rejecting the notion that “once the forum rule presumption has been rebutted, the Court must blindly endorse any and all ‘customary billing rates’ utilized by the out-of-district law firms prosecuting [an action] as those a reasonable client would be willing to pay”
How later courts described this case
- rejecting the notion that “once the forum rule presumption has been rebutted, the Court must blindly endorse any and all ‘customary billing rates’ utilized by the out-of-district law firms prosecuting [an action] as those a reasonable client would be willing to pay”
- noting that a district court should consider how a reasonable client might be able to negotiate a lower hourly rate if her attorneys “desire to obtain the reputational benefits that might accrue from being associated with the case”
- noting that adjustments to the lodestar are only appropriate in “rare circumstances” where it does “not adequately take into account a factor that may properly be considered in determining a reasonable fee”
- “[I]n dealing with [] surplusage, the court has discretion simply to deduct a reasonable percentage of the number of hours claimed as a practical means of trimming fat from a fee application.” (internal quotation marks omitted)
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NEW YORK
SONIA McGAFFIGAN,
Plaintiff,
Case # 21-CV-6545-FPG
v.
DECISION & ORDER
THE CITY OF ROCHESTER, et al.,
Defendants.
INTRODUCTION
On August 4, 2022, Plaintiff Sonia McGaffigan accepted a Rule 68 Offer of Judgment
submitted by Defendants City of Rochester “and all of its named and unnamed employees.” ECF
No. 42 at 2. The accepted offer directs that judgment be entered against Defendants in the amount
of $10,001 “plus costs, including reasonable attorney’s fees.” Id. On October 4, 2022, Plaintiff
moved for an award of attorney’s fees and costs totaling $72,330.80. ECF No. 44. Defendants
object to the requested attorney’s fees.1 ECF Nos. 46, 52. For the reasons that follow, Plaintiff’s
motion is GRANTED IN PART and DENIED IN PART.
LEGAL STANDARD
The parties agree that Plaintiff is entitled to an award of reasonable attorney’s fees and
costs in connection with the accepted offer. See ECF No. 46 at 4; ECF No. 44-1 at 5-6. “A
reasonable fee is a fee that is sufficient to induce a capable attorney to undertake the representation
of a meritorious civil rights case. In the Second Circuit, attorney’s fees awards are calculated
based on the ‘presumptively reasonable fee’ approach.” Ekukpe v. Santiago, No. 16-CV-5412,
1 Defendants do not oppose Plaintiff’s requests for costs. See ECF No. 46 at 20.
2020 WL 7027613, at *1 (S.D.N.Y. Nov. 30, 2020) (internal citation and brackets omitted). “[T]he
lodestar—the product of a reasonable hourly rate and the reasonable number of hours required by
the case—creates a ‘presumptively reasonable fee.’” Millea v. Metro-N. R. Co., 658 F.3d 154, 166
(2d Cir. 2011); see also id. at 167 (noting that adjustments to the lodestar are only appropriate in
“rare circumstances” where it does “not adequately take into account a factor that may properly be
considered in determining a reasonable fee”). “The fee applicant bears the burden of establishing
entitlement to an award and documenting the appropriate hours expended and hourly rates.”
Ekukpe, 2020 WL 7027613, at *1.
DISCUSSION
Plaintiff requests $71,665 in attorney’s fees.2 Defendants object to the request on several
grounds. The Court examines and resolves those objections below.
I. Reasonable Hourly Rate
The Court first determines the reasonable hourly rate. Plaintiff uses an hourly rate of $550
for Attorney Shields, $900 for Attorney Roth, and $600 for Attorney Thompson. See ECF No. 44-
2 at 27. The rates for the former two attorneys—whose office is based in Manhattan—constitute
out-of-district rates. See ECF No. 44-1 at 11; ECF No. 44-13 at 7. Defendants argue that no out-
of-district rate should be permitted and that Plaintiff’s attorneys should instead receive a rate of
between $200 per hour and $300 per hour.3 See ECF No. 46 at 8-14.
