“[P]ro se litigants generally are required to inform themselves regarding procedural rules and to comply with them.” (italics and quotation marks omitted)
How later courts described this case
- “[P]ro se litigants generally are required to inform themselves regarding procedural rules and to comply with them.” (italics and quotation marks omitted)
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
THOMAS BRYANT,
Plaintiff, No. 18-CV-10198 (KMK)
v. OPINION & ORDER
MICHAEL CAPRA, Superintendent; MS. HICKSON,
Defendants.
Appearances:
Thomas Bryant
Ossining, NY
Pro Se Plaintiff
Jonathan James Wilson, Esq.
Maria Barous Hartofilis, Esq.
New York State Office of The Attorney General
New York, NY
Counsel for Defendants
KENNETH M. KARAS, United States District Judge:
Thomas Bryant (“Plaintiff”), currently an inmate at Sing Sing Correctional Facility
(“Sing Sing”), brings this pro se Action, pursuant to 42 U.S.C. § 1983 and the Religious Land
Use and Institutionalized Persons Act (“RLUIPA”), 42 U.S.C. §§ 2000cc-1, et seq., against
Michael Capra (“Capra”) and Ms. Hickson (“Hickson”) (collectively, “Defendants”), alleging
that Defendants violated Plaintiff’s constitutional rights when they purportedly prohibited
Plaintiff from wearing his dreadlocks up with nothing securing them while in the prison yard.
(See Third Am. Compl. (“TAC”) (Dkt. No. 54).) Before the Court is Defendants’ Motion To
Dismiss the TAC (the “Motion”). (See Not. of Mot. (Dkt. No. 65).) For following reasons, the
Motion is granted.
I. Background
A. Factual Background
The following facts are taken from Plaintiff’s TAC and exhibits, (TAC), and from
Plaintiff’s Opposition and Sur-Reply briefs, (Mem. of Law in Supp. of Pl.’s Opp’n (“Pl.’s
Mem”) (Dkt. No. 69); Sur-Reply Mem. of Law. in Supp. of Pl.’s Opp’n (“Pl.’s Sur-Reply”) (Dkt.
No. 72)).1 They are assumed true for purposes of resolving the instant Motion.
At all relevant times, Plaintiff was incarcerated at Sing Sing. (TAC 1).2 Plaintiff is an
atheist whose beliefs are sincerely held; “his practices are centered on remaining free from
religious beliefs and practices.” (Id. at 2.) Plaintiff has floor-length dreadlocks, which he has
been growing for 25 years. (Id.)
On June 13, 2018, while Plaintiff was playing basketball at Sing Sing, Hickson
approached him and said that he could not “have his hair up with nothing securing it unless it
was with a religious hair covering.” (Id. (alteration omitted).) Plaintiff construed this as an
order presenting him with a choice: either (1) “take his dreadlocks out [of] the wrapped fashion
he had secured them in,” or (2) “if he wanted to wear them like that[,] [they] had to have a
religious hair covering,” such as a Rastafarian crown or tsalot-kob. (Id. at 2–3.) According to
Plaintiff, this order was limited to the prison yard, as Plaintiff continues to wear his dreadlocks in
a wrapped fashion “when moving throughout the facility,” including while assisting at a TED X
event with several prominent guests in attendance. (Id. 5–6; Pl.’s Mem. 9.) Pursuant to New
1 “[T]he mandate to read the papers of pro se litigants generously makes it appropriate to
consider [P]laintiff’s additional materials, such as his opposition memorandum.” Gadson v.
Goord, No. 96-CV-7544, 1997 WL 714878, at *1 n.2 (S.D.N.Y. Nov. 17, 1997) (citing Gil v.
Mooney, 824 F.2d 192, 195 (2d Cir.1987)).
2 In referencing the TAC and its exhibits, the Court refers to the ECF-generated page
number in the upper right-hand corner.
