“Although the ALJ gave great weight to Dr. Torello’s opinion, he was not required to incorporate the entirety of her opinion, especially those findings that are not substantially supported by evidence in the record.”
How later courts described this case
- “Although the ALJ gave great weight to Dr. Torello’s opinion, he was not required to incorporate the entirety of her opinion, especially those findings that are not substantially supported by evidence in the record.”
- noting that “there is a ‘zone of choice’ within which the Commissioner can act, without the fear of court interference”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF OHIO
EASTERN DIVISION
JAMES D. MYERS,
Plaintiff,
v. Civil Action 2:19-cv-2060
Judge George C. Smith
Magistrate Judge Kimberly A. Jolson
COMMISSIONER OF
SOCIAL SECURITY,
Defendant.
REPORT AND RECOMMENDATION
Plaintiff, James D. Myers, brings this action under 42 U.S.C. § 405(g) seeking review of a
final decision of the Commissioner of Social Security (“Commissioner”) denying his applications
for Disability Insurance Benefits (“DIB”) and Supplemental Security Income Benefits (“SSI”).
For the reasons set forth below, it is RECOMMENDED that Plaintiff’s Statement of Errors (Doc.
9) be OVERRULED and that judgment be entered in favor of Defendant.
I. BACKGROUND
Plaintiff filed his application for DIB in January 2013, and his application for SSI in July
2013. Both applications allege that he was disabled beginning December 21, 2012. (Tr. 183–84).
After his application was denied initially and on reconsideration, the Administrative Law Judge
(the “ALJ”) held a hearing on December 16, 2014. (Tr. 40–82). On January 16, 2015, the ALJ
issued a decision denying Plaintiff’s application for benefits. (Tr. 18–39). The Appeals Council
denied Plaintiff’s request for review, making the ALJ’s decision the final decision of the
Commissioner. (Tr. 1–5). Plaintiff then filed a case in the United States District Court for the
Northern District of West Virginia. That court remanded the case back to the Commissioner on
September 12, 2016. (Tr. 570–71).
Another administrative hearing was held on May 18, 2017, (Tr. 472–536), and the ALJ
issued an unfavorable decision on September 18, 2017. (Tr. 445–64) The Appeals Council again
denied Plaintiff’s request for review, making the ALJ’s decision the final decision of the
Commissioner. Plaintiff filed the instant case seeking a review of the Appeals Council’s decision
on May 20, 2019 (Doc. 1), and the Commissioner filed the administrative record on July 29, 2019
(Doc. 8). This matter is now ripe for review. (See Docs. 9, 11).
In his decision, the ALJ found that Plaintiff had not engaged in substantial gainful activity
since December 21, 2012, the alleged onset date. (Tr. 448). He found that Plaintiff suffers from
the following severe impairments: multiple sclerosis and diagnoses of persistent dysthymic
disorder, unspecified personality disorder, amnestic disorder (not otherwise specified), and
cognitive disorder (not otherwise specified). (Id.). The ALJ, however, found that none of
Plaintiff’s impairments, either singly or in combination, met or medically equaled a listed
impairment. (Tr. 450).
As for Plaintiff’s residual functional capacity (“RFC”), the ALJ opined:
[T]he claimant has the residual functional capacity to perform a range of sedentary
work as defined in 20 CFR 404.1567(a) and 416.967(a) subject to some additional
nonexertional limitations. More specifically, the claimant is able to: lift and/or
carry up to 10 pounds occasionally and less than 5 pounds frequently; sit with
normal breaks for 6 to 8 hours out of an 8-hour workday; and stand and/or walk
with normal breaks for up to 2 hours out of an 8-hour workday. He also requires
the use of a cane, as needed, to ambulate. He can never climb ladders, ropes, or
scaffolds, but can occasionally climb ramps and stairs, balance, stoop, kneel,
crouch, and crawl. He must avoid concentrated to temperature extremes, vibration,
fumes, dusts, odors, gases, poor ventilation, and hazards of moving plant machinery
and unprotected heights. He is unable to do commercial driving and is limited to
simple, unskilled work involving occasional interaction with supervisors,
coworkers, and the public. Finally, the work must be performed in a low stress
work setting with no rapid production quotas or assembly line work, limited
decision-making responsibilities, and few changes in the work setting.
(Tr. 452).
A. Relevant Hearing Testimony
The ALJ summarized the testimony from Plaintiff’s hearing:
Over the course of two hearings, the claimant testified that he is married and has
one child (currently age 6). He indicated that his family supports itself through his
wife’s employment as a flight attendant. He testified that he has a 9th grade
education, but indicated that he obtained his GED and is able to read, write, and
perform simple math. The claimant initially alleged disability due to intermittent
vertigo, double vision, and loss of focus.
