“Monell expressly prohibits respondeat superior liability for municipalities” (citations omitted)
How later courts described this case
- “Monell expressly prohibits respondeat superior liability for municipalities” (citations omitted)
- “[U]nder Section 1983, states are not even considered “persons” subject to liability.”
- noting that an Eighth Amendment deliberate indifference claim requires that Plaintiff satisfy two elements: (1) an “objective” element, which requires a showing that the challenged conditions are sufficiently serious, and (2) a “mental” element, which requires a showing that the officer(s
- “[A] pro se complaint generally should not be dismissed without granting the plaintiff leave to amend at least once . . . .”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
------------------------------------------X
KESTON BRAITHWAITE,
Plaintiff,
-against- MEMORANDUM & ORDER
22-CV-3750(JS)(AYS)
SUFFOLK COUNTY NEW YORK;
STATE OF NEW YORK;
SUFFOLK COUNTY CORRECTIONAL FACILITY;
ERROL D. TOULON, SHERIFF OF SUFFOLK COUNTY;
JOHN DOE # 1, MAILROOM OFFICER;
JOHN DOE #2, COMMISSARY CORRECTION OFFICER;
JOHN DOE #3, COMMISSARY CORRECTION OFFICER;
JOHN DOE #4, COMMISSARY CORRECTION OFFICER;
JOHN DOE #5, MAILROOM CORRECTION OFFICER;
JOHN DOE #6, MAILROOM CORRECTION OFFICER;
JOHN DOE #7, MAILROOM CORRECTION OFFICER;
JOHN DOE #8, MAILROOM CORRECTION OFFICER;
JOHN DOE #9, MAILROOM CORRECTION OFFICER;
JOHN DOE #10, MAILROOM CORRECTION OFFICER;
JOHN DOE #11, MAILROOM CORRECTION OFFICER;
JOHN DOE #12, MAILROOM CORRECTION OFFICER;
Defendants.
------------------------------------------X
APPEARANCES
For Plaintiff: Keston Braithwaite, pro se
759792
Suffolk County Correctional Facility
110 Center Drive
Riverhead, New York 11901
For Defendants: No appearance.
SEYBERT, District Judge:
Before the Court is the application to proceed in forma
pauperis (“IFP”) (hereafter, the “IFP Application”) filed by
incarcerated pro se plaintiff Keston Braithwaite (“Plaintiff”) in
relation to his Complaint filed on June 22, 2022 pursuant to 42
U.S.C. § 1983 (“Section 1983”). (See IFP Application, ECF No. 2;
Compl., ECF No. 1.) On September 26, 2022, Plaintiff filed an
Amended Complaint. (See Am. Compl., ECF No. 8.) For the reasons
that follow, Plaintiff’s IFP Application is GRANTED; however, the
Amended Complaint is sua sponte DISMISSED pursuant 28 U.S.C. §§
1915(e)(2)(B), 1915A(b) as set forth below.
BACKGROUND1
I. The Amended Complaint
Like the original Complaint, Plaintiff’s Amended
Complaint is submitted on the Court’s Section 1983 complaint form
with an additional thirty pages added thereto, as well as 227 pages
of attachments and exhibits, including a copy of the original
Complaint. Plaintiff continues to name Suffolk County, New York
(“Suffolk County”), the State of New York (“NY State”), the Suffolk
County Correctional Facility (the “Jail”), Suffolk County Sheriff
Errol D. Toulon (“Sheriff Toulon”), and twelve unnamed individuals
1 Excerpts from the Amended Complaint are reproduced here exactly
as they appear in the original. Errors in spelling, punctuation,
and grammar have not been corrected or noted. Although Plaintiff
has handwritten page numbers, they do not align with the page
numbering assigned by the Court’s Electronic Case Filing system
(“ECF”). For consistency, the Court references the page numbers
assigned by ECF. Notably, the Amended Complaint is almost
identical to the original Complaint until the thirtieth page, at
which point Plaintiff has added claims relating to the Jail’s
protocols concerning the COVID-19 virus.
2
who are each alleged to work at the Jail (“John Does 1-12” and
collectively, “Defendants”) as the Defendants. Plaintiff alleges
that his claims arise under the First, Fourth, Eighth, and
Fourteenth Amendments and complains about the mail and COVID-19
protocols at the Jail beginning on December 9, 2020. (See Am.
Compl., in toto.)
More specifically, Plaintiff complains that: (1) he has
received his mail opened; (2) his mail has been “intercepted”; and
(3) his outgoing mail is leaving the facility in an “untimely
fashion.” (Id. at 9.) According to the Amended Complaint, on
December 9, 2020, “Plaintiff’s legal mail was delivered to him
opened.” (Id. at 10.) Plaintiff also alleges that he handed two
outgoing mail envelopes with the Commissary Officers on January
13, 2022, but on January 18, 2022, Plaintiff discovered that it
had not yet left the facility. (See id. at 12-13.) Plaintiff
further alleges that he grieved this delay and, following his
appeal of the denial of that grievance, on March 10, 2022, the
Grievance Coordinator approved the grievance insofar as the delay
in sending Plaintiff’s outgoing mail did not comport with 9
N.Y.C.R.R. § 7004.2 which requires that all outgoing prisoner
correspondence shall be collected and forwarded to the United
States Postal Service at least once each business day. (See id.
3
at 14.) Plaintiff claims that the Grievance Coordinator sent the
approved grievance to Sheriff Toulon who “chose to ignor[e] the
requirements of the 9 NYCRR Sec. 7004.2(e)(minimum standards for
inmate correspondence)” and “failed to supervise his subordinates
because Defendants John Doe # 2, John Doe #3, and John Doe #4
continues to mail Plaintiff’s mail out untimely.” (Id.)