York Department of Corrections and Community Supervision (“DOCCS”) institutional rule
106.10, this was an “order[] of [d]epartmental personnel,” which Plaintiff was required to “obey
. . . promptly and without argument.” (TAC 3, 15.) Plaintiff alleges that this order violated
DOCCS Directive 4202, which prohibits imposing burdens on the ability of prisoners to worship
as they please, (id. at 3, 18), and was issued pursuant to an “unwritten provision” that Plaintiff
may wear his dreadlocks up only if he wears a religious hair covering, (id. at 7).
The same day, Plaintiff wrote a grievance, requesting “an exemption from Hickson’s
order that would enable him to wrap his dreadlocks up without a religious hair covering while in
the yard.” (Id. at 3.) This grievance alerted Hickson that “her actions were detrimental to
[P]laintiff’s well[-]being.” (Pl.’s Mem. 15.) Non-party Q. Quick, the Inmate Grievance
Supervisor, investigated Plaintiff’s grievance. (TAC 3.) On July 10, 2018, the Inmate Grievance
Resolution Committee (“IRGC”) decided, consistent with DOCCS Directive 4914, that
“[i]nmates wearing below shoulder length dreadlocks must tie them back in a pony tail with
barrette, rubber band, or other fastening device approved by the Superintendent.” (Id.; see also
id. at 23.) The IRGC did not otherwise address Hickson’s order. (Id. at 23.) Plaintiff appealed
the IRGC decision to Capra, and Capra “rubberstamped [the] IRGC’s decision.” (Id. at 3–4; see
also id. at 25.) Plaintiff unsuccessfully appealed the IRGC’s and Capra’s decisions to the
Central Office Review Committee (“CORC”). (Id. at 4; see also id. at 26.)
Because his dreadlocks are “too long for a ponytail,” the hair ties approved pursuant to
Directive 4914 would not prevent Plaintiff’s hair from touching the ground. (Pl.’s Mem. 3.)
Deprived by Hickson’s and Capra’s orders of a clean and hygienic manner consistent with his
atheistic beliefs to protect his long hair, Plaintiff has not gone outside to the yard for exercise,
fresh air, or recreation for “26 months and counting.” (Pl.’s Sur-Reply 4; see also TAC 5, 7.)
This has caused Plaintiff “to suffer serious physical (a substantial amount of weight loss, aches
and pains to his joints, fatigue, and muscle . . . atrophy), mental (suicidal ideation, mood swings,
stress, and depression), and emotional injuries (sadness and frustration).” (TAC 5; see also id. at
6–7.) In addition, Plaintiff suffers from pre-existing injuries and severe mental and personality
disorders, and exercise and recreational activities are recommended as part of his treatment plan.
(Pl.’s Mem. 16.) It is unsafe for Plaintiff to exercise in his cell because it is small, poorly
ventilated, and contains a variety of furnishings fixed to the wall and floor. (Id. at 16–17.)
Further, Plaintiff does not have access to a gym. (TAC 9; see also Pl.’s Mem. at 17.)
Plaintiff alleges that Hickson’s and Capra’s enforcement of the unwritten exemption for
religious hair coverings violates the Free Exercise and Establishment Clauses of the First
Amendment to the U.S. Constitution, and burdens his ability to worship as he pleases in violation
of RLUIPA. (TAC 7–8.) He alleges that the same violates the Equal Protection Clause, because
it treats religious inmates with dreadlocks differently from non-religious inmates with
dreadlocks. (Id. at 8.) Finally, Plaintiff alleges that his inability to exercise and resulting injuries
violate his Eighth Amendment right to be free from cruel and unusual punishment. (Id. at 6–7.)
Plaintiff seeks declaratory judgment that Defendants’ acts are unconstitutional, an
injunction permitting him to wear his hair wrapped up in the yard with no religious covering, and
$20,000 in compensatory damages and $20,000 in punitive damages against each Defendant
pursuant to 41 U.S.C. § 1983. (Id. at 8–9.)