At the first hearing, the claimant testified that he stopped working in 2012 because
of impaired vision and vertigo secondary to an earlier diagnosis of multiple
sclerosis. He reported that he did not feel like it was safe for him to be behind the
wheel as a truck driver. He also indicated that no treating physician advised him
that his driver’s license should be revoked. The claimant testified that he was taking
Aubagio and Naproxen for his medical conditions at that time. Despite that
treatment, the claimant reported that he continued to experience memory issues,
double vision, right upper extremity numbness, and an unsteady gait. Overall, he
asserted that he was able to lift 20 to 25 pounds at one time, stand for 20 to 30
minutes at one time, and walk 15 to 20 minutes at one time.
At the second hearing, the claimant continued to report residual effects of his
multiple sclerosis, such as double vision, headaches, memory issues, weakness, and
fatigue. He also indicated that he was taking Betaseron and Ibuprofen for his
physical issues. Overall, the claimant reported that he was able to repetitively lift
1 pound, sit for 1 hour at a one time, and stand 15 to 30 minutes at one time. The
claimant also reported that he has problems with depression and anxiety for which
he takes Cymbalta, but he indicated that he has never seen a psychologist or
psychiatrist and was unable to recall where he received individual therapy during
the alleged period of disability.
(Tr. 453).
B. Relevant Medical Evidence
The ALJ also usefully summarized Plaintiff’s medical records and symptoms. First, he
considered the records documenting Plaintiff’s physical impairments:
In assessing the claimant’s residual functional capacity, the undersigned first points
out that his claim for disability has two distinct components. The first part is related
to his multiple sclerosis and the second component is related to his overall mental
health condition. The undersigned will first address the claimant’s multiple
sclerosis diagnosis. The claimant was seen for a consultative examination
performed by Dr. Sethi in April 2013. The claimant reported a history of
intermittent headaches, vertigo, and lack of vision secondary to multiple sclerosis.
The claimant also indicated that he was not on any medications for any physical or
mental diagnosis. He indicated that he had stopped working on the alleged onset
date because he was involved in a motor vehicle accident while at work and his
employer fired him over the incident (Exhibit 8F/2).
Dr. Sethi’s physical examination revealed that the claimant was well-built, well-
nourished , and in no acute distress. The examination of the claimant’s head, eyes,
ears, nose, throat, neck, chest, heart, and abdomen were normal. The claimant had
mildly reduced range of motion of the dorsolumbar spine, varying sensation in the
right lower extremity, and he reported being unable to walk on his tiptoes.
Otherwise, the claimant had normal range of motion of the cervical spine,
shoulders, elbows, wrists, hands, fingers, hips, knees, and ankles. He also exhibited
5/5 strength in all four extremities and with grasping, manipulations, pinching, and
fine coordination (Exhibit 8F). Dr. Sethi’s opinion is addressed in the opinion
section of the decision located below the analysis of the claimant’s treatment
evidence.
As far as treatment is concerned, the claimant first sought treatment with his
primary care provider, Dr. Seco, in April 2014 for reports of a discolored brown
area on his right foot. The claimant also reported right arm numbness, fatigue, and
dizziness at times due to an earlier diagnosis of multiple sclerosis. However, he
indicated that he did not take any medications for multiple sclerosis and just dealt
with the symptoms. The claimant also specifically denied any issues with
confusion, disorientation, impaired memory/judgment, anxiety, loss of interest,
incontinence, frequency/urgency, blurred vision, vision loss, back pain, joint pain,
joint swelling, joint effusion, limited range of motion, muscle aches, muscle
weakness, stiffness, focal weakness, headaches, facial drooping, incoordination, or
any falls in the preceding six months. The claimant also reported that he was taking
care of his 3-year-old son while his wife worked (Exhibit 5F/5–21).
The claimant continued to follow up with Dr. Seco’s office through August 2014.
At the final visit, the claimant specifically denied any issues with focal weakness,
dizziness, headache, facial drooping, incoordination, memory problems, numbness,
seizures, slurred speech, tremor, joint pain, joint swelling, limited range of motion,
muscle aches, muscle weakness/stiffness, anxiety, sadness/tearfulness, or loss of
interest. The physical examination at this visit also revealed that the claimant was
comfortable, alert, and oriented. He had a normal range of motion of the neck and
his respiratory system and cardiovascular system were also normal. The claimant’s
abdominal area was nontender without any other abnormality being noted. The
examinations of the claimant’s head, neck, and back were normal. The claimant
also exhibited normal range of motion of the upper extremities, low back, and lower
extremities. The claimant had normal stability, muscle strength, and muscle tone of
all four extremities along with normal deep tendon reflexes, sensation, gait, and
station (Exhibit 5F/76–89).
