deferring to the Commissioner’s “considerable authority” to interpret the Act
How later courts described this case
- deferring to the Commissioner’s “considerable authority” to interpret the Act
- an ALJ may reasonably grant little weight to treating source opinions rendered in “check box” fashion, with almost no explanation
- it is the province of the ALJ to consider and resolve conflicts in the evidence as long as the decision rests upon “adequate findings supported by evidence having rational probative force”
- “[t]he standardized form . . . is only marginally useful for purposes of creating a meaningful and reviewable factual record”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NEW YORK
NIDA A., §
§
Plaintiff, §
§
v. § Case # 1:21-cv-569-DB
§
COMMISSIONER OF SOCIAL SECURITY, § MEMORANDUM
§ DECISION AND ORDER
Defendant. §
INTRODUCTION
Plaintiff Nida A. (“Plaintiff”) brings this action pursuant to the Social Security Act (the
“Act”), seeking review of the final decision of the Commissioner of Social Security (the
“Commissioner”), that denied her application for supplemental security income (“SSI”) under
Title XVI of the Act. See ECF No. 1. The Court has jurisdiction over this action under 42 U.S.C.
§§ 405(g), 1383(c), and the parties consented to proceed before the undersigned in accordance
with a standing order (see ECF No. 11).
Both parties moved for judgment on the pleadings pursuant to Federal Rule of Civil
Procedure 12(c). See ECF Nos. 8, 9. Plaintiff also filed a reply brief. See ECF No. 10. For the
reasons set forth below, Plaintiff’s motion for judgment on the pleadings (ECF No. 8) is DENIED,
and the Commissioner’s motion for judgment on the pleadings (ECF No. 9) is GRANTED.
BACKGROUND
Plaintiff protectively filed an application for SSI on December 6, 2017, alleging disability
beginning December 5, 2016 (the disability onset date), primarily due to lupus and fibromyalgia.
Transcript (“Tr.”) 17, 46, 203-08. 223. Plaintiff’s claim was denied initially on February 8, 2018,
after which she requested an administrative hearing. Tr. 17. On October 3, 2019, Administrative
Law Judge Melissa Jones (“ALJ Jones”) convened a hearing in Buffalo, New York, at which
Plaintiff appeared and testified and was represented by Elias Farah, an attorney. Tr. 76. Because
ALJ Jones had tendered her resignation to the Agency, the hearing was postponed. Tr. 78-79.
Thereafter, on January 17, 2020, Administrative Law Judge Paul Goerger (“the ALJ”) held another
hearing in Buffalo, New York, at which Plaintiff appeared and testified and was represented by
Kenneth Hiller, and attorney. Tr. 17. Andrew Pasternak, an impartial vocational expert, also
appeared and testified at the hearing. Id.
The ALJ issued an unfavorable decision on April 29, 2020, finding that Plaintiff was not
disabled. Tr. 17-31. On March 23, 2021, the Appeals Council denied Plaintiff’s request for further
review. Tr. 1. The ALJ’s April 29, 2020 decision thus became the “final decision” of the
Commissioner subject to judicial review under 42 U.S.C. § 405(g).
LEGAL STANDARD
I. District Court Review
“In reviewing a final decision of the SSA, this Court is limited to determining whether the
SSA’s conclusions were supported by substantial evidence in the record and were based on a
correct legal standard.” Talavera v. Astrue, 697 F.3d 145, 151 (2d Cir. 2012) (citing 42 U.S.C. §
405(g)) (other citation omitted). The Act holds that the Commissioner’s decision is “conclusive”
if it is supported by substantial evidence. 42 U.S.C. § 405(g). “Substantial evidence means more
than a mere scintilla. It means such relevant evidence as a reasonable mind might accept as
adequate to support a conclusion.” Moran v. Astrue, 569 F.3d 108, 112 (2d Cir. 2009) (citations
omitted). It is not the Court’s function to “determine de novo whether [the claimant] is disabled.”
Schaal v. Apfel, 134 F. 3d 496, 501 (2d Cir. 1990).
II. The Sequential Evaluation Process
An ALJ must follow a five-step sequential evaluation to determine whether a claimant is
disabled within the meaning of the Act. See Parker v. City of New York, 476 U.S. 467, 470-71
(1986). At step one, the ALJ must determine whether the claimant is engaged in substantial gainful
work activity. See 20 C.F.R. § 404.1520(b). If so, the claimant is not disabled. If not, the ALJ
proceeds to step two and determines whether the claimant has an impairment, or combination of
impairments, that is “severe” within the meaning of the Act, meaning that it imposes significant
restrictions on the claimant’s ability to perform basic work activities. Id. § 404.1520(c). If the
claimant does not have a severe impairment or combination of impairments meeting the durational
requirements, the analysis concludes with a finding of “not disabled.” If the claimant does, the
ALJ continues to step three.
At step three, the ALJ examines whether a claimant’s impairment meets or medically
equals the criteria of a listed impairment in Appendix 1 of Subpart P of Regulation No. 4 (the
“Listings”). Id. § 404.1520(d). If the impairment meets or medically equals the criteria of a Listing
and meets the durational requirement, the claimant is disabled. Id. § 404.1509. If not, the ALJ
determines the claimant’s residual functional capacity, which is the ability to perform physical or
mental work activities on a sustained basis notwithstanding limitations for the collective
impairments. See id. § 404.1520(e)-(f).
The ALJ then proceeds to step four and determines whether the claimant’s RFC permits
him or her to perform the requirements of his or her past relevant work. 20 C.F.R. § 404.1520(f).
If the claimant can perform such requirements, then he or she is not disabled. Id. If he or she
cannot, the analysis proceeds to the fifth and final step, wherein the burden shifts to the
Commissioner to show that the claimant is not disabled. Id. § 404.1520(g). To do so, the
Commissioner must present evidence to demonstrate that the claimant “retains a residual
functional capacity to perform alternative substantial gainful work which exists in the national
economy” in light of his or her age, education, and work experience. See Rosa v. Callahan, 168
F.3d 72, 77 (2d Cir. 1999) (quotation marks omitted); see also 20 C.F.R. § 404.1560(c).
ADMINISTRATIVE LAW JUDGE’S FINDINGS
The ALJ analyzed Plaintiff’s claim for benefits under the process described above and
made the following findings in his April 29, 2020 decision:
1. The claimant has not engaged in substantial gainful activity since December 6, 2017, the
application date (20 CFR 416.971 et seq.).
2. The claimant has the following severe impairments: systemic lupus erythematosus;
fibromyalgia; and asthma (20 CFR 416.920(c)).
3. The claimant does not have an impairment or combination of impairments that meets or
medically equals the severity of one of the listed impairments in 20 CFR Part 404, Subpart
P, Appendix 1 (20 CFR 416.920(d), 416.925 and 416.926).
