption of disability. (Id.)
Notwithstanding her multiple impairments, the ALJ determined that Plaintiff retains
the residual functional capacity (“RFC”) to perform a range of light work, subject to the
following additional limitations:
(1) limited to lifting and/or carrying 20 pounds occasionally and 10 pounds
frequently; (2) limited to standing and/or walking for about six hours in an
eight-hour workday; (3) limited to sitting for six hours in an eight-hour
workday; (4) must be permitted to alternate between sitting and standing
every 20 minutes while at the workstation; (5) can never climb ladders,
ropes, and scaffolds; (6) can occasionally climb ramps and stairs, kneel,
crouch, and crawl; (7) can frequently balance; (8) should avoid concentrated
exposure to extreme cold and vibration; (9) should avoid exposure to
unprotected heights.
2
the vocational expert, the ALJ determined that Plaintiff could still perform all of her past
relevant work. (Tr. 21). Therefore, the ALJ determined that Plaintiff was not under a
disability. The Appeals Council denied further review, leaving the ALJ’s decision as the
final decision of the Commissioner.
In her appeal to this Court, Plaintiff argues that the ALJ erred in evaluating the
medical evidence and Plaintiff’s subjective symptoms, and consequently erred in
determining that she could perform past relevant work with her RFC as determined. I
find no reversible error.
II. Analysis
A. Judicial Standard of Review
To be eligible for benefits, a claimant must be under a “disability.” See 42 U.S.C.
§1382c(a). Narrowed to its statutory meaning, a “disability” includes only physical or
mental impairments that are both “medically determinable” and severe enough to prevent
the applicant from (1) performing his or her past job and (2) engaging in “substantial
gainful activity” that is available in the regional or national economies. See Bowen v. City
of New York, 476 U.S. 467, 469-70 (1986).
When a court is asked to review the Commissioner’s denial of benefits, the court’s
first inquiry is to determine whether the ALJ’s non-disability finding is supported by
substantial evidence. 42 U.S.C. § 405(g). Substantial evidence is “such relevant
evidence as a reasonable mind might accept as adequate to support a conclusion.”
Richardson v. Perales, 402 U.S. 389, 401 (1971) (additional citation and internal quotation
omitted). In conducting this review, the court should consider the record as a whole.
Hephner v. Mathews, 574 F.2d 359, 362 (6th Cir. 1978). If substantial evidence supports
3
evidence also exists in the record to support a finding of disability. Felisky v. Bowen, 35
F.3d 1027, 1035 (6th Cir. 1994). As the Sixth Circuit has explained:
The Secretary’s findings are not subject to reversal merely because
substantial evidence exists in the record to support a different conclusion....
The substantial evidence standard presupposes that there is a ‘zone of
choice’ within which the Secretary may proceed without interference from
the courts. If the Secretary’s decision is supported by substantial evidence,
a reviewing court must affirm.
Id. (citations omitted).
In considering an application for supplemental security income or for disability
benefits, the Social Security Agency is guided by the following sequential benefits
analysis: at Step 1, the Commissioner asks if the claimant is still performing substantial
gainful activity; at Step 2, the Commissioner determines if one or more of the claimant’s
impairments are “severe;” at Step 3, the Commissioner analyzes whether the claimant’s
impairments, singly or in combination, meet or equal a Listing in the Listing of
Impairments; at Step 4, the Commissioner determines whether or not the claimant can
still perform his or her past relevant work; and finally, at Step 5, if it is established that
claimant can no longer perform his or her past relevant work, the burden of proof shifts to
the agency to determine whether a significant number of other jobs which the claimant
can perform exist in the national economy. See Combs v. Commissioner of Soc. Sec.,
459 F.3d 640, 643 (6th Cir. 2006); 20 C.F.R. §§404.1520, 416.920.
A plaintiff bears the ultimate burden to prove by sufficient evidence that she is
entitled to disability benefits. 20 C.F.R. § 404.1512(a). A claimant seeking benefits must
present sufficient evidence to show that, during the relevant time period, she suffered an
impairment, or combination of impairments, expected to last at least twelve months, that
left her unable to perform any job. 42 U.S.C. § 423(d)(1)(A).