The claimant also established treatment with Dr. Zyznewsky, a neurologist, in June
2014 with reports of headaches, balance problems, and tingling/numbness of the
right upper extremity and left lower extremity. The claimant reported that he had
been diagnosed with multiple sclerosis approximately twenty (20) years prior to
this visit due to experiencing double vision at that time. The claimant indicated that
he had never really had any follow-ups for the condition since that date (Exhibit
7F/2).
As a result, Dr. Zyznewsky had the claimant undergo updated testing in the form
of a brain MRI, an EEG, an EMG/nerve conduction study, and a duplex can of the
carotid cervical area. The brain MRI revealed the presence of multiple foci and
white matter consistent with multiple sclerosis, but there was no acute intracranial
process (Exhibit 7F/8–9). The EEG was normal (Exhibit 7F/5). The EMG/nerve
conduction study was also normal specifically indicating that the nerve conduction
velocities and needle studies of the lower extremities were normal and no evidence
of radiculopathy or neuropathy was present (Exhibit 7F/4). The duplex scan
revealed no significant stenosis (Exhibit 7F/7).
Based upon these findings, Dr. Zyznewsky placed the claimant on Aubagio, which
the claimant indicated he was tolerating well except for some residual diarrhea. Dr.
Zyznewsky also prescribed the claimant a cane. In November 2014, the claimant
told Dr. Zyznewsky that he was no longer taking Aubagio because his hair was
falling out. Dr. Zyznewsky offered the claimant Tecfidera as a replacement
medication, but the claimant did not return his call and was a no show for his final
scheduled appointment in February 2015 (Exhibits 6F, 7F, and l0F).
The claimant then had a break in treatment for his multiple sclerosis until he
established with a new neurologist, Dr. Paris, in February 2017. At this visit, the
claimant reported that he was experiencing double vision on and off, right arm and
left leg numbness, and left leg weakness while walking. He also indicated that he
had not been on any medications for his multiple sclerosis recently. In fact, the
claimant reported that he had only taken Betaseron for 6 months approximately 20
years prior to his visit with Dr. Paris (Exhibits 16F/2 and 8).
The physical examination revealed that the claimant had mild hand tremors,
decreased sensation in the left leg, and an ataxic gait. Otherwise, the claimant was
awake, alert, and in no acute distress. The claimant’s mental status examination was
normal and he had normal strength in the bilateral upper extremities and right lower
extremity. His left lower extremity strength was 4-/5. The claimant’s cranial nerves
were also intact (Exhibit 16F). Based upon this examination, Dr. Paris had the
claimant undergo a brain and cervical spine MRI. The results indicated that there
was white matter present in the brain consistent with and areas of abnormal signal
in the cervical spine, both consistent with multiple sclerosis. There was no evidence
of enhancement (Exhibit 16F/8).
The claimant returned to Dr. Paris’s office for a follow-up visit in April 2017 at
which point she indicated that she had reviewed the records from the claimant’s
previous neurologists. The claimant reported that the symptoms he reported
experiencing at his first visit occurred when he experienced a flare-up in his
multiple sclerosis. He stated in the past the flare-ups resolved with a Medrol
Dosepak. At that time, the claimant denied any issues with headache, dizziness,
unilateral weakness, numbness, chest pain, or palpitations. Dr. Paris diagnosed the
claimant with relapsing remitting multiple sclerosis and suggested that he be treated
with Betaseron and Vitamin B12 (Exhibit 16F).
The claimant also had a physical consultative examination performed by Dr.
Schmitt in February 2017. The claimant continued to report symptoms stemming
from his multiple sclerosis, but indicated he was not taking any medications for this
condition. The claimant used a cane for ambulation and his gait was shuffling. The
physical examination revealed decreased pinprick sensation in the left upper and
left lower extremity. The claimant also exhibited decreased grip strength bilaterally.
The claimant required assistance getting on and off the examination table and his
fine manipulations were impaired, but he was able to make a fist, his hand was able
to be fully extended, and his fingers were able to be opposed. The claimant also
exhibited normal range of motion of the cervical spine, shoulders, elbows, wrists,
lumbar spine, hips, knees, and ankles. His upper extremity strength was 3/5
bilaterally and his lower extremity strength was 4/5 bilaterally (Exhibit 12F). Dr.
Schmitt’s opinion is also addressed in the opinion section of the decision located
below the analysis of the claimant’s treatment evidence
(Tr. 454–56).