The Court agrees that it is inappropriate to use out-of-district rates for Attorneys Roth and
Shields. “The reasonable hourly rate is the rate a paying client would be willing to pay,” keeping
2 This figure consists of $55,075 in fees for Attorney Elliot D. Shields (rate of $550 per hour (and $160 per hour for
clerical work)); $10,590 in fees for Attorney David A. Roth (rate of $900 per hour); and $6,000 for Attorney Donald
M. Thompson (rate of $600 per hour).
3 Defendants also contend that Attorney Thompson’s fees should be entirely rejected because Plaintiff failed to include
his time records in her original motion papers. See ECF No. 52 at 2-4. This minor, harmless, and now rectified
oversight does not merit such relief. See ECF No. 47-8.
in mind “that a reasonable, paying client wishes to spend the minimum necessary to litigate the
case effectively.” Arbor Hill Concerned Citizens Neighborhood Ass’n v. Cnty. of Albany, 522
F.3d 182, 190 (2d Cir. 2008). “In determining what rate a paying client would be willing to pay,
the district court should consider, among others, the Johnson factors.” Chaparro v. John Varvatos
Enters., Inc., No. 21-446, 2021 WL 5121140, at *1 (2d Cir. Nov. 4, 2021) (summary order).4 “[A]
reasonable, paying client would in most cases hire counsel from within his district, or at least
counsel whose rates are consistent with those charged locally.” Arbor Hill, 522 F.3d at 191. “This
presumption may be rebutted—albeit only in the unusual case—if the party wishing the district
court to use a higher rate demonstrates that his or her retention of an out-of-district attorney was
reasonable under the circumstances as they would be reckoned by a client paying the attorney’s
bill.” Id.
In Simmons v. New York City Transit Authority, 575 F.3d 170 (2d Cir. 2009), the Second
Circuit expanded upon the standard for applying a higher out-of-district rate:
[W]hen faced with a request for an award of higher out-of-district rates, a district
court must first apply a presumption in favor of application of the forum rule. In
order to overcome that presumption, a litigant must persuasively establish that a
reasonable client would have selected out-of-district counsel because doing so
would likely (not just possibly) produce a substantially better net result. In
determining whether a litigant has established such a likelihood, the district court
must consider experience-based, objective factors. Among the objective factors that
may be pertinent is counsel’s special expertise in litigating the particular type of
case, if the case is of such nature as to benefit from special expertise. . . . The party
seeking the award must make a particularized showing, not only that the selection
4 The Johnson factors are:
[(1)] the time and labor required; (2) the novelty and difficulty of the questions; (3) the level of skill
required to perform the legal service properly; (4) the preclusion of employment by the attorney due
to acceptance of the case; (5) the attorney’s customary hourly rate; (6) whether the fee is fixed or
contingent; (7) the time limitations imposed by the client or the circumstances; (8) the amount
involved in the case and the results obtained; (9) the experience, reputation, and ability of the
attorneys; (10) the ‘undesirability’ of the case; (11) the nature and length of the professional
relationship with the client; and (12) awards in similar cases.
Chaparro, 2021 WL 5121140, at *1 n.2.
of out-of-district counsel was predicated on experience-based, objective factors, but
also of the likelihood that use of in-district counsel would produce a substantially
inferior result. . . . Among the ways an applicant may make such a showing is by
establishing that local counsel possessing requisite experience were unwilling or
unable to take the case, or by establishing, in a case requiring special expertise, that
no in-district counsel possessed such expertise.
Simmons v. N.Y.C. Transit Auth., 575 F.3d 170, 175-76 (2d Cir. 2009) (internal citation omitted).
