holding that an ALJ may discount a treating physician’s opinion that a claimant is greatly restricted based on that claimant’s activities of daily living
How later courts described this case
- holding that an ALJ may discount a treating physician’s opinion that a claimant is greatly restricted based on that claimant’s activities of daily living
- “The claimant bears the ultimate burden of proving [disability] throughout the period for which benefits are sought.”
- “It is an accepted principle that the opinion of a treating physician is not binding if it is contradicted by substantial evidence, . . . , and the report of a consultative physician may constitute such evidence.”
- finding that an RFC for light work was supported by a consultative examiner’s assessment of mild limitations in prolonged sitting, standing, and walking and a direction that the claimant avoid heavy lifting and carrying
Written by the judges who cited it.
The opinion
W ESTERN DISTRICT OF NEW YORK
CARITSA B.,
Plaintiff,
v.
19-CV-858
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
DECISION AND ORDER
Pursuant to 28 U.S.C. § 636(c), the parties have consented to have the
undersigned conduct any and all further proceedings in this case, including entry of final
judgment. Dkt. No. 21. Caritsa B. (“Plaintiff”), who is represented by counsel, brings this
action pursuant to the Social Security Act (“the Act”) seeking review of the final decision of
the Commissioner of Social Security (“the Commissioner”) denying her application for
benefits. This Court has jurisdiction over the matter pursuant to 42 U.S.C.
§ 405(g). Presently before the Court are the parties’ competing motions for judgment on
the pleadings pursuant to Rule 12(c) of the Federal Rules of Civil Procedure. Dkt. Nos. 11,
19. For the following reasons, Plaintiff’s motion (Dkt. No. 11) is denied, and the
Commissioner’s motion (Dkt. No. 19) is granted.
BACKGROUND
On October 26, 2015, Plaintiff applied for a period of disability and Disability
Insurance Benefits (“DIB”), alleging disability beginning on August 31, 2012, due to liver
Supplemental Security Income (“SSI”), alleging the same disability onset date. Tr. at 230-
35. Plaintiff’s application was denied at the initial level and she requested review. Tr. at
135-50, 151-52. Administrative Law Judge Lynette Gohr (“the ALJ”) conducted a hearing
relating to Plaintiff’s alleged disability on May 21, 2018. Tr. at 41-79. Plaintiff, who was
represented by an attorney, testified at the hearing, as did an impartial vocational expert
(“VE”). Tr. at 41-79. At that time, Plaintiff amended her alleged onset date to July 7, 2014,
the date of a previous unfavorable decision from the Commissioner which Plaintiff did not
appeal. Tr. at 47. The ALJ declined to reopen Plaintiff’s prior applications. Tr. at 17, 47.
On July 2, 2018, the ALJ issued a decision in which she found that Plaintiff was not eligible
for benefits. Tr. at 17-34. The Appeals Council denied Plaintiff’s request for review,
making the ALJ’s determination the final decision of the Commissioner. Tr. at 1-8. Plaintiff
thereafter commenced this action seeking review of the Commissioner’s decision. Dkt.
No. 1.
LEGAL STANDARD
Determining Whether a Claimant is Entitled to DIB and SSI
The Commissioner shall not authorize DIB unless a claimant proves that she
is disabled under the Act. To prevail on a claim for DIB, a claimant must provide medical
and other evidence to establish that she became disabled before her Title II insured status
expired. See generally 42 U.S.C. § 423. Evidence of an impairment which reached
1 Citations to “Tr. __” refer to the pages of the administrative transcript, which appears at Docket
No. 6.
2
exacerbated after such expiration, “cannot be the basis for entitlement to a period
of disability and disability insurance benefits, even though the impairment itself may have
existed before the claimant’s insured status expired.” Davis v. Colvin, No. 6:14-CV-06373
(MAT), 2016 WL 368009, at *2 (W.D.N.Y. Feb. 1, 2016) (citing Arnone v. Bowen, 882 F.2d
34, 37-38 (2d Cir. 1989)) (“A ‘period of disability’ can only commence, however, while an
applicant is ‘fully insured.’. . . [R]egardless of the seriousness of his present disability,
unless [the claimant] became disabled before [the date last insured], he cannot be entitled
to benefits.”) (internal citations omitted)). Moreover, a claimant must show through
objective medical evidence that she became disabled prior to the expiration of insured
status; she cannot sustain her burden of proof solely by means of conclusory, self-serving
testimony that she was disabled at the crucial time. Gonzalez v. Schweiker, 540 F. Supp.
