district court did not err in dismissing claim with prejudice in absence of any indication plaintiff could or would provide additional allegations leading to different result
How later courts described this case
- district court did not err in dismissing claim with prejudice in absence of any indication plaintiff could or would provide additional allegations leading to different result
- plaintiff was not denied medical care because evidence clearly showed he was in fact examined by a nurse
- “[P]laintiff’s dizziness and ‘terrible headache’ do not satisfy the objective component . . . .”
- “[B]ecause Plaintiffs’ claim against [the unserved] defendants suffer from the same deficiencies as against [the served defendant], the Court will treat the instant motion as if it were brought on behalf of all defendants.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
-------------------------------------------------------------x
FRANK PALOMPELLI,
Plaintiff,
- against - OPINION & ORDER
JILIAN SMITH, M.D., FREDERICK No. 20-CV-8070 (CS)
BERNSTEIN, M.D., CARL J. KOENIGSMANN,
M.D., and GREEN HAVEN C.F. MEDICAL
DEPT.,
Defendants.
-------------------------------------------------------------x
Appearances:
Frank J. Palompelli
Coxsackie, New York
Pro Se Plaintiff
Gee Won Cha
Assistant Attorney General
Office of the Attorney General of the State of New York
New York, New York
Counsel for Defendants Bernstein and Koenigsmann
Seibel, J.
Before the Court is the motion to dismiss of Defendants Frederick Bernstein and Carl J.
Koenigsmann. (ECF No. 26.)1 For the following reasons, the motion is GRANTED.
I. BACKGROUND
I accept as true the facts, but not the conclusions, set forth in Plaintiff’s Amended
Complaint, (“AC”), Initial Complaint, (ECF No. 2 (“IC”)), and opposition submission, (ECF No.
1 The Amended Complaint, (ECF No. 24 (“AC”)), spells Defendant Koenigsmann’s
name as “Koenigsman.” The Court uses Defendant’s spelling. (See ECF No. 27 (“Ds’ Mem.”)
at 1.)
33 (“P’s Opp.”)). See Washington v. Westchester Cnty. Dep’t of Corr., No. 13-CV-5322, 2015
WL 408941, at *1 n.1 (S.D.N.Y. Jan. 30, 2015) (court may give pro se plaintiff the benefit of
considering facts in original complaint even if they have not been repeated in amended
complaint); Braxton v. Nichols, No. 08-CV-8568, 2010 WL 1010001, at *1 (S.D.N.Y. Mar. 18,
2010) (“[A]llegations made in a pro se plaintiff’s memorandum of law, where they are consistent
with those in the complaint, may also be considered on a motion to dismiss.”).2
Factual Background
Plaintiff is incarcerated at Green Haven Correctional Facility. During his time there, over
a period of years, he has complained of headaches with dizziness. (AC at 4; see IC ¶ 2.)3 He
complained of his symptoms numerous times to Defendants Smith4 and Bernstein, who are,
respectively, a nurse practitioner and doctor at the facility. (IC ¶ 5; see AC at 3-4.) Plaintiff
alleges that Defendant Smith “would not take [his] concern(s) seriously,” and only gave him
over-the-counter Tylenol, and that Defendant Bernstein did “not send [him] out for testing to
gain preventative healthcare.” (AC at 4.) He did not receive “any further testing or treatment.”
(Id.) Plaintiff alleges that facility staff has threatened disciplinary actions for his repeated
requests for attention. (P’s Opp. at 1; see AC at 4.)
2 The Court will send Plaintiff copies of all unpublished decisions cited in this Opinion
and Order.
3 The IC states that Plaintiff suffered headaches for “at least a year,” (IC ¶ 5), and “nearly
one year and a half,” (id. ¶ 6). In the AC he describes “continuo[u]s ongoing headaches with
dizziness.” (AC at 4.) In his opposition he says he complained of “continuous ongoing
headaches with dizziness” for “approximately Five (5) years.” (P’s Opp. at 2.) (emphasis in
original).
