Opinion

Ellington v. Warden, Southeastern Correctional Institution

Court
District Court, S.D. Ohio
Filed
Jul 6, 2020
Cited by
0 cases
Authority
More cited than 28.2%

pretrial screening of eyewitness testimony for reliability is required only when the police have arranged suggestive circumstances which lead to the identification.

How later courts described this case

  • pretrial screening of eyewitness testimony for reliability is required only when the police have arranged suggestive circumstances which lead to the identification.

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE SOUTHERN DISTRICT OF OHIO

WESTERN DIVISION AT CINCINNATI

KIRMAREY ELLINGTON,

Petitioner, : Case No. 1:19-cv-672

- vs - District Judge Douglas R. Cole

Magistrate Judge Michael R. Merz

WARDEN,

Southeastern Correctional Institution,

:

Respondent.

REPORT AND RECOMMENDATIONS

This habeas corpus case, brought pro se by Petitioner Kirmarey Ellington, is before the

Court for decision on the merits on the Petition (ECF No. 1), the State Court Record (ECF No. 5),

the Return of Writ (ECF No. 6), Petitioner’s Reply (ECF No. 11), and the transcript of the video

deposition of Frank Bryant (ECF No. 14, attachment 1).

Litigation History

Ellington was indicted by a Hamilton County grand jury on May 13, 2017, and charged

with one count of aggravated burglary in violation of Ohio Revised Code § 2911.11(A)(2) with two

firearm specifications, two counts of aggravated robbery in violation of Ohio Revised Code §

2911.01(A)(1), also with two firearm specifications, and one count of having a weapon while under

disability in violation of Ohio Revised Code § 2923.13(A)(3)(Indictment, State Court Record (ECF

No. 5, Ex. 1).

At trial a jury found Ellington guilty as charged (Verdicts, State Court Record ECF No. 5,

Ex. 11) and he was sentenced to an aggregate term of imprisonment of twenty-two years. The

First District Court of Appeals affirmed the convictions and sentence. State v. Ellington, 2018

Ohio App. LEXIS 4082 (1st Dist. Sept. 19, 2018), appellate jurisdiction declined, 2018-Ohio-5209

(2018).

Ellington filed a petition for post-conviction relief (State Court Record ECF No. 5, Ex. 23)

which the Common Pleas Court denied. Id. at Ex. 25. Ellington did not appeal, but instead filed

the instant Petition for Writ of Habeas Corpus August 9, 2019, pleading the following grounds for

relief:

GROUND ONE: Juvenile adjudication as the basis for a conviction

for having a weapon while under disability is unconstitutional.

GROUND TWO: Prosecutor engaged in improper conduct during

trial and closing argument.

Supporting Facts: Prosecutor asked leading questions of witnesses

on direct examination and informed the jury that petitioner had

previously served a sentence in the Hamilton County Justice Center.

The prosecutor misrepresented evidence regarding petitioner’s alibi

argument, misstated petitioner’s statements in jailhouse phone calls

and denigrated petitioner’s defense counsel.

GROUND THREE: There was insufficient evidence to convict.

Supporting Facts: There were inconsistent eyewitness testimony

of gun and description of assailant.

GROUND FOUR: Ineffective assistance of counsel.

Supporting Facts: Counsel failed to move for an acquittal pursuant

to Crim.R. 29.

(Petition, ECF No. 1, PageID 5-10).

Analysis

Ground One: Use of Juvenile Adjudication as Predicate for Weapons Under Disability

Conviction

In his First Ground for Relief, Ellington claims the State unconstitutionally used his

juvenile adjudication as the predicate offense for his conviction in this case of having a weapon

while under a disability.

He raised this claim as his First Assignment of Error on direct appeal and the First District

dealt with it summarily:

In his first assignment of error, Ellington argues that the use of a

juvenile adjudication as the basis for a conviction for having a

weapon while under disability is unconstitutional. It is not. We

overrule Ellington's first assignment of error on the authority of

State v. Carnes, Slip Opinion No. 2018-Ohio-3256.

Ellington, supra, at *1-2.

States v. Carnes is now reported at 154 Ohio St. 3d 527 (2018). In Carnes the Supreme

Court of Ohio held that a juvenile adjudication for conduct that would have been felonious assault

if committed by an adult could be used as a predicate for an adult weapons under disability charge

without violating the defendant’s due process rights under either the Ohio or Federal Constitution.