4
Plaintiff’s Statement of Errors sets forth a single claim: “The ALJ Reversibly Erred
in Evaluating the Medical Evidence and Lawson’s Symptom Severity and RFC.” (Doc.
11 at 5). Her claim focuses primarily on two of her physical impairments, fibromyalgia
and diverticulitis, with no reference at all to her mental impairments or to most other
physical impairments. The undersigned will limit discussion of the relevant physical
evidence accordingly. Under the umbrella of her single claim, Plaintiff’s Statement
includes several distinct arguments. For the convenience of the Court, each of those
arguments is discussed separately.
The ALJ’s Evaluation of Plaintiff’s Fibromyalgia is Substantially Supported
Plaintiff devotes most of her argument to her contention that the ALJ improperly
evaluated her fibromyalgia. It is undisputed that Plaintiff was first diagnosed with
fibromyalgia in June 2010. Plaintiff points to what could be viewed as a factual
misstatement by the ALJ when he refers to a record of fibromyalgia being “diagnosed in
August 2018 without tender points being evaluated with that diagnosis.” (Tr. 19). A clinical
diagnosis of fibromyalgia relies in part on the identification of and location of tender points;
the 2010 record of initial diagnosis documented that criteria.1 The ALJ’s statement is
accurate insofar as no additional examination of tender points is referenced in the 2018
record. However, the statement is ambiguous. While the ALJ does not refer to the 2018
record as the first diagnosis of fibromyalgia, neither does he reference the original
diagnosis made eight years earlier.2 On the other hand, the consulting physicians on
1The June 2010 record shows that Plaintiff exhibited 15 out of 18 fibromyalgia tender points. (Tr. 733-736).
2At the hearing, Plaintiff’s counsel stated that Plaintiff was diagnosed with fibromyalgia in 2014. (Tr. 35).
5
fibromyalgia as a severe impairment throughout the disability period.
The undersigned considers any misstatement of the date of Plaintiff’s first
fibromyalgia diagnosis to be – at most – harmless error. Notably, Plaintiff does not allege
the onset of disability until June 2016 - six years after that initial fibromyalgia diagnosis.
(Tr. 735). The diagnosis was never questioned by either the consulting agency
physicians or the ALJ, all of whom considered Plaintiff’s fibromyalgia to be a “severe”
impairment throughout the disability period.
Apart from the ambiguous statement of her diagnosis date, Plaintiff complains
chiefly that the ALJ’s non-disability determination “stems from [a] fundamental
misunderstanding of fibromyalgia,” (Doc. 11 at 5, internal citations omitted), suggesting
that the ALJ over relied on objective tests in determining either the existence of, or
severity of, Plaintiff’s fibromyalgia. I find no error. In the cases cited by Plaintiff, the ALJs
rejected claims that fibromyalgia was a “severe” impairment at Step 2 of the sequential
analysis, based upon their mistaken reliance on objective tests. See Kalmbach v. Com’r
of Soc. Sec., 409 Fed. Appx. 852, 859 (6th Cir. 2011) (reversing based upon “gaping”
hole in ALJ’s analysis including a failure to identify fibromyalgia as a severe impairment
and overreliance on objective tests); Rogers v. Com’r, 486 F.3d 234, 243 (6th Cir. 2007)
(same). By contrast, the ALJ here had no qualms about finding fibromyalgia to be a
“severe” impairment at Step 2.
More importantly, the ALJ’s remaining sequential analysis of Plaintiff’s fibromyalgia
is substantially supported. Unlike in Kalmbach and Rogers, the ALJ here relied primarily
on clinical examination records and other evidence; he did not mistakenly rely upon
objective tests to discredit Plaintiff’s diagnosis or symptoms. For example, at Step 3, the
6
or medically equal a Listing, such as inflammatory arthritis, under certain circumstances.