4 Defendant Smith has not been served in this action. (ECF No. 17.) According to
counsel for Defendants Bernstein and Koenigsmann, “there is no nurse [or] doctor by this name
employed by or contracted with the New York State Department of Corrections and Community
Supervision.” (Ds’ Mem. at 2 n.2.)
On November 9, 2018, Plaintiff complained to a non-defendant correction officer about
feeling dizzy and nauseous “with [an] intense headache.” (IC ¶ 2.) He does not recall what
happened after that, but he was told that the next day, he fell and hit his head, which led “to a
head injury that caused internal bleeding” and a stroke. (Id. ¶ 4.) He was hospitalized and
received adequate care after the stroke. (IC ¶¶ 3-4; P’s Opp. at 2.) A CAT scan showed a
“fracture in [his] frontal lobe,” (AC at 5), and his discharge diagnosis was “[i]ntraparenchymal
[h]ematoma of the [b]rain; [v]asogenic [e]dema,” (IC ¶ 4). Plaintiff left the hospital on
November 11, 2018. (Id. ¶ 3.) As a result of the stroke, Plaintiff now “suffer[s] from short term
memory loss, hypertension, headaches, weakness in [his] legs when [he] stand[s], numbness in
[his] extremities, and extreme anxiety.” (AC at 4.) He alleges that had he been provided “with
adequate medical treatment, the injury and stroke could have been prevented.” (IC ¶ 5.)
Procedural History
On September 29, 2020, Plaintiff filed a complaint in this court, alleging that Defendants
Smith, Bernstein, Koenigsmann, and the Green Haven C.F. Medical Department treated him
with deliberate indifference to a safety and health risk that constitutes cruel and unusual
punishment in violation of the Eighth Amendment. (Id. ¶ 6.) On November 16, 2020, this court
dismissed the claim against the Green Haven C.F. Medical Department. (ECF No. 9.)5
On February 16, 2021, Defendants Bernstein and Koenigsmann filed a pre-motion letter
in anticipation of their motion to dismiss, (ECF No. 19), and on March 23, 2021, at a pre-motion
conference, I granted Plaintiff leave to amend the Complaint by April 30, 2021, (see Minute
Entry dated Mar. 23, 2021). After that date came and went, and in response to a May 22, 2021
5 Plaintiff still lists “Green Haven C.F. Medical Dept.” as a Defendant in the AC’s
caption but does not list it as a Defendant under “Defendant Information.” (AC at 1, 3.)
order, (ECF No. 22), Plaintiff filed the Amended Complaint on June 3, 2021, (ECF No. 24). The
instant motion followed. (ECF No. 26.) Plaintiff missed the deadline to oppose, apparently
because he had been moved but did not update the Court or Defendants as to his address. (ECF
No. 29.) The Court extended his time to oppose but he missed that deadline as well. (ECF Nos.
29, 32.) He finally opposed, (P’s Opp.), and Defendants replied, (ECF No. 34).
II. LEGAL STANDARDS
Motion to Dismiss for Failure to State a Claim
“To survive a motion to dismiss, a complaint must contain sufficient factual matter,
accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556
U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). “A claim
has facial plausibility when the plaintiff pleads factual content that allows the court to draw the
reasonable inference that the defendant is liable for the misconduct alleged.” Id. “While a
complaint attacked by a Rule 12(b)(6) motion to dismiss does not need detailed factual
allegations, a plaintiff’s obligation to provide the grounds of his entitlement to relief requires
more than labels and conclusions, and a formulaic recitation of the elements of a cause of action
will not do.” Twombly, 550 U.S. at 555 (cleaned up). While Federal Rule of Civil Procedure 8
“marks a notable and generous departure from the hypertechnical, code-pleading regime of a
prior era, . . . it does not unlock the doors of discovery for a plaintiff armed with nothing more
than conclusions.” Iqbal, 556 U.S. at 678-79.
