Opinion

Mescall v. Bronx Residential Center

Court
District Court, S.D. New York
Filed
Aug 15, 2022
Cited by
0 cases
Authority
More cited than 27.5%

“[T]he United States simply has not rendered itself liable under [the FTCA] for constitutional tort claims.”

How later courts described this case

  • “[T]he United States simply has not rendered itself liable under [the FTCA] for constitutional tort claims.”
  • declining to infer a Bivens remedy “for damages against private entities acting under color of federal law”
  • courts cannot “imply the existence of an Eighth Amendment-based damages action (a Bivens action) against employees of a privately operated federal prison.”
  • governmental action must be “arbitrary, conscience-shocking, or oppressive in the constitutional sense, not merely incorrect or ill-advised,” to be actionable as a substantive due process violation

Written by the judges who cited it.

The opinion

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF NEW YORK

SEAN FITZGERALD MESCALL,

Plaintiff,

-against- 22-CV-4557 (LTS)

BRONX RESIDENTIAL CENTER; GEO; ORDER TO AMEND

FEDERAL BUREAU OF PRISONS; TRI-

CENTER,

Defendants.

LAURA TAYLOR SWAIN, Chief United States District Judge:

Plaintiff, who is appearing pro se, brings this action invoking the Court’s federal question

jurisdiction.1 Plaintiff contends that the Bureau of Prisons (BOP) has a policy that prevents him,

during his home confinement, from using a particular medication (“Dextroamp”) to treat his

attention deficiency hyperactive disorder (ADHD). Plaintiff invokes the Americans with

Disabilities Act (ADA), and the Rehabilitation Act, 29 U.S.C. §§ 701 et seq., and asserts a

violation of his constitutional right to substantive due process.

Plaintiff sues the BOP and three private entities providing services to federal prisoners

(Tri Center, Inc., Geo Halfway House, and the Bronx Residential Center). He seeks preliminary

injunctive relief and asks the Court to seal this action. For the reasons set forth below, the Court

grants Plaintiff leave to file an amended complaint within 60 days of the date of this order.

1 This action was originally filed in the United States District Court for the Eastern

District of New York, which transferred it here. By order dated June 21, 2022, the Court granted

Plaintiff’s request to proceed in forma pauperis, that is, without prepayment of fees.

STANDARD OF REVIEW

The Prison Litigation Reform Act requires that federal courts screen complaints brought

by prisoners who seek relief against a governmental entity or an officer or employee of a

governmental entity. See 28 U.S.C. § 1915A(a). The Court must dismiss a prisoner’s in forma

pauperis complaint, or any portion of the complaint, that is frivolous or malicious, fails to state a

claim upon which relief may be granted, or seeks monetary relief from a defendant who is

immune from such relief. 28 U.S.C. §§ 1915(e)(2)(B), 1915A(b); see Abbas v. Dixon, 480 F.3d

636, 639 (2d Cir. 2007). The Court must also dismiss a complaint if the court lacks subject

matter jurisdiction. See Fed. R. Civ. P. 12(h)(3).

BACKGROUND

Plaintiff Sean Mescall is in the custody of the BOP but is currently on home confinement

in Newburgh, New York. Plaintiff is monitored “via a cell phone,” by GEO Halfway House in

Bronx County, New York, and receives medical services from TRI Center, Inc. (ECF 1 at 2-3.)

Plaintiff receives “aftercare for substance abuse of alcohol and opioids,” including taking

“suboxone to treat his alcohol and opioid cravings” (id. at 1, 4), and he takes medication

prescribed for depression.

Plaintiff was diagnosed with ADHD when he was five years old. After his release to

home confinement, Plaintiff’s private primary care doctor prescribed Dextroamp for his ADHD.

(Id. at 2.) The BOP, however, “wants him to take a non-controlled substance analogous to

Wellbutrin.” (Id..) A doctor from TRI Center, Inc., which provides medical services to federal

prisoners, prescribed Atomoxetine for Plaintiff’s ADHD; that medication caused Plaintiff severe

nausea and vomiting, extreme fatigue, loss of appetite and other symptoms. (Id.)

