citing, inter alia, 20 C.F.R. § 404.1529(a); Genier, 606 F.3d at 49
How later courts described this case
- citing, inter alia, 20 C.F.R. § 404.1529(a); Genier, 606 F.3d at 49
- “Because we have already concluded that substantial evidence supports the RFC finding, we necessarily reject [the plaintiff’s] vocational expert challenge.”
- “Where ‘the evidence of record permits [the court] to glean the rationale of an ALJ’s decision, [the ALJ is not required to explain] why he considered particular evidence unpersuasive or insufficient to lead him to a conclusion of disability.’”
- “In our review, we defer to the Commissioner’s resolution of conflicting evidence.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
______________________________________________
ANGELO MICHAEL G.,
Plaintiff,
v. 6:22-cv-00892 (TWD)
KILOLO KIJAKAZI,
Acting Commissioner of Social Security Administration,
Defendant.
______________________________________________
APPEARANCES: OF COUNSEL:
OFFICE OF PETER M. HOBAICA, LLC B. BROOKS BENSON, ESQ.
Counsel for Plaintiff
2045 Genesee Street
Utica, NY 13501
SOCIAL SECURITY ADMINISTRATION HEETANO SHAMSOONDAR, ESQ.
OFFICE OF THE GENERAL COUNSEL
Counsel for Defendant
6401 Security Boulevard
Baltimore, MD 21235
THÉRÈSE WILEY DANCKS, United States Magistrate Judge
MEMORANDUM-DECISION AND ORDER
Angelo Michael G. (“Plaintiff”) brings this action pursuant to 42 U.S.C. § 405(g),
seeking judicial review of a final decision of the Commissioner of Social Security (“Defendant”
or “Commissioner”) denying his request for disability insurance benefits (“DIB”) and
supplemental security income (“SSI”). (Dkt. No. 11.) This case has proceeded in accordance
with General Order 18 of this Court. Pursuant to 28 U.S.C. § 636(c), the parties consented to the
disposition of this case by a Magistrate Judge. (Dkt. Nos. 4, 7.) Both parties filed briefs. (Dkt.
Nos. 11, 15.) Oral argument was not heard. For the reasons set forth below, the Commissioner’s
decision is affirmed.
I. BACKGROUND
Plaintiff was born in 1987, completed high school, and attended one year of college.
(Administrative Transcript at 278, 680.1) He stands five feet and nine inches in height and
weighs three hundred and ten pounds. Id. at 325. Plaintiff lives with his parents and cares for a
dog. Id. at 74, 325. He last worked as a telephone service representative at Bank of America.
Id. He stopped working because of his depression, lack of motivation, and social anxiety, stating
“it took a toll on me, getting berated and yelled at constantly over the phone” by angry and
dissatisfied customers. Id. at 54-55. He also has worked as a grocery bagger, cart pusher,
electronic sales associate, cash register attendant, and casino cage cashier. Id. at 314-16, 326. At
those jobs, he was terminated for attendance issues. Id. at 53.
Mentally, he complains of feeling anxious, depressed, stressed, frustrated, and
unmotivated. Id. at 53, 73. He has reported difficulties interacting with strangers, paying
attention, and finishing what he starts. Id. at 67-68, 352-53, 489. Plaintiff used to enjoy going to
concerts and spending time with friends, but he now experiences panic attacks and feels unsafe
outside of his house. Id. at 56, 576. Plaintiff has received routine mental health care in person
and more recently via telemedicine and takes medications for his impairments. Id. at 61-65, 72.
He spends most of the day in bed and/or sleeping, or on the computer and/or playing
1 The Administrative Transcript is found at Dkt. No. 8. Citations to the Administrative
Transcript will be referenced as “T.” and the Bates-stamped numbers as set forth therein will be
used rather than the numbers assigned by the Court’s CM/ECF electronic filing systems.
Citations not made to the Administrative Transcript will use the page numbers assigned by the
Court’s CM/ECF electronic filing system.
videogames. Id. at 53-63. He avoids crowds and goes grocery shopping at 2:00 a.m. Id. at 57.
Most of his friendships and socialization take place online. Id.
On June 26, 2019, Plaintiff protectively filed a Title II application for DIB and a title XVI
application for SSI. In both applications, he alleged disability beginning October 31, 2018, due
to social anxiety, bipolar disorder, diabetes, hyperthyroidism, high blood pressure, and kidney
problems. Id. at 278-94, 325. The applications were denied initially on November 7, 2019, and
upon reconsideration on April 29, 2020. Id. at 78-79, 138-39. A hearing was scheduled for
October 29, 2020; however, it was adjourned, as Plaintiff objected to a telephone hearing. On
June 17, 2021, Administrative Law Judge (“ALJ”) Robyn Hoffman held an online video hearing
due to circumstances presented by the COVID-19 pandemic, and Plaintiff testified with counsel.
Id. at 50-63. No vocational expert (“VE”) testified at the hearing. Id. at 34-77. The ALJ issued
an unfavorable decision on October 27, 2021. Id. at 15-27. The ALJ’s decision became the
Commissioner’s final decision when the Appeals Council denied Plaintiff’s request for review on
June 30, 2022. (T. 1-6.) Plaintiff commenced this action on August 28, 2022. (Dkt. No. 1.)
II. RELEVANT LEGAL STANDARDS
A. Standard of Review
In reviewing a final decision of the Commissioner, the court must determine whether the
correct legal standards were applied and whether substantial evidence supports the decision.
Featherly v. Astrue, 793 F. Supp. 2d 627, 630 (W.D.N.Y. 2011) (citations omitted). A reviewing
court may not affirm the ALJ’s decision if it reasonably doubts whether the proper legal
standards were applied, even if the decision appears to be supported by substantial evidence.
Johnson v. Bowen, 817 F.2d 983, 985 (2d Cir. 1987).
A court’s factual review of the Commissioner’s final decision is limited to the
determination of whether there is substantial evidence in the record to support the decision. 42
U.S.C. § 405(g); Rivera v. Sullivan, 923 F.2d 964, 967 (2d Cir. 1991). “Substantial evidence” is
evidence as a reasonable mind might accept as adequate to support a conclusion.” Richardson v.
Perales, 402 U.S. 389, 401 (1971) (quotation marks and citation omitted). Where evidence is
deemed susceptible to more than one rational interpretation, the ALJ’s conclusion must be
upheld. See Rutherford v. Schweiker, 685 F.2d 60, 62 (2d Cir. 1982).
“To determine on appeal whether an ALJ’s findings are supported by substantial
evidence, a reviewing court considers the whole record, examining the evidence from both sides,
because an analysis of the substantiality of the evidence must also include that which detracts
from its weight.” Williams v. Bowen, 859 F.2d 255, 258 (2d Cir. 1988). If supported by
substantial evidence, the Commissioner’s findings must be sustained “even where substantial
evidence may support the plaintiff’s positions and despite the court’s independent analysis of the
evidence may differ from the [Commissioner’s].” Rosado v. Sullivan, 805 F. Supp. 147, 153
(S.D.N.Y. 1992). A reviewing court cannot substitute its interpretation of the administrative
record in place of the Commissioner’s if the record contains substantial support for the ALJ’s
decision. See Rutherford, 685 F.2d at 62.