1256, 1258 (E.D.N.Y. 1982); Rodriguez v. Califano, 431 F. Supp. 421, 423 (S.D.N.Y.
1977).
There is no parallel insured status requirement for SSI. To receive SSI under
the Act, a claimant must establish through medical evidence that she was unable “to
engage in any substantial gainful activity by reason of any medically determinable physical
or mental impairment which can be expected to last for a continuous period of not less
than 12 months.” 42 U.S.C. §§ 1382c(a)(3)(A), (a)(3)(H)(i). For both DIB and SSI claims,
the evidence must show that the claimant is unable to work due to a physical or mental
impairment resulting from “anatomical, physiological, or psychological abnormalities which
are demonstrable by medically acceptable clinical and laboratory diagnostic techniques.”
42 U.S.C. § 423(d)(5)(A). Such impairments must be expected to result in death or have
3
Id.; 20 C.F.R. §§ 404.1509, 416.909. The claimant’s impairments must also be so severe
that she is unable to do her past work or any other substantial gainful work existing in
significant numbers in the national economy based on her age, education, and work
experience. 42 U.S.C. § 423(d)(2)(A).
The Commissioner determines disability using a five-step sequential
evaluation process. 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4); 404.1527(d)(1),
416.927(d)(1). The burden of showing that the claimant can perform other work existing in
significant numbers in the national economy is on the Commissioner; however, the burden
of proving disability is always on the claimant. 20 C.F.R. §§ 404.1520, 416.920; Bowen v.
Yuckert, 482 U.S. 137, 147 (1987); Lesterhuis v. Colvin, 805 F.3d 83, 87 (2d Cir. 2015)
(“The claimant bears the ultimate burden of proving [disability] throughout the period for
which benefits are sought.”) (citation omitted).
District Court Review
42 U.S.C. § 405(g) authorizes a district court “to enter, upon the pleadings
and transcript of the record, a judgment affirming, modifying, or reversing the decision of
the Commissioner of Social Security, with or without remanding the cause for a rehearing.”
42 U.S.C. § 405(g) (2007). Section 405(g) limits the scope of the Court’s review to two
inquiries: whether the Commissioner’s conclusions were based upon an erroneous legal
standard, and whether the Commissioner’s findings were supported by substantial
evidence in the record as a whole. See Green-Younger v. Barnhart, 335 F.3d 99, 105-106
(2d Cir. 2003). Substantial evidence is “more than a mere scintilla.” Moran v. Astrue, 569
4
might accept as adequate to support a conclusion.” Id. (emphasis added and citation
omitted). The substantial evidence standard of review is a very deferential standard, even
more so than the “clearly erroneous” standard. Brault v. Comm’r of Soc. Sec., 683 F.3d
443, 447-48 (2d Cir. 2012) (citing Dickinson v. Zurko, 527 U.S. 150, 153 (1999)).
When determining whether the Commissioner’s findings are supported by
substantial evidence, the Court’s task is “‘to examine the entire record, including
contradictory evidence and evidence from which conflicting inferences can be drawn.’”
Brown v. Apfel, 174 F.3d 59, 62 (2d Cir. 1999) (quoting Mongeur v. Heckler, 722 F.2d
1033, 1038 (2d Cir. 1983) (per curiam)). If there is substantial evidence for the ALJ’s
determination, the decision must be upheld, even if there is also substantial evidence for
the plaintiff’s position. See Perez v. Chater, 77 F.3d 41, 46-47 (2d Cir. 1996); Conlin ex
rel. N.T.C.B. v. Colvin, 111 F. Supp. 3d 376, 384 (W.D.N.Y. 2015). Likewise, where the
evidence is susceptible to more than one rational interpretation, the Commissioner’s
conclusion must be upheld. See Rutherford v. Schweiker, 685 F.2d 60, 62 (2d Cir. 1982).
DISCUSSION AND ANALYSIS
The ALJ’s Decision
The ALJ analyzed Plaintiff’s claims using the familiar five-step process.