When a state court decides on the merits a federal constitutional claim later presented to a

federal habeas court, the federal court must defer to the state court decision unless that decision is

contrary to or an objectively unreasonable application of clearly established precedent of the

United States Supreme Court. 28 U.S.C. § 2254(d)(1); Harrington v. Richter, 562 U.S. 86 (2011);

Brown v. Payton, 544 U.S. 133, 140 (2005); Bell v. Cone, 535 U.S. 685, 693-94 (2002); Williams

(Terry) v. Taylor, 529 U.S. 362, 379 (2000).

Here the First District was presented with a straightforward question of federal

constitutional law1: can a juvenile adjudication for an offense which would have been a felony if

committed by an adult be used as the predicate offense for an adult conviction for having weapons

while under a disability? Carnes, decided just a month before the First District’s decision in this

case, squarely held that it could be and the First District followed that precedent, as it was bound

to do.

In his Reply Ellington relies on the decisions of the Supreme Court of Ohio in State v.

Bode, 144 Ohio St. 3d 155 (2015), and State v. Hand, 149 Ohio St. 3d 94 (2016). In those two

cases, considered and distinguished in Carnes, the Supreme Court of Ohio held that an

uncounseled juvenile adjudication could not be used to enhance the penalty imposed on a later

adult conviction. The court distinguished using a juvenile adjudication as a predicate, the question

at issue here. It held the General Assembly could rationally decide that juveniles adjudicated on

felony level offenses could be prohibited from possessing firearms as adults, unless they went

through the process of having the disability removed, which Carnes had not done and Ellington

does not claim to have done.

Ellington asserts the First District’s decision is contrary to or an unreasonable application

of Supreme Court precedent (Reply, ECF No. 11, PageID 1002, citing McKeiver v. Pennsylvania,

403 U.S. 528 (1971); Apprendi v. New Jersey, 530 U.S. 466 (2000); Alleyne v. United States, 570

U.S. 99 (2013); and Johnson v. United States, 576 U.S.___, 135 S. Ct. 2551 (2015). None of these

cases has a holding anywhere near in point. In McKeiver, the Court held that accused juveniles

were not entitled to trial by jury as a matter of due process.

1 Ellington also claimed this use of a juvenile adjudication violated his rights under the Ohio Constitution. Federal

habeas corpus is available only to remedy violations of the United States Constitution. 28 U.S.C. § 2254(a); Wilson

v. Corcoran, 562 U.S. 1 (2010); Lewis v. Jeffers, 497 U.S. 764, 780 (1990); Smith v. Phillips, 455 U.S. 209 (1982),

Barclay v. Florida, 463 U.S. 939 (1983). Thus the Ohio constitutional question is not before this Court.

In Apprendi the Court held that any fact which increased the maximum punishment for a

criminal offense is to be treated as an element of the crime on which a defendant has a right to trial

by jury and to insist on proof beyond a reasonable doubt. When the element is a prior conviction

or adjudication, as it was here, that means the state must prove the existence of the adjudication,

usually by certified court records, and that the defendant on trial is the same person previously

convicted or adjudicated. Here the element of the prior adjudication were submitted to the jury

which found them beyond a reasonable doubt.

In Alleyne the Supreme Court held that any fact which makes a defendant liable to a

mandatory minimum sentence must be treated as an element under Apprendi. And in Johnson v.

United States, 576 U.S. ___, 135 S. Ct. 2551, 192 L. Ed. 2d 569 (2015), the Supreme Court found

the residual clause of the Armed Career Criminal Act (“ACCA”), 18 U.S.C. § 924(e)(1), to be

unconstitutionally vague. None of these cases speak to use of a juvenile adjudication as a

predicate for an adult charge.

Ellington makes an argument in his Reply that parallels Chief Justice O’Connor’s argument

in dissent in Carnes: using a juvenile adjudication as an element of an adult offense is contrary to

the rehabilitative purposes of the juvenile justice system. But that is an argument properly

addressed to the Ohio General Assembly. In habeas the District Court cannot decided what the

state law or even the federal constitution al law should be, but only whether the state court’s

decision is aligned with Supreme Court precedent.

As the court held in Carnes, "It is basic hornbook law that the state under its police powers

may impose restrictions on who may possess firearms." Carnes at 531, citing State v. Taniguchi,

74 Ohio St. 3d 154, 157 (1995). The analysis is made more complex by the Supreme Court’s

subsequent Second Amendment decisions in District of Columbia v. Heller, 554 U.S. 570 (2008),

and McDonald v. Chicago, 561 U.S. 742 (2010). But neither of those decisions calls into question

the police power of the State to prohibit firearms possession by those who have committed felony-

level offenses, no matter how young they may have been.

Ellington’s First Ground for Relief is without merit.