In considering whether a complaint states a claim upon which relief can be granted, the
court “begin[s] by identifying pleadings that, because they are no more than conclusions, are not
entitled to the assumption of truth,” and then determines whether the remaining well-pleaded
factual allegations, accepted as true, “plausibly give rise to an entitlement to relief.” Id. at 679.
Deciding whether a complaint states a plausible claim for relief is “a context-specific task that
requires the reviewing court to draw on its judicial experience and common sense.” Id.
“[W]here the well-pleaded facts do not permit the court to infer more than the mere possibility of
misconduct, the complaint has alleged – but it has not ‘shown’ – ‘that the pleader is entitled to
relief.’” Id. (cleaned up) (quoting Fed. R. Civ. P. 8(a)(2)).
Pro Se Plaintiffs
Submissions by pro se plaintiffs are to be examined with “special solicitude,” Tracy v.
Freshwater, 623 F.3d 90, 102 (2d Cir. 2010), interpreted “to raise the strongest arguments that
they suggest,” Burgos v. Hopkins, 14 F.3d 787, 790 (2d Cir. 1994), and “held to less stringent
standards than formal pleadings drafted by lawyers,” Hughes v. Rowe, 449 U.S. 5, 9 (1980) (per
curium) (cleaned up). Nevertheless, “threadbare recitals of the elements of a cause of action,
supported by mere conclusory statements, do not suffice,” and district courts “cannot invent
factual allegations” that the plaintiff has not pleaded. Chavis v. Chappius, 618 F.3d 162, 170 (2d
Cir. 2010) (cleaned up).
III. DISCUSSION
Personal Involvement
“It is well settled in this Circuit that personal involvement of defendants in alleged
constitutional deprivations is a prerequisite to an award of damages under § 1983.” Colon v.
Coughlin, 58 F.3d 865, 873 (2d Cir. 1995) (cleaned up). While Colon laid out a special test for
supervisory liability outlining five ways a plaintiff could show personal involvement of a
supervisor, the Second Circuit recently clarified that under the Supreme Court’s ruling in Iqbal,
the Colon test is invalid and “a plaintiff must plead and prove ‘that each Government-official
defendant, through the official’s own individual actions, has violated the Constitution.’”
Tangreti v. Bachmann, 983 F.3d 609, 618 (2d Cir. 2020) (quoting Iqbal, 556 U.S. at 676).
“Simply put, there’s no special rule of liability for supervisors.” Id. While “‘[t]he factors
necessary to establish a [§ 1983] violation will vary with the constitutional provision at issue’
because the elements of different constitutional violations vary,” id. (quoting Iqbal, 556 U.S. at
676) (second alteration in original), “[t]he violation must be established against the supervisory
official directly,” id. (emphasis added).
Plaintiff has not pleaded enough facts for me to conclude that Defendant Koenigsmann,
who is the chief medical officer for the New York State Department of Corrections and
Community Supervision (“DOCCS”), (IC at 1), was personally involved in any constitutional
violations. Indeed, in the AC Plaintiff does not mention Defendant Koenigsmann anywhere
outside the case caption. See Boykin v. Moreno, No. 17-CV-6869, 2020 WL 882195, at *3
(S.D.N.Y. Feb. 24, 2020); King v. Falco, No. 16-CV-6315, 2018 WL 6510809, at *7 (S.D.N.Y.
Dec. 11, 2018). In his opposition papers, Plaintiff states that Koenigsmann “is [in] charge
overall” and is thus liable for Smith’s and Bernstein’s “negligent practices.” (P’s Opp. at 3.)