In evaluating Plaintiff’s symptom severity as less than disabling, the ALJ explained:
[T]he record does not document an inability to ambulate effectively or the
inability to perform fine and gross movements effectively, as set forth in
14.09(A). The record also does not show the requisite constitutional
symptoms (severe fatigue, fever, malaise, or involuntary weight loss) with
marked limitation of daily activities, marked limitation in social functioning,
or marked limitation in task persistence, as described in 14.09(D). The
claimant’s fibromyalgia also does not produce the signs or findings needed
to equal the criteria of any other Listing….
(Tr. 15). In contrast to the constitutional symptoms that make up Listing-level severity,
such as weight loss, the ALJ pointed out that Plaintiff is morbidly obese at 260 pounds
and has not heeded weight loss advice “or taken any sufficient steps toward achieving
her weight loss goals.” (Tr. 18). The ALJ clearly focused on clinical findings, pointing out
that Plaintiff’s gait and station have been routinely found to be normal on exam, as have
her joints, muscles and bones, with normal movement of all extremities. (Id.)
As evidence that her fibromyalgia was disabling, Plaintiff cites to a record dated
April 10, 2018 in which a treating physician, Dr. Melvin, described her fibromyalgia as
“uncontrolled” due to ineffective medication management at that time. (Tr. 665). In
context, that single record reflects Plaintiff’s request for a medication change, but does
not undermine the ALJ’s analysis that Plaintiff is not disabled from her fibromyalgia. When
she first established care with Dr. Melvin two months earlier on February 15, 2018, Dr.
Melvin noted that Plaintiff reported that she “takes gabapentin and requires [sic] or she
hurts all over.” (Tr. 648). At her February visit, Dr. Melvin reviewed all of Plaintiff’s
medications “in depth” and recommended no changes based upon the effectiveness of
her medications “at this time.” (Tr. 652).
7
appears in documentation of a telephone encounter on April 10, 20183 in which Plaintiff
asked Dr. Melvin for an “alternate” medication after complaining that “recently” she had
been “miserable.” (Tr. 661). During that same encounter, Plaintiff admitted that she had
not been exercising “and realizes she needs to.” (Id.) In other words, the record strongly
suggests that Plaintiff’s fibromyalgia (which Plaintiff herself admits was not disabling for
at least six years after her diagnosis) was sufficiently controlled through February 2018
and worsened only “recently” to her April 10, 2018 call. Dr. Melvin responded to Plaintiff’s
request by suggesting savella but noted that drug would require a prior authorization
which “[h]opefully we can get…through [insurance].” (Tr. 665). Presumably as part of
documenting medical necessity for insurance, Dr. Melvin notes that Plaintiff’s fibromyalgia
is (as of that visit) “uncontrolled” with “failed” management on other medications. The
record continues:
[D]iscussed that physical activity is a MUST for fibromyalgia. Will make
referral for aquatic therapy. She does not want to go to the Drake Center.
She instead wants to go to Atrium.
(Id.) The ALJ discussed the same clinical record on which Plaintiff relies, noting
Plaintiff’s admission that she had decreased her exercise and felt “miserable.” (Tr. 19,
citing Tr. 661). However, the ALJ reasonably pointed out that “she did not follow through”
with the April referral to physical therapy and admitted to Dr. Melvin in her next visit “that
she needed to exercise more consistently.” (Tr. 19, citing Tr. 665 and Tr. 706 (6/1/18
note that “Back in April we ordered PT but she never went” and “is not exercising”)).
Plaintiff also points to a subsequent physical therapy evaluation on August 20,
3The April 10, 2018 record states that the encounter was by telephone.
8
mobility, motor function, muscle performance and range of motion associated with
connective tissue dysfunction and localized inflammation.” (Tr. 629). But those diagnostic
findings were made at the initial visit, prior to the commencement of therapy, and reveal
nothing about the level of functional impairment before or after treatment. In fact, the PT
stated that Plaintiff was a “good candidate” for treatment to address all of her deficits.