Ground Two: Prosecutorial Misconduct

In his Second Ground for Relief, Ellington asserts the prosecutor engaged in prejudicial

misconduct by (1) asking leading questions on direct examination, (2) telling the jury that Ellington

had previously served a sentence in the Hamilton County Justice Center, (3) misrepresenting

evidence regarding Ellington’s alibi, (4) misstating the content of Ellington’s calls from the jail,

and (5) denigrating defense counsel.

Ellington presented this claim as his second assignment of error on direct appeal which the

First District decided as follows:

In his second assignment of error, Ellington argues that the trial

court erred by allowing the prosecutor to engage in improper

conduct during trial and closing argument. The standard of review

for prosecutorial misconduct is whether the comments and/or

questions by the prosecution were improper and, if so, whether they

prejudiced appellant's substantial rights. State v. Treesh, 90 Ohio

St.3d 460, 465, 2001- Ohio 4, 739 N.E.2d 749 (2001). "To reverse

a conviction based on prosecutorial misconduct, the alleged

misconduct must have deprived the defendant of a fair trial." State

v. Lee, 1st Dist. Hamilton No. C-160294, 2017-Ohio-7377, ¶ 17,

citing State v. Diar, 120 Ohio St. 3d 460, 2008-Ohio-6266, ¶140,

900 N.E.2d 565.

Ellington claims that the prosecutor's misconduct occurred during

trial, when the prosecutor asked leading questions of a witness on

direct examination and informed the jury that Ellington had

previously served a sentence in the Hamilton County Justice Center,

and during closing argument, when the prosecutor allegedly

misrepresented evidence regarding Ellington's alibi argument,

misstated Ellington's statements in jailhouse phone calls, and

denigrated Ellington's defense counsel. Ellington objected to the

prosecutor's mention of his previous jail sentence, but failed to

object to the prosecutor's leading questions at trial and closing

argument, and thus forfeited all but plain error on those issues. State

v. Dean, 146 Ohio St. 3d 106, 2015-Ohio-4347, ¶191, 54 N.E.3d 80.

After reviewing the entire record, including the trial transcripts, we

do not agree with Ellington that the prosecutor's conduct in these

instances was improper. We overrule Ellington's second assignment

of error.

Ellington, supra, at *2-3.

Respondent raises a procedural default defense to Ground Two which the Magistrate Judge

finds is well-taken as to sub-claims 1, 2, 4, and 5.

The procedural default doctrine in habeas corpus is described by the Supreme Court as

follows:

In all cases in which a state prisoner has defaulted his federal claims

in state court pursuant to an adequate and independent state

procedural rule, federal habeas review of the claims is barred unless

the prisoner can demonstrate cause of the default and actual

prejudice as a result of the alleged violation of federal law; or

demonstrate that failure to consider the claims will result in a

fundamental miscarriage of justice.

Coleman v. Thompson, 501 U.S. 722, 750 (1991); see also Simpson v. Jones, 238 F.3d 399, 406

(6th Cir. 2000). That is, a petitioner may not raise on federal habeas a federal constitutional rights

claim he could not raise in state court because of procedural default. Wainwright v. Sykes, 433 U.S.

72 (1977); Engle v. Isaac, 456 U.S. 107, 110 (1982). “Absent cause and prejudice, ‘a federal

habeas petitioner who fails to comply with a State’s rules of procedure waives his right to federal

habeas corpus review.’” Boyle v. Million, 201 F.3d 711, 716 (6th Cir. 2000), quoting Gravley v.

Mills, 87 F.3d 779, 784-85 (6th Cir. 1996); Murray v. Carrier, 477 U.S. 478, 485 (1986); Engle,

456 U.S. at 110; Wainwright, 433 U.S. at 87.

[A] federal court may not review federal claims that were

procedurally defaulted in state court—that is, claims that the state

court denied based on an adequate and independent state procedural

rule. E.g., Beard v. Kindler, 558 U.S. 53, 55, 130 S.Ct. 612, 175

L.Ed.2d 417 (2009). This is an important “corollary” to the

exhaustion requirement. Dretke v. Haley, 541 U.S. 386, 392, 124

S.Ct. 1847, 158 L.Ed. d 659 (2004). “Just as in those cases in which

a state prisoner fails to exhaust state remedies, a habeas petitioner

who has failed to meet the State’s procedural requirements for

presenting his federal claims has deprived the state courts of an

opportunity to address” the merits of “those claims in the first

instance.” Coleman [v. Thompson], 501 U.S. [722,] 731-732, 111

S.Ct. 2546, 115 L.Ed.2d 640 [(1991)]. The procedural default

doctrine thus advances the same comity, finality, and federalism

interests advanced by the exhaustion doctrine. See McCleskey v.

Zant, 499 U.S. 467, 493, 111 S.Ct. 1454, 113 L.Ed.2d 517 (1991).