Plaintiff provides several other examples in support of
his claims. On March 24, 2022, Plaintiff alleges that he gave
John Doe #3 one envelope containing “legal mail” and Plaintiff
expected it to be delivered to the Postal Service the following
day. (Id.) However, Plaintiff learned that the officer “who
delivers the legal mail to the post office”, John Doe # 2, “went
on vacation before sending Plaintiff’s legal mail out.” (Id. at
14-15.) Accordingly, Plaintiff’s legal mail was not brought to
the post office until March 30, 2022. (See id. at 15.) Plaintiff
filed a grievance over this six-day delay, which grievance was
accepted. (See id. at 16.) The grievance response indicated that
“[t]he mail officer inadvertently forgot to send out Inmate
Braithwaite’s mail before going on vacation. Corrective action
will be taken to prevent this from occurring in the future . . .
.” (Id. at 17.) Notwithstanding this representation, Plaintiff
alleges that his “legal mail was sent out late again.” (Id.)
4
Plaintiff next alleges that on May 17, 2022, he handed
legal mail to John Doe #4, but said mail was not mailed the next
day as Plaintiff expected, but a week later, i.e., May 24, 2022,
because John Doe #4 went on vacation. (Id.) According to the
Complaint, one of Plaintiff’s seven other cases in this Court,2
Braithwaite v. Gaitman, et al., No. 22-CV-0974 (the “February 2022
Action”), “was prejudiced by the delay of his legal mail being
mailed out late.” (Id. at 18.) More specifically, Plaintiff
alleges that he wrote a letter to the Court, dated May 5, 2022,
requesting leave to amend his complaint in the February 2022 Action
and, on May 17, 2022, he gave the envelope containing the amended
2 Plaintiff is a prolific filer in this Court. Since January
2022, Plaintiff has filed eight pro se in forma pauperis complaints
relating to his arrest and state court criminal prosecution:
(i) Case No. 22-CV-0161(JS)(AYS), Braithwaite v. Hon. John
B. Collins, et al.;
(ii) Case No. 22-CV-0974(JS)(AYS) Braithwaite v. Gaitman, et
al., i.e.,(aka, the “February 2022 Action”);
(iii) Case No. 22-CV-3750(JS)(AYS), Braithwaite v. Suffolk
County, et al., i.e., the present action;
(iv) Case No. 22-CV-5070(JS)(AYS), Braithwaite v. United
States, et al.;
(v) Case No. 22-CV-5071(JS)(AYS), Braithwaite v. State of
New York, et al.;
(vi) Case No. 22-CV-5073(JS)(AYS), Braithwaite v. Suffolk
County, et al.;
(vii) Case No. 22-CV-5074 (JS)(AYS), Braithwaite v. State of
New York, et al.; and
(viii) Case No. 22-CV-5359(JS)(AYS), Braithwaite v. ADA Kubetz,
et al.
5
complaint to the Commissary Officer which was not mailed out of
the Jail until May 24, 2022. (See id.) However, by Order dated
May 23, 2022, this Court dismissed Plaintiff’s complaint in the
February 2022 Action pursuant to 28 U.S.C. §§ 1915(e)(2)(B)(i)-
(ii), 1915A(b)(1) for failure to allege a plausible claim for
relief. (Id. at 18-19; see also February 2022 Action, May 23,
2022 Mem. & Order, ECF No. 11.)3 Thus, Plaintiff alleges that his
claim was prejudiced by the mail delay because he intended to
present a conspiracy theory of liability in his amended complaint.
(Id. at 19-20; see also Ex. 8 (ECF pp. 177-178) and Ex. 9 (ECF pp.
179-204).)
Additionally, Plaintiff complains that he has not
received the green return receipt postcards for six separate
letters sent certified mailed in January and February 2022. (See
id. at 21-26.) After each of Plaintiff’s grievances and appeals
relating to his non-receipt of the green postcards were denied
(see id. at 21-27), Plaintiff wrote to the Post Master on or about
April 8, 2022 inquiring about the status of these green post cards;
in response, he received a letter “[l]ater in the month of April”
3 In its May 23, 2022 Memorandum & Order, the Court also denied
leave to amend the complaint given that Plaintiff purported to
allege Section 1983 claims against his privately retained criminal
defense attorneys who do not act under color of state law. (See
id. at 6-10.)
6
stating that five of the six green post cards “were signed for”
and one was “lost in transit.” (Id. at 27-28.) Thus, Plaintiff
surmises that the “John Doe(s) 5-12 in the mailroom are interfering
with Plaintiff’s legal mail.” (Id. at 28.)
Plaintiff next complains about the protocols at the Jail
as related to the COVID-19 virus (see id. at 30-37), which he
alleges are “inhumane, excessive, and a[n] overreaction.” (Id.
at 30.) According to Plaintiff’s Amended Complaint, upon his
arrival at the Jail on May 20, 2020, as was required of all new
arriving inmates in accordance with the Jail’s policy, he was
immediately quarantined for fourteen days; during that period,
each day Plaintiff was in “lockdown” for twenty-three hours and
afforded one hour for activities such as showering and making
telephone calls. (See id.) Plaintiff alleges that neither he nor
the other inmates who went through the quarantine process were
tested for the COVID-19 virus. (See id.)
“[U]pon information and belief,” Plaintiff complains
that corrections officers, civilian staff, and others would enter
various locations at the Jail, such as the inmate housing units,
medical clinic, and law library, “without taking a COVID test and
without many times following COVID-19 protocol of wearing a mask.”
(Id. at 31.) Thus, Plaintiff complains that he may have been
7
exposed to the virus. (Id.)
Plaintiff next complains that, since his initial
quarantine upon arrival at the Jail, he has been placed in
quarantine five more times. (Id. at 32.) On January 20, 2021,
another inmate in Plaintiff’s housing unit tested positive for the
virus and, as a result, the entire unit was placed in quarantine
for fourteen days. (Id.) Upon the conclusion of the quarantine
period, Plaintiff and the other inmates tested negative for the
virus and were returned to the general population. (Id.) This
series of events was repeated on November 12, 2021, December 6,
2021, January 7, 2022,4 and July 24, 2022. (Id. at 32-35.)