Second, he considered the records concerning Plaintiff’s mental health:
The mental status examination revealed that the claimant was sad, anxious, restless,
and fidgety. Otherwise, the claimant’s sensorium, cognitive functioning, insight,
and judgment were unremarkable except that his anxiety increased as he was posed
proverbs and asked to recall objects after a delay. Based upon this examination, Dr.
Bousquet diagnosed the claimant with dysthymic disorder, anxiety disorder,
amnestic disorder (not otherwise specified), and a cognitive disorder (not otherwise
specified) (Exhibit 4F). Dr. Bousquet’s opinion is also addressed in the opinion
section of the decision located below the analysis of the claimant’s treatment
evidence.
In March 2017, the claimant was evaluated by Dr. Mansuetto. The claimant
reported difficulties focusing along with symptoms consistent with depression and
anxiety. The claimant indicated that he had just started receiving individual therapy
and he was taking Cymbalta for his mental symptoms. The claimant also reported
that he had been smoking marijuana on a daily basis, but had stopped at an unknown
time. He also reported that he had previously been cited for one DUI offense. The
mental status examination revealed an apathetic mood, blunted affect, deficient
concentration, and slowed pace. The claimant’s appearance, attitude, behavior,
speech, orientation, thought process, thought content, perception, insight,
psychomotor, judgment, immediate memory, remote memory, persistence, and
social functioning were within normal limits (Exhibit 13F).
Generally speaking, the medical evidence does not reveal any type of recurrent
complaints involving depression, anxiety, or mental abnormalities during any of his
routine treatment visits with various providers across the longitudinal period at
issue. Likewise, there is no indication that the claimant received any sort of
medication or specialized mental health treatment from a counselor, psychologist,
or psychiatrist in an attempt to deal with any severe mental symptoms at any time
from the alleged onset date of December 21, 2012, through in or around March
2017 (Exhibits 5F, 7F, 9F, and l0F). Moreover, prior to the date of this decision
the claimant’s representatives did not submit any evidence regarding the presence
of mental health treatment despite indicating in May 2017 that they would be
submitting said documentation (Exhibit 27E/2).
(Tr. 456–57).
C. The ALJ’s Decision
Upon review of the above-described evidence, the ALJ concluded that “the objective
medical record does not support the degree of impairment alleged by the claimant” and that
Plaintiff’s “severe physical and mental impairments” are “adequately accommodated” through the
RFC. (Tr. 457).
As for the opinion evidence, the ALJ first considered the opinions of the state agency
physical consultants, who determined that Plaintiff is capable of performing a range of work
between the light and sedentary exertional levels subject to some additional postural and
environmental limitations. (Id.). The ALJ gave these opinions little weight because neither
consultant examined Plaintiff, and the treatment evidence shows that Plaintiff’s “relapsing
remitting multiple sclerosis reasonably limits him to sedentary work activities.” (Tr. 458).
The ALJ then turned to the state agency mental consultants, who opined that even with
Plaintiff’s mental symptoms he would be able to understand, remember, and carry out 1 to 3 step
tasks in a relatively static environment, relate to others on a superficial basis, and adapt to changes
explained in advance. (Tr. 457–58). The ALJ assigned these opinions great weight, explaining
that they are “largely supported by the mental examinations . . . consistent with the claimant’s lack
of treatment as outlined above and are the most consistent with the longitudinal review of the
evidence of record with regard to the claimant’s mental symptoms.” (Tr. 458).
Next, the ALJ considered the opinion of Dr. Sushil Sethi, who opined in April 2013 that
Plaintiff’s ability to do work-related physical activities is limited. (Id.). The ALJ afforded this
opinion little weight, explaining that it is “vague and does not define what the term ‘limited’ means
from a functional standpoint,” and that as a result, “the limitations are not quantifiable for purposes
of establishing function-by-function physical limitations under the Social Security Rules and
Regulations.” (Id.).
The ALJ then considered the opinion of psychologist David Bousquet, who opined in May
2013 that Plaintiff “would be expected to have some difficulties” in his ability to understand,
remember, and carry out instructions in a work setting and that there would “be times when he will
have some difficulties” with his abilities to respond appropriately to work place stresses and
pressures, but that he is capable of conforming to social expectations in a work setting. (Id.). The
ALJ assigned this opinion little weight, explaining that the limitations regarding concentration and
response to work place stresses and pressure “are not quantifiable for purposes of establishing
nonexertional mental limitations” and further, “do not contain any indication what the claimant is
able to do or cannot do.” (Id.). And, regarding Bousquet’s opinion on Plaintiff’s ability to function
socially, the ALJ found it is “not supported by a review of the longitudinal record,” which supports
Plaintiff’s ability to occasionally interact with coworkers, supervisors, or the public. (Id.).