4. The claimant has the residual functional capacity to perform light work as defined in 20
CFR 416.967(b)1 except the claimant can occasionally climb ramps, stairs, ladders, ropes,
and scaffolds. The claimant can occasionally balance, stoop, kneel, crouch, and crawl. She
can have no exposure to humidity and wetness, and no exposure to dust, odors, fumes, or
pulmonary irritants. She can have no exposure to extreme cold or extreme heat. The
claimant needs a sit/stand option, allowing her to change position every 30 minutes.
5. The claimant is unable to perform any past relevant work (20 CFR 416.965).
6. The claimant was born on August 14, 1982 and was 35 years old, which is defined as a
younger individual age 18-49, on the date the application was filed (20 CFR 416.963).
7. The claimant has at least a high school education and is able to communicate in English
(20 CFR 416.964).
1 “Light work involves lifting no more than 20 pounds at a time with frequent lifting or carrying of objects weighing
up to 10 pounds. Even though the weight lifted may be very little, a job is in this category when it requires a good deal
of walking or standing, or when it involves sitting most of the time with some pushing and pulling of arm or leg
controls. To be considered capable of performing a full or wide range of light work, [the claimant] must have the
ability to do substantially all of these activities. If someone can do light work, [the SSA] determine[s] that he or she
can also do sedentary work, unless there are additional limiting factors such as loss of fine dexterity or inability to sit
for long periods of time.” 20 C.F.R. § 404.1567(b).
8. Transferability of job skills is not an issue because the claimant does not have past relevant
work (20 CFR 416.968).
9. Considering the claimant’s age, education, work experience, and residual functional
capacity, there are jobs that exist in significant numbers in the national economy that the
claimant can perform (20 CFR 416.969 and 416.969(a)).
10. The claimant has not been under a disability, as defined in the Social Security Act, since
December 6, 2017, the date the application was filed (20 CFR 416.920(g)).
Tr. 17-30.
Accordingly, the ALJ determined that, based on the application for supplemental security
benefits protectively filed on December 6, 2017, the claimant is not disabled under section
1614(a)(3)(A) of the Social Security Act. Tr. 31.
ANALYSIS
Plaintiff asserts two points of error, both of which challenge the ALJ’s RFC findings
because they were not based on a matching medical opinion. Plaintiff first argues that the RFC
finding for a range of light work with a sit/stand option was too specific. See ECF No. 8-1 at 9-13.
Plaintiff next argues that the RFC was not supported by substantial evidence because the ALJ
relied on no opinion evidence. See id. at 13-18. According to Plaintiff, the ALJ “rejected the only
opinions that included any functional limitations and instead relied on his own lay interpretation
of the raw medical record to craft an RFC.” Id. at 13.
The Commissioner argues in response that substantial evidence supports the ALJ’s finding
that Plaintiff’s conditions would still permit her to perform a range of light work with a sit/stand
option. See ECF No. 9-1 at 13-23. The Commissioner further argues that no medical opinion
specifically supported totally disabling functional restrictions, and Plaintiff’s arguments do not
meaningfully dispute any of the ALJ’s reasoning or the evidence relied upon by the ALJ; rather,
argues the Commissioner, Plaintiff failed to meet her burden to prove greater restrictions than
already accounted for by the ALJ. See id.
A Commissioner’s determination that a claimant is not disabled will be set aside when the
factual findings are not supported by “substantial evidence.” 42 U.S.C. § 405(g); see also Shaw v.
Chater, 221 F.3d 126, 131 (2d Cir. 2000). Substantial evidence has been interpreted to mean “such
relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Id. The
Court may also set aside the Commissioner’s decision when it is based upon legal error. Rosa, 168
F.3d at 77.
Upon review of the record in this case, the Court finds that the ALJ sufficiently supported
the RFC finding with substantial evidence, including the opinion evidence, Plaintiff’s treatment
records, and her statements about her symptoms and daily activities. The ALJ properly relied on
multiple evidentiary sources to arrive at the RFC finding and was not required to base the RFC
directly on any one medical opinion, as Plaintiff argues. Because substantial evidence supports the
ALJ’s decision, the Court finds no error.
Plaintiff alleged that she was unable to work due to a variety of conditions, including lupus,
fibromyalgia, and pain in the neck, shoulders, and joints. Tr. 94, 223. She had diagnoses of lupus
and fibromyalgia, dating to November 2008 and January 2016, respectively. Tr. 345. In January
2016, Plaintiff described her employment as a “full time stay at home mom.” Tr. 346. She reported
a moderate activity level, being a health club member, and exercising daily for a weekly total of
five to ten hours. Id. 346. A physical examination showed normal neurological, neck, and
extremity findings. Tr. 348.
On October 12, 2016, Plaintiff followed up at Lifetime Health Medical Group (“Lifetime”)
for a preventive exam and depression. Tr. 308-15. In addition to lupus, for which Plaintiff was
being followed by a rheumatologist, other ailments, including constipation, bowel disease,
gastroesophageal reflux disease (“GERD”), dysuria, and major depressive disorder were also
noted. Tr. 308-09. She reported that she belonged to a health club and exercised five to ten hours
per week. Tr. 311. Other symptoms reported included back pain, abdominal pain, sleep difficulty,
poor concentration, loss of interest, and restlessness. Tr. 312. Plaintiff’s current medications
included Cymbalta, Miralax, gabapentin, Plaquenil, Pantoprazole, and Senna. Tr. 314. Plaintiff
reported taking all medications as prescribed, except Senna, which she was “consistently taking
differently than prescribed.” Id.
On November 18, 2016, Plaintiff had a follow-up visit with gynecologist Magda Osman,
M.D. (“Dr. Osman”), complaining of pain before menses, particularly on the left side, which
improved during her period. Tr. 404. She also complained of occasional dizziness (Tr. 404) and
burning with urination (Tr. 405). Plaintiff was using a copper IUD (intrauterine device) for
contraception and reported using a Mirena IUD in the past, which caused spotting. Tr. 404. Dr.
Osman noted no abnormal findings on physical and pelvic examination. Tr. 405.
On October 25, 2017, Plaintiff established primary care at Highgate Medical Group
(“Highgate”) with physician assistant Renee Sawka, RPA-C (“Ms. Sawka”). Tr. 392-94. Plaintiff
reported having lupus and fibromyalgia, which were both stable on Plaquenil and Cymbalta and
had no complaints. Tr. 392. Plaintiff described her occupation as “Currently Working – stay at
home mom.” Tr. 392. She exercised regularly. Tr. 393. A physical examination showed
unremarkable findings. Id.