According to the Amended Complaint, “Plaintiff never tested
positive for COVID-19 nor did he ever show symptoms of COVID-19
and had to endure six rounds of quarantine.” (Id. at 35.) While
in quarantine, Plaintiff alleges that he was “denied access to the
law library.” (Id.) According to the Amended Complaint, the
COVID-19 protocol concerning quarantine “is very similar to the
process of punitive segregation, where inmates who misbehave are
placed in cells for an amount of days determined at a disciplinary
hearing. . . .” (Id. at 37.) Thus, Plaintiff complains that he
4 Plaintiff alleges that the quarantine period for this and the
subsequent periods was for only ten, rather than fourteen, days.
(See id. at 34-35.)
8
“has been effectively punished without having been cited for
misbehavior, thereby violating Plaintiff’s due process rights.”
(Id.)
As a result of the foregoing, Plaintiff claims to have
suffered emotional distress, anguish, pain and suffering, and
headaches; therefore, he seeks an unspecified sum as “damages.”
(Id. ¶ II.A. at 9; see also id. at 38.)
II. The February 2022 Action
Given Plaintiff’s reliance on his prior case, the
February 2022 Action, in support of Section 1983 claims he raises
in the present Amended Complaint in this action, i.e., that he was
denied access to the Court, a brief review of the February 2022
Action is warranted. As is relevant here, by Memorandum and Order
dated May 23, 2022, the Court granted Plaintiff’s application to
proceed in forma pauperis and sua sponte dismissed his complaint
pursuant to 42 U.S.C. § 1983 (“Section 1983”) against his privately
retained defense attorneys in an underlying, then on-going state
criminal prosecution. (See February 2022 Action, Mem. & Order,
ECF No. 11; see also id., Compl., ECF No. 1.) Judgment was entered
on May 25, 2022. (See id., Judgment, ECF No. 12.) The Court denied
leave to amend the complaint given that Plaintiff purported to
allege Section 1983 claims solely against his privately retained
9
criminal defense attorneys who do not act under color of state
law. (See id., Mem. & Oder at 6-10.) In making that determination,
the Court also considered whether liability could be imposed under
a conspiracy theory; it carefully reviewed Plaintiff allegations
in this regard, but found them to be conclusory and, therefore,
insufficient to maintain a conspiracy claim. (See id. at 7-8.)
Yet unaware of the Court’s Memorandum and Order and
Judgment, Plaintiff had submitted an amended complaint pursuant to
Section 1983 against the same defendants that was received at the
Court on May 25, 2022. (See February 2022 Action, Am. Compl.,
attached to ECF No. 15.) However, given the May 23, 2022 dismissal
of Plaintiff’s original, February 2022 Complaint and the
corresponding entry of Judgment, Plaintiff’s amended complaint was
returned to him without consideration. (See February 2022 Action,
Letter, ECF No. 15.) On June 13, 2022, Plaintiff timely appealed
the Clerk’s May 25, 2022 Judgment. (See February 2022 Action,
Notice of Appeal, ECF No. 16.)
Given Plaintiff’s pro se status, the Court liberally
construed Plaintiff’s June 13, 2022 Notice of Appeal as a motion
for reconsideration of the Court’s May 2022 Memorandum and Order
dismissing the complaint. (See February 2022 Action, Oct. 24,
2022 Mem. & Order, ECF No. 19.) The Court granted reconsideration,
10
accepted the amended complaint for filing, and upon careful
consideration of the allegations in the amended complaint, again
dismissed Plaintiff’s Section 1983 claims for failing to allege
state action, even under a conspiracy theory. (See id. in toto.)
Indeed, as to his conspiracy theory, and as was the case with the
allegations in his the original, February 2022 Complaint,
Plaintiff’s allegations were nothing more than conjectures and
conclusions. (See id. at 18-20.) In sum, even viewed liberally,
Plaintiff’s pleading of a conspiracy theory in his amended
complaint was deficient given the lack of facts that would
plausibly support such a claim. (See id.) Accordingly, the Court
dismissed the amended complaint pursuant to 28 U.S.C. §§
1915(e)(2)(B)(i)-(ii), 1915A(b)(1). (Id. at 20.)
DISCUSSION
I. Plaintiff’s In Forma Pauperis Application is Granted
Having reviewed his financial status, the Court finds
that Plaintiff is qualified to commence this action without
prepayment of the filing fee. See 28 U.S.C. § 1915(a)(1).
Therefore, Plaintiff’s IFP Application is GRANTED.
11
II. Consideration of Complaint Under the Section § 1915A Analysis
A. Applicable Law
1. 28 U.S.C. §§ 1915(e)(2), 1915A(a)
The Prisoner Litigation Reform Act (”PLRA”) requires
federal district courts to screen complaints brought by prisoners
who seek relief against a governmental entity or an officer or
employee of a governmental entity. See Prison Litigation Reform
Act (“PLRA”), 28 U.S.C. § 1915A(a). The Court must dismiss a
prisoner’s civil rights complaint, or any portion of that complaint
or amended complaint, that is frivolous or malicious, fails to
state a claim upon which relief may be granted, or seeks monetary
relief from a defendant who is immune from such relief. See 28
U.S.C. §§ 1915(e)(2)(b), 1915A(b); see also Abbas v. Dixon, 480
F.3d 636, 639 (2d Cir. 2007); Liner v. Goord, 196 F.3d 132, 134 &
n.1 (2d Cir. 1999) (noting that under §§ 1915, 1915A, sua sponte
dismissals of frivolous prisoner complaints are not only permitted
but mandatory). The Court is required to dismiss the action as
soon as it makes such a determination. See 28 U.S.C. § 1915A;
Avant v. Miranda, No. 21-CV-0974, 2021 WL 1979077, at *2 (E.D.N.Y.
May 18, 2021).
Courts are obliged to construe the pleadings of a pro se
plaintiff liberally. See Sealed Plaintiff v. Sealed Defendant,
12
537 F.3d 185, 191 (2d Cir. 2008); McEachin v. McGuinnis, 357 F.3d
197, 200 (2d Cir. 2004). However, a complaint or amended complaint
must plead sufficient facts to “state a claim to relief that is
plausible on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544,
570 (2007). “A claim has facial plausibility when the plaintiff
pleads factual content that allows the court to draw the reasonable
inference that the defendant is liable for the misconduct alleged.”
Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citation omitted).
The plausibility standard requires “more than a sheer possibility
that a defendant has acted unlawfully.” Id.; accord Wilson v.
Merrill Lynch & Co., 671 F.3d 120, 128 (2d Cir. 2011). While
“detailed factual allegations” are not required, “[a] pleading
that offers ‘labels and conclusions’ or ‘a formulaic recitation of
the elements of a cause of action will not do.’” Iqbal, 556 U.S.
at 678 (quoting Twombly, 550 U.S. at 555).
2. Section 1983
Section 1983 authorizes a civil claim for damages
against any person who, acting under color of state law, deprives
another of any rights, privileges, or immunities secured by the
Constitution or the laws of the United States. See 42 U.S.C. §
1983; Cornejo v. Bell, 592 F.3d 121, 127 (2d Cir. 2010). To state
a claim under Section 1983, a plaintiff must “allege that (1) the
13
challenged conduct was attributable at least in part to a person
who was acting under color of state law[,] and (2) the conduct
deprived the plaintiff of a right guaranteed under the Constitution
of the United States.” Rae v. County of Suffolk, 693 F. Supp. 2d
217, 223 (E.D.N.Y. 2010) (quoting Snider v. Dylag, 188 F.3d 51, 53
(2d Cir. 1999)). “The purpose of § 1983 is to deter state actors
from using the badge of their authority to deprive individuals of
their federally guaranteed rights and to provide relief to victims
if such deterrence fails.” Wyatt v. Cole, 504 U.S. 158, 161
(1992).
B. Application
1. Claims Against NY State
Plaintiff’s claims against NY State are barred by the
Eleventh Amendment. “Under the Eleventh Amendment, a state and
its agencies are generally immune from suit in federal court.”
Williams v. N.Y.S. Off. of Mental Health, No. 10-CV-1022, 2014 WL
1311405, at *5 (E.D.N.Y. Mar. 31, 2014). Neither of the two
exceptions to this rule, i.e., “an explicit and unequivocal waiver
of immunity by a state or a similarly clear abrogation of the
immunity by Congress,” id., apply here. First, “Section 1983 does
not abrogate the Eleventh Amendment immunity of the States.” Id.
Second, New York has not waived its immunity from suit. See
14
Harrison v. New York, 95 F. Supp. 3d 293, 314 (E.D.N.Y. 2015) (“It
is well established that New York State has not waived its
sovereign immunity from Section 1983 claims.” (internal quotation
marks, and citation omitted)). Therefore, the State is entitled
to Eleventh Amendment immunity from Plaintiff’s Section 1983
claims. See, e.g., KM Enters., Inc. v. McDonald, 518 F. App’x 12,
13 (2d Cir. Apr. 30, 2013) (“As a general matter, states enjoy
sovereign immunity from suit in federal court, even if the claim
arises under federal law.” (citing U.S. Const. amend. XI)); London
v. Nassau County Dist. Attorney’s Off., No. 20-CV-3988, 2020 WL
7699644, at *7 (E.D.N.Y. Dec. 28, 2020) (“Eleventh Amendment
immunity bars Plaintiff’s claims for damages against the State of
New York”). Thus, Plaintiff’s Section 1983 claims against NY
State are not plausible and are DISMISSED pursuant to 28 U.S.C. §§
1915(e)(2)(B)(i)-(ii), 1915A(b)(1).5
5 Moreover, NY State is not a “person” within in the meaning of
Section 1983. See Carter v. New York, 316 F. Supp. 3d 660, 667
(S.D.N.Y. 2018) (“[U]nder Section 1983, states are not even
considered “persons” subject to liability.”) (citing Will v.
Michigan Dep’t of State Police, 491 U.S. 58, 70 (1989) (“We hold
that neither a State nor its officials acting in their official
capacities are ‘persons’ under § 1983.”). Accordingly, for this
additional reason, Plaintiff’s Section 1983 claims against NY
State are not plausible.
15
2. Claims Against Suffolk County and the Jail
As a threshold matter, “[t]he Jail is a non-suable entity
because, under New York law, departments that are merely
administrative arms of a municipality do not have a legal identity
separate and apart from the municipality and therefore, cannot sue
or be sued.” Holloway v. Suffolk County Corr. Fac., Med., No. 21-
CV-5011, 2021 WL 5324889, at *3 (E.D.N.Y. Nov. 16, 2021) (Seybert,
J.) (internal quotation marks omitted; citation omitted); see also
Davis v. Lynbrook Police Dep’t, 224 F. Supp. 2d 463, 477 (E.D.N.Y.
2002)). Therefore, Plaintiff’s claims against the Jail are
implausible and are DISMISSED pursuant to 28 U.S.C. §§
1915(e)(2)(B)(ii), 1915A.
Moreover, it is well-established that a municipality,
like Suffolk County, cannot be held liable under Section 1983 on
a respondeat superior theory. See Monell v. Dep’t of Soc. Servs.
of N.Y. City, 436 U.S. 658, 691 (1978); Agosto v. N.Y.C. Dep’t of
Educ., 982 F.3d 86, 98 (2d Cir. 2020) (“Monell expressly prohibits
respondeat superior liability for municipalities” (citations
omitted)). Rather, to state a claim against a municipality under
Section 1983, “the plaintiff is required to show that the
challenged acts were performed pursuant to a municipal policy or
custom.” Tafolla v. County of Suffolk, No. 17-CV-4897, 2021 WL
16
3675042, at *10 (E.D.N.Y. Aug. 19, 2021) (Seybert, J.) (quoting
Littlejohn v. City of N.Y., 795 F.3d 297, 314 (2d Cir. 2015)). To
establish the existence of a municipal policy or custom, a
plaintiff must allege:
(1) the existence of a formal policy which is
officially endorsed by the municipality; (2)
actions taken or decisions made by municipal
policymaking officials, i.e., officials with
final decisionmaking authority, which caused
the alleged violation of the plaintiff’s civil
rights; (3) a practice so persistent and
widespread as to practically have the force of
law or that was so manifest as to imply the
constructive acquiescence of senior policy-
making officials; or (4) that a policymaking
official exhibited deliberate indifference to
constitutional deprivations caused by
subordinates.