Case Manager Ortiz from GEO Halfway House told Plaintiff that he could not take

Dextroamp unless the BOP approved it. Dr. “Tina” at Tri Center, Inc. told Plaintiff that BOP

policy “forbids [prescribing] controlled substance Dextroamp.” (Id. at 2, n.1.) Dr. Tina

“advocated and argued for Mescall” and recommends that Adderall be prescribed for him, id. at

4, but it is unclear if he received Adderall, Wellbutrin, or any medication other than Atomoxetine.

Plaintiff contends that the BOP is “forbidding treatment of a disorder” and requiring him

to “take medicines only approved by the BOP,” which he argues violates the ADA and his right

to substantive due process. Plaintiff contends that he “has never abused Dextroamp, and has no

history of abuse with respect to any mental stimulant for treatment of ADHD.” (Id.) He never

“sold or took any drug analogous to the drug” at issue. (Id.)

Plaintiff brings suit against the “Bronx Residential Center,” “Geo,” “Tri-Center,” and the

BOP. He invokes disability discrimination statutes (the ADA and the Rehabilitation Act), and

asserts a violation of his right to substantive due process. Plaintiff seeks to enjoin Defendants

from preventing him from taking Dextroamp.

DISCUSSION

A. Americans with Disabilities Act

Title II of the ADA provides that “no qualified individual with a disability shall, by

reason of such disability, be excluded from participation in or be denied the benefits of the

services, programs, or activities of a public entity, or be subjected to discrimination by any such

entity.” 42 U.S.C. § 12132. A “public entity” is defined in Title II of the ADA to include “any

State or local government” and “any department, agency, . . . or other instrumentality of a State,”

42 U.S.C. § 12131(1); United States v. Georgia, 546 U.S. 151, 154 (2006) (Title II of the ADA

“prohibits state and local governments from discriminating against people with disabilities in

government programs, services, and activities”).

The federal government and its agencies are not covered under Title II of the ADA.

Plaintiff’s allegations that the BOP violated his rights under Title II of the ADA by limiting the

ADHD medications available to him while he is on home confinement thus fail to state a claim

under the ADA because it does not govern the conduct of federal agencies.

B. Rehabilitation Act

To state a claim under Section 504 of the Rehabilitation Act, a plaintiff must allege that

he “(1) is a ‘handicapped person’ as defined by the Rehabilitation Act, (2) is ‘otherwise qualified’

to participate in the offered activity or benefit; (3) was excluded from such participation solely

by reason of h[is] handicap; and (4) was denied participation in a program that receives federal

funds.” Biondo v. Kaledia Health, 935 F.3d 68, 73 (2d Cir. 2019) (quoting Loeffler v. Staten

Island Univ. Hosp., 582 F.3d 268, 275 (2d Cir. 2009)).

Here, Plaintiff invokes a section of the Rehabilitation Act that relates to the “Duties of

National Council,” 29 U.S.C. § 781. (ECF 1 at 3.) He challenges the health care that he is

receiving but does not allege that Defendants discriminated against him, excluded, him, or

treated him differently from others because of his disability. “Courts routinely dismiss

[discrimination] suits by disabled inmates that allege inadequate medical treatment, but do not

allege that the inmate was treated differently because of his or her disability.” Crosby v.

Petermann, No. 18-CV-9470 (JGK), 2020 WL 1434932, at *12 (S.D.N.Y. Mar. 24, 2020)

(quoting Elbert v. New York State Dep’t of Corr. Servs., 751 F. Supp. 2d 590, 595 (S.D.N.Y.

2010) (collecting cases)); Maccharulo v. New York State Dep’t of Corr. Servs., No. 08-CV-0301,

2010 WL 2899751, at *5 (S.D.N.Y. July 21, 2010) (“[N]either the ADA nor Rehabilitation Act

provides a cause of action for challenges to the quality of health services provided or for

allegations of negligent medical malpractice.”). Because Plaintiff makes no allegation that the

denial of medical care was because of his disability, he fails to state a claim under the

Rehabilitation Act.