At a follow-up visit with Dr. Osman on November 21, 2017, Plaintiff reported left pelvic
pain, cloudy urine, and burning. Tr. 606. She reported having “a lot of pain from her fibromyalgia”
which was “making everything worse.” Id. Plaintiff reported experiencing worsening pain for a
few months. Id. Plaintiff indicated she was “okay with removing the IUD since it can be causing
or making the pain worse.” Id. Dr. Osman removed Plaintiff’s IUD and prescribed oral
contraceptives. Tr. 609-10. Dr. Osman also prescribed an antibiotic after a genital culture returned
positive for bacteria. Tr. 610.
On November 26, 2017, Plaintiff had a follow-up visit with nurse practitioner Kathleen
Cloutier ANP-BC (“Ms. Cloutier”), at WNY Rheumatology Center (“WNY Rheumatology”),
regarding “a long-standing history of joint pain.” Tr. 533. Plaintiff had a history of lupus and
fibromyalgia and reported having a flare-up of symptoms with overwhelming fatigue, brain fog,
difficulty concentrating, memory issues, and diffuse arthralgias, myalgias, and tenderness to touch.
Id. Plaintiff reported she had been exercising regularly, but because she was having some knee
pain, she had “given up on her spinning classes.” Id. She was taking Cymbalta daily, which helped,
as well as hydroxychloroquine, gabapentin as needed, and vitamin supplements. Id. Ms. Cloutier
advised Plaintiff to take gabapentin regularly, as it may work better if taken on a consistent
schedule. Id. Ms. Cloutier noted that Plaintiff’s lupus did not appear to be active, and the flareup
was related to fibromyalgia symptoms. Id. She encouraged Plaintiff to continue vitamin
supplements and regular exercise and administered an intramuscular injection of Toradol and Solu-
Medrol “to help with her flareup of symptoms.” Tr. 534.
On January 13, 2018, Plaintiff attended a consultative examination with Nikita Dave, M.D.
(“Dr. Dave”). Tr. 435-39. Plaintiff was 35 years old at that time and reported being diagnosed with
lupus at age 19, which had been primarily asymptomatic. Tr. 435. She reported having occasional
flares, during which times she felt depressed; was unable to get out of bed; developed orals sores;
and had “overwhelming fatigue.” Id. She reported her last episode was two months ago. Id.
Plaintiff also reported fibromyalgia diagnosed six years ago, with varying diffuse
symptoms, more bad days than good days; pain especially in the cervical area radiating to the head
and causing pressure behind the eyes; difficulties sitting or standing more than 20 minutes on a
bad day; intermittent pain and numbness in the right fingers; and pain “all over” on and off. Tr.
435. She reported working out twice a week, which had been very helpful. Id. She also reported a
history of anemia since birth, which was aggravated by weather changes and upper respiratory
infections; and she was susceptible to bronchitis and used an inhaler daily. Id. She cooked, cleaned,
did laundry, shopped weekly, and performed childcare daily. Tr. 436. For depression she was
taking Cymbalta, which had been very helpful. Id.
On examination, Plaintiff squatted to 3/4 of full. Tr. 437. She otherwise appeared to be in
no acute distress, had a normal gait, walked on her heels and toes without difficulty, needed no
help changing or getting on and off the examination table, and was able to rise from a chair without
difficulty. Id. Other than cervical extension to 10 degrees, a musculoskeletal examination showed
unremarkable findings. Id. Neurologically, Plaintiff had physiologic and equal reflexes, no sensory
deficits, and full strength. Tr. 438. She had intact hand and finger dexterity, and full grip strength.
Id. Dr. Dave assessed that Plaintiff may need to avoid smoke, dust, fumes, inhalants, chemicals,
extremes of temperature, and humidity due to asthma but assessed no other limitations based on
the physical evaluation. Id. However, Dr. Dave indicated, that “based on [Plaintiff’s] historical
evaluation, during acute severe flares of lupus, she may have moderate limitations for all strenuous
physical activity, transiently for a few days.” Tr. 438.
On January 30, 2018, Plaintiff had a follow-up visit with Ms. Cloutier at WNY
Rheumatology. Tr. 535-36. Plaintiff reported that the injections administered at her last visit made
her feel significantly worse, very fatigued and “sick,” but she noted her symptoms started to
improve about a week later. Tr. 535. She reported that her symptoms were now the same. Id. She
reported some pain in the left shoulder with certain movements but denied joint swelling or
warmth. Id. She was trying to exercise three times a week. Id. Ms. Cloutier noted that Plaintiff’s
complaints of diffuse arthralgias, myalgias, fatigue, etc. were “common complaints” attributable
to fibromyalgia, and her symptoms were at this point “manageable.” Tr. 536. Ms. Cloutier
recommended continuing medications and encouraged Plaintiff to focus on a healthy lifestyle
including daily exercise. Id.
On February 5, 2018, state agency medical consultant C. Krist, D.O. (“Dr. Krist”), assessed
that Plaintiff was capable of performing functions commensurate with medium work except she
needed to avoid concentrated exposure to respiratory irritants such as extreme cold or heat,
humidity, and fumes, odors, dusts, gasses, and poor ventilation. Tr. 89-92.
Plaintiff returned to Dr. Osman on February 14, 2018, reporting she was feeling much
better after removal of her copper IUD; her periods were “light and not painful;” and she wanted
to try a different type of IUD. Tr. 611. There were no symptoms of vaginal infections, and a review
of systems was negative for vaginal discharge/abnormal bleeding, pelvic pain, abdominal pain, or
breast pain, as well as negative for nausea, vomiting, diarrhea, or constipation. Id.
On March 31, 2018, Plaintiff presented to MASH Urgent Care, complaining of a dry cough
that had persisted for four days. Tr. 470. Plaintiff was shaking but had no fevers, shortness of
breath, or sore throat. Id. A review of systems was negative for fatigue or weakness, and physical
examination was normal except for frequent coughing. Tr. 470-71. Plaintiff’s coughing stopped
after a nebulizer treatment, and she was diagnosed with upper respiratory disease. Tr. 471.
On June 11, 2018, Plaintiff saw Sunita Chadha, M.D. (“Dr. Chadha”), at WNY
Rheumatology. Tr. 537-39. Plaintiff continued to report the same symptoms. Tr. 537. She also
noted difficulty with memory, reporting she got lost on her way to the office, and she complained
of shoulder pain with some movements. Id. She was taking her medications and was trying to
exercise three times per week. Tr. 537. Dr. Chadha again noted that Plaintiff’s reported symptoms
were attributable to fibromyalgia. Tr. 539. She further noted that Plaintiff’s memory lapses and
brain fog could also be attributed to fibromyalgia. Tr. 539. Dr. Chadha told Plaintiff she was
“maxed out as far as drug therapy [is] concerned” and advised Plaintiff to consider seeing a
neuropsychologist. Tr. 539.She also advised Plaintiff to see a gastroenterologist or her primary
care physician if “Senna [was] not enough to regulate her bowel habits;” and discussed lifestyle
modifications such as daily exercise. Id.