B. Standard for Benefits2
To be considered disabled, a plaintiff seeking disability benefits must establish he or she
is unable “to engage in any substantial gainful activity by reason of any medically determinable
2 While the SSI program has special economic eligibility requirements, the requirements for
establishing disability under Title XVI, 42 U.S.C. § 1382c(a)(3) and Title II, 42 U.S.C. § 423(d),
are identical, so “decisions under these sections are cited interchangeably.” Donato v. Sec’y of
Health and Human Servs., 721 F.2d 414, 418 n.3 (2d Cir. 1983) (citation omitted).
physical or mental impairment which can be expected to result in death or which has lasted or
can be expected to last for a continuous period of not less than twelve months.” 42 U.S.C. §
423(d)(1)(A). In addition, the plaintiff’s
physical or mental impairment or impairments [must be] of such severity
that he is not only unable to do his previous work but cannot, considering
his age, education, and work experience, engage in any other kind of
substantial gainful work which exists in the national economy, regardless of
whether such work exists in the immediate area in which he lives, or
whether a specific job vacancy exists for him, or whether he would be hired
if he applied for work.
42 U.S.C. § (d)(2)(A).
The Social Security Administration regulations outline a five-step process to determine
whether a claimant is disabled:
(1) whether the claimant is currently engaged in substantial gainful activity;
(2) whether the claimant has a severe impairment or combination of
impairments; (3) whether the impairment meets or equals the severity of the
specified impairments in the Listing of Impairments; (4) based on a
“residual functional capacity” assessment, whether the claimant can
perform any of his or her past relevant work despite the impairment; and (5)
whether there are significant numbers of jobs in the national economy that
the claimant can perform given the claimant’s residual functional capacity,
age, education, and work experience.
McIntyre v. Colvin, 758 F.3d 146, 150 (2d Cir. 2014) (citing Burgess v. Astrue, 537 F.3d 117,
120 (2d Cir. 2008)); 20 C.F.R. § 404.1520(a)(4)(i)-(v), 416.920(a)(4)(i)-(v)). “If at any step a
finding of disability or non-disability can be made, the SSA will not review the claim further.”
Barnhart v. Thomas, 540 U.S. 20, 24 (2003).
The claimant bears the burden of proof regarding the first four steps. Kohler v. Astrue,
546 F.3d 260, 265 (2d Cir. 2008) (quoting Perez v. Chater, 77 F.3d 41, 46 (2d Cir. 1996)). If the
claimant meets his or her burden of proof, the burden shifts to the Commissioner at the fifth step
to prove the claimant is capable of working. Id.
III. THE ALJ’S DECISION
The ALJ applied the five-step sequential test for determining disability. (T. at 15-27.) At
step one, the ALJ found Plaintiff meets the insured status requirements through March 31, 2024,
and had not engaged in substantial gainful activity since January 8, 2019. Id. at 18. Proceeding
to step two, the ALJ determined Plaintiff suffered from the following severe impairments: major
depressive disorder, generalized anxiety disorder, agoraphobia, and borderline personality traits.
Id. At step three, the ALJ found Plaintiff did not have an impairment or combination of
impairments that meets or medically equals the severity of a listed impairment. Id. Next, the
ALJ surveyed the available record evidence and determined Plaintiff had the residual functional
capacity (“RFC”) to perform a full range of work at all exertional levels. Id. at 20. Additionally,
he:
retains the ability to understand and follow simple instructions and
directions; perform simple tasks independently; and maintain
attention/concentration for simple tasks. The claimant can
regularly attend to a routine and maintain a schedule. He can
relate to and interact appropriately with all others to the extent
necessary to carry out simple tasks. He can handle simple,
repetitive, work-related stress, in that he can make occasional
decisions directly related to the performance of simple tasks in a
position with consistent job duties that do not require the claimant
to supervise nor manage the work of others. Finally, the claimant
should have only occasional contact with the public.
Id. at 20-21.
At step four, the ALJ found Plaintiff could not perform his past relevant work. Id. at 25.
Lastly, at step five, relying on the Medical-Vocational Rules set forth in Appendix 2 of 20 C.F.R.
Part 404 Subpart P, the ALJ determined Plaintiff could perform other work existing in significant
numbers in the national economy. Id. at 25-26. Accordingly, the ALJ found Plaintiff was not
disabled and denied his application for benefits. Id. at 26.
IV. DISCUSSION
Plaintiff argues the Commissioner’s decision is tainted by legal error and not supported
by substantial evidence. (Dkt. No. 11.) Specifically, Plaintiff claims the ALJ erred (1) in failing
to properly consider the reports of David Stang, Psy.D., and Sutina Kardas, PA, finding Plaintiff
meets mental listings 12.04, 12.06, 12.08, and/or 12.11; (2) in failing to properly consider the
reports of Dr. Stang and PA Kardas that Plaintiff lacks the functional mental abilities to engage
in work, and has extreme and marked limitations of function precluding any work; (3) in failing
to engage the services of a vocational expert; and (4) in failing to consider any of Plaintiff’s
hearing testimony. Id. at 15-28. In response, Defendant asserts the ALJ’s decision denying
benefits applies the correct legal standards and is supported by substantial evidence. (Dkt. No.
15 at 7-15.)
A. Substantial Evidence Supports the ALJ’s Determination that Plaintiff Did
Not Meet a Mental Health Listing
1. Legal Standard
At step three, the ALJ must determine whether the individual’s severe impairment meets
or equals the criteria of any impairment listed in Appendix 1 of the regulations (the “listings”).
20 C.F.R. §§ 404.1520(a)(4)(iii), (d), 416.920(a)(4)(iii), (d); see 20 C.F.R. § 404 subpt. P, app. 1.
If an individual’s impairment, or combination of impairments, matches the requirements of the
relevant listing, then the individual is disabled. Id. §§ 404.1520(d), 416.920(d). To meet a
listing, the individual’s impairment “must meet all of the specified medical criteria. An
impairment that manifests only some of those criteria, no matter how severely, does not qualify.”
Sullivan v. Zebley, 493 U.S. 521, 530 (1990) (emphasis in original). Additionally, even where
there is no express rationale for finding an impairment does not meet a listing, a court may
uphold the ALJ’s decision if the determination is supported by substantial evidence. Rockwood
v. Astrue, 614 F. Supp. 2d 252, 273 (N.D.N.Y. 2009) (citing Berry v. Schweiker, 675 F.2d 464,
468 (2d Cir. 1982)).
At issue are listings 12.04 (depressive, bipolar, and related disorders), 12.06 (anxiety and
obsessive-compulsive disorders), 12.08 (personality and impulse-control disorders), and 12.11
(neurodevelopmental disorders). To satisfy the paragraph B criteria, the mental impairments
must result in one extreme limitation or two marked limitations in a broad area functioning
which includes: (1) understanding, remembering, or applying information; (2) interacting with
others; (3) maintaining concentration, persistence, or pace; or (4) adapting and managing oneself.
20 C.F.R. pt. 404, subpt. P, app. 1, § 12.00(A)(2)(b). An extreme limitation is the inability to
function independently, appropriately, or effectively, and on a sustained basis. A marked
limitation is a seriously limited ability to function independently, appropriately, or effectively,
and on a sustained basis. Paragraph C requires a medically documented history of the existence
of the disorder over a period of at least two years, with evidence of both (a) medical treatment,
mental health therapy, psychosocial support(s), or a highly structured setting(s) that is ongoing
and that diminishes the symptoms and signs of the mental disorder; and (b) marginal adjustment,
that is, minimal capacity to adapt to changes in environment or to demands that are not already
part of daily life. Id. § 12.00(A)(2)(c).3
2. Analysis
Plaintiff argues the ALJ’s analysis at step three is legally deficient and does not constitute
substantial evidence requiring remand. (Dkt. No. 11 at 15-22.) To that end, he claims the ALJ
picks “favorable snippets from the records purportedly showing normal function and ignores
3 The Paragraph C criteria are an alternative to the paragraph B criteria under listings 12.04 and
12.06.
unfavorable evidence.” Id. at 16. Plaintiff also suggests the “ALJ appears completely unaware”
Dr. Stang and PA Kardas found Plaintiff meets listings 12.04, 12.06, 12.08 and/or 12.11 because
she failed to discuss their opinions in the listing analysis. Id. The Court disagrees.