(Id.)4 Last, Plaintiff points to a phrase in the same evaluation that states: “Fibromyalgia
Impact Questionnaire 83.29% disability.” (Tr. 629). Apart from the fact that the ALJ was
not required to accept Plaintiff’s subjectively reported limitations, the calculation of
disability is reserved to the Commissioner. See 20 C.F.R. § 416.927(d) (Evaluating
opinion evidence for claims filed before March 27, 2017). As discussed below, the ALJ
reasonably discounted Plaintiff’s subjectively reported symptoms because they were
inconsistent with other substantial evidence in the record.
The ALJ’s Evaluation of Plaintiff’s Diverticulitis is Substantially Supported
Plaintiff next argues that the ALJ “failed to consider or even address” a potential
closed period of disability dating from June 2016 through July 2018, based upon Plaintiff’s
diverticulitis symptoms during that period of time. Plaintiff’s counsel raised this issue at
the hearing:
I wanted to mention potentially a closed period of time based on the
diverticulitis and I was looking at 6/1/16 through probably July of 2018 and
that would be a couple of months after she had the colostomy reversed…
And then just to point us in the evidence to get back to June of ’16 because
she didn’t have that first procedure until the end of 2017, but there was a
CT scan in July of ’15. That’s at 12F, 26. That was showing diverticulitis,
one of the episodes, and then her PCP notes at 1F and 7F talk about the
acute episodes she was having in early 2016.
4In addition, the ALJ considered and referenced the same PT evaluation record. (See Tr. 19, citing Tr. 633).
9
The undersigned finds the ALJ’s analysis of the entirety of the record – including
but not limited to the proposed “closed period” – to be well supported. In her appeal to
this Court, Plaintiff concedes that the ALJ discussed all relevant records and “generally
summarized” all of the relevant evidence pertinent to the alleged closed period, including
that Plaintiff underwent surgery for her recurrent sigmoid diverticular disease and
experienced post-surgery complications including retraction of her ostomy, ultimately
undergoing a colostomy closure procedure in May 2018. (Doc. 11 at 8; see generally Tr.
19, citing Tr. 426-427 and Tr. 857-64). The state agency physicians considered much of
the same evidence, and also did not find evidence of a closed period of disability. (Tr.
67-69, 81-94). In addition, none of the physicians who treated Plaintiff during the relevant
period recommended any significant limitations or restrictions of Plaintiff’s activities.
Having conceded that the ALJ addressed all relevant evidence, Plaintiff is left
arguing that the ALJ “failed to really explain or consider why Lawson’s symptoms and
surgeries during this time were not disabling.” (Doc. 11 at 8, emphasis added). But this
type of “the ALJ should have said more” error is not grounds for reversal on the record
presented.
[Plaintiff] appears to be asserting that the ALJ was required to use “magic
words” and specifically indicate that a closed period of disability had been
considered and rejected. No law exists to support this assertion.
Sielaff v. Commissioner of Social Sec., 2012 WL 567614, at *1 (N.D. Ohio Feb. 21, 2012).
Because it is clear that the ALJ considered all of the medical evidence that related to the
closed period, his conclusion that Plaintiff was not disabled clearly includes a finding that
she was not entitled to a closed period of disability. Id.
10
Although Plaintiff devotes little space in her brief to directly attacking the ALJ’s
“credibility” or “consistency” analysis,5 it is clear that her disagreement with the ALJ’s
adverse evaluation of her subjective complaints is central to her claim of error. (See Doc.
11 at 8, arguing that “[t]he ALJ’s finding that Lawson can perform her skilled and semi-
skilled past work is unreasonable and unrealistic in light of her chronic pain and other
impairments and symptoms.”). Ultimately, the ALJ concluded that Plaintiff’s records “do
not support the claimant’s claims of disabling pain.” (Tr. 18). In support of that conclusion,
the ALJ pointed out many inconsistencies among the medical records, and also discussed
Plaintiff’s relatively conservative (non-surgical) treatment for back, neck, and tailbone
pain, including March 2017 records that showed only moderate tenderness in Plaintiff’s
cervical, thoracic and lumbosacral paraspinal muscle areas. (Id.) In addition, the ALJ
found Plaintiff’s description of her daily activities to be “inconsistent with her complaints
of disabling symptoms and limitations.” (Tr. 19).