C. Constitutional claims

Plaintiff brings suit against the BOP, alleging that its policy regarding Dextroamp violates

his right to substantive due process.2 Federal agencies, such as the BOP, are immune from suit

unless their sovereign immunity has been waived. Robinson v. Overseas Military Sales Corp., 21

F.3d 502, 510 (2d Cir. 1994). Here, Plaintiff seeks only injunctive relief from the BOP.3 The

Administrative Procedure Act (APA) waives sovereign immunity for claims against federal

agencies seeking non-monetary relief. See 5 U.S.C. § 702.10. “The Second Circuit has read

§ 702 ‘as a waiver of immunity where a proper action is brought under 28 U.S.C. § 1331,’ the

general federal question jurisdiction statute.” Rivera v. Fed. Bureau of Investigation, No. 5:16-

CV-0997, 2016 WL 6081435, at *6 (N.D.N.Y. Sept. 13, 2016) (quoting Sprecher v. Graber, 716

F.2d 968, 973-74 (2d Cir. 1983)), R & R adopted, 2016 WL 6072392 (N.D.N.Y. Oct. 17, 2016).

“‘[T]he APA’s waiver of sovereign immunity applies to any suit whether under the APA

or not’ because Section 702 ‘waives sovereign immunity for [any] action in a court of the United

States seeking relief other than money damages,’ not solely for an action brought under the

2 Plaintiff cannot seek damages against a federal agency, such as the BOP, under Bivens v.

Six Unknown Named Agents of Federal Bureau of Narcotics, 403 U.S. 388 (1971). See FDIC v.

Meyer, 510 U.S. 471, 485 (1994) (declining to imply a Bivens remedy against federal agencies).

Nor will a Bivens claim for damages lie against Defendants Tri Center, Geo Halfway House, or

Bronx Residential Center, which are all private entities providing services to federal prisoners.

See Corr. Servs. Corp. v. Malesko, 534 U.S. 61, 72 (2001) (declining to infer a Bivens remedy

“for damages against private entities acting under color of federal law”); Minneci v. Pollard, 565

U.S. 118, 120 (2012) (courts cannot “imply the existence of an Eighth Amendment-based

damages action (a Bivens action) against employees of a privately operated federal prison.”).

3 Plaintiff has not invoked the Federal Tort Claims Act, which provides for damages only.

See, e.g., Marie v. United States, No. 19-CV-6854 (VEC) (DCF) 2020 WL 8669752, at *18

(S.D.N.Y. Aug. 12, 2020) (“The plain language of the [FTCA] statute . . . suggests that its waiver

of sovereign immunity does not apply to claims for non-monetary relief”). Moreover, an FTCA

claim is not available for the violation of a constitutional right. See FDIC, 510 U.S. at 477-78

(“[T]he United States simply has not rendered itself liable under [the FTCA] for constitutional

tort claims.”). Plaintiff does not allege that he has exhausted FTCA remedies, a jurisdictional

requirement. Celestine v. Mt. Vernon Neighborhood Health Ctr., 403 F.3d 76, 82 (2d Cir. 2005).

APA.” Gupta v. S.E.C., 796 F. Supp. 2d 503, 509 (S.D.N.Y. 2011) (quoting Trudeau v. Fed. Trade

Comm’n, 456 F.3d 178, 186 (D.C. Cir. 2006)). “[S]ection 702 waives sovereign immunity not

only for suits brought under the APA, but also for constitutional claims brought under the general

federal question jurisdiction statute.” Rivera, 2016 WL 6081435, at *6 (concluding that “the

waiver of sovereign immunity set forth in [the APA], 5 U.S.C. §§ 702, applies to Plaintiff’s claim

for injunctive relief against the federal defendants [the FBI and its officials] inasmuch as he is

alleging violation of his constitutional rights”).4 Because Plaintiff’s constitutional claim against

the BOP is for injunctive relief only, the Court assumes for purposes of this order that Section

702’s waiver of immunity applies.

Substantive Due Process

A federal prisoner’s claim for a violation of his right to due process arises under the Fifth

Amendment’s Due Process Clause. See Hill v. Curcione, 657 F.3d 116, 122 (2d Cir. 2011)

(quoting Estelle v. Gamble, 429 U.S. 97, 104 (1976)). This clause has been interpreted as a

“protection of the individual against arbitrary action of government.” County of Sacramento v.