Davila v. Davis, 137 S. Ct. 2058, 2064 (2017).

In this case, Ohio has a relevant procedural rule, to wit, that parties must preserve errors

for appeal by calling them to the attention of the trial court at a time when the error could have

been avoided or corrected. State v. Glaros, 170 Ohio St. 471 (1960), paragraph one of the syllabus;

see also State v. Mason, 82 Ohio St. 3d 144, 162 (1998). The First District enforced that rule by

reviewing sub-claims 1, 2, 4, and 5 only for plain error. An Ohio state appellate court’s review for

plain error is enforcement, not waiver, of a procedural default. Wogenstahl v. Mitchell, 668 F.3d 307,

337 (6th Cir. 2012); Jells v. Mitchell, 538 F.3d 478, 511 (6th Cir. 2008); Lundgren v. Mitchell, 440

F.3d 754, 765 (6th Cir. 2006); White v. Mitchell, 431 F.3d 517, 525 (6th Cir. 2005); Biros v. Bagley, 422

F.3d 379, 387 (6th Cir. 2005); Hinkle v. Randle, 271 F.3d 239 (6th Cir. 2001).

The Sixth Circuit has repeatedly held that the contemporaneous objection rule is an adequate

and independent state ground of decision. Wogenstahl v. Mitchell, 668 F.3d 307, 334 (6th Cir.

2012),citing Keith v. Mitchell, 455 F.3d 662, 673 (6th Cir. 2006); Goodwin v. Johnson, 632 F.3d

301, 315 (6th Cir. 2011); Smith v. Bradshaw, 591 F.3d 517, 522 (6th Cir. 2010); Nields v. Bradshaw,

482 F.3d 442 (6th Cir. 2007); Biros v. Bagley, 422 F.3d 379, 387 (6th Cir. 2005); Mason v. Mitchell,

320 F.3d 604 (6th Cir. 2003), citing Hinkle v. Randle, 271 F.3d 239, 244 (6th Cir. 2001); Scott v.

Mitchell, 209 F.3d 854 (6th Cir. 2000), citing Engle v. Isaac, 456 U.S. 107, 124-29 (1982). See

also Seymour v. Walker, 224 F.3d 542, 557 (6th Cir. 2000); Goodwin v. Johnson, 632 F.3d 301,

315 (6th Cir. 2011); Smith v. Bradshaw, 591 F.3d 517, 522 (6th Cir.), cert. denied, 562 U.S. 876

(2010).

Ellington makes no argument to show cause and prejudice to excuse the lack of

contemporaneous objection. Accordingly sub-claims 1, 2, 4, and 5 are procedurally defaulted.

The First District decided sub-claim three regarding Ellington’s prior confinement in the

Hamilton County Justice Center on the merits, but summarily, merely stating that the prosecutor’s

comment was not improper. Ellington, supra. at * 3. Even though the opinion was summary, it

plainly was on the merits and thus warrants deference under the Antiterrorism and Effective Death

Penalty Act of 1996 (Pub. L. No 104-132, 110 Stat. 1214)(the "AEDPA"). Harrington v. Richter,

562 U.S. 86 (2011).

Prosecutorial misconduct justifies federal habeas relief only if it “so infected the trial with

unfairness as to make the resulting conviction a denial of due process” and resulted in prejudice.

Gillard v. Mitchell, 445 F.3d 883, 897 (6th Cir. 2006) (quoting Darden v. Wainwright, 477 U.S.

168, 181 (1986)).

On habeas review, claims of prosecutorial misconduct are reviewed

deferentially. Darden v. Wainwright, 477 U.S. 168, 181 (1986). To

be cognizable, the misconduct must have “‘so infected the trial with

unfairness as to make the resulting conviction a denial of due

process.’” Id. (citation omitted). Even if the prosecutor’s conduct

was improper or even “universally condemned,” id., we can provide

relief only if the statements were so flagrant as to render the entire

trial fundamentally unfair. Once we find that a statement is

improper, four factors are considered in determining whether the

impropriety is flagrant: (1) the likelihood that the remarks would

mislead the jury or prejudice the accused, (2) whether the remarks

were isolated or extensive, (3) whether the remarks were

deliberately or accidentally presented to the jury, and (4) whether

other evidence against the defendant was substantial. See Boyle v.