In this appeal, Plaintiff briefly argues that her strong work history “should weigh in
favor of according her symptom severity complaints substantial weight.” (Doc. 11 at 8,
citations omitted). However, work history is only one among many factors that an ALJ
may, but is not required to consider in the evaluation of subjective complaints. See
5For claims filed after March 2016 like this one, SSR 16-3p is the operative rule. In SSR 16-3p, the Agency
removed the word “credibility” from an earlier rule (SSR 96-7p), and refocused the ALJ's attention on the
“extent to which the symptoms can reasonably be accepted as consistent with the objective medical and
other evidence in the individual's record.” SSR 16-3p, 2017 WL 5180304 at *2 (October 25, 2017)
(emphasis added). SSR 16-3p emphasizes that “our adjudicators will not assess an individual's overall
character or truthfulness in the manner typically used during an adversarial court litigation.” See id. at *11.
The elimination of the word “credibility” in the revised rule can be semantically awkward since virtually all
of the prior case law uses the catchphrase “credibility determination.” Nevertheless, the essence of the
regulatory framework remains unchanged. Therefore, courts agree that the prior case law remains fully
applicable to the renamed “consistency determination” under SSR 16-3p, with few exceptions. See Duty v.
Com'r of Soc. Sec., 2018 WL 4442595 at *6 (S.D. Ohio Sept. 18, 2018) (“existing case law controls to the
extent it is consistent with the clarification of the rules embodied in SSR 16-3p's clarification.”).
11
Soc. Sec., 663 Fed. Appx. 430, 433 (6th Cir. 2016) (“The ALJ was not required to explicitly
discuss Dutkiewicz’s work history when assessing his credibility….”). Based upon the
totality of the record presented, the undersigned finds the ALJ’s analysis of Plaintiff’s
subjective complaints to be substantially supported.
As the ALJ pointed out, Plaintiff lives alone in a two-story home. She testified that
she is considering selling it, but admitted that she is able to get up and down the stairs as
long as she takes her time. (Tr. 39). Plaintiff performs all necessary housework including
laundry and sweeping. However, she testified that her two adult daughters occasionally
come over to assist her. (Tr. 49). She testified she works for a couple of hours each day
on her eBay store, up to 15 hours per week. (Tr. 47). She cooks for herself, pays bills,
and drives three times per week, shops one or two times per week, bathes regularly and
watches television for eight to ten hours per day. (Id.) She can read, write and manage
her own funds. (Tr. 40). Plaintiff testified that she can drive but not for “long periods”
because her “sitting limits are about two to four hours.” (Tr. 39, 48). She testified she can
stand for 15-20 minutes. (Tr. 48). She testified that lifting more than ten pounds will
“aggravate” her back. (Tr. 49).
Throughout his opinion, the ALJ pointed to multiple inconsistencies, such as
Plaintiff’s repeated failure to follow treatment recommendations and mental health
records that did not support any severe impairments. In addition, the ALJ remarked that
Plaintiff’s myriad activities (including running an eBay business) were not fully consistent
with her allegations of disability.
She uses the computer (i.e., Facebook and Google) daily. She is able to
attend doctor’s appointments on her own and maintains contact with her
family. She does crafts in her free time, particularly around Halloween and
Christmas. She enjoys scrapbooking and talking on the phone. …Clearly,
12
basic needs and engage in hobbies and self-care tasks.
(Tr. 19-20).
“Discretion is vested in the ALJ to weigh all the evidence,” and the ALJ here did
not abuse that discretion. Collins v. Com’r of Soc. Sec., 347 Fed. Appx. 663, 668 (6th
Cir. 2009) (internal quotation marks and citation omitted). The record strongly supports
the ALJ’s finding that Plaintiff’s subjective symptoms, including but not limited to pain
complaints, were not disabling. While Plaintiff asserts that the evidence should have
been weighed differently, it was the ALJ's duty to resolve conflicting evidence, and a court
may not reweigh the evidence.