Avant, 2021 WL 1979077, at *3 (cleaned up).
a. Claims Against Suffolk County Arising from the Mail
Here, when liberally construing the Amended Complaint,
there are no factual allegations that a municipal policy or custom
existed which caused the alleged constitutional deprivations
relating to Plaintiff’s mail. (See Am. Compl., in toto.) Rather,
Plaintiff alleges that the practice and custom in New York State
is “for prison officials to make sure inmates legal mail is opened
in their presence.” (Id. at 12.) Indeed, Plaintiff alleges that
he sent mail to himself and, consistent with that practice, he
received it sealed. (Id.) Given that Plaintiff cites to only a
17
single instance, on December 9, 2020, when his legal mail was
delivered to him opened (id. at 10, 28), his allegations fall well-
short of the widespread practice or policy required to impose
municipal liability. See, e.g., Delacruz v. City of N.Y., No. 15-
CV-3030, 2016 WL 5390898, at *4 (S.D.N.Y. Sept. 26, 2016) (finding
“only a single instance of delay of [plaintiff’s] mail by the City
. . . d[id] not constitute a widespread practice or policy, much
less one that is deliberate and malicious”) (citing DeCarlo v.
Fry, 141 F.3d 56, 61 (2d Cir. 1998) (“‘[A] single incident alleged
in a complaint, especially if it involved only actors below the
policy-making level, does not suffice to show a municipal
policy.’”) (quoting Ricciuti v. N.Y.C. Transit Auth., 941 F.2d
119, 123 (2d Cir. 1992)).
Nor has Plaintiff adequately alleged that the claimed
delay of or interference with his mail was pursuant to some
official policy, practice, or custom. (See Am. Compl., in toto.)
In this regard, Plaintiff has “failed to identify a ‘single action’
by a specific official with final policymaking authority that led
to the alleged constitutional violation.” Okongwu v. County of
Erie, No. 21-1025, 2022 WL 6585217, at *1 (2d Cir. Oct. 7, 2022)
(Summary Order) (quoting Hu v. City of N.Y., 927 F.3d 81, 105 (2d
Cir. 2019)).
18
Thus, in the absence of any facts from which the Court
could reasonably construe a plausible Section 1983 claim against
Suffolk County with regard to the mail protocols at the Jail, such
claims are DISMISSED WITHOUT PREJUDICE pursuant to 28 U.S.C. §§
1915(e)(2)(b) and 1915A(b).
b. Claims Challenging Suffolk County’s COVID-19 Policy
In contrast, Plaintiff has adequately alleged that there
was a municipal policy concerning the protocol for the quarantine
of inmates in light of the COVID-19 virus. (Id. at 30, 35-37.)
Indeed, the Amended Complaint alleges that, upon Plaintiff’s
arrival at the Jail, “he was processed and immediately housed in
the reception unit to quarantine for fourteen (14) days which is
Suffolk County New York and Sheriff Toulon’s policy for all new
inmate arrivals, including Plaintiff.” (Id. at 30.) Plaintiff
also alleges that there is a policy to place all inmates in
quarantine who have been exposed to an inmate who tests positive
for the COVID-19 virus. (Id. at 31-37.)
At the time he filed the Amended Complaint on September
26, 2022, Plaintiff was post-conviction, having been convicted by
a jury on July 18, 2022 of several felony drug and weapon
possession charges. See https://iapps.courts.state.ny.us/webcrim
(last visited on October 13, 2022). Thus, his deliberate
19
indifference claims arise under the Eighth Amendment. See Gazzola
v. County of Nassau, No. 16-CV-0909, 2022 WL 2274710, at *8
(E.D.N.Y. June 23, 2022) (“‘A post-conviction-prisoner’s
deliberate indifference claim is analyzed under the Eighth
Amendment while the same claim raised by a pre-trial detainee is
analyzed under the Due Process Clause of the Fourteenth
Amendment.’” (quoting Horace v. Gibbs, 802 F. App’x 11, 13–14 (2d
Cir. Feb. 6, 2020) (citing Darnell v. Pineiro, 849 F.3d 17, 29 (2d
Cir. 2017))).
The Eighth Amendment to the U.S. Constitution protects
against the infliction of “cruel and unusual punishments.” U.S.
CONST. amend. VIII. “The Supreme Court has long recognized that
prison officials violate the Eighth Amendment if they are
deliberately indifferent to a substantial risk of serious harm to
a sentenced prisoner.” Pagan v. Rodriguez, No. 20-CV-0251, 2020
WL 3975487, at *4 (D. Conn. July 12, 2020) (citing Farmer v.
Brennan, 511 U.S. 825, 847 (1994), and Estelle v. Gamble, 429 U.S.
97, 104-05 (1976)).
[To] establish an Eighth Amendment claim of
deliberate indifference to safety, a prisoner
must show that: (1) he was subject to
conditions of confinement that posed an
objectively serious risk of harm, as distinct
from what a reasonable person would understand
to be a minor risk of harm; and (2) a defendant
prison official acted not merely carelessly or
20
negligently but with a subjectively reckless
state of mind akin to criminal recklessness
(i.e., reflecting actual awareness of a
substantial risk that serious harm to the
prisoner would result).
Id. (citations omitted); Darnell, 849 F.3d at 29 (noting that an
Eighth Amendment deliberate indifference claim requires that
Plaintiff satisfy two elements: (1) an “objective” element, which
requires a showing that the challenged conditions are sufficiently
serious, and (2) a “mental” element, which requires a showing that
the officer(s) acted with at least deliberate indifference to the
challenged conditions).
“[T]here is no question that an inmate can face a
substantial risk of serious harm in prison from COVID-19 if a
prison does not take adequate measures to counter the spread of
the virus.” Chunn v. Edge, 465 F. Supp. 3d 168, 200 (E.D.N.Y.