Plaintiff returned to Ms. Sawka at Highgate on September 5, 2018, complaining of sore
throat symptoms that started four days earlier and now were progressing to myalgia and fatigue.
Tr. 473. An examination showed normal neck, musculoskeletal, and neurological findings. Tr.
474-75. Ms. Sawka indicated that Plaintiff’s symptoms were likely viral; noted that lupus and
fibromyalgia were stable on medications; and discussed routine health maintenance including
continuing an exercise regimen. Tr. 475-76.
Plaintiff had a rheumatology follow-up visit with Ms. Cloutier on December 9, 2018. Tr.
541. Ms. Cloutier noted that Plaintiff was last seen six months ago. Tr. 541. Plaintiff continued to
report the same symptoms, as well as new symptoms of numbness, tingling in her fingertips, and
“pins and needles pain” in her shoulders. Id. She also reported feeling exhausted. Id. She felt that
gabapentin helped her pain but worsened her fatigue and made her groggy in the morning; and she
wanted to try Lyrica. Id. She stated she was trying do stretches and walk three times a day. Id. Her
insurance would not pay for aquatic or massage therapy, so she had not tried it; she also went to
yoga, but an instructor commented on her loud cracking joints, so she did not go back. Tr. 541-42.
Ms. Cloutier prescribed Lyrica, noting that although Plaintiff’s insurance had previously denied it,
she believed it should be approved because her gabapentin dosage could not be increased. Tr. 542.
Ms. Cloutier noted that Plaintiff’s symptomatology was not consistent with active lupus, which
appeared to be well-controlled. Id. She again encouraged Plaintiff to exercise daily. Id. Plaintiff’s
insurance approved Lyrica on December 18. Tr. 468.
On January 30, 2019, Plaintiff underwent an orthopedic evaluation by James Kelly, D.O.
(“Dr. Kelly”), at Excelsior Orthopaedics, LLP (“Excelsior”). Tr. 482-85. She reported right hand
pain and numbness in her arm, shoulder and fingertips. Tr. 482. She had taken gabapentin without
benefit and was recently started on Lyrica. Tr. 482. On examination, she reported exacerbation of
generalized arm dysesthesias after performing Tinel’s. Tr. 484. Examination was otherwise
normal. Tr. 484. Dr. Kelly suspected cervical radiculopathy and peripheral neuropathy of median
ulnar and radial nerves. Tr. 485. Dr. Kelly recommended an electromyography (“EMG”) (Tr. 485),
which was performed on February 5, 2019 (Tr. 487). The EMG showed no evidence of cervical
radiculopathy or entrapment neuropathy but suggested mild distal axonal loss neuropathy, for
which glucose tolerance testing to screen for postprandial hyperglycemia was recommended. Tr.
487.
Plaintiff followed up at Excelsior on February 26, 2019, reporting continued numbness and
tingling, with similar symptoms in her feet. Tr. 563. Plaintiff was advised to follow-up with her
primary care provider and with her rheumatology provider for a possible adjustment of the Lyrica
prescription. Tr. 565.
On March 13, 2019, Plaintiff had a follow-up visit with Michael Freitas, M.D. (“Dr.
Freitas”), at Highgate, complaining of fatigue and feeling like she had the flu all day. Tr. 497-99.
Plaintiff felt like her fibromyalgia medications were not helping and was concerned about side
effects. Tr. 497. In a review of systems, Plaintiff denied musculoskeletal or neurological
symptoms. Tr. 497. Dr. Freitas noted that Plaintiff was told to undergo neuropsychological testing,
but never went. Tr. 497. Dr. Freitas assessed that Plaintiff’s symptoms had a likely
neuropsychological component, and again referred Plaintiff for neuropsychological testing. Tr.
499.
During a rheumatology visit with Ms. Cloutier on March 18, 2019, Plaintiff reported that
she had more symptoms since starting Lyrica. Tr. 500. She reported that her overall pain was
reduced, but she felt “overwhelming fatigue, headaches, and [had] trouble concentrating.” Id. Ms.
Cloutier noted that although Plaintiff questioned whether this was caused by Lyrica, Plaintiff was
reluctant to reduce or stop Lyrica because it helped with her overall pain. Id. Ms. Cloutier advised
Plaintiff to continue Lyrica in the hope that the symptoms would improve over time. Tr. 501.
Plaintiff indicated that she had an upcoming trip out of the country to visit her father for about a
month and asked what she should do about her medication during that time. Tr. 500. Ms. Cloutier
suggested stopping Lyrica while Plaintiff was out of the country and restarting a reduced dose
when she returned. Tr. 501. Ms. Cloutier noted that Plaintiff had been “reporting all these
symptoms for many years . . . ,” and “[they] are all fibromyalgia symptoms, but we will figure [it]
out [o]nce her medicine is on hold.” Id.
On August 27, 2019, Plaintiff returned to Excelsior for follow-up regarding “her suspected
cervical radiculopathy and peripheral neuropathy of median ulnar and radial nerves.” Tr. 575.
Plaintiff also presented with a new complaint of right wrist pain lasting two months and pain when
attempting to fully extend her fingers on both sides, worse on the right; she reported clumsiness
and dropping objects due to hand weakness. Id. Dr. Kelly noted that Plaintiff was previously
advised to undergo glucose tolerance testing, but Plaintiff’s primary care provider advised that it
was not warranted. Tr. 577. Plaintiff declined to consider a cortisone injection, and Dr. Kelly
instructed Plaintiff to use a right upper extremity orthosis for stabilization and to improve function.
Tr. 577-78. On that same date, Dr. Kelly informed Dr. Freitas that Plaintiff no longer needed close
monitoring unless her orthopedic symptoms increased or persisted. Tr. 586.
In an annual gynecological visit with Dr. Osman on July 3, 2019, Plaintiff had no
complaints. Tr. 617. A review of systems was negative for neurological or musculoskeletal
symptoms, including weakness or joint pain. Tr. 619.
During a rheumatology follow-up visit on July 8, 2019, Plaintiff reported to Dr. Chadha
that she was not sure how much Lyrica was helping, and she did not want to increase the dose
because it made her feel drowsy. Tr. 545. She also reported improvement in the “shocklike
sensations” she had been having, but she still had pain and fatigue, as well as “a lot of memory
problems.” Id. Dr. Chadha noted that Plaintiff “complain[ed] mostly about joint aches, fatigue,
listlessness, mood disorders, and brain fog” and noted that recent laboratory studies revealed no
specific abnormalities or were otherwise unremarkable. Id. Dr. Chadha observed that many of
Plaintiff’s symptoms were suggestive of fibromyalgia syndrome, and stated “[w]e have done all
we can to [] manage this condition.” Id. She suggested that Plaintiff “can see a neurologist if she
wishes to for her memory problems.” Id. Dr. Chadra also noted that there was not any conclusive
evidence that any of Plaintiff’s symptoms were due to lupus, and Plaintiff did not want to use
steroids that usually helped for lupus symptoms. Tr. 546. She suggested methotrexate for
musculoskeletal symptoms and gave Plaintiff some literature to review. Tr. 546.Plaintiff indicated
that she would “give it some thought.” Id.