In her briefing, Plaintiff offers a twofold rationale for retaining attorneys from Manhattan:
(1) there were no Rochester attorneys who were both competent and willing enough to take the
case, and (2) Plaintiff’s retained attorneys were uniquely qualified to handle the matter.5
Regarding the first prong, Plaintiff has submitted affidavits from her three attorneys, as
well as an unaffiliated Rochester attorney, all of whom attest that there was no competent attorney
in Rochester willing to represent Plaintiff—who had “suffered serious civil rights violations[] but
only minor physical injuries and a short detention.” ECF No. 44-2 at 18 (affirmation of Attorney
Shields); see also See ECF No. 47-13 at 2 (affirmation of Charles F. Burkwit); ECF No. 44-15 at
2-3 (declaration of Attorney Thompson); ECF No. 44-13 at 2, 4 (declaration of Attorney Roth).
Even if the Court were to accept this claim without further scrutiny, however, it only proves that
imposition of an average Rochester hourly rate may not be reasonable under the circumstances; it
in no way proves that an average Manhattan hourly rate is reasonable.
Because “a reasonable, paying client wishes to spend the minimum necessary to litigate
the case effectively,” Arbor Hill, 522 F.3d at 190, a court will ordinarily presume that a paying
client who cannot find a competent attorney in her own city will make an effort to find one in a
5 Plaintiff did not herself file an affidavit disclosing her rationale for retaining the attorneys that she did. Though the
better practice would have been to submit an affidavit from Plaintiff, the Court presumes that counsel, in their sworn
declarations, have proffered Plaintiff’s true reasons for retaining them. If Plaintiff had selected counsel on some other
basis—for example, because of counsel’s “name recognition”—the Court’s analysis may well be different. See
Simmons, 575 F.3d at 176 (noting that an out-of-district rate is not warranted if the litigant selected counsel due to his
“prestige” or “brand name,” since “[l]awyers can achieve prestige and fame in numerous ways that do not necessarily
translate into better results”).
nearby, less costly metro area. See, e.g., id. at 185 (concluding that a reasonable, paying client
located in Albany “would have made a greater effort to retain an attorney practicing in the Northern
District of New York, whether in Syracuse, Binghamton, Utica, or Kingston, than did plaintiffs,”
who retained attorneys practicing in the Southern District of New York); Da Silva v. Bennet St.
Dev. Corp., No. 05-CV-2989, 2010 WL 11651766, at *14 (E.D.N.Y. Sept. 24, 2010) (“This Court
is not persuaded that reasonable paying clients who like plaintiffs, seek to recover unpaid wages
under the federal and state labor laws, would not have spent the extra time to look for less
expensive local counsel either in Brooklyn or elsewhere in the Eastern District[, rather than in the
Southern District].”). Conversely, a court will not ordinarily presume that a client, if unable to
find counsel in the immediate vicinity, will disregard all price concerns and select counsel from a
geographically more distant, “significantly more expensive” city. ECF No. 44-13 at 7; see also
Davis v. Eastman Kodak, 758 F. Supp. 2d 190, 200 (W.D.N.Y. 2010) (rejecting the notion that
“once the forum rule presumption has been rebutted, the Court must blindly endorse any and all
‘customary billing rates’ utilized by the out-of-district law firms prosecuting [an action] as those
a reasonable client would be willing to pay”).
In this case, there is no evidence that Plaintiff would have been unable to find competent
counsel located in other parts of the Western District—in particular, Buffalo—or in one of the
many metro areas located in the Northern District, including Syracuse, Binghamton, or Albany.
Indeed, there is no evidence that Plaintiff even attempted that search. As compared to Manhattan,
all of those cities are geographically closer to Rochester and less expensive. By contrast, the firm
of Roth & Roth, LLP pays “expensive” rent on a “suite of offices” in midtown Manhattan, and
carries “significantly more” expenses due to its location—“from payroll, NYC taxes to rent.” ECF
No. 44-13 at 7. Attorney Roth concedes that his firm charges a “significantly higher” hourly rate
than “Rochester attorneys.” Id. at 8. Given the admittedly large premium required to retain a
Manhattan law firm over other attorneys in the Western or Northern Districts, and as well as the
absence of evidence that Plaintiff would have been unable to obtain competent counsel in either
of those districts, the Court concludes that the rates charged by Plaintiff’s Manhattan attorneys
“would simply have been too high for a thrifty, hypothetical client—at least in comparison to the
rates charged by local attorneys.” Arbor Hill, 522 F.3d at 185.