Lewis, 523 U.S. 833, 845 (1998) (quoting Wolff v. McDonnell, 418 U.S. 539, 558 (1974)). It has

both a procedural component, which protects against the “denial of fundamental procedural

fairness,” id. at 845-46, and a substantive component, guarding the individual against “the

exercise of power without any reasonable justification in the service of a legitimate

governmental objective,” id. at 846. A substantive due process claim will not lie unless the

4 See also Malesko, 534 U.S. at 62 (“[F]ederal prisoners in private facilities enjoy a

parallel [state-law] tort remedy that is unavailable to prisoners housed in government facilities.

[Such prisoners] also have full access to remedial mechanisms established by the BOP, including

suits in federal court for injunctive relief—long recognized as the proper means for preventing

entities from acting unconstitutionally—and grievances filed through the BOP’s Administrative

Remedy Program.”); Carlson v. Green, 446 U.S. 14, 42 (1980) (“The broad power of federal

courts to grant equitable relief for constitutional violations has long been established.”).

defendant’s conduct is found to be “so egregious, so outrageous, that it may fairly be said to

shock the contemporary conscience.” Id. (quoting Lewis, 523 U.S. at 848 n. 8 (internal quotation

marks omitted)); Ferran v. Town of Nassau, 471 F.3d 363, 370 (2d Cir. 2006) (governmental

action must be “arbitrary, conscience-shocking, or oppressive in the constitutional sense, not

merely incorrect or ill-advised,” to be actionable as a substantive due process violation).

“[C]onduct intended to injure in some way, unjustifiable by any government interest, is

the sort of official action most likely to rise to the conscience-shocking level.” Lewis, 523 U.S. at

849; see also Johnson v. Newburgh Enlarged Sch. Dist., 239 F.3d 246, 252 (2d Cir. 2001)

(“[M]alicious and sadistic abuses of government power that are intended only to oppress or to

cause injury and serve no legitimate government purpose unquestionably shock the

conscience.”). By contrast, “negligently inflicted harm is categorically beneath the threshold.”

Lewis, 523 U.S. at 849.

Here, Plaintiff challenges a BOP policy that prevents him from receiving Dextroamp, an

ADHD medication that qualifies as a controlled substance. He seeks to enjoin the BOP from

applying the policy to him on the ground that he does not have a history of abusing that

particular medication. Plaintiff further argues that he already receives a controlled substance

(suboxone) to “treat his alcohol and opioid cravings.” ECF 1 at 4. First, it is unclear what policy

has been applied to Plaintiff: whether it is a policy limiting prescription medications that qualify

as controlled substances, a policy regarding ADHD medication generally, or a specific policy

targeting Dextroamp.5

5 A district court addressing a similar challenge described the BOP’s policies as follows:

“Inmates may be prescribed medications that are not on the National Formulary after a medical

practitioner obtains approval from the institution’s pharmacist, the facility’s clinical director, the

regional pharmacist, and finally the BOP’s chief psychiatrist or medical director. The National

Formulary also provides a list of pre-requisites for each specific non-formulary drug. Drugs used

In addition, a substantive due process claim is not available where it duplicates other

more particularized constitutional claims. HARR, LLC v. Town of Northfield, 423 F. Supp. 3d 54,

66 (D. Vt. 2019). A prisoner’s constitutional challenge to his medical care arises under the Eighth

Amendment. Estelle v. Gamble, 429 U.S. 97, 106 (1976). Plaintiff thus cannot pursue a

substantive due process claim on these facts because a more particularized claim is available

under the Eighth Amendment.

Deliberate indifference to serious medical needs

To establish a claim under the Eighth Amendment that prison officials acted with

deliberate indifference to a serious medical need, a plaintiff must show both that he had an

objectively serious medical need, and that the officials acted with a subjectively culpable state of

mind. The “subjective” or “mental” element requires a convicted prisoner to allege that a prison

official “‘knows of and disregards an excessive risk to inmate health or safety; the official must

both be aware of facts from which the inference could be drawn that a substantial risk of serious

harm exists, and he must also draw the inference.’” Darnell v. Pineiro, 849 F.3d 17, 32 (2d Cir.