On October 18, 2019, Plaintiff had a follow-up rheumatology visit with Kaitlyn Putzbach,
FNP (“Ms. Putzbach”), at WNY Rheumatology. Tr. 592. She reported that her symptoms were
ongoing and stable on Lyrica and described her symptoms as “somewhat manageable. Tr. 592.
She also reported that Lyrica did not make her feel as drowsy as it used to, but she did not want to
increase it. Id. Plaintiff reported she was trying to stay active, and if able, she would work out a
few times a week. Id. She had not attended chiropractic or massage therapy due to cost issues,
though she thought it would help, and she had not tried any topical applications of heat, cold, or
rubs. Id. Plaintiff had not had any recent lab work, and she told Ms. Putzbach she lost the lab slip
from her last visit. Id. Ms. Putzbach noted that Plaintiff’s symptoms were “suggestive of
fibromyalgia syndrome,” and “we have done all we can to manage this condition.” Tr. 593. She
suggested that Plaintiff try topical treatments and natural anti-inflammatory supplements and
encouraged her to stay active and continuing with regular exercise. Id. Due to potential side effects,
Plaintiff declined to try methotrexate, which had been suggested at her previous visit. Id.
On January 16, 2020, Ms. Putzbach submitted a check-box medical source statement form.
Tr. 602-04. Ms. Putzbach indicated that Plaintiff had history of joint pain and joint tenderness, and
morning stiffness, as well as muscle pain/tenderness, fatigue, and paresthesia. Tr. 602. She also
indicated that Plaintiff had symptom flareups that would preclude any work activity. Tr. 604.
However, Ms. Putzbach also indicated that their office did not perform functional assessments (Tr.
603), and she could not answer how many days Plaintiff would be absent from work (Tr. 604).,
As noted above, Plaintiff argues that the ALJ’s RFC determination was not supported by
substantial evidence because the RFC finding for a range of light work with a sit/stand option was
too specific, and the ALJ did not base the RFC finding directly on any one medical opinion. See
ECF No. 8-1 at 9-18. A claimant’s RFC is the most she can still do despite her limitations and is
assessed based on an evaluation of all relevant evidence in the record. See 20 C.F.R. §§
404.1520(e), 404.945(a)(1), (a)(3); Social Security Ruling (“SSR”) 96-8p, 61 Fed. Reg. 34,474-
01 (July 2, 1996). At the hearing level, the ALJ has the responsibility of assessing the claimant’s
RFC. See 20 C.F.R. § 404.1546(c); SSR 96-5p, 61 Fed. Reg. 34,471-01 (July 2, 1996); see also 20
C.F.R. § 404.1527(d)(2) (stating the assessment of a claimant’s RFC is reserved for the
Commissioner). Determining a claimant’s RFC is an issue reserved to the Commissioner, not a
medical professional. See 20 C.F.R. § 416.927(d)(2) (indicating that “the final responsibility for
deciding these issues [including RFC] is reserved to the Commissioner”); Breinin v. Colvin, No.
5:14-CV-01166(LEK TWD), 2015 WL 7749318, at *3 (N.D.N.Y. Oct. 15, 2015), report and
recommendation adopted, 2015 WL 7738047 (N.D.N.Y. Dec. 1, 2015) (“It is the ALJ’s job to
determine a claimant’s RFC, and not to simply agree with a physician’s opinion.”).
Additionally, it is within the ALJ’s discretion to resolve genuine conflicts in the evidence.
See Veino v Barnhart, 312 F.3d 578, 588 (2d Cir. 2002). In so doing, the ALJ may “choose between
properly submitted medical opinions.” Balsamo v. Chater, 142 F.3d 75, 81 (2d Cir. 1998).
Moreover, an ALJ is free to reject portions of medical-opinion evidence not supported by objective
evidence of record, while accepting those portions supported by the record. See Veino, 312 F.3d
at 588. Indeed, an ALJ may formulate an RFC absent any medical opinions. “Where, [] the record
contains sufficient evidence from which an ALJ can assess the [plaintiff’s] residual functional
capacity, a medical source statement or formal medical opinion is not necessarily required.”
Monroe v. Comm’r of Soc. Sec., 676 F. App’x 5, 8 (2d Cir. 2017) (internal citations and quotation
omitted).
Moreover, the ALJ’s conclusion need not “perfectly correspond with any of the opinions
of medical sources cited in [his] decision,” because the ALJ is “entitled to weigh all of the evidence
available to make an RFC finding that [i]s consistent with the record as a whole.” Matta v. Astrue,
508 F. App’x 53, 56 (2d Cir. 2013) (citing Richardson v. Perales, 402 U.S. 389, 399 (1971) (the
RFC need not correspond to any particular medical opinion; rather, the ALJ weighs and
synthesizes all evidence available to render an RFC finding consistent with the record as a whole);
Castle v. Colvin, No. 1:15-CV-00113 (MAT), 2017 WL 3939362, at *3 (W.D.N.Y. Sept. 8, 2017)
(The fact that the ALJ’s RFC assessment did not perfectly match a medical opinion is not grounds
for remand.).
Furthermore, the burden to provide evidence to establish the RFC lies with Plaintiff—not
the Commissioner. See 20 C.F.R. §§ 404.1512(a), 416.912(a); see also Talavera v. Astrue, 697
F.3d 145, 151 (2d Cir. 2012) (“The applicant bears the burden of proof in the first four steps of the
sequential inquiry . . . .”); Mitchell v. Colvin, No. 14-CV-303S, 2015 WL 3970996, at *4
(W.D.N.Y. June 30, 2015) (“It is, however, Plaintiff’s burden to prove his RFC.”); Poupore v.
Astrue, 566 F.3d 303, 305-06 (2d Cir. 2009) (The burden is on Plaintiff to show that she cannot
perform the RFC as found by the ALJ.).
Effective for claims filed on or after March 27, 2017, the Social Security Agency
comprehensively revised its regulations governing medical opinion evidence creating a new
regulatory framework. See Revisions to Rules Regarding the Evaluation of Medical Evidence, 82
Fed. Reg. 5844 (Jan. 18, 2017) (technical errors corrected by 82 Fed. Reg. 15, 132-01 (March 27,
2017). Plaintiff filed her application on December 6, 2017, and therefore, the 2017 regulations are
applicable to her claim.