This conclusion is all the more reasonable given the potential non-monetary benefits
redounding to Plaintiff’s counsel from their representation of Plaintiff. See id. at 190 (noting that
a district court should consider how a reasonable client might be able to negotiate a lower hourly
rate if her attorneys “desire to obtain the reputational benefits that might accrue from being
associated with the case”). Attorney Roth indicates that, although his firm “do[es] no advertising
in Rochester” and obtains cases only from “word-of-mouth referrals,” his firm has litigated
“dozens of police misconduct cases against the City of Rochester” since 2016. ECF No. 44-13 at
2. Recently, Plaintiffs’ attorneys represented several family members of Daniel Prude in a FOIL
action. Once they obtained the recordings of Daniel Prude’s death, Plaintiffs’ attorneys
“coordinated with local activists and media outlets to publicly release the video,” which led to
“unprecedented reforms in the RPD and at City Hall.” ECF No. 44-2 at 15-16. Now, Plaintiffs’
attorneys are “counsel for over 117 plaintiffs” in civil rights cases arising from the “2020 [Daniel
Prude] protests in Rochester.” Id. at 17.
The attorney declarations show that Plaintiffs’ attorneys have developed a positive
reputation as civil rights attorneys who are invested in the community and who can competently
and successfully challenge police and governmental misconduct. They obtain new clients through
their community connections and client base via referral. See ECF No. 44-13 at 2. The Daniel
Prude case, the 2020 protests arising after his death, and the litigation resulting therefrom, are all
very high-profile matters, and the representation of over one hundred individuals—including
many, like Plaintiff, who allege significant civil rights violations but only minor physical harm—
not only bolsters the reputation and name recognition of Plaintiffs’ counsel in Rochester, but
operates as an inexpensive and effective form of marketing to other potential clients.6 It is in just
such a circumstance that a reasonable, paying client might be able to insist upon a lower hourly
rate “than the law firm’s customary billing rates.” Arbor Hill, 522 F.3d at 194.
Turning to the second prong of Plaintiff’s argument, Plaintiff asserts that a reasonable,
paying client would opt to retain Attorneys Roth and Shields, despite the additional expense,
because they have “sufficient experience to navigate the highly complicated fields of excessive
force cases involving serious civil rights violations, but only a short detention and minor physical
injuries, and Monell claims.” ECF No. 44-1 at 16. Although out-of-district counsel may be
appropriate if counsel’s expertise would likely “produce a substantially better net result,”
Simmons, 575 F.3d at 175, this is not such a case.
Contrary to Plaintiff’s argument, this case was straightforward. Plaintiff alleges that RPD
officers, without provocation, subjected her to excessive force, falsely arrested her, and fabricated
their accounts of the events. In this alleged factual context, the standards for substantive liability
and qualified immunity are clear and well-established. While a Monell claim can arguably
complicate even a straightforward excessive-force case, Plaintiff’s Monell claim was not a
significant factor in this litigation: it was added just one day before Defendants submitted their
6 Plaintiff’s case may not, standing alone, be high profile, but it is part of the class of cases arising from the 2020
protests, which certainly is.
offer of judgment.7 Accordingly, the special expertise and qualifications of Plaintiffs’ attorneys—
whether in civil rights matters generally or Monell claims specifically—is not a salient ground for
permitting an out-of-district rate. See Simmons, 575 F.3d at 176 (noting that an attorney’s “special
expertise in litigating [a] particular type of case” is only relevant for purposes of permitting an out-
of-district hourly rate “if the case is of such nature as to benefit from special expertise”).