The ALJ’s Formulation of Plaintiff’s RFC is Substantially Supported
Having determined that the ALJ’s analysis of the medical records and of Plaintiff’s
subjective complaints are both substantially supported, the undersigned turns to Plaintiff’s
final argument: that the ALJ erred in assessing her RFC. Again, I find no error.
At Step 4 of the sequential analysis, the ALJ determined that Plaintiff retains a
residual functional capacity that would permit her to perform all of her past relevant work.
Plaintiff accuses the ALJ of interpreting raw medical data to formulate her RFC. However,
the ALJ expressly relied upon the medical opinions of agency consultants who opined
that Plaintiff was capable of a reduced range of light exertional work consistent with the
RFC as determined. (Tr. 21, citing the opinions of Drs. Sutherland and Conghalay dated
12/8/16 (Tr. 79) and 5/1/17 (Tr. 91)). The consulting physicians reviewed medical records
through the date of their respective opinions, considering multiple impairments including
but not limited to Plaintiff’s severe fibromyalgia, her diverticulitis symptoms, and imaging
studies showing degenerative changes in Plaintiff’s spine. (Tr. 86-87). Based upon
additional medical evidence submitted after Dr. Conghaley’s May 2017 date of review,
13
standing in order to account for any additional “degenerative disc changes and any
residuals associated therewith.” (Tr. 21).
Arguing that this Court should reverse for further additional review by a qualified
medical expert, Plaintiff points to x-rays of her cervical spine dated November 12, 2018
that no physician translated “into functional terms” before the ALJ. (Doc. 11 at 6). The
x-ray was taken a month prior to Plaintiff’s hearing; the ALJ held the record open for
receipt of the x-ray report and other post-hearing records prior to issuance of his opinion.
The subject x-ray report includes the following findings:
The craniocervical junction is intact. There is mild reversal of the normal
cervical lordosis with minimal retrolisthesis at C6-7. Vertebral body heights
are maintained.
Degenerative disc disease is noted at C6-7 with moderate disc space
narrowing and mild hypertrophic changes. The remainder of the disc spaces
appear preserved.
(Tr. 1004). The report concludes with an impression of “Degenerative disc disease at C6-
7 with moderate disc space narrowing, mild hypertrophic changes and minimal
retrolisthesis.” (Id.) Notably, a follow-up MRI dated December 2018 was discussed by
the ALJ in his opinion. Consistent with the referenced x-ray, the MRI showed mostly
“mild” findings including “multilevel cervical degenerative disc disease, most evidence at
C5-6 and C6-7 with mild canal narrowing at C6-7” but with “no significant cord
compression or cord signal abnormality.” (Tr. 18).
The undersigned finds no basis to remand for additional review of the x-ray study,
and concludes that the ALJ’s determination was appropriately based on the record as a
whole including the consultative medical opinion evidence. “It is well-settled that ‘the ALJ
is charged with the responsibility of evaluating the medical evidence and the claimant’s
14
v. Com’r of Soc. Sec. 2019 WL 3927507, at *9 (S.D. Ohio Aug 20, 2019) (quoting Coldiron
v. Com'r of Soc. Sec., 391 Fed Appx. 435, 439 (6th Cir. 2010) (additional citations
omitted)).
The handful of cases cited by Plaintiff are distinguishable, and/or do not represent
the view of this Court. For example, in Deskin v. Com’r of Soc. Sec., 605 F. Supp.2d 908,
914-915 (N.D. Ohio 2008), the plaintiff’s primary impairment was a significant back
impairment. The Deskin court reversed after determining that the ALJ had inappropriately
evaluated more than two years of complex medical evidence from the Cleveland Clinic
without seeking either a consultative opinion or medical expert testimony, and giving only
“passing mention” to an early opinion of an agency consultant without discussing the
functional limitations he proposed. Arguably, the instant case is factually distinguishable.