Next, the ALJ considered the opinions of licensed psychologist, M. Aileen Mansuetto, who
opined that “[i]t is highly unlikely” that Plaintiff “is going to be employable at this point,
particularly if the MS diagnosis is accurate,” and that Plaintiff has a “moderate limitation” in his
ability to understand, remember, and carry out simple or complex instructions and respond
appropriately to changes to usual work situations and changes in a routine work setting. (Tr. 459).
The ALJ assigned this opinion little weight, explaining, inter alia, that it is internally inconsistent
and relies heavily on Plaintiff’s subjective reports of symptoms and limitations. (Id.).
Finally, the ALJ considered the opinion of Dr. Thomas Schmitt, who opined in January
2017 that Plaintiff can “never” perform numerous physical activities, including, for example,
lifting, carrying, sitting, standing, or walking. (Id.). The ALJ assigned this opinion little weight,
explaining that it is “completely out of proportion to the longitudinal review of the evidence” and
relies “heavily” on Plaintiff’s subjective reports. (Id.).
II. STANDARD OF REVIEW
The Court’s review “is limited to determining whether the Commissioner’s decision is
supported by substantial evidence and was made pursuant to proper legal standards.” Winn v.
Comm’r of Soc. Sec., 615 F. App’x 315, 320 (6th Cir. 2015); see also 42 U.S.C. § 405(g).
“[S]ubstantial evidence is defined as ‘more than a scintilla of evidence but less than a
preponderance; it is such relevant evidence as a reasonable mind might accept as adequate to
support a conclusion.’” Rogers v. Comm’r of Soc. Sec., 486 F.3d 234, 241 (quoting Cutlip v. Sec’y
of HHS, 25 F.3d 284, 286 (6th Cir. 1994)).
“After the Appeals Council reviews the ALJ’s decision, the determination of the council
becomes the final decision of the Secretary and is subject to review by this Court.” Olive v.
Comm’r of Soc. Sec., No. 3:06 CV 1597, 2007 WL 5403416, at *2 (N.D. Ohio Sept. 19, 2007)
(citing Abbott v. Sullivan, 905 F.2d 918, 922 (6th Cir. 1990); Mullen v. Bowen, 800 F.2d 535, 538
(6th Cir. 1986) (en banc)). If the Commissioner’s decision is supported by substantial evidence,
it must be affirmed, “even if a reviewing court would decide the matter differently.” Id. (citing 42
U.S.C. § 405(g); Kinsella v. Schweiker, 708 F.2d 1058, 1059–60 (6th Cir. 1983)).
III. DISCUSSION
Plaintiff asserts one assignment of error, that the ALJ improperly evaluated the mental and
physical health opinion evidence of record. (Doc. 9 at 6–13).
“The Social Security Administration defines three types of medical sources: non-
examining sources, non-treating (but examining) sources, and treating sources.” Reeves v.
Comm’r of Soc. Sec., 618 F. App’x 267, 273 (6th Cir. 2015) (citing 20 C.F.R. § 404.1502). “A
physician qualifies as a treating source if there is an ‘ongoing treatment relationship’ such that the
claimant sees the physician ‘with a frequency consistent with accepted medical practice for the
type of treatment and/or evaluation required for [the] medical condition.’” Id. (citing 20 C.F.R.
§ 404.1527(c)(2)). If the treating physician’s opinion is “‘well-supported by medically acceptable
clinical and laboratory diagnostic techniques and is not inconsistent with the other substantial
evidence in [the] case record,’ then an ALJ ‘will give it controlling weight.’” Id. (quoting 20
C.F.R. § 404.1527(c)(2)). And, when an ALJ does not give the treating source’s opinion
controlling weight, the ALJ must give “‘good reasons’” for discounting the opinion. Id. (quoting
Rogers, 486 F.3d at 242).
On the other hand, when the opinion comes from a non-treating or non-examining source,
it is usually not entitled to controlling weight. 20 C.F.R. § 404.1527(c)(2). Rather, the ALJ should
consider relevant factors, including supportability, consistency, and specialization. 20 C.F.R. §
404.1527(d)(2). There is however, no “reasons-giving requirement” for non-treating source
opinions. Martin v. Comm’r of Soc. Sec., 658 F. App’x 255, 259 (6th Cir. 2016). Rather, the ALJ
must provide only “a meaningful explanation regarding the weight given to particular medical
source opinions.” Mason v. Comm’r of Soc. Sec., No. 1:18 CV 1737, 2019 WL 4305764, at *7
(N.D. Ohio Sept. 11, 2019) (citing SSR 96-6p, 1996 WL 374180, at *2).