At step three of the sequential analysis, the ALJ found Plaintiff’s mental conditions did
not meet the criteria for listings 12.04, 12.06, or 12.08. (T. at 18-20.) In her deicison, the ALJ
explicitly discussed each of the paragraph B criteria and paragraph C criteria and cited evidence
in the record supporting each consideration. Id.
First, the ALJ found Plaintiff had a moderate limitation in understanding, remembering,
and applying information. Id. at 19. This area of mental functioning refers to the claimant’s
ability to learn, recall, and use information to perform work activities. 20 C.F.R. § 404, Subpart
P, App. 1, § 12.00(E)(1). In concluding Plaintiff had a moderate limitation in this domain, the
ALJ considered Plaintiff’s statement that he had problems remembering things. (T. at 19, 353.)
The ALJ cited the consultative report of Sara Long, Psy.D., who found Plaintiff had intact recent
and remote memory, could follow spoken and written instruction, and played computer and
video games. Id. at 19, 350, 353, 489. Treatment notes indicated Plaintiff’s memory was intact,
he was able to recall prior discussions, and often discussed how playing video games furthered
his goals of developing his own video game. Id. at 19, 443, 564-76, 646. The ALJ also cited the
opinion of consultant L. Haus, Psy.D., who reviewed the record and assessed a moderate
limitation in this domain. Id. at 20, 113-18.
With respect to interacting with others, the ALJ concluded Plaintiff had a moderate
limitation. Id. at 19. This area of mental functioning refers to the claimant’s ability to relate and
work with supervisors, co-workers, and the public. 20 C.F.R. § 404, Subpart P, App. 1, § 12.00
(E)(2). In support of her determination, the ALJ noted although Plaintiff alleged difficulty
interacting with strangers, Dr. Long reported Plaintiff was cooperative with good social skills.
Id. at 19, 489. Dr. Long found Plaintiff had appropriate eye contact, fluent and clear speech,
good family relationships, and was able to interact adequately with others. Id. Plaintiff reported
being able to shop in stores and socialized on Facebook and Discord. Id. at 349, 434. Moreover,
treatment records described Plaintiff as calm and personable, and he reported no problems with
authority figures. Id. at 353, 538. The ALJ further cited Dr. Haus’ opinion that Plaintiff was
moderately limited in this domain. Id. at 19, 131.
Next, the ALJ determined Plaintiff had a moderate limitation with regard to
concentrating, persisting, or maintaining pace. Id. at 19. This area of mental functioning refers
to the claimant’s ability to focus attention on work activities and stay on task at a sustained rate.
20 C.F.R. § 404, Subpart P, App. 1, § 12.00(E)(3). In making this determination, the ALJ
evaluated Plaintiff’s reported difficulty paying attention and finishing what he started; however,
the ALJ also noted Dr. Long’s assessment that Plaintiff’s attention and concentration were intact.
Id. at 19, 489. Additionally, Dr. Long and treating providers found Plaintiff had logical,
organized, and goal-directed thought processes. Id. at 19, 352, 469, 489. Records indicated he
could follow spoken and written instructions and spent significant time on the computer and
playing video games. Id. at 19, 353, 602. The ALJ also relied on Dr. Haus’ opinion that
Plaintiff has a moderate limitation in this domain. Id. at 19, 131.
Last, the ALJ determined Plaintiff had a moderate limitation for adapting or managing
himself. Id. at 19. This area of mental functioning refers to the claimant’s ability to regulate
emotions, control behavior, and maintain well-being in a work setting. 20 C.F.R. § 404, Subpart
P, App. 1, § 12.00(E)(4). In support of her determination, the ALJ referenced Plaintiff’s alleged
difficulty handling stress and records describing intact insight and judgment. (T. at 19, 353,
495.) The ALJ noted Plaintiff had not required any impatient mental health treatment, had
friends, and spent his days “playing video games and just relaxing.” Id. at 19, 602.
Additionally, Dr. Haus determined Plaintiff had a moderate limitation in adapting or managing
himself. Id. at 20, 120, 131.
Based on the ALJ’s analysis, which is supported by treatment notes, Plaintiff’s
statements, and medical opinions of record, her determination Plaintiff’s limitations did not
satisfy the paragraph B criteria was supported by substantial evidence.4 See Beau M. v. Comm’r
of Soc. Sec., No. 8:18-CV-1170 (ATB), 2020 WL 586868, at *5 (N.D.N.Y. Feb. 6, 2020)
(finding substantial evidence consisting of plaintiff’s testimony, intact daily activities,
observations from his physicians, and consultative examination results supported ALJ’s
paragraph B analysis of no more than moderate limitation in any domain); Gabriel C. v. Comm’r
of Soc. Sec., No. 6:18-CV-671 (ATB), 2019 WL 4466983, at *6 (N.D.N.Y. Sept. 18, 2019)
(same) (citing Sweet v. Comm’r of Soc. Sec., No. 6:15-CV-0156 (GTS/WBC), 2016 WL
11478205, at *3 (N.D.N.Y. July 6, 2016) (“Under the substantial evidence standard of review, it
is not enough for [p]laintiff to merely disagree with the ALJ’s weighing of the evidence or to
argue that the evidence in the record could support her position[;] [p]laintiff must show that no
reasonable factfinder could have reached the ALJ’s conclusion based on the evidence in
record”), report-recommendation adopted, 2016 WL 4401374 (N.D.N.Y. Aug. 18, 2016)).
4 Although the ALJ did not explicitly consider listing 12.11 in her decision, any error the ALJ
may have made is harmless. Because the ALJ found, based upon substantial evidence, Plaintiff’s
mental impairments did not meet the paragraph B criteria for listings 12.04, 12.06, and 12.08,
she implicitly determined Plaintiff’s impairments did not meet the paragraph B criteria for listing
12.11. See Wayne P. v. Kijakazi, No. 8:22-CV-653 (ATB), 2023 WL 3949877, at *5 (N.D.N.Y.
June 12, 2023) (finding harmless error at step three with respect to the paragraph B criteria)
(collecting cases).
The ALJ also reasonably concluded the evidence failed to establish the presence of
paragraph C criteria noting Plaintiff maintains personal care, prepares basic meals, drives, goes
out alone, shops in stores, uses a computer, and socializes with others. Id. at 20, 346-55. See
Jeffrey W. v. Berryhill, No. 1:18-CV-0015 (LEK), 2019 WL 2210593, at *7-8 (N.D.N.Y. May
22, 2019) (finding plaintiff did not satisfy the paragraph C criteria with the requisite “marginal
adjustment” where plaintiff’s daily activities including managing money, playing poker, using
his computer, driving a car, shopping, cooking, fishing, walking the dogs, cleaning his clothes,
and vacuuming, and medical evidence indicated plaintiff’s good concentration, intact memory,
normal thought content, and goal oriented thought process); Mitchell v. Berryhill, No. 16-CV-
6588, 2018 WL 3300683, at *18 (S.D.N.Y. Feb. 2, 2018), report-recommendation adopted sub
nom., Mitchell v. Colvin, 2018 WL 1568972 (S.D.N.Y. Mar. 30, 2018) (finding claimant did not
have marginal adjustment where claimant had interactions with family and friends at church,
logical thought processes, intact judgment, good concentration, and could cook, clean, shop, and
do laundry).
