pretrial screening of eyewitness testimony for reliability is required only when the police have arranged suggestive circumstances which lead to the identification.
How later courts described this case
- pretrial screening of eyewitness testimony for reliability is required only when the police have arranged suggestive circumstances which lead to the identification.
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION AT CINCINNATI
KIRMAREY ELLINGTON,
Petitioner, : Case No. 1:19-cv-672
- vs - District Judge Douglas R. Cole
Magistrate Judge Michael R. Merz
WARDEN,
Southeastern Correctional Institution,
:
Respondent.
REPORT AND RECOMMENDATIONS
This habeas corpus case, brought pro se by Petitioner Kirmarey Ellington, is before the
Court for decision on the merits on the Petition (ECF No. 1), the State Court Record (ECF No. 5),
the Return of Writ (ECF No. 6), Petitioner’s Reply (ECF No. 11), and the transcript of the video
deposition of Frank Bryant (ECF No. 14, attachment 1).
Litigation History
Ellington was indicted by a Hamilton County grand jury on May 13, 2017, and charged
with one count of aggravated burglary in violation of Ohio Revised Code § 2911.11(A)(2) with two
firearm specifications, two counts of aggravated robbery in violation of Ohio Revised Code §
2911.01(A)(1), also with two firearm specifications, and one count of having a weapon while under
disability in violation of Ohio Revised Code § 2923.13(A)(3)(Indictment, State Court Record (ECF
No. 5, Ex. 1).
At trial a jury found Ellington guilty as charged (Verdicts, State Court Record ECF No. 5,
Ex. 11) and he was sentenced to an aggregate term of imprisonment of twenty-two years. The
First District Court of Appeals affirmed the convictions and sentence. State v. Ellington, 2018
Ohio App. LEXIS 4082 (1st Dist. Sept. 19, 2018), appellate jurisdiction declined, 2018-Ohio-5209
(2018).
Ellington filed a petition for post-conviction relief (State Court Record ECF No. 5, Ex. 23)
which the Common Pleas Court denied. Id. at Ex. 25. Ellington did not appeal, but instead filed
the instant Petition for Writ of Habeas Corpus August 9, 2019, pleading the following grounds for
relief:
GROUND ONE: Juvenile adjudication as the basis for a conviction
for having a weapon while under disability is unconstitutional.
GROUND TWO: Prosecutor engaged in improper conduct during
trial and closing argument.
Supporting Facts: Prosecutor asked leading questions of witnesses
on direct examination and informed the jury that petitioner had
previously served a sentence in the Hamilton County Justice Center.
The prosecutor misrepresented evidence regarding petitioner’s alibi
argument, misstated petitioner’s statements in jailhouse phone calls
and denigrated petitioner’s defense counsel.
GROUND THREE: There was insufficient evidence to convict.
Supporting Facts: There were inconsistent eyewitness testimony
of gun and description of assailant.
GROUND FOUR: Ineffective assistance of counsel.
Supporting Facts: Counsel failed to move for an acquittal pursuant
to Crim.R. 29.
(Petition, ECF No. 1, PageID 5-10).
Analysis
Ground One: Use of Juvenile Adjudication as Predicate for Weapons Under Disability
Conviction
In his First Ground for Relief, Ellington claims the State unconstitutionally used his
juvenile adjudication as the predicate offense for his conviction in this case of having a weapon
while under a disability.
He raised this claim as his First Assignment of Error on direct appeal and the First District
dealt with it summarily:
In his first assignment of error, Ellington argues that the use of a
juvenile adjudication as the basis for a conviction for having a
weapon while under disability is unconstitutional. It is not. We
overrule Ellington's first assignment of error on the authority of
State v. Carnes, Slip Opinion No. 2018-Ohio-3256.
Ellington, supra, at *1-2.
States v. Carnes is now reported at 154 Ohio St. 3d 527 (2018). In Carnes the Supreme
Court of Ohio held that a juvenile adjudication for conduct that would have been felonious assault
if committed by an adult could be used as a predicate for an adult weapons under disability charge
without violating the defendant’s due process rights under either the Ohio or Federal Constitution.
When a state court decides on the merits a federal constitutional claim later presented to a
federal habeas court, the federal court must defer to the state court decision unless that decision is
contrary to or an objectively unreasonable application of clearly established precedent of the
United States Supreme Court. 28 U.S.C. § 2254(d)(1); Harrington v. Richter, 562 U.S. 86 (2011);
Brown v. Payton, 544 U.S. 133, 140 (2005); Bell v. Cone, 535 U.S. 685, 693-94 (2002); Williams
(Terry) v. Taylor, 529 U.S. 362, 379 (2000).