First, the new regulations change how ALJs consider medical opinions and prior
administrative findings. The new regulations no longer use the term “treating source” and no
longer make medical opinions from treating sources eligible for controlling weight. Rather, the
new regulations instruct that, for claims filed on or after March 27, 2017, an ALJ cannot “defer or
give any specific evidentiary weight, including controlling weight, to any medical opinion(s) or
prior administrative medical findings(s), including those from [the claimant’s own] medical
sources.” 20 C.F.R. § 416.920c(a) (2017).
Second, instead of assigning weight to medical opinions, as was required under the prior
regulations, under the new rubric, the ALJ considers the persuasiveness of a medical opinion (or a
prior administrative medical finding). Id. The source of the opinion is not the most important factor
in evaluating its persuasive value. 20 C.F.R. § 416.920c(b)(2). Rather, the most important factors
are supportability and consistency. Id.
Third, not only do the new regulations alter the definition of a medical opinion and the way
medical opinions are considered, but they also alter the way the ALJ discusses them in the text of
the decision. 20 C.F.R. § 416.920c(b)(2). After considering the relevant factors, the ALJ is not
required to explain how he or she considered each factor. Id. Instead, when articulating his or her
finding about whether an opinion is persuasive, the ALJ need only explain how he or she
considered the “most important factors” of supportability and consistency. Id. Further, where a
medical source provides multiple medical opinions, the ALJ need not address every medical
opinion from the same source; rather, the ALJ need only provide a “single analysis.” Id.
Fourth, the regulations governing claims filed on or after March 27, 2017 deem decisions
by other governmental agencies and nongovernmental entities, disability examiner findings, and
statements on issues reserved to the Commissioner (such as statements that a claimant is or is not
disabled) as evidence that “is inherently neither valuable nor persuasive to the issue of whether [a
claimant is] disabled.” 20 C.F.R. § 416.920b(c)(1)-(3) (2017). The regulations also make clear
that, for claims filed on or after March 27, 2017, “we will not provide any analysis about how we
considered such evidence in our determination or decision” 20 C.F.R. § 416.920b(c).
Finally, Congress granted the Commissioner exceptionally broad rulemaking authority
under the Act to promulgate rules and regulations “necessary or appropriate to carry out” the
relevant statutory provisions and “to regulate and provide for the nature and extent of the proofs
and evidence” required to establish the right to benefits under the Act. 42 U.S.C. § 405(a); see also
42 U.S.C. § 1383(d)(1) (making the provisions of 42 U.S.C. § 405(a) applicable to title XVI); 42
U.S.C. § 902(a)(5) (“The Commissioner may prescribe such rules and regulations as the
Commissioner determines necessary or appropriate to carry out the functions of the
Administration.”); Barnhart v. Walton, 535 U.S. 212. 217-25 (2002) (deferring to the
Commissioner’s “considerable authority” to interpret the Act); Heckler v. Campbell, 461 U.S. 458,
466 (1983). Judicial review of regulations promulgated pursuant to 42 U.S.C. § 405(a) is narrow
and limited to determining whether they are arbitrary, capricious, or in excess of the
Commissioner’s authority. Brown v. Yuckert, 482 U.S. 137, 145 (1987) (citing Heckler v.
Campbell, 461 U.S. at 466).
Although Plaintiff separates her challenges to the ALJ’s RFC finding into two arguments,
her arguments are substantively identical. See ECF No. 8-1 at 9-17. Plaintiff does not meaningfully
dispute any of the ALJ’s reasoning or the evidence relied on by the ALJ; rather, Plaintiff maintains
that an RFC finding for a range of light work with a sit/stand option was too specific in relation to
the opinion evidence. See id. at 9-17. Contrary to Plaintiff’s contentions, however, the ALJ relied
on multiple evidentiary sources to make an RFC finding that accounted for all of Plaintiff’s
credible limitations, as supported by the record. Tr. 24-29. See 20 C.F.R. §§ 404.1527, 416.927.
As the ALJ considered, while Plaintiff alleged some extreme symptoms and functional
restrictions in connection with her disability claim, the extent of these allegations was not
consistent with the record evidence. Tr. 25, 29. The ALJ also considered that there was no objective
medical evidence corroborating significant functional restrictions. Tr. 25-27, 393, 438, 474-75,
499, 542, 545-46, 565, 577-78. As the ALJ noted, the evidence indicated that Plaintiff’s symptoms
were managed with medications, and there were several occasions when she declined other
medications or treatment modalities. Tr. 26-29, 475-76, 497, 501, 536, 539, 546, 593. Plaintiff also
repeatedly reported exercising regularly (Tr. 393, 435, 535, 537, 541-42, 592,) which her medical
providers encouraged, some even encouraging daily exercise (Tr. 475, 534, 536, 539, 542, 593,
609). Tr. 25-26.
In terms of opinion evidence, the ALJ considered Ms. Putzbach’s January 2020 medical
assessment form opining that Plaintiff could not perform any work activity during flares-ups and
had been so limited since at least December 2017. Tr. 28-29, 603-04. The ALJ reasonably found
Ms. Putzbach’s opinion “unpersuasive” for multiple reasons. Tr. 29. First, the ALJ noted that Ms.
Putzbach rendered her opinion using a check-box form; she did not complete most of the form;
and she indicated on the form that her office does not perform functional assessments. Tr. 29, 603-
04. As this Court has noted previously, such check-box forms are of limited evidentiary value. See,
e.g., Koerber v. Comm’r of Soc. Sec., No. 6:19-CV-1070-DB, 2020 WL 1915294, at *1 (W.D.N.Y.
Apr. 20, 2020); Halloran v. Barnhart, 362 F.3d 28, 31 n.2 (2d Cir. 2004) (“[t]he standardized form
. . . is only marginally useful for purposes of creating a meaningful and reviewable factual record”);
see also Schillo v. Kijakazi, 31 F.4th 64, 72, 77 (2d Cir. 2022) (an ALJ may reasonably grant little
weight to treating source opinions rendered in “check box” fashion, with almost no explanation)..
The ALJ also noted that Ms. Putzbach did not identify or quantify how often Plaintiff
would have flare-ups to the point she could not perform any work activity; and she wrote “unable
to answer” when asked how often Plaintiff was likely to be absent from work as a result of her
impairment and treatment. Tr. 29, 604. As the ALJ further noted, Ms. Putzbach’s opinion that
Plaintiff had flare-ups to the point that she could not perform any work activity were not supported
by or consistent with the medical evidence in her own treatment records, or records from other
sources. Tr. 29. The ALJ noted that Plaintiff was consistently encouraged to stay active; her
condition was largely stable with hydroxychloroquine, Cymbalta and gabapentin and/or Lyrica;
and there was no documentation of any significant abnormal examination findings. For example,
Ms. Cloutier assessed Plaintiff’s symptoms as manageable and attributable to fibromyalgia, and
she repeatedly encouraged Plaintiff to focus on a healthy lifestyle including daily exercise. Tr. 26,
475, 534, 536, 539, 542, 593, 609. Furthermore, Plaintiff’s lupus was assessed as well-controlled,
with no symptomatology consistent with active lupus. Tr. 26, 542.