Moreover, even if the Court were to accept that this case involved “complex” issues requiring
counsel with special expertise, as discussed above, Plaintiff fails to provide evidence that a
similarly qualified attorney could not be located elsewhere in the Western or Northern District.
See Arbor Hill, 522 F.3d at 185.
For these reasons, the Court declines to use Attorney Shields’s and Attorney Roth’s out-
of-district hourly rates in calculating the lodestar.
The Court must now determine the reasonable hourly rate. Defendants suggest that a rate
of “between $250-$300 for partners and $200-$250/hour for associates would be considered
reasonable in the Western District,” and they cite case law to support those figures. ECF No. 46
at 8. After considering the Johnson factors, the Court concludes that higher rates are warranted.
Courts in the Western District have found a wide range of hourly rates reasonable. There
is case law to support a top-end of $300 per hour for experienced litigators. For example, in 2022,
Magistrate Judge Payson found reasonable an hourly rate of $275 for a Rochester-based civil rights
litigator with over twenty-five years of practice. See Warr v. Liberatore, No. 13-CV-6508, 2022
WL 969528, at *5 (W.D.N.Y. Mar. 31, 2022) (collecting cases); see also Figueroa v. KK Sub II,
LLC, No. 15-CV-6526, 2019 WL 1109864, at *10 (W.D.N.Y. Mar. 11, 2019) (in employment-
7 For this reason, Magistrate Judge Pedersen’s decision in Casaccia v. City of Rochester, 17-CV-6323, 2021 WL
4189707 (W.D.N.Y. Sept. 15, 2021), is distinguishable. There, Judge Pedersen found Attorney Shields’s out-of-
district rate reasonable because of “the expertise he projects in doggedly pursuing civil rights claims under Monell.”
Casaccia, 2020 WL 4189707, at *4.
discrimination action, stating that “[t]he hourly rates typically awarded in this District” are “$225-
$250 for partner time or senior associate time [and] $150-$175 for junior associate time”). On the
other hand, a top-end of $500 per hour has also been found reasonable in the Western District. See
New York v. Grand River Enters. Six Nations, Ltd., No. 14-CV-910, 2021 WL 4958653, at *4
(W.D.N.Y. Oct. 26, 2021) (in action arising from sale of untaxed cigarettes, finding rate of $500
per hour reasonable for assistant attorney general with “more than 20 years of experience,” and
rate of $350 reasonable for assistant attorney general with more than ten years of experience); see
also Capax Discovery, Inc. v. AEP RSD Invs., LLC, No. 17-CV-500, 2023 WL 140528, at *6
(W.D.N.Y. Jan. 10, 2023) (“In the Western District, $400-$500 per hour is generally deemed a
reasonable hourly rate for experienced trial counsel. . . . For experienced associates, a reasonable
hourly rate is $350.”). In the Northern District, a top-end of $350 per hour appears to be the norm
for civil rights attorneys with extensive experience. See Grant v. City of Syracuse, 357 F. Supp.
3d 180, 202 (N.D.N.Y. 2019) (in excessive force case, finding rate of $350 per hour appropriate
for attorney with forty years of experience and 100 jury trials, and rate of $250 appropriate for
“senior” attorney with more than ten years of experience and 15 jury trials).
Attorney Roth has thirty years of litigation experience, has represented thousands of
plaintiffs in personal injury, civil rights, and employment cases, and handles “extremely complex
cases involving municipal negligence, transit liability and civil rights violations.” ECF No. 44-13
at 6; see also id. at 3-4. Attorney Shields has been practicing law for just over one decade, focusing
on police misconduct and civil rights litigation. ECF No. 44-2 at 10-11. He has been involved in
more than one-hundred civil rights cases since 2012. Id. at 11. Plaintiff has provided evidence
that Attorney Shields has a positive reputation within Rochester’s legal community for his
representation of civil rights clients. See ECF No. 47-13 at 2; Casaccia, 2021 WL 4189707, at *4.