Here the First District was presented with a straightforward question of federal
constitutional law1: can a juvenile adjudication for an offense which would have been a felony if
committed by an adult be used as the predicate offense for an adult conviction for having weapons
while under a disability? Carnes, decided just a month before the First District’s decision in this
case, squarely held that it could be and the First District followed that precedent, as it was bound
to do.
In his Reply Ellington relies on the decisions of the Supreme Court of Ohio in State v.
Bode, 144 Ohio St. 3d 155 (2015), and State v. Hand, 149 Ohio St. 3d 94 (2016). In those two
cases, considered and distinguished in Carnes, the Supreme Court of Ohio held that an
uncounseled juvenile adjudication could not be used to enhance the penalty imposed on a later
adult conviction. The court distinguished using a juvenile adjudication as a predicate, the question
at issue here. It held the General Assembly could rationally decide that juveniles adjudicated on
felony level offenses could be prohibited from possessing firearms as adults, unless they went
through the process of having the disability removed, which Carnes had not done and Ellington
does not claim to have done.
Ellington asserts the First District’s decision is contrary to or an unreasonable application
of Supreme Court precedent (Reply, ECF No. 11, PageID 1002, citing McKeiver v. Pennsylvania,
403 U.S. 528 (1971); Apprendi v. New Jersey, 530 U.S. 466 (2000); Alleyne v. United States, 570
U.S. 99 (2013); and Johnson v. United States, 576 U.S.___, 135 S. Ct. 2551 (2015). None of these
cases has a holding anywhere near in point. In McKeiver, the Court held that accused juveniles
were not entitled to trial by jury as a matter of due process.
1 Ellington also claimed this use of a juvenile adjudication violated his rights under the Ohio Constitution. Federal
habeas corpus is available only to remedy violations of the United States Constitution. 28 U.S.C. § 2254(a); Wilson
v. Corcoran, 562 U.S. 1 (2010); Lewis v. Jeffers, 497 U.S. 764, 780 (1990); Smith v. Phillips, 455 U.S. 209 (1982),
Barclay v. Florida, 463 U.S. 939 (1983). Thus the Ohio constitutional question is not before this Court.
In Apprendi the Court held that any fact which increased the maximum punishment for a
criminal offense is to be treated as an element of the crime on which a defendant has a right to trial
by jury and to insist on proof beyond a reasonable doubt. When the element is a prior conviction
or adjudication, as it was here, that means the state must prove the existence of the adjudication,
usually by certified court records, and that the defendant on trial is the same person previously
convicted or adjudicated. Here the element of the prior adjudication were submitted to the jury
which found them beyond a reasonable doubt.
In Alleyne the Supreme Court held that any fact which makes a defendant liable to a
mandatory minimum sentence must be treated as an element under Apprendi. And in Johnson v.
United States, 576 U.S. ___, 135 S. Ct. 2551, 192 L. Ed. 2d 569 (2015), the Supreme Court found
the residual clause of the Armed Career Criminal Act (“ACCA”), 18 U.S.C. § 924(e)(1), to be
unconstitutionally vague. None of these cases speak to use of a juvenile adjudication as a
predicate for an adult charge.
Ellington makes an argument in his Reply that parallels Chief Justice O’Connor’s argument
in dissent in Carnes: using a juvenile adjudication as an element of an adult offense is contrary to
the rehabilitative purposes of the juvenile justice system. But that is an argument properly
addressed to the Ohio General Assembly. In habeas the District Court cannot decided what the
state law or even the federal constitution al law should be, but only whether the state court’s
decision is aligned with Supreme Court precedent.
As the court held in Carnes, "It is basic hornbook law that the state under its police powers
may impose restrictions on who may possess firearms." Carnes at 531, citing State v. Taniguchi,
74 Ohio St. 3d 154, 157 (1995). The analysis is made more complex by the Supreme Court’s
subsequent Second Amendment decisions in District of Columbia v. Heller, 554 U.S. 570 (2008),
and McDonald v. Chicago, 561 U.S. 742 (2010). But neither of those decisions calls into question
the police power of the State to prohibit firearms possession by those who have committed felony-
level offenses, no matter how young they may have been.
Ellington’s First Ground for Relief is without merit.
Ground Two: Prosecutorial Misconduct
In his Second Ground for Relief, Ellington asserts the prosecutor engaged in prejudicial
misconduct by (1) asking leading questions on direct examination, (2) telling the jury that Ellington
had previously served a sentence in the Hamilton County Justice Center, (3) misrepresenting
evidence regarding Ellington’s alibi, (4) misstating the content of Ellington’s calls from the jail,
and (5) denigrating defense counsel.