Here, the Commissioner seems to rely on the stricter standard governing treating source
opinions. (See, e.g., Doc. 11 at 5, 11). But, the Undersigned finds, and Plaintiff does not state
otherwise, that there are no treating source opinions of record. Rather, the medical opinions come
from: examining but non-treating state psychology consultants (Tr. 89–91, 105–06); Dr. Sushil
Sethi, a one-time examining medical consultant (Tr. 402–04); David Bousquet, a one-time
examining psychological consultant (Tr. 283–90); M. Aileen Mansuetto, a one-time examining
psychological consultant (Tr. 760–68); and Dr. Thomas Schmitt, a one-time examining medical
consultant (Tr. 746–58).
Accordingly, the ALJ was not required to assign controlling weight to these opinions or
provide “good reasons” for discounting them. See Martin, 658 F. App’x at 259. Instead, the ALJ
must have provided a “meaningful explanation regarding the[ir] weight[.]” Mason, 2019 WL
4305764, at *7.
A. Mental Health Opinion Evidence
Plaintiff makes two arguments regarding the ALJ’s treatment of the mental health opinion
evidence: (1) that the ALJ failed to incorporate the state psychologists’ limitations into the RFC;
and (2) that the ALJ improperly evaluated the opinion of examining psychologist M. Aileen
Mansuetto. (See Doc. 9 at 6–11).
First, Plaintiff contends that, because the ALJ afforded great weight to the opinions of the
state agency psychologists, he should have accounted for each of their opined limitations in the
RFC, or at the very least, explained why he excluded any limitations. (Doc. 9 at 8). Specifically,
Plaintiff asserts that, because the state psychologists limited him to only superficial and occasional
interactions with the public, the ALJ erred in limiting him to only occasional interactions with the
public and excluding the specific limitation of “superficial.” (Id.).
Plaintiff’s argument fails. The Sixth Circuit has rejected the argument that an ALJ must
explain every omitted restriction from a non-treating physician’s opinion. In Martin v.
Commissioner of Social Security, the plaintiff argued that the ALJ failed to adopt certain
limitations espoused by a non-examining source and a one-time consultative examiner. See Martin
v. Comm’r of Soc. Sec., 658 F. App’x 255, 259 (6th Cir. 2016). The Sixth Circuit found no
reversible error:
Martin protests the ALJ’s lack of explanation as to why Martin’s marked
impairment in interacting with the general public—as found by Dr. Joslin—and his
moderate to marked impairment in his ability to sustain concentration—as found
by Dr. Rutledge—were not explicitly incorporated into Martin’s RFC. But because
Dr. Rutledge and Dr. Joslin are non-treating sources, the reasons-giving
requirement is inapplicable to their opinions.
Id. at 259; see also Reeves, 618 F. App’x at 275 (“Although the ALJ gave great weight to Dr.
Torello’s opinion, he was not required to incorporate the entirety of her opinion, especially those
findings that are not substantially supported by evidence in the record.”); Mason, 2019 WL
4305764, at *10 (finding that the ALJ was not required to adopt all of the non-treating source’s
limitations).
The same reasoning applies here. The ALJ was not required to explain why he excluded
the limitation of only “superficial” interactions with the public. Yet it is clear from his opinion
why he did. In reviewing the record, the ALJ found that Plaintiff has only moderate limitations in
interacting with others. (Tr. 451; see also Tr. 458). He explained:
In interacting with others, the claimant has moderate limitations. Here, the claimant
indicated that he is able to get along with family, friends, neighbors, authority
figures, and other people without difficulty. The claimant also reported being the
primary caretaker of his young son and is able to go out alone (Exhibits 4E, 4F,
13F, and Hearing Testimony dated 12/16/14 and 5/18/17). The medical evidence
shows that the claimant had a good rapport with providers, was described as
pleasant and cooperative, had good interactions with medical staff, and appeared
comfortable during appointments. Further, he never exhibited any significant
social abnormalities during routine appointments.
(Tr. 451).
In sum, substantial evidence supports the ALJ’s decision to limit Plaintiff to only
occasional rather than occasional and superficial interaction with the public.
Turning to Plaintiff’s second argument regarding the opinion evidence, he contends that
the ALJ improperly discounted the opinion of licensed psychologist Mansuetto, (Doc. 9 at 9–10),
who opined in January 2017, that “[i]t is highly unlikely that [Plaintiff] is going to be employable
at this point, particularly if the MS diagnosis is accurate.” (Tr. 764). Mansuetto also completed a
medical source statement, finding that Plaintiff has moderate limitations in his ability to understand
and remember simple instructions, carry out complex instructions, make judgments on complex
work-related decisions, and that he would never be able to interact appropriately with the public,
supervisors, or coworkers. (Tr. 760–68). Essentially, Plaintiff argues that Mansuetto’s exam notes
reveal greater limitations than the “check the box” medical source statement, and that the ALJ
should have relied more on the detailed exam notes than the administrative form. (Doc. 9 at 9–
10).