To the extent Plaintiff argues the step three finding is tainted by legal error and is not
supported by substantial evidence because the ALJ did not discuss Dr. Stang’s or PA Kardas’
findings of extreme and marked limitation of functioning at step three, the ALJ adequately
explained why she rejected those opinions, as further discussed below. (See Dkt. No. 11 at 15-
22; Dkt. No. 15 at 10-11.) Accordingly, the ALJ was not required to adopt their restrictive
limitations in her listing analysis and remand is not warranted on this basis. Wayne P., 2023 WL
3949877, at *5 (“[T]he mere fact that Dr. Stang opined that plaintiff meets the criteria of the
mental Listings does not obligate an ALJ to find that the plaintiff meets a Listing. The ALJ both
provided a detailed explanation regarding why he found plaintiff did not meet or equal a mental
listing and appropriately explained his reasons for not relying on Dr. Stang’s opinion in
general.”) (quoting Daniel E. v. Kijakazi, No. 6:20-CV-1270 (DEP), 2022 WL 602533, at *8
(N.D.N.Y. Mar. 1, 2022)). Here, although the ALJ did not explicitly discuss Dr. Stang’s or PA
Kardas’ opinions at step three, it is clear, based on the ALJ’s step four analysis she properly
considered the overall record in concluding Plaintiff does not meet the required mental listings.
See Barringer v. Comm’r of Soc. Sec., 358 F. Supp. 2d 67, 78 (N.D.N.Y. 2005) (“Where ‘the
evidence of record permits [the court] to glean the rationale of an ALJ’s decision, [the ALJ is not
required to explain] why he considered particular evidence unpersuasive or insufficient to lead
him to a conclusion of disability.’”) (quoting Mongeur v. Heckler, 722 F.2d 1033, 1040 (2d Cir.
1983)); see also Daniel E., 2022 WL 602533, at *8 (“[T]he fact the ALJ did not specifically
discuss Dr. Stang’s opinion when analyzing those [listings] criteria does not mean that he failed
to consider it, and it is clear that the same rationale the ALJ provided for finding the functional
portions of Dr. Stang’s opinion unpersuasive would also apply to the Listing portion of Dr.
Stang’s opinion.”) (citation omitted).
Ultimately, “[t]he ALJ was well within [her] duty to reconcile the conflicting evidence
and determine that the plaintiff’s impairments, or combination of impairments, did not meet or
equal a listing.” Richard B. v. Comm’r of Soc. Sec., No. 20-CV-0585, 2021 WL 4316908, at *6
(W.D.N.Y. Sept. 23, 2021). It is not the Court’s role to reweigh the evidence supporting the
ALJ’s contrary determination. See Boffoli v. Comm’r of Soc. Sec., No. 20-CV-5317, 2022 WL
973754, at *9 (S.D.N.Y. Mar. 31, 2022) (“Genuine conflicts in the medical evidence are for the
Commissioner to resolve, and the deferential standard of review prevents us from reweighing
it.”); see Cage v. Comm’r of Soc. Sec., 692 F.3d 118, 122 (2d Cir. 2012) (“In our review, we
defer to the Commissioner’s resolution of conflicting evidence.”).
For the reasons stated above, the Court finds the ALJ properly considered Plaintiff’s
mental impairments in conjunction with the listings and reasonably concluded that his
impairments did not meet or medically equal a listing singly or in combination. Remand is not
required based on the ALJ’s step three findings because they are supported by substantial
evidence.
B. Substantial Evidence Supports the RFC Determination
1. Legal Standards
a. RFC
A claimant’s RFC is the most he can do despite his limitations. 20 C.F.R. §§
404.1545(a)(1), 416.945(a)(1). “Ordinarily, RFC is the individual’s maximum remaining ability
to do sustained work activities in an ordinary work setting on a regular and continuing basis. A
regular and continuing basis means eight hours a day, for five days a week, or an equivalent
work schedule.” Pardee v. Astrue, 631 F. Supp. 2d 200, 210 (N.D.N.Y. 2009) (citing Melville v.
Apfel, 198 F.3d 45, 54 (2d Cir. 1999)). “In making a [RFC] determination, the ALJ must
consider a claimant’s physical abilities, mental abilities, symptomology, including pain and other
limitations which could interfere with work activities on a regular and continuing basis.” Id.
(citing 20 C.F.R. § 404.1545(a)). “Ultimately, ‘[a]ny impairment-related limitations created by
an individual’s response to demands of work . . . must be reflected in the RFC assessment.’”
Hendrickson v. Astrue, No. 11-CV-0927 (ESH), 2012 WL 7784156, at *3 (N.D.N.Y. Dec. 11,
2012) (quoting SSR 85-15, 1985 WL 56857, at *8). The RFC determination “must be set forth
with sufficient specificity to enable [the Court] to decide whether the determination is supported
by substantial evidence.” Ferraris v. Heckler, 728 F.2d 582, 587 (2d Cir. 1984).
b. Evaluating Medical Evidence
Under the new regulations, applicable here, the Commissioner “will no longer give any
specific evidentiary weight to medical opinions.” Raymond M. v. Comm’r of Soc. Sec., No. 5:19-
CV-1313 (ATB), 2021 WL 706645, at *4 (N.D.N.Y. Feb. 22, 2021) (citations and quotations
omitted). Rather, the Commissioner will consider all medical opinions and “evaluate their
persuasiveness” based on their “supportability; consistency; relationship with the claimant;
specialization; and ‘other factors.’” Id. (citing 20 C.F.R. §§ 404.1520(c)(1)-(5), 416.920c(c)(1)-
(5)). Supportability and consistency are “the most important factors” in determining whether a
medical opinion is persuasive. 20 C.F.R. §§ 404.1520(c)(b)(2), 416.920c(b)(2).
Under the supportability factor, the more a medical opinion or prior administrative
medical finding is reinforced by “relevant . . . objective medical evidence and supporting
explanations,” the “more persuasive” it will be. 20 C.F.R. § 404.1520c(c)(1); Carmen M. v.
Comm’r of the Soc. Sec. Admin, No. 20-CV-06532, 2021 WL 5410550, at *4 (W.D.N.Y. Nov.
19, 2021) (“The ‘supportability’ factor asks how well a medical source supported their opinion(s)
with objective medical evidence and supporting explanations.”) Under the consistency factor, a
medical opinion or prior administrative medical finding is “more persuasive” if it is consistent
“with the evidence from other medical sources and nonmedical sources in the claim.” 20 C.F.R.
§ 404.1520c(c)(2); Vellone v. Saul, No. 1:20-cv-00261, 2021 WL 319354, at *6 (S.D.N.Y. Jan.
29, 2021), report-recommendation adopted, 2021 WL 2801138 (S.D.N.Y. July 6, 2021)
(“Simply put, consistency is an all-encompassing inquiry focused on how well a medical source
is supported, or not supported, by the entire record.”).