Ellington presented this claim as his second assignment of error on direct appeal which the
First District decided as follows:
In his second assignment of error, Ellington argues that the trial
court erred by allowing the prosecutor to engage in improper
conduct during trial and closing argument. The standard of review
for prosecutorial misconduct is whether the comments and/or
questions by the prosecution were improper and, if so, whether they
prejudiced appellant's substantial rights. State v. Treesh, 90 Ohio
St.3d 460, 465, 2001- Ohio 4, 739 N.E.2d 749 (2001). "To reverse
a conviction based on prosecutorial misconduct, the alleged
misconduct must have deprived the defendant of a fair trial." State
v. Lee, 1st Dist. Hamilton No. C-160294, 2017-Ohio-7377, ¶ 17,
citing State v. Diar, 120 Ohio St. 3d 460, 2008-Ohio-6266, ¶140,
900 N.E.2d 565.
Ellington claims that the prosecutor's misconduct occurred during
trial, when the prosecutor asked leading questions of a witness on
direct examination and informed the jury that Ellington had
previously served a sentence in the Hamilton County Justice Center,
and during closing argument, when the prosecutor allegedly
misrepresented evidence regarding Ellington's alibi argument,
misstated Ellington's statements in jailhouse phone calls, and
denigrated Ellington's defense counsel. Ellington objected to the
prosecutor's mention of his previous jail sentence, but failed to
object to the prosecutor's leading questions at trial and closing
argument, and thus forfeited all but plain error on those issues. State
v. Dean, 146 Ohio St. 3d 106, 2015-Ohio-4347, ¶191, 54 N.E.3d 80.
After reviewing the entire record, including the trial transcripts, we
do not agree with Ellington that the prosecutor's conduct in these
instances was improper. We overrule Ellington's second assignment
of error.
Ellington, supra, at *2-3.
Respondent raises a procedural default defense to Ground Two which the Magistrate Judge
finds is well-taken as to sub-claims 1, 2, 4, and 5.
The procedural default doctrine in habeas corpus is described by the Supreme Court as
follows:
In all cases in which a state prisoner has defaulted his federal claims
in state court pursuant to an adequate and independent state
procedural rule, federal habeas review of the claims is barred unless
the prisoner can demonstrate cause of the default and actual
prejudice as a result of the alleged violation of federal law; or
demonstrate that failure to consider the claims will result in a
fundamental miscarriage of justice.
Coleman v. Thompson, 501 U.S. 722, 750 (1991); see also Simpson v. Jones, 238 F.3d 399, 406
(6th Cir. 2000). That is, a petitioner may not raise on federal habeas a federal constitutional rights
claim he could not raise in state court because of procedural default. Wainwright v. Sykes, 433 U.S.
72 (1977); Engle v. Isaac, 456 U.S. 107, 110 (1982). “Absent cause and prejudice, ‘a federal
habeas petitioner who fails to comply with a State’s rules of procedure waives his right to federal
habeas corpus review.’” Boyle v. Million, 201 F.3d 711, 716 (6th Cir. 2000), quoting Gravley v.
Mills, 87 F.3d 779, 784-85 (6th Cir. 1996); Murray v. Carrier, 477 U.S. 478, 485 (1986); Engle,
456 U.S. at 110; Wainwright, 433 U.S. at 87.
[A] federal court may not review federal claims that were
procedurally defaulted in state court—that is, claims that the state
court denied based on an adequate and independent state procedural
rule. E.g., Beard v. Kindler, 558 U.S. 53, 55, 130 S.Ct. 612, 175
L.Ed.2d 417 (2009). This is an important “corollary” to the
exhaustion requirement. Dretke v. Haley, 541 U.S. 386, 392, 124
S.Ct. 1847, 158 L.Ed. d 659 (2004). “Just as in those cases in which
a state prisoner fails to exhaust state remedies, a habeas petitioner
who has failed to meet the State’s procedural requirements for
presenting his federal claims has deprived the state courts of an
opportunity to address” the merits of “those claims in the first
instance.” Coleman [v. Thompson], 501 U.S. [722,] 731-732, 111
S.Ct. 2546, 115 L.Ed.2d 640 [(1991)]. The procedural default
doctrine thus advances the same comity, finality, and federalism
interests advanced by the exhaustion doctrine. See McCleskey v.
Zant, 499 U.S. 467, 493, 111 S.Ct. 1454, 113 L.Ed.2d 517 (1991).
Davila v. Davis, 137 S. Ct. 2058, 2064 (2017).