This statement indicates clearly that Koenigsmann is being sued merely based on his supervisory
position, which even before Tangreti would not suffice to show personal involvement for
purposes of § 1983. See, e.g., Banks v. Annucci, 48 F. Supp. 3d 394, 416 (N.D.N.Y. 2004)
(“Where a defendant is a supervisory official, a mere linkage to the unlawful conduct through the
chain of command (i.e., under the doctrine of respondeat superior) is insufficient to show his or
her personal involvement in that unlawful conduct.”) (cleaned up). Plaintiff’s submissions are
devoid of any facts suggesting that Koenigsmann was involved in, or even aware of, Plaintiff’s
medical care.
Accordingly, the claim against Koenigsmann is dismissed.
Deliberate Indifference to Medical Needs – Bernstein
Next I address whether Plaintiff has adequately stated a claim for deliberate indifference
to his medical needs. The Eighth Amendment imposes a duty on prison officials to ensure that
inmates receive adequate medical care. See Farmer v. Brennan, 511 U.S. 825, 832 (1994). “Yet
not every lapse in medical care is a constitutional wrong. Rather, a prison official violates the
Eighth Amendment only when two requirements” – one objective and one subjective – “are
met.” Salahuddin v. Goord, 467 F.3d 263, 279 (2d Cir. 2006) (cleaned up).
The objective element requires that “the alleged deprivation of adequate medical care. . .
be sufficiently serious.” Id. (cleaned up). Under this element of the test, I must determine (a)
“whether the prisoner was actually deprived of adequate medical care” and (b) if so, “whether
the inadequacy in medical care is sufficiently serious.” Id. at 279-80. Prison officials are
required to provide “reasonable care.” Id. at 279 (citing Farmer, 511 U.S. at 844-47). “Because
prison officials’ duty is only to provide reasonable care, prison officials are liable only if they
fail to take reasonable measures in response to a medical condition.” Rutherford v. Correct Care
Sols., LLC, No. 18-CV-12049, 2020 WL 550701, at *5 (S.D.N.Y. Feb. 4, 2020) (cleaned up).
The subjective component requires a plaintiff to plausibly allege that the official acted
with deliberate indifference to the inmate’s health. Salahuddin, 467 F.3d at 280. “This mental
state requires that the charged official act or fail to act while actually aware of a substantial risk
that serious inmate harm will result.” Id. “The defendant’s belief that his conduct poses no risk
of serious harm (or an insubstantial risk of serious harm) need not be sound so long as it is
sincere.” Id. at 281.
“[N]egligence, even if it constitutes medical malpractice, does not, without more,
engender a constitutional claim.” Chance v. Armstrong, 143 F.3d 698, 703 (2d Cir. 1998).
Deliberate indifference is more than an “inadvertent failure to provide adequate medical care.”
Estelle v. Gamble, 429 U.S. 97, 105 (1976). While deliberate indifference is not established
merely because a provider concludes “no ‘medical treatment’ [is] necessary,” Jordan v. Fischer,
773 F. Supp. 2d 255, 276-77 (N.D.N.Y. 2011), the personnel in question must actually evaluate
the patient’s condition and make a determination, see Smith v. Outlaw, No. 15-CV-9961, 2017
WL 4417699, at *4 (S.D.N.Y. Sept. 30, 2017) (plaintiff who alleged he complained of chest
pains and was sent back to his cell without examination or treatment before having a heart attack
had pleaded deliberate indifference); Gilliam v. Hamula, No. 06-CV-6351, 2011 WL 6148943, at
*16 (W.D.N.Y. Dec. 12, 2011) (alleged refusal to examine Plaintiff could support finding of
deliberate indifference); cf. Powell v. Cusimano, 326 F. Supp. 2d 322, 338-39 (D. Conn. 2004)
(plaintiff was not denied medical care because evidence clearly showed he was in fact examined
by a nurse).
1. The Objective Prong
The objective element “contemplates a condition of urgency that may result in
degeneration or extreme pain.” Chance, 143 F.3d at 702 (cleaned up). “Factors that have been
considered include the existence of an injury that a reasonable doctor or patient would find
important and worthy of comment or treatment; the presence of a medical condition that
significantly affects an individual’s daily activities; or the existence of chronic and substantial
pain.” Id. (cleaned up). Here, Plaintiff complains of “continuo[u]s, ongoing headaches with
dizziness.” (AC at 4.) Plaintiff fails to meet the objective prong because “not all headaches –
even very bad ones – are serious enough to give rise to an Eighth Amendment violation.”