2020). Indeed:
[c]ourts have long recognized that conditions
posing an elevated chance of exposure to an
infectious disease can pose a substantial risk
of serious harm. [However], the Supreme Court
has rejected the proposition that prison
officials may “be deliberately indifferent to
the exposure of inmates to a serious,
communicable disease.” Thus, determining
whether prison conditions pose a substantial
risk of serious harm from COVID-19, or any
other risk, must be determined “after
accounting for the protective measures [the
prison system] has taken.”
21
Id. (alteration in original) (first quoting Helling v. McKinney,
509 U.S. 26, 35-36 (1993); then quoting Valentine v. Collier, 956
F.3d 797, 801 (5th Cir. 2020)).
Here, Plaintiff’s allegations make clear that Suffolk
County implemented safety measures in response to the COVID-19
Pandemic. Moreover, those measures apparently protected Plaintiff
from contracting the virus, as –- by his own allegations -- he was
exposed to the virus in the Jail on five occasions and, following
a period of quarantine, tested negative each time. Thus, the
challenged conditions-of-confinement did not pose an objectively
serious risk of harm to Plaintiff. And, even assuming that they
had, Plaintiff fails to allege that any Jail “official acted but
with a subjectively reckless state of mind akin to criminal
recklessness (i.e., reflecting actual awareness of a substantial
risk that serious harm to the prisoner would result).” Porter v.
Fam. Serv. League, No. 21-CV-5120(JS)(ARL), 2021 WL 5324888, at *3
(E.D.N.Y. Nov. 16, 2021).
Further, Plaintiff’s allegations that the quarantine
conditions, e.g., twenty-three hour’s daily lock down with one
hour for various activities (see Am. Compl. at 30, 33), violate
the Eighth Amendment are not plausible. Assuming the truth of
Plaintiff’s allegations, “when a prison regulation impinges on
22
inmates’ constitutional rights, the regulation is valid if it is
reasonably related to legitimate penological interests.” Turner
v. Safely, 482 U.S. 78, 89 (1987). Indeed, “the Court must defer
to the broad discretion of prison authorities in their attempt to
control the spread of COVID-19 within their facility. That is,
even ‘when a prison regulation impinges on inmates’ constitutional
rights, the regulation is valid if it is reasonably related to
legitimate penological interests.’” Jones v. County of Allegheny,
No. 21-CV-1094, 2022 WL 2806779, at *7 (W.D. Pa. June 24, 2022)
(quoting Turner, 482 U.S. at 89), report and recommendation
adopted, 2022 WL 2803111 (W.D. Pa. July 18, 2022). Thus:
[b]ecause it is difficult to social distance
in a correctional setting, the Court cannot
second guess where authorities move those who
test positive, those who refuse to be
vaccinated, those who are more vulnerable to
serious complications should they contract
COVID-19, and those who recover from COVID-
19. That is, the list of relevant
considerations for authorities is long and the
Court will not disturb that administrative
decision-making.
Jones, 2022 WL 2806779 at 7; see also Burrell v. Annucci, No. 22-
CV-0701, 2022 WL 4618737, at *10 (N.D.N.Y. Sept. 30, 2022) (sua
sponte dismissing pro se Section 1983 complaint finding allegations
did not establish an Eighth Amendment claim in the absence of
allegations that defendants failed to implement state, federal,
23
and DOCCS guidelines “knowingly and disregarding an excessive
risk” to plaintiff’s health or safety); Carolina v. Feder, No. 20-
CV-0658, 2021 WL 268854, at *8 (D. Conn. Jan. 26, 2021) (in
rejecting Eighth Amendment challenge to forced quarantine,
recognizing that “[i]n normal times, courts must ‘accord
substantial deference to the professional judgment of prison’
officials on matters of prison administrations” and that “[i]n
attempting to prevent and stem COVID-19 outbreaks, prison
officials are plainly entitled to that substantial deference
[since] COVID-19 poses an incredible risk in prisons and detention
centers” (citing United States v. Skelos, 15-CR-0317, 2020 WL
1847558, at *1 (S.D.N.Y. Apr. 12, 2020) (“Jails and prisons are
powder kegs for infection.”); additional citation omitted)),
reconsideration denied, 2021 WL 723534 (D. Conn. Feb. 24, 2021).
Similarly, courts have routinely upheld the involuntary
placement of inmates in administrative segregation for protective
custody for periods of time far in excess of the ten or fourteen
days of which Plaintiff complains. See, e.g., Milner v. Lamont,
No. 20-CV-1245, 2022 WL 2110971, at *10 (D. Conn. June 9, 2022)
(upholding 75-day involuntary quarantine finding plaintiff “ha[d]
not plausibly alleged that the denial of his recreation and shower
privileges was unwarranted”) (citing Pape v. Cook, No. 20-CV-1324,
24
2021 WL 2186427, at *10 (D. Conn. May 28, 2021) (“[G]iven the
existence of the restriction on out of cell exercise during Mr.
Pape’s [fifteen-day] period of confinement because of his exposure
to his cellmate, who had exhibited symptoms of having contracted
COVID-19, Mr. Pape has not plausibly alleged a constitutional
violation.”)); Herbert v. Smith, No. 20-CV-6348, 2021 WL 3292263,
at *6 (S.D.N.Y. Aug. 2, 2021) (dismissing Fourteenth Amendment
conditions-of-confinement claim explaining, “although Plaintiff
does not specify why he was denied recreation periods, the timing
of the alleged denials . . . indicates that Plaintiff was denied
recreation periods not because of Defendants’ deliberate
indifference; but rather, as a result of health and safety
restrictions implemented at [his facility] to prevent the COVID-
19 virus’s spread among the inmate population -— a sufficiently
‘unusual circumstance’ to justify such a denial”); see also Tavares
v. Amato, 954 F. Supp. 2d 79, 92 (N.D.N.Y. 2013) (finding
Plaintiff’s allegation that he was confined for 132 days “in
[protective] administrative segregation for twenty-three hours a
day, only allowed to shower during his one hour long recreation,
prohibited from wandering around outside of his cell, and being
forced to pick and choose which amenities he wanted to avail
himself to given his limited amount of time outside of his cell,
25
are insufficient to support an Eighth Amendment claim”); Davidson
v. Coughlin, 968 F. Supp. 121, 131 (S.D.N.Y. 1997) (finding that
the denial of “all outdoor exercise” for “fourteen days in a row”
does not “implicate Eighth Amendment concerns”).6
Thus, Plaintiff has not plausibly alleged a deprivation
of his Eighth Amendment rights by Suffolk County. Accordingly,
such claims are DISMISSED pursuant to 28 U.S.C. §§
1915(e)(2)(b)(i)-(ii),1915A(b)(1).