B. Procedural Background
Because the Court discussed the procedural background in its previous Opinion and
Order (the “January Opinion”), (see Op. & Order (“Jan. Op.”) 4–5 (Dkt. No. 49)), the Court
describes the procedural history of this case beginning with the January Opinion. On January 30,
2020, the Court issued an Opinion & Order dismissing Plaintiff’s SAC without prejudice. (See
Jan. Op. 25; see also Am. Compl. (“SAC”) (Dkt. No. 33-1).) Plaintiff was given 30 days to file a
third amended complaint. (Jan Op. 25.) Because the January Opinion was inadvertently not
mailed to Plaintiff, the Court on March 3, 2020 issued an Order (1) directing the Clerk of Court
to mail the January Opinion to Plaintiff, and (2) providing Plaintiff until April 3, 2020 to file a
third amended complaint. (Dkt. No. 50.) In a letter dated March 25, 2020, Plaintiff
acknowledged receipt of the Court’s March 3 Order, stated that he still had not received the
January Opinion, and requested an extension of time to file a third amended complaint. (Dkt.
No. 51.) On March 31, 2020, the Court granted Plaintiff’s request, (Dkt. No. 53), and Plaintiff’s
TAC was dated April 30, 2020 and filed on May 18, 2020, (TAC). On June 1, 2020, Defendants
wrote a letter requesting a briefing schedule for a motion to dismiss. (Dkt. No. 55.) On June 12,
2020, the Court ordered a briefing schedule. (Dkt. No. 56.) On July 17, 2020, Defendants
submitted their Motion To Dismiss. (See Not. of Mot.; Defs.’ Mem. of Law in Supp. of Mot.
(“Defs.’ Mem.”) (Dkt. No. 66).) Plaintiff’s opposition papers were dated August 25, 2020 and
filed on August 31, 2020. (Pl.’s Mem.; see also Dkt. No. 68.) On September 14, 2020,
Defendants submitted a reply. (Reply Mem. of Law in Further Supp. of Defs.’ Mot. (“Defs.’
Reply”) (Dkt. No. 70).) Plaintiff’s sur-reply was dated September 24, 2020 and filed on
September 29, 2020. (Pl.’s Sur-Reply.)
II. Discussion
Defendants argue that Plaintiff has not alleged their personal involvement, (Defs.’ Mem.
6–8), that Plaintiff has not alleged a First Amendment claim, (id. at 8–13), that Plaintiff has not
alleged an Equal Protection claim, (id. at 13–14), that Plaintiff has not alleged an Eighth
Amendment claim, (id. at 14 – 17), that Defendants are entitled to qualified immunity, (id. at 17–
19), and that Plaintiff’s claims should be dismissed with prejudice, (id. at 19). The Court
addresses each argument to the extent necessary.
A. Standard of Review
The Supreme Court has held that although a complaint “does not need detailed factual
allegations” to survive a motion to dismiss, “a plaintiff’s obligation to provide the grounds of his
entitlement to relief requires more than labels and conclusions, and a formulaic recitation of the
elements of a cause of action will not do.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007)
(alteration and quotation marks omitted). Indeed, Rule 8 of the Federal Rules of Civil Procedure
“demands more than an unadorned, the-defendant-unlawfully-harmed-me accusation.” Ashcroft
v. Iqbal, 556 U.S. 662, 678 (2009). “Nor does a complaint suffice if it tenders naked assertions
devoid of further factual enhancement.” Id. (alteration and quotation marks omitted). Rather, a
complaint’s “[f]actual allegations must be enough to raise a right to relief above the speculative
level.” Twombly, 550 U.S. at 555. Although “once a claim has been stated adequately, it may be
supported by showing any set of facts consistent with the allegations in the complaint,” id. at
563, and a plaintiff must allege “only enough facts to state a claim to relief that is plausible on its
face,” id. at 570, if a plaintiff has not “nudged [his] claim[] across the line from conceivable to
plausible, the[] complaint must be dismissed,” id.; see also Iqbal, 556 U.S. at 679 (“Determining
whether a complaint states a plausible claim for relief will . . . be a context-specific task that
requires the reviewing court to draw on its judicial experience and common sense. But where
the well-pleaded facts do not permit the court to infer more than the mere possibility of
misconduct, the complaint has alleged—but it has not ‘show[n]’—‘that the pleader is entitled to
relief.’” (second alteration in original) (citation omitted) (quoting Fed. R. Civ. P. 8(a)(2))); id. at
678–79 (“Rule 8 marks a notable and generous departure from the hypertechnical, code-pleading
regime of a prior era, but it does not unlock the doors of discovery for a plaintiff armed with
nothing more than conclusions.”).