While “the new regulations eliminate the perceived hierarchy of medical sources [and]
deference to specific medical opinions . . . the ALJ must still ‘articulate how [she] considered the
medical opinions’ and ‘how persuasive [she] finds all of the medical opinions.’” Brian O. v.
Comm’r of Soc. Sec., No. 1:19-CV-983 (ATB), 2020 WL 3077009 at *4 (N.D.N.Y. June 10,
2020) (quoting 20 C.F.R. §§ 404.1520c(a)-(b), 416.920c(a)-(b)). An ALJ is explicitly required
to “explain how [she] considered the supportability and consistency factors.” 20 C.F.R. §§
404.1520(c)(b)(2), 416.920c(b)(2).
c. Evaluation of Symptoms
In evaluating a plaintiff’s RFC for work in the national economy, the ALJ must take the
plaintiff’s reports of pain and other symptoms into account. Genier v. Astrue, 606 F.3d 46, 49
(2d Cir. 2010). The ALJ must carefully consider all the evidence presented by claimants
regarding their symptoms, which fall into seven relevant factors including daily activities and the
location, duration, frequency, and intensity of their pain or other symptoms. Del Carmen
Fernandez v. Berryhill, No. 18-CV-0326, 2019 WL 667743, at *9 (S.D.N.Y. Feb. 19, 2019)
(citing 20 C.F.R. § 404.1529(c)(3); Social Security Ruling (SSR) 16-3p, Titles II and XVI:
Evaluation of Symptoms in Disability Claims, 81 FR 14166-01 at 14169-70, 2016 WL 1020935
(Mar. 16, 2016)).
In 2016, the Commissioner eliminated the use of the term “credibility” from the “sub-
regulatory policy” because the regulations themselves do not use that term. SSR 16-3p, 81 FR at
14167. Instead, symptom evaluation tracks the language of the regulations. The evaluation of
symptoms involves a two-step process. First, the ALJ must determine, based upon the objective
medical evidence, whether the medical impairments “could reasonably be expected to produce
the pain or other symptoms alleged[.]” 20 C.F.R. §§ 404.1529(a),(b), 416.929(a),(b).
If so, at the second step, the ALJ must consider “‘the extent to which [the claimant’s]
alleged functional limitations and restrictions due to pain or other symptoms can reasonably be
accepted as consistent with the [objective medical evidence] and other evidence to decide how
[the claimant's] symptoms affect [her] ability to work.’” Barry v. Colvin, 606 F. App’x 621, 623
(2d Cir. 2015) (citing, inter alia, 20 C.F.R. § 404.1529(a); Genier, 606 F.3d at 49) (alterations in
original).
If the objective medical evidence does not substantiate the claimant’s symptoms, the ALJ
must consider the other evidence. Cichocki v. Astrue, 534 F. App’x 71, 76 (2d Cir. 2013) (citing
superseded SSR 96-7p). The ALJ must assess the claimant’s subjective complaints by
considering the record in light of the following symptom-related factors: (1) claimant’s daily
activities; (2) location, duration, frequency, and intensity of claimant’s symptoms; (3)
precipitating and aggravating factors; (4) type, dosage, effectiveness, and side effects of any
medication taken to relieve symptoms; (5) other treatment received to relieve symptoms; (6) any
measures taken by the claimant to relieve symptoms; and (7) any other factors concerning
claimant’s functional limitations and restrictions due to symptoms. 20 C.F.R. §§ 404.1529(c)(3),
416.929(c)(3).
The ALJ must provide specific reasons for the determination. Cichocki, 534 F. App’x at
76. However, the failure to specifically reference a particular relevant factor does not undermine
the ALJ’s assessment as long as there is substantial evidence supporting the determination. Id.;
see also Del Carmen Fernandez, 2019 WL 667743 at *11 (citing Rousey v. Comm’r of Soc. Sec.,
285 F. Supp. 3d 723, 744 (S.D.N.Y. 2018)). “[R]emand is not required where ‘the evidence of
record allows the court to glean the rationale of an ALJ’s decision.’” Cichocki, 534 F. App’x at
76 (quoting Mongeur v. Heckler, 722 F.2d at 1040).
2. Analysis
As set forth above, the ALJ determined Plaintiff retained the RFC to perform a range of
work at all exertional levels. (T. at 20.) Plaintiff does not assert any error in this regard.
Additionally, the ALJ determined Plaintiff:
retains the ability to understand and follow simple instructions and
directions; perform simple tasks independently; and maintain
attention/concentration for simple tasks. The claimant can
regularly attend to a routine and maintain a schedule. He can
relate to and interact appropriately with all others to the extent
necessary to carry out simple tasks. He can handle simple,
repetitive, work-related stress, in that he can make occasional
decisions directly related to the performance of simple tasks in a
position with consistent job duties that do not require the claimant
to supervise nor manage the work of others. Finally, the claimant
should have only occasional contact with the public.
Id. at 20-21.
Here, Plaintiff primarily argues the RFC is not supported by substantial evidence because
she failed to properly evaluate the opinions of Dr. Stang and PA Kardas. (Dkt. No. 11 at 22-27.)
The Court disagrees.
In her mental RFC analysis, the ALJ surveyed the treatment records and discussed the
opinions and prior administrative findings. (T. at 20-25.) Of these, the ALJ found the opinions
of Dr. Long and Dr. Haus persuasive, and the opinions of Dr. Stang and PA Kardas less
persuasive, as summarized below.
Dr. Long performed a consultative examination on Plaintiff on October 29, 2019. Id. at
488-91. Plaintiff reported bipolar disorder with manic symptoms, lack of motivation, social
anxiety, agoraphobia, and difficulty sleeping. Id. at 488. Plaintiff stated he takes care of his own
grooming, cooking, cleaning, and laundry. Id. at 489.
During the examination, Plaintiff exhibited normal posture and motor behavior. Id. at
489. He appeared neat and well-groomed and was able to maintain appropriate eye contact. Id.
Plaintiff demonstrated a full range of appropriate affect in his speech and no agoraphobic
symptoms were observed. Id. His mood was euthymic, and his orientation, judgment, attention,
concentration, and memory were intact. Id. He did serial 7s, repeated 3 objects immediately and
after 5 minutes had passed, and he completed digits forward to 6 and backward to 3. Id.
Plaintiff appeared to be functioning on an average intellectual level with a somewhat limited
fund of information. Id. Judgment was fair; insight was fair to poor. Id.
Ultimately, Dr. Long opined no limitations were observed regarding simple and complex
tasks and making appropriate decisions. Id. Plaintiff could interact adequately with others but
had some mild limitations with social anxiety. Id. He could maintain attention and
concentration and was able to maintain a regular schedule. Id. at 489-90. Dr. Long found a
mild-to-moderate limitation regulating emotions. Id. at 489.
The ALJ found Dr. Long’s opinion to be persuasive because it was supported by the
doctor’s essentially normal mental status examination findings and was consistent with other
evidence in the record, which noted appropriate judgment and intact memory, and improved
mood with medication. Id. at 23-24, 618, 646. The ALJ reiterated Dr. Long examined Plaintiff
and has professional expertise. Id. at 24.
Dr. Haus reviewed the available record on April 24, 2020, and opined Plaintiff was
capable of simple, low-contact work. Id. at 23, 114, 131. The ALJ also found Dr. Haus’ opinion
persuasive because it was supported by records which described an appropriate affect, good eye
contact, intact memory, no psychomotor retardation, and organized, logical, and goal-directed
thought processes. Id. at 23, 444, 477, 495, 497, 499, 501, 540. She found Dr. Haus’ opinion
consistent with other records indicating organized, logical, and goal directed thought processes,
as well as intact insight and judgment. Id. Dr. Haus’ opinion was also consistent with records
indicating no depressive symptoms and manageable anxiety. Id. at 23, 594, 615. The ALJ noted
Dr. Haus reviewed the record and has program and professional experience. Id. at 23.