Lynch v. Astrue, No. 07-CV-249, 2008 WL 3413899, at *2 (W.D.N.Y. Aug. 8, 2008)
(detailing the five steps). The ALJ found that Plaintiff met the insured status requirements
5
has not engaged in substantial gainful activity since August 31, 2012, the alleged onset
date. Tr. at 20. At step two, she found that Plaintiff had the following severe impairments:
cervical and lumbar spine degenerative disc disease, right shoulder status-post
arthroscopic surgery, migraine headaches with syncopal episode, asthma, obesity, major
depressive disorder, and anxiety disorder.3
At step three, the ALJ concluded that Plaintiff’s impairments did not, either
individually or in combination, meet or equal the Listings, giving special consideration to
Section 1.00 of the Listings (Musculoskeletal System), Listing 1.02 (Major Dysfunction of a
Joint(s) (Due to Any Cause)), Listing 1.04 (Disorders of the Spine), Listing 3.03 (Asthma),
Listing 11.00 (Neurological Disorders), Listing 12.04 (Depressive, Bipolar and Related
Disorders), Listing 12.06 (Anxiety and Obsessive-Compulsive Disorders), and Listing
12.15 (Trauma- and Stressor-Related Disorders). Tr. at 22-25. In reaching this
conclusion, the ALJ found that Plaintiff had only mild limitations in the domains of
understanding, remembering, and applying information, interacting with others,
concentrating, persisting, or maintaining pace, and a moderate limitation in adapting or
managing herself. Tr. at 23-24.
2 Accordingly, the relevant period for DIB is between August 31, 2012 (Plaintiff’s alleged disability
date) and December 31, 2016 (Plaintiff’s date last insured), and for SSI between October 23, 2015
(the protective date on which Plaintiff filed her SSI application) and July 2, 2018 (the date of the
ALJ’s decision). Dkt. No. 19-1, p. 2.
3 This Court presumes the parties’ familiarity with Plaintiff’s medical history, which is detailed at
length in the papers.
6
in 20 C.F.R. §§ 404.1567(b) and 416.967(b), except with several additional limitations,
including: only occasional4 stooping, kneeling, crouching, crawling, and climbing ramps
and stairs; no balancing and no climbing of ladders, ropes, or scaffolds; only occasional
overhead reaching with the right arm; only occasional pushing and pulling with her arms
and operating foot controls with her right foot; frequent5 reaching and handling with the
right arm; no repetitive neck movements, defined as movements that require essentially
the same, repeated neck motions that must be completed in a regular, repetitive sequence
without an opportunity for a break (giving a production line as an example); no more than
moderate levels of noise as defined in the Dictionary of Occupational Titles (“DOT”); no
work involving bright lights or flickering lights; no exposure to unprotected heights, moving
machinery, or moving mechanical parts; no concentrated exposure to temperature
extremes, humidity, wetness, dust, odors, fumes, pulmonary irritants, or vibration; only
work within a low-stress work environment, defined as including simple instructions and
tasks; no supervisory duties; no independent decision-making; no strict production quotas;
and minimal changes in work routine and processes. Tr. at 25-32.
4 “Occasional” means anywhere between once during an eight-hour workday up to no more than
one-third of an eight-hour workday. Program Operations Manual System (POMS) DI
25001.001(A)(53), available at https://secure.ssa.gov/poms.NSF/lnx/0425001001. The only
frequency less than “occasional” is “none” or “never.” Id. at (A)(34), (48).
5 ”Frequent” means occurring between one-third and two-thirds of an eight-hour workday. POMS
DI 25001.001(A)(33), available at https://secure.ssa.gov/poms.NSF/lnx/0425001001. “Frequent” is
not the same as “constant.”
7
paralegal and a general clerk, but that there are jobs that exist in significant numbers in the
national economy that she could perform, including the jobs of Marker (DOT 209.587-034),
Mail Clerk (DOT 209.687-026), and Cashier II (DOT 211.462-010). Tr. at 32-33.
Therefore, Plaintiff was not under a disability at any time from the alleged onset date
through the date of the decision. Tr. at 34.