Million, 201 F.3d 711, 717 (6th Cir. 2000). Under [the] AEDPA,

this bar is heightened by the deference we give to the . . . [Ohio]

Supreme Court’s determination of . . . [Petitioner’s] prosecutorial-

misconduct claims. See Macias v. Makowski, 291 F.3d 447, 453-54

(6th Cir. 2002)(“If this court were hearing the case on direct appeal,

we might have concluded that the prosecutor’s comments violated

Macias’s due process rights. But this case is before us on a petition

for a writ of habeas corpus. So the relevant question is not whether

the state court’s decision was wrong, but whether it was an

unreasonable application of clearly established federal law.”).

Bowling v. Parker, 344 F.3d 487, 512-13 (6th Cir. 2003).

The evidence supporting sub-claim three is found at page 451 of the trial transcript where

the prosecutor is examining Detective Mark Longworth:

Q. After Mr. Ellington was arrested, was he – did he serve some

time in the corrections facility, the local jail?

A. Yes.

Mr. McEvilley: Objection

The Court: Overruled.

Q. And are phone calls – what can you tell us about the system for

phone calls at the jail?

A. Phone calls from the Hamilton County Justice Center are all

recorded. And when the phone call is made, there is a warning

saying the phone call is going to be recorded.

Q. And did you review any of the phone jails calls that Mr. Ellington

made?

A. Yes.

(Transcript, State Court Record, ECF No. 5-1, PageID 563.) The testimony did not advert to any

prior conviction of Ellington’s, but rather to his pretrial detention in this particular case. In order

to authenticate the content of the telephone calls, it was necessary to lay a foundation for how

those particular calls came to be recorded. While perhaps that foundation could have been laid in

a way that would not have adverted to the jail, any such oblique reference would probably have

had the jurors guessing about how the calls were recorded. Given that it was necessary to lay a

foundation for the calls, the Magistrate Judge agrees with the First District that this exchange does

not show any prosecutorial misconduct.

In sum, Ellington’s first, second, fourth, and fifth sub-claims of prosecutorial misconduct

are procedurally defaulted and his third sub-claim is without merit.

Ground Three: Insufficient Evidence to Convict

In his Third Ground for Relief, Ellington argues that he was convicted on insufficient

evidence, particularly because there were inconsistencies in the testimony of the eyewitnesses.

Ellington presented this claim, along with a manifest weight of the evidence claim, to the First

District as his fourth assignment of error. The First District decided that assignment as follows:

In his fourth assignment of error, Ellington challenges the weight

and sufficiency of the evidence used to convict him. Specifically,

Ellington argues that the state's case was based on flawed eyewitness

testimony and no forensic evidence. In reviewing a challenge to the

weight of the evidence, we must review the entire record, weigh the

evidence, consider the credibility of the witnesses, and determine

whether the trier of fact clearly lost its way and thereby created a

manifest miscarriage of justice. State v. Thompkins, 78 Ohio St.3d

380, 387, 1997- Ohio 52, 678 N.E.2d 541 (1997). "Both 'the weight

to be given the evidence and the credibility of the witnesses are

primarily for the trier of the facts.'" State v. McMullen, 1st Dist.

Hamilton No. C-960088, 1997 Ohio App. LEXIS 10, 1997 WL

5183, *1 (Jan. 8, 1997), quoting State v. DeHass, 10 Ohio St.2d 230,

227 N.E.2d 212 (1967), paragraph one of the syllabus. In a challenge

to the sufficiency of the evidence, the question is whether after

reviewing the evidence in the light most favorable to the

prosecution, any rational trier of fact could have found all the

essential elements of the crime beyond a reasonable doubt. State v.

Jenks, 61 Ohio St.3d 259, 574 N.E.2d 492 (1991), paragraph two of

the syllabus.

Here, Ellington's convictions were based on eyewitness testimony,

which is sufficient. See State v. Johnson, 195 Ohio App. 3d 59,

2011-Ohio-3143, ¶71, 958 N.E.2d 977 (1st Dist.); see also State v.

Humberto, 196 Ohio App.3d 230, 2011-Ohio-3080, 963 N.E.2d 162

(10th Dist.). Although no weapon or forensic evidence tied

Ellington to the crimes, Frank Bryant, Deon Johnson, and Randall

Johnson all were present at the scene, saw the robber, heard his voice

during phone conversations with his accomplice, and identified

Ellington as the robber. The jury heard all of the evidence, including

inconsistent eyewitness testimony regarding the robber's gun and

physical description, but nonetheless found the eyewitnesses

credible. Their testimonies are of sufficient weight, especially when

considered together, to support a finding of Ellington's guilt beyond

a reasonable doubt. Therefore, the verdict is not against the manifest

weight of the evidence.

Ellington does not separately challenge the sufficiency of the

elements for any of the crimes for which he was convicted. After

reviewing the evidence, we hold that the state presented sufficient

evidence to prove Ellington guilty of aggravated burglary,

aggravated robbery, and having a weapon while under disability.