Armand v. Simonson, No. 12-CV-7709, 2016 WL 1257972, at *14 (S.D.N.Y. Mar. 30, 2016); see
Watts v. N.Y.C. Police Dep’t., 100 F. Supp. 3d. 314, 328 (S.D.N.Y. 2015) (“Courts in this district
have held that terrible and extreme headaches and swelling do not satisfy the objective
component of the deliberate indifference inquiry.”) (cleaned up); Qader v. New York, 396 F.
Supp. 2d 466, 470 (S.D.N.Y. 2005) (“[P]laintiff’s dizziness and ‘terrible headache’ do not satisfy
the objective component . . . .”). But see Moriarty v. Neubould, No. 02-CV-1662, 2004 WL
288807, at *2 n.2 (D. Conn. Feb. 10, 2004) (migraine headaches can be a sufficiently serious
condition if they are “extremely painful and debilitating”). Plaintiff does not claim to have had
unusually debilitating headaches, nor does he provide facts that would have put his providers on
notice that the headaches were a precursor to a stroke.6 He has thus failed to allege facts
plausibly meeting the objective prong.
2. The Subjective Prong
Even if Plaintiff had met the objective prong, he fails to meet the subjective prong.
Plaintiff alleges that Defendant Bernstein, as the facility doctor, did “not send [him] out for
testing to gain preventative healthcare which ultimately” led to him “suffering [from] a stroke.”
(AC at 4.) Plaintiff provides no facts showing that Bernstein should have known that someone
who had repeated headaches would then have a stroke, and indeed, that years went by with no
such event makes any such conclusion even more remote. But even if Bernstein should have
known, that would amount, at most, to negligence or medical malpractice, and “[h]arm to a
prisoner caused by accident, negligence or medical malpractice do not alone constitute the
necessary deliberate indifference.” Hogan v. Russ, 890 F. Supp. 146, 149 (N.D.N.Y. 1995). To
state an Eighth Amendment claim, Plaintiff would have to provide facts plausibly suggesting that
6 Indeed, his allegation that treatment of the headaches would have prevented his fall and
stroke is entirely conclusory. He presents no facts about what was causing the headaches, what
caused the fall and stroke, whether there was any relationship between the headaches and the
fall/stroke, what proper treatment of the headaches would have been, or how such treatment
would have prevented the latter events.
Bernstein drew the inference that the headaches were a precursor to a more serious condition,
and just did not care. This he fails to do.
Plaintiff also alleges that the only medication he received for his chronic headaches was
over-the-counter Tylenol and that no one conducted “any further testing or treatment.” (AC at
4.) This claim amounts to a disagreement over the proper course of treatment, which does not
give rise to a constitutional violation. See Chance, 143 F.3d at 703 (“It is well-established that
mere disagreement over the proper treatment does not create a constitutional claim.”). It is well
settled that
disagreements over medications, diagnostic techniques (e.g., the need for X-rays), forms
of treatment, or the need for specialists or the timing of their intervention, are not
adequate grounds for a Section 1983 claim. These issues implicate medical judgments
and, at worst, negligence amounting to medical malpractice, but not the Eighth
Amendment.
Sonds v. St. Barnabas Hosp. Corr. Health Servs., 151 F. Supp. 2d 303, 312 (S.D.N.Y. 2001); see
Hill v. Curcione, 657 F.3d 116, 123 (2d Cir. 2011); Rutherford, 2020 WL 550701, at *6.