“[W]hen ruling on a defendant’s motion to dismiss, a judge must accept as true all of the
factual allegations contained in the complaint,” Erickson v. Pardus, 551 U.S. 89, 94 (2007) (per
curiam), and “draw[] all reasonable inferences in favor of the plaintiff,” Daniel v. T&M Prot.
Res., Inc., 992 F. Supp. 2d 302, 304 n.1 (S.D.N.Y. 2014) (citing Koch v. Christie’s Int’l PLC,
699 F.3d 141, 145 (2d Cir. 2012)). Additionally, “[i]n adjudicating a Rule 12(b)(6) motion, a
district court must confine its consideration to facts stated on the face of the complaint, in
documents appended to the complaint or incorporated in the complaint by reference, and to
matters of which judicial notice may be taken.” Leonard F. v. Isr. Disc. Bank of N.Y., 199 F.3d
99, 107 (2d Cir. 1999) (quotation marks omitted); see also Wang v. Palmisano, 157 F. Supp. 3d
306, 317 (S.D.N.Y. 2016) (same). However, when the complaint is from a pro se plaintiff, the
Court may consider “materials outside the complaint to the extent that they are consistent with
the allegations in the complaint.” Alsaifullah v. Furco, No. 12-CV-2907, 2013 WL 3972514, at
*4 n.3 (S.D.N.Y. Aug. 2, 2013) (quotation marks omitted), including, “documents that a pro se
litigant attaches to his opposition papers,” Agu v. Rhea, No. 09-CV-4732, 2010 WL 5186839, at
*4 n.6 (E.D.N.Y. Dec. 15, 2010) (italics omitted), statements by the plaintiff “submitted in
response to [a] defendant’s request for a pre-motion conference,” Jones v. Fed. Bureau of
Prisons, No. 11-CV-4733, 2013 WL 5300721, at *2 (E.D.N.Y. Sept. 19, 2013), “documents
either in [the] plaintiff[’]s possession or of which [the] plaintiff[] had knowledge and relied on in
bringing suit,” Chambers v. Time Warner, Inc., 282 F.3d 147, 153 (2d Cir. 2002) (quotation
marks omitted), and “his opposition memorandum,” Gadson, 1997 WL 714878, at *1 n.2.
Where, as here, a plaintiff proceeds pro se, the court must “construe[] [his] [complaint]
liberally and interpret[] [it] to raise the strongest arguments that [it] suggest[s].” Sykes v. Bank of
Am., 723 F.3d 399, 403 (2d Cir. 2013) (quotation marks omitted). However, “the liberal
treatment afforded to pro se litigants does not exempt a pro se party from compliance with
relevant rules of procedural and substantive law.” Bell v. Jendell, 980 F. Supp. 2d 555, 559
(S.D.N.Y. 2013) (quotation marks omitted); see also Caidor v. Onondaga County, 517 F.3d 601,
605 (2d Cir. 2008) (“[P]ro se litigants generally are required to inform themselves regarding
procedural rules and to comply with them.” (italics and quotation marks omitted)).