2017) (quoting Farmer v. Brennan, 511 U.S. 825, 837 (1994)). A challenge based on the

inadvertent or negligent failure to provide adequate care does not raise a constitutional claim. See

Estelle, 429 U.S. at 106.

for treatment of ADHD, such as Adderall and Strattera, are non-formulary drugs due to their

highly addictive properties. As pre-requisites for obtaining approval of these drugs, a medical

practitioner must certify and submit written evidence that (1) a prisoner has attempted to manage

his symptoms with counseling and coping mechanisms for six months with no success, and (2) a

prisoner has tried “noradrenergic re-uptake inhibitor” medication for six weeks with no success.”

Zoukis v. Wilson, No. 14-CV-1041, 2015 WL 4064682 (E.D. Va. Jul. 2, 2015) (holding that

doctor was entitled to qualified immunity because, among other reasons, the “Eighth Amendment

does not require defendants to provide prisoners with the medical care of their choice”).

The Court assumes for purposes of this order that Plaintiff’s ADHD is an objectively

serious medical need. Plaintiff has not named any individual defendant whom he alleges was

deliberately indifferent to his serious medical needs. He alleges, for example, that Dr. Tina, his

treating physician at TriCare Center, Inc., “agreed with” him and has “advocated and argued with

the BOP . . . to administer Adderall.” (ECF 1 at 4.) The allegations of the complaint thus do not

suggest that Dr. Tina, or any other individual, is deliberately indifferent to Plaintiff’s serious

medical needs.

Plaintiff’s allegations could be construed as making a claim that, as applied to him, the

BOP’s policies constitute deliberate indifference to his serious medical needs. Because Plaintiff

has not specifically indicated the nature of any relevant BOP policy, however, he does not show

that a BOP policy operates with deliberate indifference to his serious medical needs.6 It is

unclear from Plaintiff’s allegations if he simply asserts a disagreement about medical treatment,

which is not cognizable as a violation of his constitutional rights. See, e.g., Zoukis, 2015 WL

4064682, at *8 (“Plaintiff’s argument essentially consists of a disagreement with [federal]

officials about his preferred method of ADHD treatment. Such an argument does not implicate

the Eighth Amendment.”); United States v. Clawson, 650 F.3d 530, 538 (4th Cir. 2011) (finding

no cognizable Eighth Amendment claim warranting change in sentencing where, although the

BOP did not stock dextroamphetamine, it “does have other medications available on its

formulary for treatment of ADHD and has developed non-formulary use criteria for treatment of

ADHD based on symptom severity”). The Court grants Plaintiff leave to replead his claims of

6 Plaintiff does not indicate that he exhausted the BOP’s administrative remedies, but this

is not a pleading requirement. See Jones v. Bock, 549 U.S. 199, 216 (2007) (holding that

“inmates are not required to specially plead or demonstrate exhaustion in their complaints”).

Rather, a defendant can raise lack of exhaustion as an affirmative defense.

deliberate indifference to his serious medical needs. If Plaintiff chooses to file an amended

complaint and repleads his claims of constitutionally inadequate medical care, in order to state a

claim he should include allegations about what medical care he has received, which BOP policies

are affecting his medical care, whether federal officials have been made aware of his lack of

success with current treatments, and what further steps, if any, have been taken when treatment

was unsuccessful.

D. Preliminary Injunctive Relief

Plaintiff, proceeding pro se, has filed a request for preliminary injunctive relief. To obtain

such relief, Plaintiff must show: (1) that he is likely to suffer irreparable harm and (2) either (a) a

likelihood of success on the merits of his case or (b) sufficiently serious questions going to the

merits to make them a fair ground for litigation and a balance of hardships tipping decidedly in

his favor. See UBS Fin. Servs., Inc. v. W.V. Univ. Hosps., Inc., 660 F. 3d 643, 648 (2d Cir. 2011)

(citation and internal quotation marks omitted); Wright v. Giuliani, 230 F.3d 543, 547 (2000).

Preliminary injunctive relief “is an extraordinary and drastic remedy, one that should not be

granted unless the movant, by a clear showing, carries the burden of persuasion.” Moore v.

Consol. Edison Co. of N.Y., Inc., 409 F.3d 506, 510 (2d Cir. 2005) (internal quotation marks and

citation omitted).