On May 4, 2021, treating provider PA Kardas answered a questionnaire provided to her
by Plaintiff’s counsel. Id. at 604-10. PA Kardas indicated Plaintiff has severe and recurrent
major depression and panic disorder with agoraphobia. Id. at 604. She described Plaintiff’s
thought process as clear, logical, and future oriented. Id. PA Kardas noted Plaintiff’s anxiety
was currently stable but reported his anxiety tends to worsen when he leaves his house. Id. She
explained Plaintiff is deterred from leaving his house because he suffers from panic disorder and
agoraphobia, which ultimately affects his ability to create and maintain professional and personal
relationships. Id.
PA Kardas recorded symptoms of depressed mood, lack of interest in activities, problems
sleeping, self-esteem issues, suicidal thoughts, panic attacks, anxiety leaving the house, intrusive
thoughts, and the inability to maintain relationships. Id. at 605. She opined Plaintiff was unable
to meet competitive work standards in the following areas: remembering work-like procedures,
understanding and remembering short and simple instructions, carrying out short and simple
instructions, maintaining regular attendance, making simple work-related decisions, performing
at a consistent pace, accepting instructions and responding to criticism from supervisors, and
responding appropriately to changes in the work setting. Id. at 606. Further, PA Kardas
indicated Plaintiff had no useful ability to function in the following areas: work in coordination
with or proximity to others without being distracted, complete a normal workday or week, ask a
simple question or request assistance, get along with co-workers or peers, and deal with normal
work stress. Id. PA Kardas assessed Plaintiff was seriously limited in maintaining attention for
two-hour segments and sustaining an ordinary routine at work. Id. She also opined Plaintiff
would likely need to take unscheduled breaks two to four times per day, each lasting fifteen to
thirty-minutes; would be off task 25% or more of the workday; and would likely miss more than
four days of work per month. Id. at 609.
The ALJ found PA Kardas’ opinion less persuasive because the extreme limitations were
not consistent with or supported by the record, including Dr. Long’s and Dr. Haus’ opinions, and
the treatment notes which showed intact memory, appropriate affect, intact insight, intact
judgment, improvement with medication, and some ability to socialize. Id. at 24. For example,
the ALJ noted PA Kardas cited agoraphobia as Plaintiff’s primary issues, yet the record
demonstrates he takes his father to appointments and goes to the grocery store. Id. at 24, 623.
Further, recent records describe Plaintiff’s anxiety as manageable and noted Plaintiff has had a
good response to medication and was stable with overall improved symptoms. Id. at 24, 615.
The ALJ also found PA Kardas’ assessments regarding off task and absenteeism to be
speculative and not supported by the overall record, noting Plaintiff spends significant time
playing video games. Id. at 24, 434. Lastly, the ALJ noted Plaintiff provided an array of reasons
why he did not want to seek employment, “mostly due to the type of work he is interested in and
his desire to have work be more than a paycheck.” Id. at 24, 570.
At Plaintiff’s request, Dr. Stang conducted a psychological evaluation of Plaintiff and
completed a mental impairment questionnaire on June 19, 2021. Id. at 672-94. During the
examination, Plaintiff described recurrent depressive episodes and described feelings of
hopelessness, loss of interest, irritability, and lack of motivation. Id. at 682-83. Plaintiff
reported a lack of stable friendships and explained he only socialized with friends online and has
failed to maintain relationships with childhood friends or family members. Id. at 683.
Dr. Stang indicated Plaintiff suffered from very severe depression, social anxiety,
agoraphobia, and generalized anxiety in that “[h]e currently experiences agoraphobic tendencies,
and he is extremely fearful of leaving the house. He still experiences episodes of depression,
when he does not get out of bed, and consequently, he had absenteeism problems with all of his
jobs.” Id. at 693.
Dr. Stang’s mental impairment questionnaire paralleled PA Kardas’ May 2021
questionnaire. Specifically, Dr. Stang found Plaintiff had extreme limitations of functioning that
would preclude his ability to perform unskilled work including completing a normal workday or
work week without psychological symptoms, dealing with normal work stress, maintaining
regular attendance or being punctual, sustaining an ordinary routine without special supervision,
and performing at a consistent pace without an unreasonable number and length of rest periods.
Id. at 674. He opined Plaintiff was unable to meet competitive standards of work in four areas:
maintaining attention for two-hour segments, working in coordination with or proximity to
others, accepting instructions and responding appropriately to criticism from supervisors, and
responding appropriately to changes in a routine setting. Id. He also indicated Plaintiff would be
absent from work more than four days per month, would be off task 25% or more of the
workday, and would need to take an unscheduled work break “every few hours” lasting for “30
minutes” each workday. Id. at 677.
The ALJ found the opinions of Dr. Stang less persuasive because they were not
consistent with, nor supported by, the record as described above. Id. at 24-25. For instance, Dr.
Stang mentioned several times throughout his evaluation and questionnaire that Plaintiff
presented severe deficits in memory, concentration and eye contact. Id. at 672, 675. However,
treatment records indicated Plaintiff’s thought process was goal directed, logical, and organized
and his insight and judgment were intact. Id. at 444, 477, 495, 497, 499, 501, 540. Records
indicated Plaintiff reported “doing well” and denied any depressive symptoms, and records from
2021 described Plaintiff anxiety as manageable. Id. at 24, 594, 615. The ALJ noted Plaintiff
was able to spend his time socializing with friends, working on computer projects, relaxing, and
playing video games. Id. at 24, 434, 602. Additionally, Dr. Stang’s opinions were inconsistent
with Dr. Long’s opinions. Id. at 489.
Thus, Plaintiff’s argument the ALJ improperly evaluated Dr. Stang’s and PA Kardas’
opinions is without merit. (Dkt. No. 11 at 22-27.) As noted above and in accordance with the
regulations, the ALJ was required to explain how she considered the supportability and
consistency factors of a medical source’s opinions or prior administrative medical findings in the
decision. 20 C.F.R. §§ 404.1520(c)(b)(2), 416.920c(b)(2)). The ALJ did that here and the RFC
is supported by substantial evidence. See Christina M. v. Saul, No. 3:18-cv-00332 (CFH), 2019
WL 3321891, at*6 (N.D.N.Y. July 24, 2019) (explaining that it is “within the ALJ’s purview to
rely on the opinion” of a state agency physician who reviewed the evidence); Mongeur, 722 F.2d
at 1039 (opinion of consultative examiner may constitute substantial evidence to support an
ALJ’s decision).
Relatedly, the ALJ did not ignore or “cherry-pick” evidence that supported her decision.
(Dkt. No. 11 at 22.) Rather, the ALJ properly carried out her responsibility to “review[] all of
the medical and other evidence before [her], resolving any inconsistencies therein, and making a
determination consistent with the evidence as a whole.” Katherine Marie S. v. Comm’r of Soc.
Sec., No. 18-00233, 2019 WL 1427456, at *8 (N.D.N.Y. Mar. 29, 2019). As explained above,
the ALJ properly considered the evidence in accordance with the regulations, and she reasonably
relied on the assessments of Drs. Long and Haus and the overall record. “Genuine conflicts in
the medical evidence are for the Commissioner to resolve.” Veino v. Barnhard, 312 F.3d 578,
588 (2d Cir. 2002).