Attorney Thompson primarily focuses his practice on criminal defense, in which he has over 35
years of experience, but he also represents plaintiffs in civil rights litigation. ECF No. 44-15 at 1-
2.
The Court concludes that $350 per hour is reasonable for all three of Plaintiff’s attorneys,
notwithstanding their differences in experience. Although higher and lower rates have been
awarded within the Western District, the Court finds that $350 per hour is appropriate for an
experienced trial attorney in the area of civil-rights litigation. See Costa v. Sears Home
Improvement Prods., Inc., 212 F. Supp. 3d 412, 420 n.5 (W.D.N.Y. 2016) (noting that the “most
relevant authority” for determining reasonable hourly rates are other cases dealing with the same
subject matter). As their declarations demonstrate, all three of Plaintiff’s attorneys bring a wealth
of skill, knowledge, and specialization that is invaluable to their civil-rights clients, and their
willingness to litigate an important civil-rights matter (that did not involve serious injury) is
laudable. A higher rate could be justified for Attorneys Roth and Thompson because of their
experience, but they played a more limited, less demanding role in this litigation—providing
strategic and other advice to Attorney Shields. ECF No. 44-1 at 8; ECF No. 44-13 at 4; see also
Chaparro, 2021 WL 5121140, at *1 n.2 (stating that, in deciding the reasonable hourly rate, a court
may consider the “the novelty and difficulty of the questions” and “the level of skill required to
perform the legal service properly”). Conversely, Attorney Shields is entitled to the same rate as
his more experienced co-counsel because of his central role in representing Plaintiff, along with
the particular skills he brings to such cases. Cf. Casaccia, 2021 WL 4189707, at *4.
Accordingly, the Court concludes that a reasonable hourly rate for all three of Plaintiff’s
attorneys is $350 per hour.8
8 For the same reasons, the Court will reduce the hourly rate at which Attorney Shields billed for clerical work—from
$160 per hour to $75 per hour. See ECF No. 44-3 at 4; Figueroa, 2019 WL 1109864, at *10.
II. Reasonable Hours Worked
Defendants argue that the Court should reduce the number of hours on several grounds.9
The Court will examine each below.
a. Hours Billed after July 25, 2022
The accepted offer of judgment provides for “costs, including reasonable attorney’s fees,
accrued in the prosecution of Plaintiff’s federal claims, up to and including the date of this offer.”
ECF No. 42 at 2 (emphasis added). Based on the emphasized language, Defendants argue that the
Court “must exclude from any award . . . any and all work performed after the date of the Offer of
Judgment,” i.e., July 25, 2022. ECF No. 46 at 5. The Court agrees.
“Like a typical settlement agreement, an accepted Rule 68 offer of judgment is a contract,
and it must be interpreted according to ordinary contract principles.” Lilly v. City of New York,
934 F.3d 222, 235 (2d Cir. 2019). “[I]f the terms of a contract are clear, courts must take care not
to alter or go beyond the express terms of the agreement, or to impose obligations on the parties
that are not mandated by the unambiguous terms of the agreement itself.” Id. Where, as here, the
accepted Rule 68 offer “unambiguously states that the recoverable attorney’s fees, expenses, and
costs are limited to those incurred by the date of the offer,” fees and costs incurred after that date
“cannot be recovered,” and the district court “ha[s] no authority to award them.” Id.
Plaintiff does not dispute the operation of the plain language of the accepted offer; instead,
she asserts that Defendants negotiated the dispute over attorney’s fees “in bad faith,” which
9 In passing, Defendants note that prevailing parties cannot be “compensated for work on state law claims.” ECF No.
46 at 6. Based on that premise, Defendants appear to request a percentage reduction based on the number of claims
eligible for a fee award. See id. at 19. Defendants do not undertake a proper analysis of this issue. It is true that “the
number of hours spent on a case should include only those hours spent on claims eligible for fee-shifting,” but the
Second Circuit has held that “[h]ours spent on legal work that furthers both fee-shifting and non-fee-shifting claims
may be included in the lodestar calculation because they would have been expended even if the plaintiff had not
included non-fee-shifting claims in his complaint.” Millea, 658 F.3d at 168 & n.4. Absent any developed argument
that Plaintiff’s attorneys billed for work only relevant to non-compensable claims, the Court declines to reduce
Plaintiff’s fee request on that basis.