B. Analysis
Plaintiff’s TAC fails to address many of the deficiencies identified in the January
Opinion.3 For example, with respect to his RLUIPA and Free Exercise Clause claims, the Court
concluded that Plaintiff “failed to plausibly allege that any [free exercise] rights were
substantially burdened.” (Jan. Op. 11.) This was in part because Plaintiff had “not demonstrated
that his desire to wrap his hair atop his head . . . is connected to his atheistic beliefs.” (Id. at 12
(quoting Bryant v. Miller, No. 18-CV-494, 2019 WL 5273210, at *7 (N.D.N.Y. June 18, 2019),
adopted by 2019 WL 4267376 (N.D.N.Y. Sept. 10, 2019), appeal dismissed 2020 WL 1545856
(2d Cir. Feb. 26, 2020)).) Here, in his TAC and opposition papers, Plaintiff still does not allege
that wearing his hair up with no hair covering or a non-religious hair covering is part of his
3 The TAC does remedy some of the deficiencies identified in the January Opinion. For
example, regarding the Establishment Clause claim, in the SAC Plaintiff did not allege that he
had “sought to obtain approval for a secular head covering and been denied due to his non-
religious status.” (Jan. Op. 14.) In the TAC, by contrast, Plaintiff alleges that he “petitioned
CORC to . . . allow him to . . . wear a non-religious hair covering, or to wear his dreadlocks up
without any covering, but was denied.” (TAC 7.)
practice of atheism.4 (See generally TAC.) With respect to his Establishment Clause claim, the
Court found that “Directive 4914’s attempt to accommodate religions that require head covers
does not violate the Establishment Clause,” (Jan. Op. 14), and that Plaintiff’s claim is “properly
anchored in the Free Exercise Clause,” (id. at 15 (quoting Brown v. Griffin, No. 18-CV-5439,
2019 WL 4688641, at *7 n.4 (S.D.N.Y. Sept. 25, 2019))). Plaintiff’s TAC and opposition papers
contain no new allegations that change this conclusion. The Court found the SAC Equal
Protection claim “derivative and duplicative” of Plaintiff’s First Amendment claim, and held that
Plaintiff is not “similarly situated” to inmates that cover their dreadlocks for religious reasons.
(Jan. Op. 17 (citing Barnes v. Fidele, 760 F. Supp. 2d 296, 302 (W.D.N.Y. 2011)).) The TAC is
subject to dismissal for the same reasons. Finally, with respect to his Eighth Amendment claim,
the Court found no allegation that “Plaintiff’s lack of access to the exercise yard occurred
through anything other than his own inaction.” (Id. at 24.) Here, because he has not alleged a
4 While Plaintiff does allege that the allowable alternatives are impracticable due to the
length of his dreadlocks, (see Pl.’s Mem. 3), he does not allege that floor-length dreadlocks are
part of his practice of atheism. The absence of any alleged religious basis for Plaintiff’s
dreadlocks distinguishes this case from Amaker v. Goord, where the court found that requiring an
inmate to either cut his hair or forgo his religious affiliation substantially burdened his religious
practice. No. 06-CV-490, 2007 WL 4560596, at *6 (W.D.N.Y. Mar. 9, 2007), report and
recommendation adopted, 2007 WL 4560595 (W.D.N.Y. Dec. 18, 2007). In contrast to the
instant case, in Amaker the plaintiff alleged that he “sincerely believe[d] that he should wear
dreadlocks as part of his religious practice.” Id. Here, even if prison regulations allow inmates
“to grow their dreadlocks to any length desired,” (Pl.’s Sur-Reply 6), the Constitution does not—
in the absence of a religious justification—guarantee Plaintiff a similar right, see Cowart v.
McGinnis, No. 02-CV-817, 2007 WL 4030000, at *8 (W.D.N.Y. Nov. 15, 2007) (finding that the
plaintiff had no protected liberty interest in “wearing his hair in a particular style”); cf. Pilgrim v.