Therefore, Ellington's fourth assignment of error is overruled.

Ellington, supra, at *5-6.

Ellington does not bring forward his manifest weight claim and indeed this Court could not

consider it in habeas corpus. A weight of the evidence claim is not a federal constitutional claim.

Johnson v. Havener, 534 F.2d 1232 (6th Cir. 1986).

On the other hand, an allegation that a verdict was entered upon insufficient evidence states

a claim under the Due Process Clause of the Fourteenth Amendment to the United States

Constitution. Jackson v. Virginia, 443 U.S. 307 (1979); In re Winship, 397 U.S. 358 (1970);

Johnson v. Coyle, 200 F.3d 987, 991 (6th Cir. 2000); Bagby v. Sowders, 894 F.2d 792, 794 (6th

Cir. 1990)(en banc). In order for a conviction to be constitutionally sound, every element of the

crime must be proved beyond a reasonable doubt. In re Winship, 397 U.S. at 364.

[T]he relevant question is whether, after viewing the evidence in the

light most favorable to the prosecution, any rational trier of fact

could have found the essential elements of the crime beyond a

reasonable doubt . . . . This familiar standard gives full play to the

responsibility of the trier of fact fairly to resolve conflicts in the

testimony, to weigh the evidence and to draw reasonable inferences

from basic facts to ultimate facts.

Jackson v. Virginia, 443 U.S. at 319; United States v. Paige, 470 F.3d 603, 608 (6th Cir. 2006);

United States v. Somerset, 2007 U.S. Dist. LEXIS 76699 (S.D. Ohio 2007). This rule was

recognized in Ohio law at State v. Jenks, 61 Ohio St. 3d 259 (1991). Of course, it is state law

which determines the elements of offenses; but once the state has adopted the elements, it must

then prove each of them beyond a reasonable doubt. In re Winship, supra. A sufficiency challenge

should be assessed against the elements of the crime, not against the elements set forth in an

erroneous jury instruction. Musacchio v. United States, 577 U.S. ___, 136 S. Ct. 709, 193 L. Ed.

2d 639 (2016).

In cases such as Petitioner’s challenging the sufficiency of the evidence and filed after

enactment of the Antiterrorism and Effective Death Penalty Act of 1996 (Pub. L. No 104-132, 110

Stat. 1214)(the “AEDPA”), two levels of deference to state decisions are required:

In an appeal from a denial of habeas relief, in which a petitioner

challenges the constitutional sufficiency of the evidence used to

convict him, we are thus bound by two layers of deference to groups

who might view facts differently than we would. First, as in all

sufficiency-of-the-evidence challenges, we must determine

whether, viewing the trial testimony and exhibits in the light most

favorable to the prosecution, any rational trier of fact could have

found the essential elements of the crime beyond a reasonable doubt.

See Jackson v. Virginia, 443 U.S. 307, 319, 99 S. Ct. 2781, 61 L.

Ed. 2d 560 (1979). In doing so, we do not reweigh the evidence, re-

evaluate the credibility of witnesses, or substitute our judgment for

that of the jury. See United States v. Hilliard, 11 F.3d 618, 620 (6th

Cir. 1993). Thus, even though we might have not voted to convict a

defendant had we participated in jury deliberations, we must uphold

the jury verdict if any rational trier of fact could have found the

defendant guilty after resolving all disputes in favor of the

prosecution. Second, even were we to conclude that a rational trier

of fact could not have found a petitioner guilty beyond a reasonable

doubt, on habeas review, we must still defer to the state appellate

court's sufficiency determination as long as it is not unreasonable.

See 28 U.S.C. § 2254(d)(2).

Brown v. Konteh, 567 F.3d 191, 205 (6th Cir. 2009). In a sufficiency of the evidence habeas corpus

case, deference should be given to the trier-of-fact's verdict under Jackson v. Virginia and then to

the appellate court's consideration of that verdict, as commanded by AEDPA. Tucker v. Palmer,

541 F.3d 652 (6th Cir. 2008); accord Davis v. Lafler, 658 F.3d 525, 531 (6th Cir. 2011)(en banc);

Parker v. Matthews, 567 U.S. 37, 43 (2012). Notably, “a court may sustain a conviction based

upon nothing more than circumstantial evidence.” Stewart v. Wolfenbarger, 595 F.3d 647, 656

(6th Cir. 2010).

We have made clear that Jackson claims face a high bar in federal

habeas proceedings because they are subject to two layers of judicial

deference. First, on direct appeal, "it is the responsibility of the jury

-- not the court -- to decide what conclusions should be drawn from

evidence admitted at trial. A reviewing court may set aside the jury's

verdict on the ground of insufficient evidence only if no rational trier

of fact could have agreed with the jury." Cavazos v. Smith, 565 U.