justifies an award of fees and costs incurred after the date of the offer regardless of the parties’
agreement. ECF No. 47 at 10-11. In Lilly, the Second Circuit declined to consider “whether a
district court may, as a matter of equity or otherwise, award fees on fees when a party negotiates
in bad faith, despite the presence of a cut-off clause in the Rule 68 offer or settlement agreement.”
Lilly, 934 F.3d at 237 n.93. Even assuming that the Court has the authority to award fees for “bad
faith” negotiations, the negotiations here cannot be characterized as “bad faith.”
Plaintiff has submitted documentation to support her claim of bad faith. Attorney Shields
notes that he “attempted to settle the fees in this matter prior to making the instant application.”
ECF No. 47-1 at 1. On September 7, 2022, Attorney Shields emailed defense counsel to negotiate
the fee award. ECF No. 47-3 at 1. He explained that “total billing came out to $37,905,” a figure
he reached through a “voluntarily reduced” hourly rate and by excluding fees for “filing and other
paralegal type work.” Id. Attorney Shields proposed to “settle the fees and costs” for $30,000,
which would allow him to avoid “filing a fee application (and the additional fees we could charge
in connection with making said application).” Id. Defense counsel responded with an offer of
$11,000. ECF No. 47-5 at 1. Attorney Shields avers that he did not reply to this offer “because
doing so would have been futile.” ECF No. 47-1 at 2.
The Court fails to see how this interaction evinces defense counsel’s bad faith. The parties
simply failed to come to agree on a fee award.
Plaintiff also suggests that Defendants have raised “bad faith arguments” in opposition to
her fee motion. See ECF No. 47 at 11. As discussed herein, the Court finds Defendants’ arguments
either meritorious or, at the very least, nonfrivolous, so the Court declines to find that Defendants’
opposition to the fee motion is a bad-faith act warranting an additional fee award.
Accordingly, in light of the plain language of the accepted Rule 68 offer, Plaintiff is only
entitled to fees and costs that accrued “up to and including the date of th[e] offer,” i.e., July 25,
2022. ECF No. 42 at 2; see also Lilly, 934 F.3d at 237 (“[W]hen a settlement cuts off a plaintiff’s
entitlement to attorney’s fees on a specific date, a district court may not award a party attorney’s
fees for work incurred after that cut-off date.”). 27.9 hours are excluded from Attorney Shields’s
hours, ECF No. 44-3 at 20-22; 6.7 hours are excluded from Attorney Roth’s hours, ECF No. 44-
14 at 2; and 4.2 hours are excluded from Attorney Thompson’s hours, ECF No. 47-8 at 1.
b. Hours Billed for Motions to Amend and to Compel
Before this matter settled, Plaintiff brought a motion to compel Defendants to respond to
certain discovery, which Defendants opposed in part because some of Plaintiff’s requests
concerned the City of Rochester’s protest response, and Plaintiff had failed to bring any claim “for
municipal liability.” ECF No. 29 at 7. To circumvent this objection, Plaintiff moved to amend
the complaint to add a Monell claim against the City. See ECF No. 19-16 at 3-4. The parties were
able to resolve some of their discovery disputes before the resolution of the motions. See ECF
Nos. 33, 34. Then, on July 19, 2022, Magistrate Judge Payson granted Plaintiff’s motion to amend
and denied without prejudice the motion to compel, stating that Plaintiff could renew her motion
“after the parties meet and confer about the discovery disputes in light of [the] determination on
the motion to amend.” ECF No. 38 at 10. Less than one week later, Defendants submitted their
Rule 68 offer. See ECF No. 42 at 2.