Judgment on the Pleadings
As noted above, the parties have cross-moved for judgment on the
pleadings. Dkt. Nos. 11, 19. Plaintiff argues that the ALJ erred: in giving “significant
weight” to consulting examiner, Dr. Michael Rosenberg, because the doctor did not review
Plaintiff’s MRIs; and in finding that Plaintiff’s subjective complaints were belied by her
activities of daily living and the medical evidence. No. 11-1, pp. 14-22. The Commissioner
argues that the opinion evidence, including that from Dr. Rosenberg, broadly supports the
RFC, and that the ALJ’s credibility assessment deserves deference. Dkt. No. 19-1, pp. 7-
17. Having reviewed the record in its entirety, this Court finds that the ALJ did not err and
that the RFC is substantially supported.
Plaintiff’s RFC
RFC represents the most the claimant can do despite her impairments. 20
C.F.R. §§ 404.1545(a)(1), 416.945(a)(1). Although the RFC finding is within the province
of the ALJ, 20 C.F.R. §§ 404.1546(c), 416.946(c), the burden of proving disability is on the
claimant. 20 C.F.R. §§ 404.1545(a)(3), 416.945(a)(3). An ALJ is not required to
determine the RFC based on one particular medical opinion. See Wilson v. Colvin, No.
8
an RFC assessment does not correspond exactly to a medical expert’s opinion in the
record does not mean that the RFC assessment is ‘just made up.’”). Rather, the RFC is
based on all the relevant evidence of record. See 20 C.F.R. §§ 404.1545(a)(1),
416.945(a)(1).
The Second Circuit Court of Appeals has held that the RFC finding “need
only afford an adequate basis for meaningful judicial review, apply the proper legal
standards, and be supported by substantial evidence such that additional analysis would
be unnecessary or superfluous.” McIntyre v. Colvin, 758 F.3d 146, 150 (2d Cir. 2014)
(internal quotation marks and brackets omitted) (citing Cichocki v. Astrue, 729 F.3d 172,
177 (2d Cir. 2013)). The ALJ is tasked with reaching an RFC finding based on the record
as a whole; in this analysis, medical opinions are significant, but ultimately just one part of
the evidence. 20 C.F.R. §§ 404.1527(d)(2), 416.927(d)(2) (“Although we consider opinions
from medical sources on issues such as . . . your residual functional capacity . . . the final
responsibility for deciding these issues is reserved to the Commissioner.”).
At the time the ALJ decided Plaintiff’s claim, she was required to evaluate
medical opinions based on several factors under the regulations. See 20 C.F.R. §§
404.1527(c), 416.927(c) (detailing how the Commissioner evaluates opinion evidence for
claims filed before March 27, 2017). Although the opinions of treating physicians were
generally given controlling weight, this rule was not absolute. Rather “[t]he Commissioner
retains the discretion to reach a conclusion inconsistent with an opinion of a treating
physician where that conclusion is supported by sufficient contradictory evidence.” Cohen
9
controlling weight to a physician’s opinion, he or she must consider whether the medical
source examined the claimant; whether the medical source was a treating source; the
extent of the treatment relationship; how well the medical source supported his or her
opinion with relevant evidence; how consistent the opinion was with the record as a whole;
whether the medical source was a specialist; and any other factors that supported or
contradicted the opinion. See 20 C.F.R. §§ 404.1527(c), 416.927(c). The ALJ must also
provide good reasons for the weight given to the opinion. Id.
The ALJ’s Weighing of the Opinion Evidence
After reviewing the record in its entirety, the ALJ weighed the opinions given
by various medical sources about Plaintiff’s physical and mental limitations. See 20 C.F.R.
§ 404.1527(b) (in assessing RFC and other disability issues, the ALJ will consider medical
opinion evidence alongside the other evidence). The ALJ gave good reasons, grounded in
the regulations and the evidence of record, for the weight she gave to those opinions. Tr.
at 30-31. For example, the ALJ gave “little weight” to the May 2015 opinion of Dr. Brendan
Cullinan, Plaintiff’s treating orthopedic surgeon, that Plaintiff’s cervical spondylosis would
last “more than 45 days,” and because of this and an unspecified “Mental Illness,” Plaintiff
would not be able to perform any employment “in the foreseeable future.” Tr. at 542.