In this case, Ohio has a relevant procedural rule, to wit, that parties must preserve errors
for appeal by calling them to the attention of the trial court at a time when the error could have
been avoided or corrected. State v. Glaros, 170 Ohio St. 471 (1960), paragraph one of the syllabus;
see also State v. Mason, 82 Ohio St. 3d 144, 162 (1998). The First District enforced that rule by
reviewing sub-claims 1, 2, 4, and 5 only for plain error. An Ohio state appellate court’s review for
plain error is enforcement, not waiver, of a procedural default. Wogenstahl v. Mitchell, 668 F.3d 307,
337 (6th Cir. 2012); Jells v. Mitchell, 538 F.3d 478, 511 (6th Cir. 2008); Lundgren v. Mitchell, 440
F.3d 754, 765 (6th Cir. 2006); White v. Mitchell, 431 F.3d 517, 525 (6th Cir. 2005); Biros v. Bagley, 422
F.3d 379, 387 (6th Cir. 2005); Hinkle v. Randle, 271 F.3d 239 (6th Cir. 2001).
The Sixth Circuit has repeatedly held that the contemporaneous objection rule is an adequate
and independent state ground of decision. Wogenstahl v. Mitchell, 668 F.3d 307, 334 (6th Cir.
2012),citing Keith v. Mitchell, 455 F.3d 662, 673 (6th Cir. 2006); Goodwin v. Johnson, 632 F.3d
301, 315 (6th Cir. 2011); Smith v. Bradshaw, 591 F.3d 517, 522 (6th Cir. 2010); Nields v. Bradshaw,
482 F.3d 442 (6th Cir. 2007); Biros v. Bagley, 422 F.3d 379, 387 (6th Cir. 2005); Mason v. Mitchell,
320 F.3d 604 (6th Cir. 2003), citing Hinkle v. Randle, 271 F.3d 239, 244 (6th Cir. 2001); Scott v.
Mitchell, 209 F.3d 854 (6th Cir. 2000), citing Engle v. Isaac, 456 U.S. 107, 124-29 (1982). See
also Seymour v. Walker, 224 F.3d 542, 557 (6th Cir. 2000); Goodwin v. Johnson, 632 F.3d 301,
315 (6th Cir. 2011); Smith v. Bradshaw, 591 F.3d 517, 522 (6th Cir.), cert. denied, 562 U.S. 876
(2010).
Ellington makes no argument to show cause and prejudice to excuse the lack of
contemporaneous objection. Accordingly sub-claims 1, 2, 4, and 5 are procedurally defaulted.
The First District decided sub-claim three regarding Ellington’s prior confinement in the
Hamilton County Justice Center on the merits, but summarily, merely stating that the prosecutor’s
comment was not improper. Ellington, supra. at * 3. Even though the opinion was summary, it
plainly was on the merits and thus warrants deference under the Antiterrorism and Effective Death
Penalty Act of 1996 (Pub. L. No 104-132, 110 Stat. 1214)(the "AEDPA"). Harrington v. Richter,
562 U.S. 86 (2011).
Prosecutorial misconduct justifies federal habeas relief only if it “so infected the trial with
unfairness as to make the resulting conviction a denial of due process” and resulted in prejudice.
Gillard v. Mitchell, 445 F.3d 883, 897 (6th Cir. 2006) (quoting Darden v. Wainwright, 477 U.S.
168, 181 (1986)).
On habeas review, claims of prosecutorial misconduct are reviewed
deferentially. Darden v. Wainwright, 477 U.S. 168, 181 (1986). To
be cognizable, the misconduct must have “‘so infected the trial with
unfairness as to make the resulting conviction a denial of due
process.’” Id. (citation omitted). Even if the prosecutor’s conduct
was improper or even “universally condemned,” id., we can provide
relief only if the statements were so flagrant as to render the entire
trial fundamentally unfair. Once we find that a statement is
improper, four factors are considered in determining whether the
impropriety is flagrant: (1) the likelihood that the remarks would
mislead the jury or prejudice the accused, (2) whether the remarks
were isolated or extensive, (3) whether the remarks were
deliberately or accidentally presented to the jury, and (4) whether
other evidence against the defendant was substantial. See Boyle v.
Million, 201 F.3d 711, 717 (6th Cir. 2000). Under [the] AEDPA,
this bar is heightened by the deference we give to the . . . [Ohio]
Supreme Court’s determination of . . . [Petitioner’s] prosecutorial-
misconduct claims. See Macias v. Makowski, 291 F.3d 447, 453-54
(6th Cir. 2002)(“If this court were hearing the case on direct appeal,
we might have concluded that the prosecutor’s comments violated
Macias’s due process rights. But this case is before us on a petition
for a writ of habeas corpus. So the relevant question is not whether
the state court’s decision was wrong, but whether it was an
unreasonable application of clearly established federal law.”).