Moreover, moderate limitations, as found by Dr. Haus, are not an impediment to the
ability to perform gainful activity, particularly when an RFC has already limited a claimant to
unskilled, routine work. See Zabala v. Astrue, 595 F.3d 402, 410 (2d Cir. 2010); Melisa G. v.
Berryhill, No. 3:18-CV-508 (DJS), 2019 WL 2502726, at *5 (N.D.N.Y. June 17, 2019) (holding
“moderate limitations are not prohibitive of performing unskilled work.”). Thus, the ALJ
identified substantial evidence to reasonably conclude Plaintiff’s mental impairments did not
prevent him from working in unskilled positions consisting of simple and routine tasks. (T. at
20.) See Mongeur, 722 F.2d at 1039 (opinion of consultative examiner may constitute
substantial evidence to support an ALJ’s decision); see also Grega v. Saul, 816 F. App’x 580,
582-83 (2d Cir. 2020) (finding consulting examiner’s opinion supported ALJ’s decision and
holding “[a] consultative examiner’s opinion may constitute substantial evidence if otherwise
supported by the record”); Guerra v. Comm’r of Soc. Sec., 778 F. App’x 75, 77 (2d Cir. 2019)
(holding that consulting psychologist’s opinion supported ALJ’s decision).
In sum, it is not for the Court to reweigh the evidence, as Plaintiff urges. See Cruz o/b/o
M.M.W. v. Comm’r of Soc. Sec., No. 19-CV-9253, 2021 WL 4123969, at *13 (S.D.N.Y. Aug. 25,
2021) (“However, the reviewing court’s task is limited to determining whether substantial
evidence exists to support the ALJ’s fact-finding; it may not reweigh that evidence or substitute
its judgment for that of the ALJ where the evidence is susceptible of more than one
interpretation.”), report-recommendation adopted sub nom. Cruz v. Comm’r of Soc. Sec., 2021
WL 4124225 (S.D.N.Y. Sept. 9, 2021). “It is well-established that the ALJ has both the ability
and the responsibility to resolve conflicts in the evidence.” Doty v. Comm’r of Soc. Sec., No.
1:16-CV-1276 (GTS), 2017 WL 4621630, at *6 (N.D.N.Y. Oct. 13, 2017).
Plaintiff also maintains, as part of his arguments related to Dr. Stang’s and PA Kardas’
opinions, the ALJ “failed to discuss Plaintiff’s negative reaction to stress and how it affects his
ability to work.” (Dkt. No. 11 at 25.) Plaintiff’s argument is squarely contradicted by the ALJ’s
decision. The ALJ explicitly discussed stress in the RFC finding and limited Plaintiff to only
“simple, repetitive work-related stress, in that he can make occasional decisions directly related
to the performance of simple tasks in a position with consistent job duties that do not require
[him] to supervise or manage the work of others.” (T. at 20-21.) While the ALJ did not recite
every limitation opined in Dr. Stang’s opinion, she was not required to do so in order to show
that every limitation was considered. See Brault v. Soc. Sec. Admin., 683 F.3d 443, 448 (2d Cir.
2012) (acknowledging that “an ALJ is not required to discuss every piece of evidence
submitted”). It is clear the ALJ considered Dr. Stang’s opinion in its entirety, and she provided
multiple specific reasons why she found that opinion was not persuasive. (T. at 24-25.) This
argument is therefore entirely without merit.
Next, Plaintiff takes issue with the ALJ’s treatment of Dr. Stang’s and PA Kardas’
opinions regarding off-task behavior and absenteeism. (Dkt. No. 11 at 25-26.) However, as
discussed above, the ALJ properly considered Dr. Stang’s and PA Kardas’ opinions and
reasonably found them less persuasive because they were inconsistent with the record, including
Dr. Long’s opinion. (T. at 24-25.) Notably, Dr. Long opined Plaintiff could maintain a regular
schedule and had no limitations completing simple and complex tasks. Id. at 489-90. Similarly,
while Dr. Haus found Plaintiff had a moderate limitation for performing activities within a
schedule, the doctor also found that Plaintiff was not limited in the ability to sustain an ordinary
routine without supervision and could perform simple, low-contact work. Id. at 131-35. Thus,
remand is not warranted on this ground. See Smith, 740 F. App’x at 725 (rejecting assertion that
the ALJ was required to identify evidence that explicitly rebutted the opinions of treating
physicians as to his ability to stay on-task and maintain regular attendance before discounting or
rejecting those opinions).
Finally, Plaintiff argues the ALJ erred when assessing his subjective reports because she
failed to fully consider his hearing testimony. (Dkt. No. 11 at 27-28.) Here, the ALJ was clearly
aware of the requirements of, and her obligations under, SSR 16-3p, and the Court finds no error
in her evaluation of Plaintiff’s subjective complaints that would require remand. (T. at 21-25.)
In evaluating Plaintiff’s symptoms, the Court finds the ALJ properly considered
Plaintiff’s subjective complaints and evaluated his symptoms in accordance with proper legal
standards and the determination is supported by substantial evidence. Id. The ALJ considered
Plaintiff’s allegations that he could not work due to mental illness and his hearing testimony that
he has difficulty being around others and handling stress; he spends a lot of time in bed; he has
low energy during the day; and he has difficulty focusing. Id. at 21.
The ALJ found that while Plaintiff’s medically determinable impairments could
reasonably be expected to cause the alleged symptoms, his subjective allegations were not
entirely consistent with the medical evidence and other evidence in the record. Id. The ALJ
cited medical evidence and opinions, which she found persuasive, that did not reflect the
limitations suggested by Plaintiff’s subjective complaints. Id. at 21-25; see 20 C.F.R. §§
404.1529(c)(2), 416.929(c)(2) (“Objective medical evidence . . . is a useful indicator to assist us
in making reasonable conclusions about the intensity and persistence of your symptoms and the
effect of those symptoms.”). As discussed herein, treatment notes from 2020 described Plaintiff
as calm and personable, and that Plaintiff reported improved symptoms. (T. at 22, 538, 618.)
Additionally, records from 2021 described Plaintiff’s anxiety as “manageable,” and that Plaintiff
reported an improvement in his mood due to medication. Id. at 22, 615, 618.
The ALJ also discussed Plaintiff’s daily activities and noted Plaintiff listened to music,
played video games, spent time on the internet, socialized on Facebook and Discord, shopped,
and cared for his dog. Id. at 22; see 20 C.F.R. §§ 404.1529(c)(3)(i); 416.929(c)(3)(i) (“Factors
relevant to your symptoms” include “[y]our daily activities”). Plaintiff also stated he takes care
of his own grooming, cooking, cleaning, and laundry. (T. at 489.) Plaintiff’s argument,
therefore, is best understood as a disagreement with the manner in which the ALJ relied upon the
evidence. See Steven H. v. Comm’r of Soc. Sec., No. 20-cv-404, 2021 WL 1893476, at *5 n.9.
“Since the record contained some evidence that was inconsistent with Plaintiff’s subjective
complaints, the ALJ had discretion to weigh[] that evidence against Plaintiff’s subjective
complaints.” Edward J., 2022 WL 4536257, at *6 (citation omitted).