Plaintiff’s submissions at this stage do not demonstrate: (1) a likelihood of success on the

merits, or (2) sufficiently serious questions going to the merits to make them a fair ground for

litigation and a balance of hardships tipping decidedly in his favor. Accordingly, Plaintiff’s

request for emergency injunctive relief is denied.

E. Leave to Amend

Plaintiff proceeds in this matter without the benefit of an attorney. District courts

generally should grant a self-represented plaintiff an opportunity to amend a complaint to cure its

defects, unless amendment would be futile. See Hill v. Curcione, 657 F.3d 116, 123-24 (2d Cir.

2011); Salahuddin v. Cuomo, 861 F.2d 40, 42 (2d Cir. 1988). Indeed, the Second Circuit has

cautioned that district courts “should not dismiss [a pro se complaint] without granting leave to

amend at least once when a liberal reading of the complaint gives any indication that a valid

claim might be stated.” Cuoco v. Moritsugu, 222 F.3d 99, 112 (2d Cir. 2000) (quoting Gomez v.

USAA Fed. Sav. Bank, 171 F.3d 794, 795 (2d Cir. 1999)). Plaintiff is therefore granted leave to

amend his complaint to replead his constitutional claim for injunctive relief.’

In the “Statement of Claim” section of the amended complaint form, Plaintiff must

provide a short and plain statement of the relevant facts supporting each claim against each

defendant. Plaintiff should include all of the information in the amended complaint that Plaintiff

wants the Court to consider in deciding whether the amended complaint states a claim for relief.

That information should include:

a) the names and titles of all relevant people;

b) a description of all relevant events, including what each defendant did or failed to do,

the approximate date and time of each event, and the general location where each

event occurred;

c) adescription of the injuries Plaintiff suffered; and

d) the relief Plaintiff seeks, such as money damages, injunctive relief, or declaratory

relief.

Essentially, Plaintiff’s amended complaint should tell the Court: who violated his

federally protected rights and how; when and where such violations occurred; and why Plaintiff

is entitled to relief.

7 Plaintiff moves to seal this action. Viewing of the pleadings has, at this stage, been

restricted. If Plaintiff chooses to file an amended complaint, and the action proceeds, the Court

will address Plaintiff’s motion to seal the action.

11

Because Plaintiff’s amended complaint will completely replace, not supplement, the

original complaint, any facts or claims that Plaintiff wants to include from the original complaint

must be repeated in the amended complaint.

CONCLUSION

Plaintiff’s request for emergency injunctive relief is denied. The Court grants in part

Plaintiff’s motion to seal and directs the Clerk of Court, at this stage, to restrict viewing of this

action to the parties.

Plaintiff is granted leave to file an amended complaint that complies with the standards

set forth above. Plaintiff must submit the amended complaint to this Court’s Pro Se Intake Unit

within 60 days of the date of this order, caption the document as an “Amended Complaint,” and

label the document with docket number 22-CV-4557 (LTS). An Amended Complaint form is

attached to this order. No summons will issue at this time. If Plaintiff fails to comply within the

time allowed, and he cannot show good cause to excuse such failure, the complaint will be

dismissed for failure to state a claim upon which relief may be granted.

The Court certifies under 28 U.S.C. § 1915(a)(3) that any appeal from this order would

not be taken in good faith, and therefore in forma pauperis status is denied for the purpose of an

appeal. Cf. Coppedge v. United States, 369 U.S. 438, 444-45 (1962) (holding that an appellant

demonstrates good faith when he seeks review of a nonfrivolous issue).

SO ORDERED.

Dated: August 15, 2022

New York, New York

/s/ Laura Taylor Swain

LAURA TAYLOR SWAIN

Chief United States District Judge

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF NEW YORK

_____CV_______________

Write the full name of each plaintiff. (Include case number if one has been

assigned)

AMENDED

-against- COMPLAINT

(Prisoner)

Do you want a jury trial?

☐ Yes ☐ No

Write the full name of each defendant. If you cannot fit the

names of all of the defendants in the space provided, please

write “see attached” in the space above and attach an

additional sheet of paper with the full list of names. The

names listed above must be identical to those contained in

Section IV.