Bowling v. Parker, 344 F.3d 487, 512-13 (6th Cir. 2003).
The evidence supporting sub-claim three is found at page 451 of the trial transcript where
the prosecutor is examining Detective Mark Longworth:
Q. After Mr. Ellington was arrested, was he – did he serve some
time in the corrections facility, the local jail?
A. Yes.
Mr. McEvilley: Objection
The Court: Overruled.
Q. And are phone calls – what can you tell us about the system for
phone calls at the jail?
A. Phone calls from the Hamilton County Justice Center are all
recorded. And when the phone call is made, there is a warning
saying the phone call is going to be recorded.
Q. And did you review any of the phone jails calls that Mr. Ellington
made?
A. Yes.
(Transcript, State Court Record, ECF No. 5-1, PageID 563.) The testimony did not advert to any
prior conviction of Ellington’s, but rather to his pretrial detention in this particular case. In order
to authenticate the content of the telephone calls, it was necessary to lay a foundation for how
those particular calls came to be recorded. While perhaps that foundation could have been laid in
a way that would not have adverted to the jail, any such oblique reference would probably have
had the jurors guessing about how the calls were recorded. Given that it was necessary to lay a
foundation for the calls, the Magistrate Judge agrees with the First District that this exchange does
not show any prosecutorial misconduct.
In sum, Ellington’s first, second, fourth, and fifth sub-claims of prosecutorial misconduct
are procedurally defaulted and his third sub-claim is without merit.
Ground Three: Insufficient Evidence to Convict
In his Third Ground for Relief, Ellington argues that he was convicted on insufficient
evidence, particularly because there were inconsistencies in the testimony of the eyewitnesses.
Ellington presented this claim, along with a manifest weight of the evidence claim, to the First
District as his fourth assignment of error. The First District decided that assignment as follows:
In his fourth assignment of error, Ellington challenges the weight
and sufficiency of the evidence used to convict him. Specifically,
Ellington argues that the state's case was based on flawed eyewitness
testimony and no forensic evidence. In reviewing a challenge to the
weight of the evidence, we must review the entire record, weigh the
evidence, consider the credibility of the witnesses, and determine
whether the trier of fact clearly lost its way and thereby created a
manifest miscarriage of justice. State v. Thompkins, 78 Ohio St.3d
380, 387, 1997- Ohio 52, 678 N.E.2d 541 (1997). "Both 'the weight
to be given the evidence and the credibility of the witnesses are
primarily for the trier of the facts.'" State v. McMullen, 1st Dist.
Hamilton No. C-960088, 1997 Ohio App. LEXIS 10, 1997 WL
5183, *1 (Jan. 8, 1997), quoting State v. DeHass, 10 Ohio St.2d 230,
227 N.E.2d 212 (1967), paragraph one of the syllabus. In a challenge
to the sufficiency of the evidence, the question is whether after
reviewing the evidence in the light most favorable to the
prosecution, any rational trier of fact could have found all the
essential elements of the crime beyond a reasonable doubt. State v.
Jenks, 61 Ohio St.3d 259, 574 N.E.2d 492 (1991), paragraph two of
the syllabus.
Here, Ellington's convictions were based on eyewitness testimony,
which is sufficient. See State v. Johnson, 195 Ohio App. 3d 59,
2011-Ohio-3143, ¶71, 958 N.E.2d 977 (1st Dist.); see also State v.
Humberto, 196 Ohio App.3d 230, 2011-Ohio-3080, 963 N.E.2d 162
(10th Dist.). Although no weapon or forensic evidence tied
Ellington to the crimes, Frank Bryant, Deon Johnson, and Randall
Johnson all were present at the scene, saw the robber, heard his voice
during phone conversations with his accomplice, and identified
Ellington as the robber. The jury heard all of the evidence, including
inconsistent eyewitness testimony regarding the robber's gun and
physical description, but nonetheless found the eyewitnesses
credible. Their testimonies are of sufficient weight, especially when
considered together, to support a finding of Ellington's guilt beyond
a reasonable doubt. Therefore, the verdict is not against the manifest
weight of the evidence.
Ellington does not separately challenge the sufficiency of the
elements for any of the crimes for which he was convicted. After
reviewing the evidence, we hold that the state presented sufficient
evidence to prove Ellington guilty of aggravated burglary,
aggravated robbery, and having a weapon while under disability.
Therefore, Ellington's fourth assignment of error is overruled.