Accordingly, complaints alleging disagreement with the course of treatment, like this one, are
routinely dismissed in this Circuit, at least where some medical assessment is done. See, e.g.,
Jacks v. Annucci, No. 18-CV-3291, 2019 WL 3239256, at *4 (S.D.N.Y. July 18, 2019)
(collecting cases); Washington v. Westchester Cnty. Dep’t of Corr., No. 13-CV-5322, 2014 WL
1778410, at *6 (S.D.N.Y. Apr. 25, 2014) (“[I]t is well-settled that the ultimate decision of
whether or not to administer a treatment or medication is a medical judgment that, without more,
does not amount to deliberate indifference.”).
Accordingly, Plaintiff’s Eighth Amendment claim against Bernstein for deliberate
indifference to medical needs is dismissed.7 The Court sympathizes with Plaintiff’s suffering,
but his medical care does not rise to the level of a constitutional violation.
The Unserved Defendant
Pursuant to Federal Rule of Civil Procedure 4(m),
[i]f a defendant is not served within 90 days after the complaint is filed, the court – on
motion or on its own after notice to the plaintiff – must dismiss the action without
prejudice against that defendant or order that service be made within a specified time.
But if the plaintiff shows good cause for the failure, the court must extend the time for
service for an appropriate period.
Fed. R. Civ. P. 4(m). “Good cause is generally limited to exceptional circumstances where the
plaintiff’s failure to serve process in a timely manner was the result of circumstances beyond
[his] control.” Rutherford v. Fla. Union Free Sch. Dist., No. 16-CV-9778, 2019 WL 1437823, at
*20 (S.D.N.Y. Mar. 29, 2019) (cleaned up). “In determining whether a plaintiff has shown good
cause, courts weigh the plaintiff’s reasonable efforts and diligence against the prejudice to the
defendant resulting from the delay.” Id. (cleaned up).
The U.S. Marshals Service was unable to serve Defendant Smith at Green Haven, having
been informed that she was not employed by DOCCS. (ECF No. 17.) During the pre-motion
conference on March 23, 2021, Plaintiff received notice of this failure of service, following
which Defendants investigated whether Defendant Smith worked at Green Haven as an
employed or contracted nurse. Defendants stated in their papers that “[w]e are informed that
7 As I do not find that Plaintiff has plausibly pleaded that Defendants displayed deliberate
indifference to his medical needs, I need not address Defendants’ argument that they are entitled
to dismissal on qualified immunity grounds.
there is no nurse [or] doctor by this name employed by or contracted with the New York State
Department of Corrections and Community Supervision.” (Ds’ Mem. at 2 n.2.)
More than ninety days have elapsed since the Complaint was filed, and Plaintiff – who
had notice of the ineffective service – has failed to identify another address for Defendant Smith.
Ordinarily, I would direct that the action be dismissed against Defendant Smith without prejudice
unless Plaintiff, within thirty days, either (1) files proof of service with the Clerk of the Court, or
(2) shows cause in writing why a further extension of the time limit for service is warranted. See
Fed. R. Civ. P. 4(m). But here “the Court has already found that Plaintiff cannot assert a viable
claim based on the allege deprivation of [medical care], and that finding would apply equally to a
claim against [Smith]. Under these circumstances, it is appropriate for the Court to dismiss
Plaintiff’s claims as to [Smith] sua sponte.” Brown v. Womack, No. 16-CV-31, 2019 WL
4689166, at *7 (W.D.N.Y. Sept. 26, 2019) (collecting cases); see McLennon v. New York City,
No. 13-CV-128, 2015 WL 1475819, at *3 n.9 (E.D.N.Y. Mar. 31, 2015) (“As the court’s rulings
herein would apply equally to the non-moving defendants in this case, the court dismisses
plaintiffs’ . . . claims for failure to state a claim as to the non-moving and unserved defendants
sua sponte.”); Salvani v. ADVFN PLC, 50 F. Supp. 3d 459, 463 n.2 (S.D.N.Y. 2014) (“[B]ecause
Plaintiffs’ claim against [the unserved] defendants suffer from the same deficiencies as against
[the served defendant], the Court will treat the instant motion as if it were brought on behalf of
all defendants.”), aff’d sub nom. Salvani v. InvestorsHub.com, Inc., 628 F. App’x 784 (2d Cir.