S. 1, ___, 132 S. Ct. 2, 181 L. Ed. 2d 311, 313 (2011) (per curiam).

And second, on habeas review, "a federal court may not overturn a

state court decision rejecting a sufficiency of the evidence challenge

simply because the federal court disagrees with the state court. The

federal court instead may do so only if the state court decision was

'objectively unreasonable.'" Ibid. (quoting Renico v. Lett, 559 U. S.

___, ___, 130 S. Ct. 1855, 176 L. Ed. 2d 678 (2010)).

Coleman v. Johnson, 566 U.S. 650, 651, (2012)(per curiam); Parker v. Matthews, 567 U.S. 37, 43

(2012) (per curiam). The federal courts do not make credibility determinations in reviewing

sufficiency of the evidence claims. Brooks v. Tennessee, 626 F.3d 878, 887 (6th Cir. 2010).

Ellington argues there was no physical or forensic evidence to tie him to the crime and the

First District agreed. Ellington instead bases his claim on the factors for eyewitness reliability

outlined in Neil v. Biggers, 409 U.S. 188 (1972):

[T]he factors to be considered in evaluating the likelihood of

misidentification include the opportunity of the witness to view the

criminal at the time of the crime, the witness' degree of attention, the

accuracy of the witness' prior description of the criminal, the level

of certainty demonstrated by the witness at the confrontation, and

the length of time between the crime and the confrontation.

409 U.S. at 199; accord, Manson v. Brathwaite, 432 U.S. 98, 114 (1977). But these are factors to

be considered by a court in determining whether to suppress a pretrial identification made in

suggestive circumstances created by police. Compare Perry v. New Hampshire, 565 U.S. 228

(2012)(pretrial screening of eyewitness testimony for reliability is required only when the police

have arranged suggestive circumstances which lead to the identification.) Certainly it would be

proper to argue to a jury that they should not accept an identification because of any one of the

Neil v. Biggers factors. But once an admissible identification has been submitted to the jury, it is

for them alone to decide whether they believe it. The First District recognized that there were

inconsistencies among the eyewitness/victim accounts, but which evidence to believe is purely a

jury question.

Because witness credibility is an issue for the jury alone, Ellington’s Third Ground for

Relief is without merit.

Ground Four: Ineffective Assistance of Trial Counsel

In his Fourth Ground for Relief, Ellington claims he received ineffective assistance of trial

counsel when his attorney did not move for a judgment of acquittal under Ohio R.Crim.P. 29. A

motion for judgment of acquittal makes the same claim, either at the end of the State’s case or at

the end of all the evidence, as is made in Ellington’s Third Ground for Relief, to wit, that there is

insufficient evidence, considered under the Jackson v. Virginia, 443 U.S. 307 (1979), to allow a

verdict of guilty. Ellington’s trial counsel did not make such a motion2.

The governing standard for ineffective assistance of counsel is found in Strickland v.

Washington, 466 U.S. 668 (1984):

A convicted defendant's claim that counsel's assistance was so

defective as to require reversal of a conviction or death sentence has

two components. First, the defendant must show that counsel's

performance was deficient. This requires showing that counsel was

not functioning as the "counsel" guaranteed the defendant by the

Sixth Amendment. Second, the defendant must show that the

deficient performance prejudiced the defense. This requires

showing that counsel's errors were so serious as to deprive the

defendant of a fair trial, a trial whose result is reliable. Unless a

defendant makes both showings, it cannot be said that the conviction

or death sentence resulted from a breakdown in the adversary

process that renders the result unreliable.

466 U.S. at 687. In other words, to establish ineffective assistance, a defendant must show both

deficient performance and prejudice. Berghuis v. Thompkins, 560 U.S. 370, 389 (2010), citing

Knowles v. Mirzayance, 556 U.S.111 (2009).

With respect to the first prong of the Strickland test, the Supreme Court has commanded:

Judicial scrutiny of counsel's performance must be highly

deferential. . . . A fair assessment of attorney performance requires

that every effort be made to eliminate the distorting effects of

hindsight, to reconstruct the circumstances of counsel’s challenged

conduct, and to evaluate the conduct from counsel’s perspective at

the time. Because of the difficulties inherent in making the

evaluation, a court must indulge a strong presumption that counsel's

conduct falls within a wide range of reasonable professional

assistance; that is, the defendant must overcome the presumption

that, under the circumstances, the challenged action "might be

considered sound trial strategy."