The ALJ also noted that despite Plaintiff’s continued complaints of pain, fatigue,
drowsiness, and brain fog, there were no examination findings showing clinical evidence of
weakness, discomfort, lethargy, distractibility, memory loss, or inability to sit, stand, or walk, and
examinations from other providers similarly did not reflect significant abnormal physical
examination signs and findings. Tr. 26, 437-38, 535. In addition, noted the ALJ, Plaintiff did not
report monthly flare-ups or being bedridden during flare-ups to her rheumatology providers. Tr.
26. Moreover, Ms. Putzbach’s conclusions regarding Plaintiff’s inability to work are not medical
opinions, but, rather, statements on an issue reserved to the Commissioner, which the regulations
explicitly provide are inherently neither valuable nor persuasive. See 20 C.F.R. §§ 416.913(a)(2),
416.920b(c)(3).
In any event, as the ALJ considered, there was no evidence that Plaintiff had any symptom
flares attributable to lupus in the relevant period. Tr. 26-29, 475-76, 534, 542, 546. Nor did the
record evidence show that Plaintiff’s symptom flare-ups attributable to fibromyalgia would be so
limiting as to preclude a range of light work with a sit/stand option over a period of at least 12
months. Tr. 26-29. See 20 C.F.R. § 416.909 (“Unless your impairment is expected to result in
death, it must have lasted or be expected to last for a continuous period of at least 12 months.”);
Barnhart v. Walton, 535 U.S. 212, 219 (2002) (“No one claims that the statute would permit an
individual with a chronic illness—say, high blood pressure—to qualify for benefits if that illness,
while itself lasting for a year, were to permit a claimant to return to work after only a week, or
perhaps even a day, away from the job.”).
The ALJ also considered the opinion of consultative examiner Dr. Dave, finding it
“partially persuasive.” Tr. 28, 435-39. As the ALJ explained, Dr. Dave’s opinion that Plaintiff
should avoid pulmonary irritants and extremes of temperature was supported by and consistent
with his examination findings and the evidence in the record regarding Plaintiff’s history of
asthma, but Dr. Dave’s opinion that, Plaintiff had no other limitations based on physical
examination was not fully supported by or consistent with Plaintiff’s lupus and fibromyalgia
diagnoses, which the ALJ determined, warranted a limitation to light exertion with postural
restrictions to account for her pain.. Tr. 28, 438.
As for Dr. Dave’s opinion that Plaintiff may have a few days of moderate limitations for
all strenuous physical activity during acute severe flare-ups of lupus, the ALJ found this
unpersuasive, as it appeared to be based on Plaintiff’s reports, as well as inconsistent with
treatment records from WNY Rheumatology and other sources, which did not reflect any lupus
flares during the relevant period. Tr. 26-29, 475-76, 534, 542, 546. See, e.g., Polynice v. Colvin,
576 F. App’x 28, 31 (2d Cir. 2014) (“Much of what Polynice labels ‘medical opinion’ was no more
than a doctor’s recording of Polynice’s own reports of pain.”). The ALJ also reasonably concluded
that the evidence regarding Plaintiff’s fibromyalgia flares did not support a finding that she could
not perform light work with a sit/stand option on a sustained basis. Tr. 28.
Furthermore, Dr. Dave’s opinion of moderate limitations for all strenuous physical activity
during acute severe flares of lupus was not totally disabling. Tr. 28, 438. See Snyder v. Saul, 840
F. App’x 641, 643 (2d Cir. 2021) (concluding that opinions assessing only moderate limitations
supported an RFC finding for light work); Cook v. Comm’r of Soc. Sec., 818 F. App’x 108, 109
(2d Cir. 2020) (concluding that the ALJ’s RFC finding was sufficiently supported by a consultative
examiner’s opinion assessing only some moderate limitations); White v. Berryhill, 753 F. App’x
80, 82 (2d Cir. 2019) (rejecting an argument that moderate limitations precluded an RFC finding
for light work).
The ALJ also considered the February 2018 opinion of state agency medical consultant Dr.
Krist (Tr. 89-92) and found it “unpersuasive” for similar reasons. Tr. 28. Dr. Krist assessed that
Plaintiff was capable of medium work, but the ALJ found this was not supported by or consistent
with Plaintiff’s treatment records and did not sufficiently account for her pain. Tr. 28, 89-92.
Having considered the opinions of Dr. Dave and Dr. Krist, the ALJ weighed the evidence
significantly more favorably to Plaintiff’s allegations, and reasonably found that an RFC for a
range of light work with a sit/stand option accounted for any credibly established functional
restrictions. Tr. 24-29. “[R]emand is generally not warranted where the ALJ’s RFC finding is more
restrictive than the limitations set forth in the medical opinions of record.” Baker v. Berryhill, 2018
WL 1173782, at *4 (W.D.N.Y. 2018); see Lesanti v. Comm’r of Soc. Sec., No 1:19-cv-00121
(EAW), 436 F.Supp.3d 639, 646 ((W.D.N.Y. 2020) (“[t]he fact that the ALJ afforded [p]laintiff
the benefit of the doubt and included a 5% off-task time limitation in the RFC assessment is not
grounds for remand”); Beaman v. Comm’r of Soc. Sec., 2020 WL 473618, *5 (W.D.N.Y. 2020)
(“[p]laintiff's argument that the ALJ based her highly specific RFC based upon her own lay opinion
necessarily fails[;] [i]t is clear that the ALJ fashioned her RFC finding by referring to [the
consultative examiner’s opinion] and incorporating additional restrictions based on [p]laintiff's
own testimony”); Wilson v. Colvin, No. 6:16-cv-06509-MAT, 2017 WL 2821560, at *5 (W.D.N.Y.
June 30, 2017) (“Furthermore, the fact that an RFC assessment does not correspond exactly to a
medical expert's opinion in the record does not mean that the RFC assessment is ‘just made up’”).
Plaintiff’s own statements also lend additional support to the ALJ’s RFC finding. As the
ALJ noted, Plaintiff testified that when not in a flare, she could stand for 15-20 minutes, walk for
20-30 minutes, and sit for 20-30 minutes. Tr. 25, 60-65. Thus, Dr. Dave and Dr. Krist’s
assessments, as well as Plaintiff’s testimony, support the ALJ’s finding for a range of light work
with a sit/stand option permitting her to change position every 30 minutes. See Cichocki v. Astrue,
729 F.3d 172, 177 (2d Cir. 2013) (holding that, under the substantial evidence standard, the ALJ’s
decision is sufficient as long as a reviewing court can “fathom the ALJ’s rationale in relation to
evidence in the record . . . .”). Thus, Plaintiff’s argument that the ALJ’s “highly specific” RFC was
not supported by substantial evidence is meritless.