The ALJ reasoned that Dr. Cullinan’s opinion was vague and conclusory,
was remote in time as it was rendered more than 3 years before the decision, and that
subsequent evidence and Plaintiff’s wide-ranging activities of daily living showed that while
she had some limitations with neck movement, she was not as debilitated as Dr. Cullinan
10
to afford an opinion. 20 C.F.R. § 416.927(c)(4) (“Generally, the more consistent a medical
opinion is with the record as a whole, the more weight we will give to that medical
opinion.”); see Cruz v. Colvin, 278 F. Supp. 3d 694, 699 (W.D.N.Y. 2017) (holding that an
ALJ may discount a treating physician’s opinion that a claimant is greatly restricted based
on that claimant’s activities of daily living). This Court notes that the issue of whether an
individual is able to work is reserved to the Commissioner. 20 C.F.R. §§ 404.1527(d)(3),
416.927(d)(3); 20 C.F.R. § 404.1527(d) (statements on issues reserved to the
Commissioner can never be given special significance); Miller v. Astrue, 538 F.Supp.2d
641, 650 (S.D.N.Y.2008) (“[A] treating physician’s opinion on whether plaintiff is disabled
or unable to work is not binding, and the ALJ must review underlying medical findings and
other objective evidence to support such a conclusion.”); Lacy v. Astrue, No. 11-CV-4600
MKB, 2013 WL 1092145, at *12 (E.D.N.Y. Mar. 15, 2013).
The ALJ gave “some weight” to Plaintiff’s treating neurologist, Peterkin
Lee Kwen, who declined Plaintiff’s request to write a letter that she was “disabled from
work.” Tr. at 797. Dr. Kwen told Plaintiff that he could not endorse a letter for full
disability, stating if Plaintiff “has any dates that she could not go to work because of
headaches, we can consider it, but this is not an indication for full disability.” Tr. at 797.
The ALJ gave “significant weight” to the opinions of consultative examiners
Dr. Rosenberg and Dr. Rebecca Billings, a psychologist. Tr. at 30-31 (citing Tr. at 613,
620). After examining Plaintiff in December 2015, Dr. Rosenberg opined that Plaintiff
should avoid exposure to bright light and sound and to heights, that she had mild
11
had mild-to-moderate restrictions for activities involving: twisting and turning the cervical
spine; carrying heavy objects; performing overhead activity; pulling, pushing, reaching, and
repetitive use of the arms; fine motor activity of the feet; and prolonged, uninterrupted
walking. Tr. at 620. In giving “significant weight” to Dr. Rosenberg’s opinion, the ALJ
reasoned that he had a working knowledge of the Social Security regulations and
standards, and that the opinion was supported by the objective medical evidence, and was
otherwise consistent with other evidence of record. Tr. at 30-31. These were “good
reasons” for giving Dr. Rosenberg’s opinion greater weight. See 20 C.F.R.
§ 404.1527(c)(3)-(4), (6); Wright v. Berryhill, 687 F. App’x 45, 48 (2d Cir. 2017) (finding
that the ALJ properly assigned great weight to the opinion of the consultative examiner
because the doctor personally examined plaintiff and reached conclusions consistent with
the objective medical evidence).
Of particular significance in this case, no medical source opined that Plaintiff
was more restricted in work-related functions than Dr. Rosenberg opined. Dr. Rosenberg’s
opinion that Plaintiff had “mild,” “mild-to-moderate,” or “moderate” limitations is consistent
with an RFC for light work with the numerous additional limitations that the ALJ included.
See Lewis v. Colvin, 548 F. App’x 675, 678 (2d Cir. 2013) (finding that an RFC for light
work was supported by a consultative examiner’s assessment of mild limitations in
prolonged sitting, standing, and walking and a direction that the claimant avoid heavy lifting
and carrying); Ledesma v. Berryhill, No. 17- CV-0740, 2019 WL 1243141, at *5 (W.D.N.Y.
Mar. 18, 2019) (holding that the RFC for light work was supported by the consultative
examiner’s opinion that plaintiff had mild limitations for prolonged sitting, standing, and
12
CV-798, 2013 WL 4039419, at *7 (N.D.N.Y. 2013) (finding that the medical opinion that
plaintiff had “mild to moderate limitations in walking, pushing, and pulling” supported the
“ALJ’s determination that plaintiff could physically perform light work”).