In sum, the ALJ considered the objective medical evidence, Plaintiff’s hearing testimony,
and his complaints of pain. (T. at 20-25.) In evaluating the record, “[t]he ALJ need not
explicitly reconcile every conflicting shred of evidence.” Whipple v. Colvin, No. 5:12-CV-0588
(LEK/CFH), 2014 WL 1123459, at *8 (N.D.N.Y. Mar. 21, 2014). Therefore, the Court finds no
error with the ALJ’s determination that Plaintiff’s largely normal examinations and wide-ranging
daily activities did not support his subjective complaints of disabling mental health limitations.
(T. at 21.) See Mideczky v. Colvin, No. 5:15-CV-0531 (GTS), 2016 WL 4402031, at *10
(N.D.N.Y. Aug. 18, 2016) (finding ALJ properly discounted plaintiff’s allegations of mental
limitations given “[p]laintiff’s normal mental status examinations and broad range of daily
activities,” including her ability to “prepare simple meals, perform some cleaning, go shopping,
watch television,” and “drive a motor vehicle”). Again, Plaintiff’s argument is primarily that he
disagrees with the ALJ’s assessment of the record. The Court, affording the ALJ’s decision the
appropriate deference, concludes that the ALJ’s finding regarding Plaintiff’s subjective
complaints is supported by substantial evidence. Amanda S. v. Kijakazi, No. 3:21-CV-240
(DJS), 2022 WL 4104008, at *6 (N.D.N.Y. Sept. 8, 2022).
Accordingly, the ALJ relied upon substantial evidence to support her RFC determination
related to Plaintiff’s mental impairments, and there is no basis for remand regarding this
determination.
C. Substantial Evidence Supports the ALJ’s Step Five Finding
1. Legal Standard
Generally, the Commissioner meets her burden at the fifth step by resorting to the
applicable Medical-Vocational Guidelines commonly known as the grids. Rosa v. Callahan, 168
F.3d 72, 78 (2d Cir. 1999) (citing 20 C.F.R. Pt. 404, Subpt. P, App. 2). The grids “take
administrative notice of the numbers of unskilled jobs at various exertional levels that exist
throughout the national economy.” Erin G. v. Comm’r of Soc. Sec., No. 1:20-CV-1595 (ATB),
2022 WL 580445, at *13 (N.D.N.Y. Feb. 25, 2022) (citations omitted). “However, if a claimant
has non-exertional limitations that significantly limit the range of work permitted by his
exertional limitations, the ALJ is required to consult with a vocational expert.” Tiffany G. v.
Kijakazi, No. 6:21-CV-385 (FJS), 2022 WL 3027144, at *9 (N.D.N.Y. July 29, 2022) (internal
quotation marks, alterations, and citations omitted). However, “the mere existence of a non-
exertional impairment does not automatically . . . preclude reliance on the [Medical-Vocational]
guidelines.” Id. (internal quotation marks omitted; alterations in original; citations omitted)). “A
non-exertional impairment ‘significantly limits a claimant’s range of work when it causes an
additional loss of work capacity beyond a negligible one or, in other words, one that so narrows a
claimant’s possible range of work as to deprive him of a meaningful employment opportunity.’”
Id. (quoting Zabala, 595 F.3d at 410-11 (quoting Bapp v. Bowen, 802 F.2d 601, 605-06 (2d Cir.
1986))). An ALJ’s determination of whether a claimant’s nonexertional limitations significantly
impact his ability to perform work constitutes a finding of fact, subject to deferential review.
Jordan v. Comm’r of Soc. Sec., 194 F. App’x 59, 61 (2d Cir. 2006).
2. Analysis
Plaintiff argues the ALJ erred at step five because he has “mental impairments, at an
extreme and marked level, that take the case out of the Grids and required that the ALJ use a
vocational expert.” (Dkt. No. 11 at 27.) But as the Commissioner points out, Plaintiff’s
argument is a rehashing of his earlier arguments as he again relies on the extreme and marked
limitations identified in Dr. Stang’s and PA Kardas’ opinions. (Dkt. No. 15 at 14.) As already
discussed above, the ALJ properly weighed all the evidence and crafted an RFC finding that was
supported by the record. See Wavercak v. Astrue, 420 F. App’x 91, 94 (2d Cir. 2011) (“Because
we have already concluded that substantial evidence supports the RFC finding, we necessarily
reject [the plaintiff’s] vocational expert challenge.”).
Specifically, the ALJ limited Plaintiff to unskilled, simple work that included only
occasional contact with the public and occasional decision-making with no supervision or
managing of others. (T. at 20-21.) The ALJ explicitly found the restrictions in the RFC had
“little or no effect on the occupational base of unskilled work at all exertional levels,” because:
unskilled work involves working primarily with things and not people. Id. This conclusion was
not erroneous. “The law is clear that restricting a claimant to occasional contact with others and
to simple and unskilled work does not significantly impact the potential occupational base,
particularly where a claimant can perform work at all exertional levels.” Shawn C. v. Comm’r of
Soc. Sec., No. 20-CV-1378, 2022 WL 17037624, at *6 (W.D.N.Y. Nov. 17, 2022) (citing Fisk v.
Colvin, 2017 WL 1159730 (W.D.N.Y. Mar. 29, 2017) (upholding the ALJ’s reliance on the grids
where ALJ found the claimant had the RFC for work at all exertional levels with a limitation to
jobs involving simple, routine, repetitive type tasks, and only occasional contact with others
because it had “little or no effect” on the occupational base of unskilled work at all exertional
levels); Cross v. Astrue, No. 08-CV-0862 (TJM/VEB), 2010 WL 2399379, at *15 (N.D.N.Y.
May 24, 2010) (explaining that limitations to occasional contact with the public and coworkers
and occasional changes in work setting did not necessitate vocational expert testimony)).
Having reviewed the record, this Court finds the ALJ sufficiently explained why she
reasonably relied on the grids even though Plaintiff suffered from nonexertional limitations. (T.
at 25-26.) As such, there is no need to remand this case for vocational expert testimony.
Quintana v. Berryhill, 2017 WL 491657 at *6 (W.D.N.Y. Feb. 7, 2017) (finding the ALJ’s
reliance on the grids was proper where the ALJ explained how the non-exertional limitations had
little or no effect on the occupational base of unskilled work at all exertional levels).
In sum, Plaintiff clearly disagrees with the ALJ’s evaluation of the evidence. However,
the substantial evidence standard is so deferential that “there could be two contrary rulings on the
same record and both may be affirmed as supported by substantial evidence.” Cage v. Comm’r
of Soc. Sec., 692 F.3d 118, 127 (2d Cir. 2012). That is, “once an ALJ finds the facts, [a
reviewing court] can reject those facts only if a reasonable factfinder would have to conclude
otherwise.” Brault, 683 F.3d at 448. This case does not present such a situation. The
Commissioner’s decision is affirmed.
V. CONCLUSION
For all of the foregoing reasons, this Court finds the ALJ’s decision is free from legal
error and is supported by substantial evidence.
WHEREFORE, it is hereby
ORDERED that Plaintiff's motion for judgment on the pleadings (Dkt. No. 11) is
DENIED; and it is further
ORDERED that Defendant’s motion for judgment on the pleadings (Dkt. No. 15) is
GRANTED, and it is further
ORDERED that the Commissioner’s decision is AFFIRMED and Plaintiff's complaint
(Dkt. No. 1) is DISMISSED.
IT IS SO ORDERED.
Dated: July 26, 2023
Syracuse, New York
—
United States Magistrate Judge
3]