Ellington, supra, at *5-6.
Ellington does not bring forward his manifest weight claim and indeed this Court could not
consider it in habeas corpus. A weight of the evidence claim is not a federal constitutional claim.
Johnson v. Havener, 534 F.2d 1232 (6th Cir. 1986).
On the other hand, an allegation that a verdict was entered upon insufficient evidence states
a claim under the Due Process Clause of the Fourteenth Amendment to the United States
Constitution. Jackson v. Virginia, 443 U.S. 307 (1979); In re Winship, 397 U.S. 358 (1970);
Johnson v. Coyle, 200 F.3d 987, 991 (6th Cir. 2000); Bagby v. Sowders, 894 F.2d 792, 794 (6th
Cir. 1990)(en banc). In order for a conviction to be constitutionally sound, every element of the
crime must be proved beyond a reasonable doubt. In re Winship, 397 U.S. at 364.
[T]he relevant question is whether, after viewing the evidence in the
light most favorable to the prosecution, any rational trier of fact
could have found the essential elements of the crime beyond a
reasonable doubt . . . . This familiar standard gives full play to the
responsibility of the trier of fact fairly to resolve conflicts in the
testimony, to weigh the evidence and to draw reasonable inferences
from basic facts to ultimate facts.
Jackson v. Virginia, 443 U.S. at 319; United States v. Paige, 470 F.3d 603, 608 (6th Cir. 2006);
United States v. Somerset, 2007 U.S. Dist. LEXIS 76699 (S.D. Ohio 2007). This rule was
recognized in Ohio law at State v. Jenks, 61 Ohio St. 3d 259 (1991). Of course, it is state law
which determines the elements of offenses; but once the state has adopted the elements, it must
then prove each of them beyond a reasonable doubt. In re Winship, supra. A sufficiency challenge
should be assessed against the elements of the crime, not against the elements set forth in an
erroneous jury instruction. Musacchio v. United States, 577 U.S. ___, 136 S. Ct. 709, 193 L. Ed.
2d 639 (2016).
In cases such as Petitioner’s challenging the sufficiency of the evidence and filed after
enactment of the Antiterrorism and Effective Death Penalty Act of 1996 (Pub. L. No 104-132, 110
Stat. 1214)(the “AEDPA”), two levels of deference to state decisions are required:
In an appeal from a denial of habeas relief, in which a petitioner
challenges the constitutional sufficiency of the evidence used to
convict him, we are thus bound by two layers of deference to groups
who might view facts differently than we would. First, as in all
sufficiency-of-the-evidence challenges, we must determine
whether, viewing the trial testimony and exhibits in the light most
favorable to the prosecution, any rational trier of fact could have
found the essential elements of the crime beyond a reasonable doubt.
See Jackson v. Virginia, 443 U.S. 307, 319, 99 S. Ct. 2781, 61 L.
Ed. 2d 560 (1979). In doing so, we do not reweigh the evidence, re-
evaluate the credibility of witnesses, or substitute our judgment for
that of the jury. See United States v. Hilliard, 11 F.3d 618, 620 (6th
Cir. 1993). Thus, even though we might have not voted to convict a
defendant had we participated in jury deliberations, we must uphold
the jury verdict if any rational trier of fact could have found the
defendant guilty after resolving all disputes in favor of the
prosecution. Second, even were we to conclude that a rational trier
of fact could not have found a petitioner guilty beyond a reasonable
doubt, on habeas review, we must still defer to the state appellate
court's sufficiency determination as long as it is not unreasonable.
See 28 U.S.C. § 2254(d)(2).
Brown v. Konteh, 567 F.3d 191, 205 (6th Cir. 2009). In a sufficiency of the evidence habeas corpus
case, deference should be given to the trier-of-fact's verdict under Jackson v. Virginia and then to
the appellate court's consideration of that verdict, as commanded by AEDPA. Tucker v. Palmer,
541 F.3d 652 (6th Cir. 2008); accord Davis v. Lafler, 658 F.3d 525, 531 (6th Cir. 2011)(en banc);
Parker v. Matthews, 567 U.S. 37, 43 (2012). Notably, “a court may sustain a conviction based
upon nothing more than circumstantial evidence.” Stewart v. Wolfenbarger, 595 F.3d 647, 656
(6th Cir. 2010).
We have made clear that Jackson claims face a high bar in federal
habeas proceedings because they are subject to two layers of judicial
deference. First, on direct appeal, "it is the responsibility of the jury
-- not the court -- to decide what conclusions should be drawn from
evidence admitted at trial. A reviewing court may set aside the jury's
verdict on the ground of insufficient evidence only if no rational trier
of fact could have agreed with the jury." Cavazos v. Smith, 565 U.