After examining Plaintiff in December 2015, Dr. Billings opined that she
would have no limitation in the ability to follow and understand simple directions and
instructions; perform simple tasks independently; maintain attention and concentration;
maintain a regular schedule; learn new tasks; perform complex tasks independently; and
relate adequately with others. Tr. at 613. Dr. Billings opined that Plaintiff would have
moderate limitations in making appropriate decisions, specifically around mental health
treatment, and appropriately dealing with stress, and that those two difficulties may be
related to Plaintiff’s lack of mental health treatment at that time. Tr. at 613. In giving
“significant weight” to Dr. Billings’ opinion, the ALJ reasoned that the doctor specialized in
psychology, was familiar with the Social Security regulations and disability standards, and
that her opinion was consistent with her examination findings and the record as a whole.
Once again, these are legitimate considerations in deciding what weight to give a medical
opinion. See 20 C.F.R. § 404.1527(c)(4)-(6); Wright, 687 F. App’x at 48.
The ALJ adopted vocationally-relevant mental limitations into the RFC
consistent with Dr. Billings’ opinion, including limiting Plaintiff to work within a low-stress
work environment, defined as including simple instructions and tasks; no supervisory
duties; no independent decision-making; no strict production quotas; and minimal changes
in work routine and processes. Tr. at 25.
13
limitations, Plaintiff argues that the ALJ erred by giving significant weight to Dr.
Rosenberg’s and Dr. Billings’ opinions over those of Dr. Cullinan and Dr. Kwen, her
treating physicians. As previously noted, there were legitimate reasons to afford less
weight to Dr. Cullinan’s and Dr. Kwen’s opinions. Dkt. No. 11, pp. 14-18. More
importantly, even if the ALJ had given those opinions greater weight, it would not compel a
finding of disability under the regulations. Dr. Kwen declined to opine that Plaintiff could
not work, and Dr. Cullinan opined that Plaintiff’s cervical spondylosis would last “more than
45 days.” Tr. at 542. This falls far short of the minimum 12-month durational requirement
under the regulations. 42 U.S.C. § 1382c(a)(3)(A).
The mere fact that Dr. Rosenberg and Dr. Billings were not treating
physicians did not preclude the ALJ from crediting their opinions, because they were
consistent with the objective medical evidence. See Mongeur, 722 F.2d at 1039 (“It is an
accepted principle that the opinion of a treating physician is not binding if it is contradicted
by substantial evidence, . . . , and the report of a consultative physician may constitute
such evidence.”); Petrie v. Astrue, 412 F. App’x 401, 405-06 (2d Cir. 2011) (holding that
the ALJ rightly concluded that the two consultative psychologists’ opinions, which found
that plaintiff was able to perform unskilled work, were entitled to controlling weight because
they were well supported and consistent with the record; and moreover, the opinions
constituted substantial evidence in support of the ALJ’s RFC).
14
some taken prior and some taken after his examination of Plaintiff, his opinion cannot form
the basis for the RFC. This Court does not agree. The regulations do not mandate that an
examiner revisit an opinion if later imaging becomes available. Dr. Rosenberg’s report
shows that he credited Plaintiff’s characterization of her early imaging showing tears in the
right shoulder and some swelling. Tr. at 616. Accordingly, after examining Plaintiff, he
assessed mild to moderate neck and right shoulder pain, and mild back pain, resulting in
restrictions. The ALJ determined that Dr. Rosenberg’s opinion about Plaintiff’s functional
limitations was consistent with the other medical evidence, including the MRIs, from
before, during, and after his examination of Plaintiff. See 20 C.F.R. § 404.1527(c)(4).
Here, it was reasonable for the ALJ to find that Dr. Rosenberg’s opinion was consistent
with the record, particularly given the lack of any contradictory medical opinions.
It is the ALJ’s responsibility to determine a claimant’s RFC based on all the
evidence in the record, including diagnostic findings. 20 C.F.R. §§ 404.1527(e)(2),
404.1545(a), 404.1546(c), 416.927(e)(2), 416.945(a), 416.946(c); see Johnson v. Colvin,
669 F. App’x 44, 46-47 (2d Cir. 2016) (citing 20 C.F.R. §§ 404.1545(a)(3) and
416.945(a)(3), and explaining that an ALJ looks to “all of the relevant medical and other
evidence” when assessing an applicant’s RFC). Plaintiff has failed to show how her
cervical and lumbar MRIs (detailed at length in the ALJ’s decision) in any way contradict
Mr. Rosenberg’s opinion or the RFC. At worst, the imaging showed some mild spinal
stenosis and disc protrusion. Tr. at 27. Otherwise, the MRIs revealed no spinal cord
abnormality, no radiculopathy, and no evidence of significant degeneration over time. Tr.
at 27. Accordingly, this Court finds no error in the ALJ’s weighing of the medical opinions.