Up front, because Mansuetto examined Plaintiff only once, “the reasons-giving
requirement is inapplicable to [Mansuetto’s] opinion.” Martin, 658 F. App’x at 259. Rather, as
noted, the ALJ was required to provide only “a meaningful explanation regarding the weight given
to particular medical source opinions.” Mason, 2019 WL 4305764, at *7. The ALJ did that here.
First, the ALJ found that Mansuetto’s opinions “contain inconsistencies, which renders
them less persuasive.” (Tr. 459). He elaborated:
For example, Dr. Mansuetto states that the claimant is “unemployable” in the body
of her report, but indicates that the claimant is able to function satisfactorily in all
areas required to mentally sustain work-related activities on her “Medical Source
Statement.” These discrepancies call into question the veracity of both opinions
since they are on opposite ends of the spectrum with respect to a disability finding
in this case.
(Id.).
Second, the ALJ noted that Manusettos’ opinions “rely heavily on the subjective report of
symptoms and limitations provided by the claimant and the totality of the evidence does not
support the ‘unemployable’ statement.” (Id.). The ALJ explained:
For example, Dr. Mansuetto indicated throughout her report that she was relying
on the claimant’s subjective complaints and/or the claimant’s multiple sclerosis
diagnosis in reaching her limitations. The problem with this reasoning is that the
mental status examination was generally unremarkable from an objective
standpoint except for deficient concentration and a slow pace. Also, the treatment
evidence shows no ongoing treatment or medication for an underlying mental
health condition or multiple sclerosis from December 21, 2012, until at least in or
around March 2017.
(Id.).
Third, the ALJ reasoned that Plaintiff’s multiple sclerosis “is outside” Mansuetto’s area of
expertise as a psychologist. (Id.). Finally, the ALJ noted that Mansuetto’s opinion that Plaintiff
is disabled or unemployable “is not a medical opinion, but is an administrative finding dispositive
of a case that requires familiarity with the Regulations and legal standards set forth therein.” (Id.).
While Plaintiff cites to numerous notes from his exam with Mansuetto, including, for
example, that he “exhibited an unusual presentation during the examination,” the ALJ was well
within his discretion to discredit Mansuetto’s opinion, finding that it was internally inconsistent,
based on subjective evidence, concerned matters outside of his specialty, and contained an opinion
of disability reserved for the Commissioner. As such, the Undersigned finds that the ALJ provided
a “meaningful explanation regarding the weight given to” Mansuetto’s opinion, Mason, 2019 WL
4305764, at *7, and Plaintiff has shown no reversible error in this regard.
B. Physical Health Opinion Evidence
Plaintiff also asserts that the ALJ failed to properly evaluate the physical health opinion
evidence. (Doc. 9 at 11–13). Specifically, he avers that the ALJ improperly discounted the
opinions of Dr. Sushil Sethi and Dr. Thomas Schmitt. (Id.).
Dr. Sethi opined in an April 2013 medical source statement that Plaintiff’s ability to do
work-related activities, such as sitting, standing, walking, lifting, carrying, and handling objects
traveling is “limited” but that his hearing and speaking are “normal.” (Tr. 402–4). The ALJ
assigned this opinion little weight, explaining:
Dr. Sethi’s opinion is vague and does not define what the term ‘limited’ means from
a functional standpoint. Therefore, the limitations are not quantifiable for the
purposes of establishing function-by-function physical limitations under the Social
Security Rules and Regulations.
(Tr. 458).
Dr. Schmitt, in January 2017, opined that Plaintiff is “never” able to lift, carry, sit, stand,
walk, reach in any direction, handle, finger, feel, push/pull, operate foot controls, climb, balance,
stoop, kneel, crouch or crawl, along with a myriad of other physical limitations. (Tr. 746–58).
The ALJ afforded this opinion little weight for multiple reasons. (Tr. 459–60).
First, the ALJ found it to be “completely out of proportion to the longitudinal review of the
evidence.” (Tr. 459). Second, he noted that it “appears to rely heavily on the subjective report of
symptoms and limitations provided by the claimant and the totality of the evidence does not
support the opinion. (Id.). He elaborated:
For example, the claimant did not receive any treatment for his multiple sclerosis
for approximately two years prior to the date of the evaluation with Dr. Schmitt.