Defendants now contend that hours expended on Plaintiff’s motions to amend and compel
should be excluded. ECF No. 46 at 14-17. They assert that the litigation over those issues “could
have been avoided had Plaintiff’s counsel included a Monell claim at the outset.” Id. at 14.
“The fee applicant [] bears the burden of documenting the hours spent by counsel, and the
reasonableness thereof. In determining a reasonable fee, the district court should exclude hours
that were not reasonably expended, including hours that are excessive, redundant, or otherwise
unnecessary.” Brooks v. Roberts, 501 F. Supp. 3d 103, 114 (N.D.N.Y. 2020) (internal citation,
quotation marks, and ellipsis omitted). “The relevant inquiry for the court is not whether hindsight
vindicates an attorney’s time expenditures, but whether, at the time the work was performed, a
reasonable attorney would have engaged in similar time expenditures.” Id. (internal quotation
marks omitted).
Applying these standards, the Court is not persuaded by Defendants’ argument. While it
may be reasonable to expect Plaintiff’s attorneys to draft the complaint with an eye towards the
scope of future discovery, the Court cannot say it was necessary for Plaintiff’s counsel to predict
Defendants’ potential objections to future discovery requests and proceed to draft the complaint in
order to pre-emptively thwart those objections. Judging an attorney’s conduct on that standard
would be too affected by hindsight bias. See id. Ultimately, what occurred in this case was an
entirely ordinary dispute over the scope of Plaintiff’s claims and permissible discovery. Plaintiff’s
decision to seek relief by motion was neither redundant nor unnecessary, and the Court declines
to exclude such hours from the lodestar.
c. “Trimming the Fat”
Finally, Defendants argue that Plaintiff’s attorneys engaged in the practice of “fatty”
billing. They request a “ten percent across-the-board reduction” to Plaintiff’s fee request. ECF
No. 46 at 18; see also Kirsch v. Fleet Street, Ltd., 148 F.3d 149, 173 (2d Cir. 1998) (“[I]n dealing
with [] surplusage, the court has discretion simply to deduct a reasonable percentage of the number
of hours claimed as a practical means of trimming fat from a fee application.” (internal quotation
marks omitted)).
The Court rejects Defendants’ objection. Defendants cite only a few, scattered entries in
Attorney Shields’s twenty-two page billing summary to support their position. See ECF No. 46 at
17-18. The Court is not convinced that those few examples constitute sufficient “fat” as to justify
an across-the-board reduction.
III. Lodestar
The Court now calculates the lodestar. The reasonable hourly rate is $350 per hour for all
three of Plaintiff’s attorneys, and $75 per hour for clerical work that Attorney Shields performed.
Any hours worked after July 25, 2022 are excluded from the reasonable number of hours. The
Court calculates the following lodestar amounts for each attorney:
• Attorney Shields: $25,242.50.10
• Attorney Roth: $2,555.11
• Attorney Thompson: $2,030.12
• TOTAL: $29,827.50.
Added to this amount are $665.80 in costs, which Defendants do not contest. The Court concludes
that no adjustment is necessary. See Millea, 658 F.3d at 167. Accordingly, Plaintiff is entitled to
$30,493.30 in fees and costs.
10 71.8 hours at a rate of $350 per hour is $25,130. 1.5 hours of clerical work at a rate of $75 per hour is $112.50.
11 7.3 hours at a rate of $350 per hour is $2,555.
12 5.8 hours at a rate of $350 per hour is $2,030.
CONCLUSION
For the reasons stated above, Plaintiff's motion for attorney’s fees and costs (ECF No. 44)
is GRANTED IN PART and DENIED IN PART, in that Plaintiff is granted an award of
$30,493.30 in fees and costs. The Clerk of Court is directed to amend the judgment to reflect that
award.
IT IS SO ORDERED.
Dated: January 26, 2023
Rochester, New York RANK P. GE L JR.
United States District Judge
Western District of New York
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