Here, Plaintiff did not allege disability based on neck pain,6 but instead based her disability
claim on a constellation of physical and mental conditions including chronic pain,
migraines, irritable bowel syndrome, obesity, fibromyalgia, neuropathy, anxiety and
depression. (Tr. 16; see also Tr. 214, 221). Unlike in Deskin, virtually all of Plaintiff’s
impairments were considered by the consulting physicians and the ALJ discussed their
specific functional opinions at some length. (Tr. 21).
6Before this Court, Plaintiff limits her argument about the 2018 x-ray to a claim that the ALJ was required
to have a medical source “translate” it into functional terms. Although Plaintiff does not argue that her neck
pain alone was disabling, it is worth noting that the record would not support that contention. Plaintiff treated
with a chiropractor beginning in March 2017. His notes refer to an earlier cervical x-ray study that similarly
showed “Mild reversal lordosis …[and] Anterior C6 calcification disc space with mild osteophytosis.” (Tr.
753). Plaintiff consistently reported that the chiropractic treatments were effective in improving her neck
pain in March, April and June 2017 (Tr. 750, 754, 757). Although she reported an increase in “moderate”
neck pain in late July and August of 2018, that increase in pain occurred after she spent “3-4 hours on a
Harley [motorcycle].” (Tr. 737, 739). The chiropractor prescribed a cervical posture pump to reduce
Plaintiff’s symptoms but Plaintiff told him that she only used it once. (Tr. 742, 741).
15
cases, including this Court. See, e.g. Evans, supra at *8; Williams v. Astrue, 2012 WL
3586962, at *7 (N.D. Ohio Aug. 20, 2012) (“But RFC is for the ALJ to determine, see 20
C.F.R. § 416.945(a); and Deskin “is not representative of the law established by the
legislature, and [as] interpreted by the Sixth Circuit Court of Appeals.”) (additional citation
omitted). Two other cases relied on by Plaintiff also are easily distinguished because
they involved an ALJ’s rejection of medical opinion evidence favorable to the Plaintiff. By
contrast, no such evidence exists here. See, e.g., Smiley v. Com’r of Soc. Sec., 940 F.
Supp.2d 592, 599-600 (S.D. Ohio 2013) (holding that an ALJ’s RFC finding of “medium”
work after rejecting the more limiting opinions of the agency consultants and a treating
physician was unsupported); Mitsoff v. Com’r of Soc. Sec., 940 F. Supp.2d 693, (S.D.
Ohio 2013) (holding that the ALJ improperly rejected the opinion of the plaintiff’s treating
physician).
In short, the RFC as determined is substantially supported. Because the
hypothetical RFC formulated by the ALJ is supported by the record, the vocational
expert’s testimony that such an individual can engage in her prior relevant work
constitutes substantial evidence to support the non-disability determination. See Varley
v. Sec’y of HHS, 820 F.2d 777 (6th Cir. 1987).
III. Conclusion and Recommendation
For the reasons explained herein, IT IS RECOMMENDED THAT Defendant’s
decision be AFFIRMED as supported by substantial evidence, and that this case be
CLOSED.
/s Stephanie K. Bowman
Stephanie K. Bowman
United States Magistrate Judge
16
SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION
SUZANN R. LAWSON, Case No. 1:20-cv-324
Plaintiff, McFarland, J.
Bowman, M.J.
v.
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
NOTICE
Pursuant to Fed. R. Civ. P 72(b), any party may serve and file specific, written
objections to this Report and Recommendation (“R&R”) within FOURTEEN (14) DAYS of
the filing date of this R&R. That period may be extended further by the Court on timely
motion by either side for an extension of time. All objections shall specify the portion(s) of
the R&R objected to, and shall be accompanied by a memorandum of law in support of
the objections. A party shall respond to an opponent’s objections within FOURTEEN (14)
DAYS after being served with a copy of those objections. Failure to make objections in
accordance with this procedure may forfeit rights on appeal. See Thomas v. Arn, 474 U.S.
140 (1985); United States v. Walters, 638 F.2d 947 (6th Cir. 1981).
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