466 U.S. at 689.

2 He did, however, make a post-verdict motion to that effect which, if meritorious, could have resulted in a dismissal.

As to the second prong, the Supreme Court held: “The defendant must show that there is a

reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding

would have been different. A reasonable probability is a probability sufficient to overcome

confidence in the outcome.” 466 U.S. at 694. See also Darden v. Wainwright, 477 U.S. 168, 184

(1986), citing Strickland, supra.; Wong v. Money, 142 F.3d 313, 319 (6th Cir. 1998), citing

Strickland, supra; Blackburn v. Foltz, 828 F.2d 1177, 1180 (6th Cir. 1987), quoting Strickland,

466 U.S. at 687. “The likelihood of a different result must be substantial, not just conceivable.”

Storey v. Vasbinder, 657 F.3d 372, 379 (6th Cir. 2011), quoting Harrington v. Richter, 562 U.S.

86, 111-12 (2011).

In assessing prejudice under Strickland, the question is not whether

a court can be certain counsel's performance had no effect on the

outcome or whether it is possible a reasonable doubt might have

been established if counsel acted differently. See Wong v.

Belmontes, 558 U.S. 15, 27, 130 S. Ct. 383, 175 L. Ed. 2d 328

(2009) (per curiam); Strickland, 466 U.S., at 693, 104 S. Ct. 2052,

80 L. Ed. 2d 674. Instead, Strickland asks whether it is “reasonably

likely” the result would have been different. Id., at 696, 104 S. Ct.

2052, 80 L. Ed. 2d 674. This does not require a showing that

counsel's actions “more likely than not altered the outcome,” but the

difference between Strickland's prejudice standard and a more-

probable-than-not standard is slight and matters “only in the rarest

case.” Id., at 693, 697, 104 S. Ct. 2052, 80 L. Ed. 2d 674. The

likelihood of a different result must be substantial, not just

conceivable. Id., at 693, 104 S. Ct. 2052, 80 L. Ed. 2d 674.

Harrington v. Richter, 562 U.S. 86, 111-112 (2011).

Ellington properly raised this same claim on direct appeal as his Third Assignment of Error.

Having concluded that there was sufficient evidence to convict, the First District also concluded it

was not deficient performance under Strickland to fail to make a Rule 29 motion. Ellington, supra,

at *3-4. That court applied the correct standard under Strickland. As with decisions on the merits

of other questions of federal constitutional law, this decision is entitled to AEDPA deference; it

can be overturned only if it is an unreasonable application of Strickland. Because this Court agrees

with the First District’s decision on the sufficiency of the evidence, it likewise agrees with its

decision on the ineffective assistance of trial counsel question. It cannot be ineffective assistance

of trial counsel to fail to make an argument that was bound to lose.

In addition to the claims of ineffective assistance of trial counsel made before the First

District and in the Petition, Ellington claims in his Reply that he received ineffective assistance of

trial counsel in other ways: (1) failure to object to the prosecutor’s closing arguments, (2) failure

to file a motion to suppress identification, (3) failure to object to the use of the juvenile adjudication

as an element of the offense of having weapons under disability. These three claims are

procedurally defaulted because, although they were evident on the face of the direct appeal record,

they were not raised in that proceeding and are barred from later consideration by the Ohio doctrine

of res judicata in criminal cases. State v. Perry, 10 Ohio St. 2d 175 (1967). They also were not

pleaded in the Petition and new claims cannot be added to a habeas case in the reply. Jalowiec v.

Bradshaw, 657 F.3d 293 (6th Cir. 2011), citing Tyler v. Mitchell, 416 F.3d 500, 504 (6th Cir. 2005).

Ellington’s Fourth Ground for Relief is without merit.

Conclusion

Based on the foregoing analysis, the Magistrate Judge respectfully recommends that the

Petition be dismissed with prejudice. Because reasonable jurists would not disagree with this

conclusion, it is also recommended that Petitioner be denied a certificate of appealability and that

the Court certify to the Sixth Circuit that any appeal would be objectively frivolous and should not

be permitted to proceed in forma pauperis.

July 6, 2020.

s/ Michael R. Merz

United States Magistrate Judge

NOTICE REGARDING OBJECTIONS

Pursuant to Fed. R. Civ. P. 72(b), any party may serve and file specific, written objections to the

proposed findings and recommendations within fourteen days after being served with this Report

and Recommendations. Because this document is being served by mail, three days are added under

Fed.R.Civ.P. 6. Such objections shall specify the portions of the Report objected to and shall be

accompanied by a memorandum of law in support of the objections. A party may respond to

another party’s objections within fourteen days after being served with a copy thereof. Failure to

make objections in accordance with this procedure may forfeit rights on appeal.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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