3. Claims Against Sheriff Toulon
To state a claim for relief under Section 1983 against
an individual defendant, a plaintiff must allege the personal
involvement of the defendant in the alleged constitutional
deprivation. See Farid v. Elle, 593 F.3d 233, 249 (2d Cir. 2010).
In Iqbal, the Supreme Court held that “[b]ecause vicarious
liability is inapplicable to . . . [Section] 1983 suits, a
plaintiff must plead that each Government-official defendant,
through the official’s own individual actions, has violated the
6 Even if the Court were to liberally construe the pro se Amended
Complaint to allege a due process, rather than a deliberate
indifference, claim, it too would fail. “No court has held that
a hearing is required before an inmate is placed in medical
quarantine.” Milner, 2022 WL 2110971, at *11 (citing Pape, 2021
WL 2186427, at *12 (dismissing procedural due process challenge to
confinement in quarantine for fifteen days without a hearing by
sentenced inmate)).
26
Constitution.” Iqbal, 556 U.S. at 676. A complaint based upon a
violation under Section 1983 that does not allege the personal
involvement of a defendant fails as a matter of law and should be
dismissed. See Johnson v. Barney, 360 F. App’x 199, 201 (2d Cir.
Jan. 12, 2010).
Here, although Plaintiff names Sheriff Toulon as a
Defendant in the caption of his Amended Complaint, Plaintiff
includes no factual allegations of conduct or inaction
attributable to Sheriff Toulon. (See Am. Compl., in toto.)
Indeed, with regard to his claims concerning the mail, Plaintiff
alleges that, following the denial of his grievance and appeal
thereof, the Citizens Policy and Complaint Review Council (“CCRC”)
“sent their decision . . . to Sheriff Toulon” and apprised him
that “the requirement pursuant to 9 NYCRR Sec. 7004.2(e) was not
observed.” (Id. at 13-14.) According to the Amended Complaint,
Sheriff Toulon “chose to ignor[e]” this requirement and “failed to
supervise his subordinates because John Doe #2, John Doe #3, and
John Doe #4 continues to mail Plaintiff’s mail out untimely.”
(See id. at 14.) Further, Plaintiff claims that “Sheriff Toulon
failed to act on information indicating that these incidents and
violations is [sic] continuously occurring. Mr. Toulon should
have learned of the violation through Plaintiff’s grievance #Y-
27
2022-025 which was appealed by the CCRC, a copy of which was sent
to him . . . and he should have remedy [sic] the wrong. . . . Mr.
Toulon acted with negligence in supervising his subordinates.”
(Id. at 19, 29.)
To the extent Plaintiff seeks to impose Section 1983
liability on Sheriff Toulon given the supervisory position he
holds, the Second Circuit has made clear that there is “no special
test for supervisory liability.” Tangreti v. Bachmann, 983 F.3d
609, 616 (2d Cir. 2020). Rather, in order “[t]o hold a state
official liable under § 1983, a plaintiff must plead and prove the
elements of the underlying constitutional violation directly
against the official without relying on a special test for
supervisory liability.” Id. at 620. However, “bald assertions
and conclusions of law” are insufficient to establish personal
involvement. Leeds v. Meltz, 85 F.3d 51, 53 (2d Cir. 1996).
Accordingly, given Plaintiff’s conclusory and speculative
allegations that Sheriff Toulon was “neglig[ent] in managing his
subordinates”, Plaintiff’s Section 1983 claims against Sheriff
Toulon are implausible.
Further, insofar as Plaintiff complains that the claimed
mail delay was brought to Sheriff Toulon’s attention and he failed
to remedy it, such allegation is insufficient to render Plaintiff’s
28
Section 1983 claim against Sheriff Toulon plausible. See
Tangreti, 983 F.3d at 620 (“[I]t is not enough for [a plaintiff]
to show that [a defendant] was negligent, or even grossly
negligent, in her supervision of the correctional officers or in
failing to act on the information she had.”). Accordingly,
Plaintiff’s Section 1983 claims against Sheriff Toulon are
DISMISSED WITHOUT PREJUDICE pursuant to 28 U.S.C. §§
1915(e)(2)(B), 1915A(b).7
4. Section 1983 Claims Against the Individual
Correction Officers
Even construing the Amended Complaint liberally,
Plaintiff’s allegations do not set forth a plausible Section 1983
claim against any of the unidentified individual Correction
Officers. Liberally construed, Plaintiff attempts to allege a
denial of his First Amendment rights arising from the alleged
interference with his mail, including mailing delays, which could
be construed as a denial of access to the court. Plaintiff also
alleges a deprivation of his Fourth Amendment rights based upon
the opening of his mail on December 9, 2020. The Court addresses
each of these claims below.
7 Moreover, even if Plaintiff had adequately pled supervisory
liability, for the reasons set forth herein, he has not alleged a
plausible Constitutional deprivation against any Defendant.
29
a. Interference with Plaintiff’s In-Coming Legal Mail
“A prisoner’s right to the free flow of incoming and
outgoing mail is protected by the First Amendment.” Davis v.
Goord, 320 F.3d 346, 351 (2d Cir. 2003). Courts have long afforded
“greater protection to legal mail than to non-legal mail, as well
as greater protection to outgoing mail than to incoming mail.”
Id. at 351. To state a claim for a violation of such a right, a
“prisoner must show that the interference with his mail was both
regular and unjustified.” Antrobus v. City of N.Y., 2014 WL
1285648, at *4 (S.D.N.Y. Mar. 27, 2014); Davis, 320 F.3d at 351.