Moreover, as explained above, RFC is an administrative finding, not a medical one.
Ultimately, an ALJ, not a medical source, assesses RFC based on the record at large. 20 C.F.R. §
404.1545(a). See Tricarico v. Colvin, 681 F. App’x 98, 101 (2d Cir. 2017) (citing Matta, 508 F.
App’x at 56) (“Although the ALJ’s conclusion may not perfectly correspond with any of the
opinions of medical sources cited in his decision, he was entitled to weigh all of the evidence
available to make an RFC finding that was consistent with the record as a whole.”). Thus, opinion
evidence is only one type of evidence that an ALJ is required to consider. See 20 C.F.R. §§
404.1520(e), 416.920(e) (“we will assess the residual functional capacity based on all the relevant
medical and other evidence in your case record”); 20 C.F.R. §§ 404.1545(a)(3), 416.945(a)(3)
(explaining that the adjudicator will assess the RFC based on all the relevant evidence in the case
record); 20 C.F.R. §§ 404.1513(a)(1),(4), 416.913(a)(1),(4) (explaining that evidence that can be
considered includes objective medical evidence, such as medical signs and laboratory findings; as
well as evidence from nonmedical sources, including the claimant, such as from forms contained
in the administrative record).
Here, the ALJ noted that Plaintiff’s statements were not fully consistent with the objective
medical evidence. Tr. 29. For example, Plaintiff testified that during a flare she could not even
carry her cell phone and could not do anything except lie in bed all day. Tr. 64-65. However, the
ALJ noted that Plaintiff was seen at WNY Rheumatology during a flare, but the treatment note
does not reflect evidence that she presented in this degree of distress or incapacity. Tr. 29, 533.
Plaintiff also testified that she was unable focus due to brain fog, but there were no examination
findings that show Plaintiff to be inattentive, distracted, or with cognitive abnormalities. Tr. 29.
Next, the ALJ noted that Plaintiff’s statements were not entirely consistent with her
reported activities. Tr. 29. See 20 C.F.R. § 404.1529(c)(3)(i) (An ALJ may consider the nature of
a claimant’s daily activities in evaluating the consistency of allegations of disability with the record
as a whole.); see also Ewing v. Comm’r of Soc. Sec., No. 17-CV-68S, 2018 WL 6060484, at *5
(W.D.N.Y. Nov. 20, 2018) (“Indeed, the Commissioner’s regulations expressly identify ‘daily
activities’ as a factor the ALJ should consider in evaluating the intensity and persistence of a
claimant’s symptoms.”) (citing 20 C.F.R. § 416.929(c)(3)(i)). For example, at the 2018
consultative examination with Dr. Dave, Plaintiff reported that Plaintiff cooks, cleans, does
laundry, and shops once a week, and she does childcare daily. Tr. 29, 436. Poupore, 566 F.3d at
307 (claimant’s abilities to watch television, read, drive, and do household chores supported ALJ’s
finding that his testimony was not fully credible). Furthermore, as noted previously, treatment
records from WNY Rheumatology and other providers indicated that Plaintiff tried to stay active
by working out a few times a week (Tr, 393, 535, 536, 537, 592), and she reported traveling out
of the country for about a month, during which time she wanted to stop taking Lyrica (Tr. 543-
44). Tr. 29.
Finally, the ALJ noted that Plaintiff’s degree of medical treatment was not fully consistent
with her statements. Tr, 29. For example, Plaintiff had been referred for neuropsychological
evaluation by two providers, Highgate and WNY Rheumatology, but there was no evidence that
she followed up. Tr, 29, 494, 499, 539. The ALJ also noted that Plaintiff had been offered
additional medication, such as methotrexate and steroids, but declined. Tr. 29, 546, 592.
Based on the foregoing, the ALJ properly analyzed the entire record in accordance with the
Commissioner’s regulations and properly assessed Plaintiff’s RFC. See 20 C.F.R. § 416.946(c)
(the responsibility for determining a claimant’s RFC rests solely with the ALJ); see also
Richardson, 402 U.S. at 399 (it is within the sole province of the ALJ to weigh all evidence and
resolve material conflicts); see Galiotti v. Astrue, 266 F. App’x 66, 67 (2d Cir. 2008) (it is the
province of the ALJ to consider and resolve conflicts in the evidence as long as the decision rests
upon “adequate findings supported by evidence having rational probative force”).
As previously noted, Plaintiff bears the ultimate burden of proving that she was more
limited than the ALJ found. See Valentin v. Comm’r of Soc. Sec., 820 F. App’x 71, 713 (2d Cir.
2020) (“Valentin does not identify any evidence supporting a more limited RFC.”); Smith v.
Berryhill, 740 F. App’x 721, 726 (2d Cir. 2018) (“Smith had a duty to prove a more restrictive
RFC, and failed to do so.”); Poupore, 566 F.3d at 306 (it remains at all times the claimant’s burden
to demonstrate functional limitations, and never the ALJ’s burden to disprove them). While
Plaintiff may disagree with the ALJ’s conclusion, Plaintiff’s burden was to show that no reasonable
mind could have agreed with the ALJ’s conclusions, which she has failed to do.
When “there is substantial evidence to support either position, the determination is one to
be made by the fact-finder.” Davila-Marrero v. Apfel, 4 F. App’x 45, 46 (2d Cir. Feb. 15, 2001)
(citing Alston v. Sullivan, 904 F.2d 122, 126 (2d Cir. 1990)). The substantial evidence standard is
“a very deferential standard of review — even more so than the ‘clearly erroneous’ standard,” and
the Commissioner’s findings of fact must be upheld unless “‘a reasonable factfinder would have to
conclude otherwise.” Brault v. Soc. Sec. Admin., Comm’r, 683 F.3d 443, 448 (2d Cir. 2012)
(emphasis in the original). As the Supreme Court explained in Biestek v. Berryhill, “whatever the
meaning of ‘substantial’ in other contexts, the threshold for such evidentiary sufficiency is not
high” and means only “such relevant evidence as a reasonable mind might accept as adequate to
support a conclusion.” Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019) (internal citations
omitted).
CONCLUSION
Plaintiff's Motion for Judgment on the Pleadings (ECF No. 8) is DENIED, and the
Commissioner’s Motion for Judgment on the Pleadings (ECF No. 9) is GRANTED. Plaintiffs
Complaint (ECF No. 1) is DISMISSED WITH PREJUDICE. The Clerk of Court will enter
judgment and close this case.
IT ISSO ORDERED.
Wand Laure,
UNITED STATES MAGISTRATE JUDGE
27