NOTICE

The public can access electronic court files. For privacy and security reasons, papers filed

with the court should therefore not contain: an individual’s full social security number or full

birth date; the full name of a person known to be a minor; or a complete financial account

number. A filing may include only: the last four digits of a social security number; the year of

an individual’s birth; a minor’s initials; and the last four digits of a financial account number.

See Federal Rule of Civil Procedure 5.2.

I. LEGAL BASIS FOR CLAIM

State below the federal legal basis for your claim, if known. This form is designed primarily for

prisoners challenging the constitutionality of their conditions of confinement; those claims are

often brought under 42 U.S.C. § 1983 (against state, county, or municipal defendants) or in a

“Bivens” action (against federal defendants).

☐ Violation of my federal constitutional rights

☐ Other:

II. PLAINTIFF INFORMATION

Each plaintiff must provide the following information. Attach additional pages if necessary.

First Name Middle Initial Last Name

State any other names (or different forms of your name) you have ever used, including any name

you have used in previously filing a lawsuit.

Prisoner ID # (if you have previously been in another agency’s custody, please specify each agency

and the ID number (such as your DIN or NYSID) under which you were held)

Current Place of Detention

Institutional Address

County, City State Zip Code

III. PRISONER STATUS

Indicate below whether you are a prisoner or other confined person:

☐ Pretrial detainee

☐ Civilly committed detainee

☐ Immigration detainee

☐ Convicted and sentenced prisoner

☐ Other:

IV. DEFENDANT INFORMATION

To the best of your ability, provide the following information for each defendant. If the correct

information is not provided, it could delay or prevent service of the complaint on the defendant.

Make sure that the defendants listed below are identical to those listed in the caption. Attach

additional pages as necessary.

Defendant 1:

First Name Last Name Shield #

Current Job Title (or other identifying information)

Current Work Address

County, City State Zip Code

Defendant 2:

First Name Last Name Shield #

Current Job Title (or other identifying information)

Current Work Address

County, City State Zip Code

Defendant 3:

First Name Last Name Shield #

Current Job Title (or other identifying information)

Current Work Address

County, City State Zip Code

Defendant 4:

First Name Last Name Shield #

Current Job Title (or other identifying information)

Current Work Address

County, City State Zip Code

V. STATEMENT OF CLAIM

Place(s) of occurrence:

Date(s) of occurrence:

FACTS:

State here briefly the FACTS that support your case. Describe what happened, how you were

harmed, and how each defendant was personally involved in the alleged wrongful actions. Attach

additional pages as necessary.

INJURIES:

If you were injured as a result of these actions, describe your injuries and what medical treatment,

if any, you required and received.

VI. RELIEF

State briefly what money damages or other relief you want the court to order.

VII. PLAINTIFF’S CERTIFICATION AND WARNINGS

By signing below, I certify to the best of my knowledge, information, and belief that: (1) the

complaint is not being presented for an improper purpose (such as to harass, cause unnecessary

delay, or needlessly increase the cost of litigation); (2) the claims are supported by existing law

or by a nonfrivolous argument to change existing law; (3) the factual contentions have

evidentiary support or, if specifically so identified, will likely have evidentiary support after a

reasonable opportunity for further investigation or discovery; and (4) the complaint otherwise

complies with the requirements of Federal Rule of Civil Procedure 11.

I understand that if I file three or more cases while I am a prisoner that are dismissed as

frivolous, malicious, or for failure to state a claim, I may be denied in forma pauperis status in

future cases.

I also understand that prisoners must exhaust administrative procedures before filing an action

in federal court about prison conditions, 42 U.S.C. § 1997e(a), and that my case may be

dismissed if I have not exhausted administrative remedies as required.

I agree to provide the Clerk's Office with any changes to my address. I understand that my

failure to keep a current address on file with the Clerk's Office may result in the dismissal of my

case.

Each Plaintiff must sign and date the complaint. Attach additional pages if necessary. If seeking to

proceed without prepayment of fees, each plaintiff must also submit an IFP application.

Dated Plaintiff’s Signature

First Name Middle Initial Last Name

Prison Address

County, City State Zip Code

Date on which I am delivering this complaint to prison authorities for mailing:

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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