15
Plaintiff argues that the ALJ did not properly evaluate her subjective
complaints. Dkt. No. 11, pp. 18-22. This Court does not agree. The ALJ’s decision
makes clear that she followed the relevant regulations and rules in evaluating Plaintiff’s
testimony. See 20 C.F.R. § 404.1529(c); SSR 16-3p, 2016 WL 1119029. Specifically, the
ALJ considered whether Plaintiff’s testimony about her symptoms was consistent with the
other evidence of record, and found it was not. Tr. at 25-29, 32. These findings warrant
particular deference from the Court. See Selian v. Astrue, 708 F.3d 409, 420 (2d Cir.
2012) (stating that an ALJ’s credibility determination should be afforded deference by a
reviewing Court, as it is the function of an ALJ to appraise the credibility of witnesses,
including the claimant).
As with other matters governed by the substantial evidence standard, even if
a different conclusion could be reached, the ALJ’s reasonable findings must be upheld.
See Wright, 687 F. App’x at 49 (finding no basis to disturb the ALJ’s credibility
determination, given the sharply limited scope of the Court’s review, and where the ALJ
had adequately explained his reasons for finding that the Plaintiff had diminished
credibility); accord Stanton v. Astrue, 370 F. App’x. 231, 234 (2d Cir. 2010) (stating that
“[w]e have no reason to second-guess the credibility finding in this case where the ALJ
identified specific record-based reasons for his ruling”).
Plaintiff argues that she did not need to be “an invalid, incapable of
performing any daily activities,” in order to receive benefits. Dkt. No. 11, pp. 20-21 (citation
omitted). This has little bearing on the ALJ’s credibility findings in this case. Rather, the
16
testimony that she could not do anything without assistance from her sister or her
boyfriend, and that she could not even drive or take public transportation — was consistent
with other evidence of record. The ALJ found that Plaintiff’s complaints were inconsistent
with the record, including evidence of her wide-ranging activities of daily living, and the
objective medical evidence and opinion evidence showing that Plaintiff was limited, but not
debilitated. Tr. at 26-29, 32; see 20 C.F.R. § 404.1529(c)(4) (in assessing subjective
symptom testimony, the ALJ considers its consistency with other evidence of record).
Moreover, this Court notes that the ALJ did not entirely reject Plaintiff’s
subjective complaints, but found that she was not as limited as her testimony otherwise
indicated. Tr. at 25-26. Indeed, in reaching the RFC, the ALJ took a view of “the relevant
evidence in [a] light most favorable to the claimant” in many circumstances. Tr. at 32.
Recognizing Plaintiff’s functional limitations, the ALJ included numerous restrictions in the
RFC, including limitations in reaching, handling, neck movement, exposure to noise and
bright lights, and exposure to workplace stress. Tr. at 25.
Plaintiff clearly disagrees with the ALJ’s evaluation of the evidence.
However, the substantial evidence standard is so deferential that “there could be two
contrary rulings on the same record and both may be affirmed as supported by substantial
evidence.” Cage v. Comm’r of Soc. Sec., 692 F.3d 118, 127 (2d Cir. 2012). That is, “once
an ALJ finds the facts, [a reviewing court] can reject those facts only if a reasonable
factfinder would have to conclude otherwise.” Brault, 683 F.3d at 448 (emphasis
added). This case does not present such a situation. For all of the foregoing reasons, this
17
evidence.
CONCLUSION
For the reasons stated herein, Plaintiff’s motion for judgment on the
pleadings (Dkt. No. 11) is hereby DENIED, and the Commissioner’s motion for
judgment on the pleadings (Dkt. No. 19) is GRANTED. The Clerk of the Court is directed
to close this case.
SO ORDERED.
DATED: Buffalo, New York
March 22, 2021
s/ H. Kenneth Schroeder, Jr.
H. KENNETH SCHROEDER, JR.
United States Magistrate Judge
18