Artus, No. 07-CV-1001, 2010 WL 3724883, at *17 (N.D.N.Y. Mar. 18, 2010) (finding in the
qualified immunity context that “neither the Supreme Court nor the Second Circuit has ruled that
. . . non-Rastafarian inmates are . . . entitled to” First Amendment protection for dreadlocks
(emphasis omitted)), report and recommendation adopted, 2010 WL 3724881 (N.D.N.Y. Sept.
17, 2010). Thus, Plaintiff fails to allege an injury to his constitutional rights in challenging “the
ambiguity/constitutionality of DOCCS hair policy,” which allows dreadlocks of any length but
does not allow “added protection for . . . dreadlocks when a ponytail will not suffice.” (TAC 7.)
constitutionally protected interest in floor-length dreadlocks, the Court similarly finds that it is
Plaintiff’s choice, and not the action or inaction of Defendants, which interferes with his
“meaningful opportunity for physical exercise,” see McCray v. Lee, 963 F.3d 110, 120 (2d Cir.
2020), causing Plaintiff’s alleged medical problems.5
“The mere filing of an Amended Complaint does not entitle Plaintiff to relitigate his
claims absent new factual allegations.” Weslowksi v. Zugibe, 96 F. Supp. 3d 308, 316 (S.D.N.Y.
2015), aff’d, 626 F. App’x 20 (2d Cir. 2015). Because the factual claims in the TAC are
materially identical to those in the SAC, “the law of the case doctrine counsels against
reconsideration of the Court’s . . . dismissal of the [Second Amended] Complaint.” Id.
Accordingly, and as described above, Plaintiff’s claims are dismissed for the same reasons they
were dismissed in the January Opinion. See Perkins v. Perez, No. 17-CV-1341, 2020 WL
248686, at *4–5 (S.D.N.Y. Jan. 16, 2020) (applying the law-of-the-case doctrine to dismiss
portions of a pro se complaint where the two pleadings at issue were “substantially identical”);
Mateo v. Dawn, No. 14-CV-2620, 2016 WL 5478431, at *4 (S.D.N.Y. Sept. 28, 2016) (same);
Guttilla v. City of New York, No. 14-CV-156, 2016 WL 1255737, at *3 (S.D.N.Y. Mar. 29,
2016) (same).6
5 Consistent with the January Opinion, Plaintiff’s claims that “corrections staff failed to
follow prison regulations are not cognizable under § 1983.” (Jan. Op. 12 (citation, alteration and
quotation marks omitted); see Pl.’s Mem. 19; and TAC 3, 18.)
6 Because the Court decides the Motion on the merits of Plaintiff’s claims in the SAC, it
does not reach the arguments raised by Defendants regarding personal involvement or qualified
immunity.
I. Conclusion
For the reasons stated above, Defendants’ Motion To Dismiss is granted. Plaintiffs
claims are dismissed with prejudice. This is the second time adjudicating his claims, and
Plaintiff has not fixed the problems identified by the Court in the January Opinion. See Denny vy.
Barber, 576 F.2d 465, 471 (2d Cir. 1978) (holding that the plaintiff was not entitled to “a third
go-around”); Melvin v. County of Westchester, No. 14-CV-2995, 2016 WL 1254394, at *24 n.19
(S.D.N.Y. Mar. 29, 2016) (granting motion to dismiss with prejudice where “[the] [p]laintiff has
already had two bites at the apple, and they have proven fruitless” (citation, alterations and
quotation marks omitted)).
The Clerk of Court is respectfully directed to terminate the pending Motion, (Dkt. No.
65), to mail a copy of this Opinion & Order to Plaintiff at the address listed on the docket, and to
close this case.
SO ORDERED.
DATED: January 31 , 2021 sgh
White Plains, New York {
KENNETH M. KARAS
UNITED STATES DISTRICT JUDGE
11