S. 1, ___, 132 S. Ct. 2, 181 L. Ed. 2d 311, 313 (2011) (per curiam).
And second, on habeas review, "a federal court may not overturn a
state court decision rejecting a sufficiency of the evidence challenge
simply because the federal court disagrees with the state court. The
federal court instead may do so only if the state court decision was
'objectively unreasonable.'" Ibid. (quoting Renico v. Lett, 559 U. S.
___, ___, 130 S. Ct. 1855, 176 L. Ed. 2d 678 (2010)).
Coleman v. Johnson, 566 U.S. 650, 651, (2012)(per curiam); Parker v. Matthews, 567 U.S. 37, 43
(2012) (per curiam). The federal courts do not make credibility determinations in reviewing
sufficiency of the evidence claims. Brooks v. Tennessee, 626 F.3d 878, 887 (6th Cir. 2010).
Ellington argues there was no physical or forensic evidence to tie him to the crime and the
First District agreed. Ellington instead bases his claim on the factors for eyewitness reliability
outlined in Neil v. Biggers, 409 U.S. 188 (1972):
[T]he factors to be considered in evaluating the likelihood of
misidentification include the opportunity of the witness to view the
criminal at the time of the crime, the witness' degree of attention, the
accuracy of the witness' prior description of the criminal, the level
of certainty demonstrated by the witness at the confrontation, and
the length of time between the crime and the confrontation.
409 U.S. at 199; accord, Manson v. Brathwaite, 432 U.S. 98, 114 (1977). But these are factors to
be considered by a court in determining whether to suppress a pretrial identification made in
suggestive circumstances created by police. Compare Perry v. New Hampshire, 565 U.S. 228
(2012)(pretrial screening of eyewitness testimony for reliability is required only when the police
have arranged suggestive circumstances which lead to the identification.) Certainly it would be
proper to argue to a jury that they should not accept an identification because of any one of the
Neil v. Biggers factors. But once an admissible identification has been submitted to the jury, it is
for them alone to decide whether they believe it. The First District recognized that there were
inconsistencies among the eyewitness/victim accounts, but which evidence to believe is purely a
jury question.
Because witness credibility is an issue for the jury alone, Ellington’s Third Ground for
Relief is without merit.
Ground Four: Ineffective Assistance of Trial Counsel
In his Fourth Ground for Relief, Ellington claims he received ineffective assistance of trial
counsel when his attorney did not move for a judgment of acquittal under Ohio R.Crim.P. 29. A
motion for judgment of acquittal makes the same claim, either at the end of the State’s case or at
the end of all the evidence, as is made in Ellington’s Third Ground for Relief, to wit, that there is
insufficient evidence, considered under the Jackson v. Virginia, 443 U.S. 307 (1979), to allow a
verdict of guilty. Ellington’s trial counsel did not make such a motion2.
The governing standard for ineffective assistance of counsel is found in Strickland v.
Washington, 466 U.S. 668 (1984):
A convicted defendant's claim that counsel's assistance was so
defective as to require reversal of a conviction or death sentence has
two components. First, the defendant must show that counsel's
performance was deficient. This requires showing that counsel was
not functioning as the "counsel" guaranteed the defendant by the
Sixth Amendment. Second, the defendant must show that the
deficient performance prejudiced the defense. This requires
showing that counsel's errors were so serious as to deprive the
defendant of a fair trial, a trial whose result is reliable. Unless a
defendant makes both showings, it cannot be said that the conviction
or death sentence resulted from a breakdown in the adversary
process that renders the result unreliable.
466 U.S. at 687. In other words, to establish ineffective assistance, a defendant must show both
deficient performance and prejudice. Berghuis v. Thompkins, 560 U.S. 370, 389 (2010), citing
Knowles v. Mirzayance, 556 U.S.111 (2009).
With respect to the first prong of the Strickland test, the Supreme Court has commanded:
Judicial scrutiny of counsel's performance must be highly
deferential. . . . A fair assessment of attorney performance requires
that every effort be made to eliminate the distorting effects of
hindsight, to reconstruct the circumstances of counsel’s challenged
conduct, and to evaluate the conduct from counsel’s perspective at
the time. Because of the difficulties inherent in making the
evaluation, a court must indulge a strong presumption that counsel's
conduct falls within a wide range of reasonable professional
assistance; that is, the defendant must overcome the presumption
that, under the circumstances, the challenged action "might be
considered sound trial strategy."