The claimant was seen approximately one week prior by Dr. Paris, but no treatment
had started. The physical examination performed by Dr. Paris revealed that the
claimant was awake, alert, oriented, and in no acute distress. The claimant’s mental
status was normal and his motor strength in the upper extremities and right lower
extremity was normal. He also exhibited 4-/5 in the left lower extremity. The
claimant’s cranial nerves were intact and his reflexes were symmetric in the upper
extremities (Exhibit 16F). The same or similar findings were made in 2013 and
2014, which was before the claimant stopped treatment altogether prior to resuming
treatment in February 2017.
(Tr. 459–60).
Finally, the ALJ explained that Dr. Schmitt’s opinion was not supported by Plaintiff’s
reported activities of daily living:
Dr. Schmitt’s opinion as it pertains to the claimant’s ability to operate a motor
vehicle, shop, travel without assistance, ambulate without a walker/2 canes /2
crutches, walk a block at a reasonable pace, climb a few steps, prepare a simple
meal, care for personal hygiene, and sort, handle, or use files are not consistent with
the claimant’s reported activities of daily living or the fact that he has only used a
cane for ambulation.
(Tr. 460).
Plaintiff resists these conclusions, contending that Dr. Sethi and Dr. Schmitt “are the only
opinions of record to have had the opportunity to personally examine and observe [him] and
provide an opinion regarding his functional capacity” and that they are “experts in disability
evaluation.” (Doc. 9 at 12). He also asserts that Dr. Schmitt’s evaluation “revealed numerous
clinical observations,” including, for example, that he has a history of Multiple Sclerosis, severely
compromised grip strength and gait disturbance, as well as dizziness and severe weakness in the
right and left upper extremities. (Id.). Finally, Plaintiff, relying on records from hospital visits
and exams, insists that the record “consistently documents ongoing problems with [his] physical
capabilities.” (Id. at 13).
But there are two critical problems with Plaintiff’s argument. First, neither Dr. Sethi nor
Dr. Schmitt are treating sources, and consequently, the ALJ was not required to give “good
reasons” for discounting their opinions. See Martin, 658 F. App’x at 259. Regardless, the ALJ
closely scrutinized the record and thoughtfully compared it with the limitations expressed in Dr.
Sethi’s and Schmitt’s opinions. And, as required, he provided a “meaningful explanation
regarding the weight given to” their opinions, Mason, 2019 WL 4305764, at *7, explaining that
they were inconsistent with both the record and Plaintiff’s reports of daily activities, (Tr. 458–59).
Second, while Plaintiff relies on certain records documenting his physical problems, he is
essentially asking the Court to reweigh the evidence and substitute its judgment for that of the
ALJ. The law prohibits the Court from doing so. See Reynolds v. Comm’r of Soc. Sec., 424 F.
App’x 411, 414 (6th Cir. 2011) (citing Youghiogheny & Ohio Coal Co. v. Webb, 49 F.3d 244, 246
(6th Cir. 1995)) (“This court reviews the entire administrative record, but does not reconsider facts,
re-weigh the evidence, resolve conflicts in evidence, decide questions of credibility, or substitute
its judgment for that of the ALJ.”); see also Buxton v. Halter, 246 F.3d 762, 773 (6th Cir. 2001)
(noting that “there is a ‘zone of choice’ within which the Commissioner can act, without the fear
of court interference”).
In sum, substantial evidence supports the ALJ’s RFC determination.
IV. CONCLUSION
Based on the foregoing, it is RECOMMENDED that Plaintiff’s Statement of Errors (Doc.
9) be OVERRULED and that judgment be entered in favor of Defendant.
V. PROCEDURE ON OBJECTIONS
If any party objects to this Report and Recommendation, that party may, within fourteen
(14) days of the date of this Report, file and serve on all parties written objections to those specific
proposed finding or recommendations to which objection is made, together with supporting
authority for the objection(s). A District Judge of this Court shall make a de novo determination
of those portions of the Report or specific proposed findings or recommendations to which
objection is made. Upon proper objection, a District Judge of this Court may accept, reject, or
modify, in whole or in part, the findings or recommendations made herein, may receive further
evidence or may recommit this matter to the Magistrate Judge with instructions. 28 U.S.C.
§ 636(b)(1).
The parties are specifically advised that failure to object to the Report and
Recommendation will result in a waiver of the right to have the district judge review the Report
and Recommendation de novo, and also operates as a waiver of the right to appeal the decision of
the District Court adopting the Report and Recommendation. See Thomas v. Arn, 474 U.S. 140
(1985); United States v. Walters, 638 F.2d 947 (6th Cir. 1981).
IT IS SO ORDERED.
Date: December 23, 2019 /s/ Kimberly A. Jolson
KIMBERLY A. JOLSON
UNITED STATES MAGISTRATE JUDGE