2015).
Accordingly, the claim against Smith is dismissed.
Leave to Amend
Leave to amend a complaint should be freely given “when justice so requires.” Fed. R.
Civ. P. 15(a)(2). “[I]t is within the sound discretion of the district court to grant or deny leave to
amend.” Kim v. Kimm, 884 F.3d 98, 105 (2d Cir. 2018) (cleaned up). “Leave to amend, though
liberally granted, may properly be denied” for “‘repeated failure to cure deficiencies by
amendments previously allowed’” or “‘futility of amendment,’” among other reasons. Ruotolo v.
City of N.Y., 514 F.3d 184, 191 (2d Cir. 2008) (quoting Foman v. Davis, 371 U.S. 178, 182
(1962)).
Plaintiff has already amended his complaint, (see ECF No. 24), after having the benefit of
a pre-motion letter from Defendants outlining the proposed grounds for dismissal, (ECF No. 19),
and the discussion at the March 23, 2021 pre-motion conference, (Minute Entry dated Mar. 23,
2021). In general, a plaintiff’s failure to fix deficiencies in the previous pleading, after being
provided notice of them, is alone sufficient ground to deny leave to amend. See Nat’l Credit
Union Admin. Bd. v. U.S. Bank Nat’l Ass’n, 898 F.3d 243, 257-58 (2d Cir. 2018) (“When a
plaintiff was aware of the deficiencies in his complaint when he first amended, he clearly has no
right to a second amendment even if the proposed second amended complaint in fact cures the
defects of the first. Simply put, a busy district court need not allow itself to be imposed upon by
the presentation of theories seriatim.”) (cleaned up); In re Eaton Vance Mut. Funds Fee Litig.,
380 F. Supp. 2d 222, 242 (S.D.N.Y. 2005) (denying leave to amend because “the plaintiffs have
had two opportunities to cure the defects in their complaints, including a procedure through
which the plaintiffs were provided notice of defects in the Consolidated Amended Complaint by
the defendants and given a chance to amend their Consolidated Amended Complaint,” and
“plaintiffs have not submitted a proposed amended complaint that would cure these pleading
defects”), aff'd sub nom. Bellikoff v. Eaton Vance Corp., 481 F.3d 110, 118 (2d Cir. 2007) (per
curiam) (“[P]laintiffs were not entitled to an advisory opinion from the Court informing them of
the deficiencies in the complaint and then an opportunity to cure those deficiencies.”) (cleaned
up).
Moreover, Plaintiff has not asked to amend again or otherwise suggested that he is in
possession of facts that would cure the deficiencies identified in this opinion. Accordingly, the
Court declines to grant leave to amend sua sponte. See TechnoMarine SA vy. Giftports, Inc., 758
F.3d 493, 505 (2d Cir. 2014) (plaintiff need not be given leave to amend if plaintiff fails to
specify how amendment would cure the pleading deficiencies in the complaint); Gallop v.
Cheney, 642 F.3d 364, 369 (2d Cir. 2011) (district court did not err in dismissing claim with
prejudice in absence of any indication plaintiff could or would provide additional allegations
leading to different result); Horoshko v. Citibank, N.A., 373 F.3d 248, 249-50 (2d Cir. 2004) (per
curiam) (district court did not abuse its discretion by not granting leave to amend where there
was no indication as to what might have been added to make complaint viable and plaintiffs did
not request leave to amend).
IV. CONCLUSION
For the foregoing reasons, Defendants’ motion is GRANTED. The Clerk of Court is
respectfully directed to send a copy of this Opinion and Order to Plaintiff, terminate the pending
motion, (ECF No. 26), and close the case.
SO ORDERED.
Dated: March 3, 2022
White Plains, New York □
ee
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