466 U.S. at 689.
2 He did, however, make a post-verdict motion to that effect which, if meritorious, could have resulted in a dismissal.
As to the second prong, the Supreme Court held: “The defendant must show that there is a
reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding
would have been different. A reasonable probability is a probability sufficient to overcome
confidence in the outcome.” 466 U.S. at 694. See also Darden v. Wainwright, 477 U.S. 168, 184
(1986), citing Strickland, supra.; Wong v. Money, 142 F.3d 313, 319 (6th Cir. 1998), citing
Strickland, supra; Blackburn v. Foltz, 828 F.2d 1177, 1180 (6th Cir. 1987), quoting Strickland,
466 U.S. at 687. “The likelihood of a different result must be substantial, not just conceivable.”
Storey v. Vasbinder, 657 F.3d 372, 379 (6th Cir. 2011), quoting Harrington v. Richter, 562 U.S.
86, 111-12 (2011).
In assessing prejudice under Strickland, the question is not whether
a court can be certain counsel's performance had no effect on the
outcome or whether it is possible a reasonable doubt might have
been established if counsel acted differently. See Wong v.
Belmontes, 558 U.S. 15, 27, 130 S. Ct. 383, 175 L. Ed. 2d 328
(2009) (per curiam); Strickland, 466 U.S., at 693, 104 S. Ct. 2052,
80 L. Ed. 2d 674. Instead, Strickland asks whether it is “reasonably
likely” the result would have been different. Id., at 696, 104 S. Ct.
2052, 80 L. Ed. 2d 674. This does not require a showing that
counsel's actions “more likely than not altered the outcome,” but the
difference between Strickland's prejudice standard and a more-
probable-than-not standard is slight and matters “only in the rarest
case.” Id., at 693, 697, 104 S. Ct. 2052, 80 L. Ed. 2d 674. The
likelihood of a different result must be substantial, not just
conceivable. Id., at 693, 104 S. Ct. 2052, 80 L. Ed. 2d 674.
Harrington v. Richter, 562 U.S. 86, 111-112 (2011).
Ellington properly raised this same claim on direct appeal as his Third Assignment of Error.
Having concluded that there was sufficient evidence to convict, the First District also concluded it
was not deficient performance under Strickland to fail to make a Rule 29 motion. Ellington, supra,
at *3-4. That court applied the correct standard under Strickland. As with decisions on the merits
of other questions of federal constitutional law, this decision is entitled to AEDPA deference; it
can be overturned only if it is an unreasonable application of Strickland. Because this Court agrees
with the First District’s decision on the sufficiency of the evidence, it likewise agrees with its
decision on the ineffective assistance of trial counsel question. It cannot be ineffective assistance
of trial counsel to fail to make an argument that was bound to lose.
In addition to the claims of ineffective assistance of trial counsel made before the First
District and in the Petition, Ellington claims in his Reply that he received ineffective assistance of
trial counsel in other ways: (1) failure to object to the prosecutor’s closing arguments, (2) failure
to file a motion to suppress identification, (3) failure to object to the use of the juvenile adjudication
as an element of the offense of having weapons under disability. These three claims are
procedurally defaulted because, although they were evident on the face of the direct appeal record,
they were not raised in that proceeding and are barred from later consideration by the Ohio doctrine
of res judicata in criminal cases. State v. Perry, 10 Ohio St. 2d 175 (1967). They also were not
pleaded in the Petition and new claims cannot be added to a habeas case in the reply. Jalowiec v.
Bradshaw, 657 F.3d 293 (6th Cir. 2011), citing Tyler v. Mitchell, 416 F.3d 500, 504 (6th Cir. 2005).
Ellington’s Fourth Ground for Relief is without merit.
Conclusion
Based on the foregoing analysis, the Magistrate Judge respectfully recommends that the
Petition be dismissed with prejudice. Because reasonable jurists would not disagree with this
conclusion, it is also recommended that Petitioner be denied a certificate of appealability and that
the Court certify to the Sixth Circuit that any appeal would be objectively frivolous and should not
be permitted to proceed in forma pauperis.
July 6, 2020.
s/ Michael R. Merz
United States Magistrate Judge
NOTICE REGARDING OBJECTIONS
Pursuant to Fed. R. Civ. P. 72(b), any party may serve and file specific, written objections to the
proposed findings and recommendations within fourteen days after being served with this Report
and Recommendations. Because this document is being served by mail, three days are added under
Fed.R.Civ.P. 6. Such objections shall specify the portions of the Report objected to and shall be
accompanied by a memorandum of law in support of the objections. A party may respond to
another party’s objections within fourteen days after being served with a copy thereof. Failure to
make objections in accordance with this procedure may forfeit rights on appeal.