“[A]n isolated incident of mail tampering is usually insufficient
to establish a constitutional violation.” Id. at 351-52. But as
few as two incidents of mail tampering may constitute a First
Amendment violation if indicative of “regular” and “unjustifiable”
interference with a prisoner’s mail. Id. at 351; see also
Washington v. James, 782 F.2d 1134, 1139 (2d Cir. 1986).
Here, even upon a liberal construction, Plaintiff simply
does not allege enough facts suggesting that Defendants interfered
with his mail in a manner that rises to the level of a
constitutional violation. Though Plaintiff alleges that his
“legal mail was delivered to him opened” on December 9, 2020, (Am.
Compl., ECF No. 8, at 9-10), this single, isolated incident does
30
not suggest regular or unjustified interference with Plaintiff’s
mail or that it hindered his legal matters. See Labossiere v.
Downstate Corr. Facility, No. 21-CV-10540, 2022 WL 356549, at *5
(S.D.N.Y. Feb. 7, 2022) (sua sponte dismissing general mail
tampering claim in the absence of allegations suggesting “regular
and unjustifiable interference with [plaintiff’s] mail”); Amaker
v. Lee, No. 13-CV-5292, 2019 WL 1978612, at *14 (S.D.N.Y. May 3,
2019) (“[T]here is no constitutional violation unless the mail
tampering is regular and unjustifiable rather than an isolated
incident) (citing Shepherd v. Fisher, No. 08-CV-9297, 2011 WL
3278966, at *2 (S.D.N.Y. July 27, 2011) (“[A]n inmate must allege
that the tampering was part of an ongoing practice of unjustified
censorship or that it prejudiced the inmate’s legal actions.”);
further citation omitted)). Thus, Plaintiff’s Section 1983 claims
alleging a deprivation of his First Amendment right arising from
his opened incoming mail are not plausible and are thus DISMISSED
WITHOUT PREJUDICE pursuant to 28 U.S.C. §§ 1915(e)(2)(b)(i)-(2),
1915A(b)(1).
b. Claims Alleging a Deprivation of Access to the Court
In addition, delay or interference with an inmate’s mail
may give rise to a First Amendment claim for deprivation of access
to the courts.
31
Courts of Appeals have recognized two variants
of right-of-access claims. First, plaintiffs
may allege that “systemic official action”
frustrated their ability to file a suit. The
object of this type of suit “is to place the
plaintiff in a position to pursue a separate
claim for relief once the frustrating
condition has been removed.” Such suits are
therefore labeled “forward-looking.” The
second variant of right-of-access claims is
“backward-looking access claims,” covering
suits that “cannot now be tried (or tried with
all material evidence), no matter what
official action may be in the future.” This
may occur, for instance, if the official
action “caused the loss or inadequate
settlement of a meritorious case.” In either
circumstance, however, “the right is ancillary
to the underlying claim, without which a
plaintiff cannot have suffered injury by being
shut out of court.”
Sousa v. Marquez, 702 F.3d 124, 127–28 (2d Cir. 2012) (variously
quoting and citing Christopher v. Harbury, 536 U.S. 403, 413–14,
n.11, 415 (2002)) (emphasis added). Regardless under which theory
one brings an access-to-courts claim,8 “a plaintiff must show that
the defendant caused the plaintiff injury or, put less succinctly,
that the defendant took or was responsible for actions that had
the actual effect of frustrating the plaintiff’s effort to pursue
a legal claim.” Oliva v. Town of Greece, 630 F. App’x 43, 45 (2d
Cir. Nov. 17, 2015) (summary order) (collecting cases); see also
8 “The viability of backward-looking right-of-access claims is
far from clear in this Circuit . . . .” Sousa, 702 F.3d at 128.
32
Mahon v. Moultrie, 657 F. App’x 52, 53 (2d Cir. Aug. 24, 2016)
(“To state a claim of denial of court access, a plaintiff must
allege that the defendant took or was responsible for actions that
hindered a plaintiff’s efforts to pursue a legal claim and that
the defendant’s actions resulted in actual injury to the
plaintiff.” (emphasis added)); Corines v. Westchester County Dep’t
of Corr., No. 22-CV-5179, 2022 WL 4341999, at *5 (S.D.N.Y. Sept.
19, 2022) (“A claim for deprivation of access to the courts
requires two allegations: (1) that the plaintiff has a valid
underlying cause of action separate from the right-of-access
claim; and (2) that the plaintiff has suffered frustration or
hindrance of the litigation that has been caused by the defendant’s
actions.” (emphasis added)) (citing Harbury, 536 U.S. at 415;
further citation omitted)). Plaintiff cannot plausibly make out
such a claim in this instance.9
9 This claim is being analyzed as a so-called “forward-looking”
right-of-access claim, where the object of such a claim is to place
a plaintiff in a position to pursue a separate claim for relief
once the frustrating condition has been removed. See Sousa, 702
at 127 (citing Harbury, 536 U.S. at 413, 414 n.11). Even if the
Court were to examine Plaintiff’s access-to-court claim under the
“backward-looking” rubric, it would fail since Plaintiff cannot
satisfy all four elements required to maintain such a claim:
First, the plaintiff must identify a
nonfrivolous, arguable underlying claim.
Second, the plaintiff must establish that the
defendant took or was responsible for actions
that hindered a plaintiff’s efforts to pursue
33
i. Regarding General Incidents of Interference
with Plaintiff’s Legal Mail
To the extent Plaintiff complains about: (1) his legal
mail having been “opened” when he received it on December 9, 2022
(Am. Compl. at 10-12); (2) his not having received certified mail
receipts on six occasions (id. at 9, 21-26); and (3) there having
been a delay on January 13, 2022 and March 24, 2022 in mailing out
three envelopes containing unspecified “legal mail” (id. at 12-
13, 14-15), these allegations do not plausibly allege a denial-
of-access-to-court claim, since Plaintiff fails to asset how the
a legal claim. Third, the plaintiff must show
that the defendant’s alleged conduct was
deliberate and malicious. Fourth, the
plaintiff must demonstrate that the
defendant’s actions resulted in an actual
injury to the plaintiff.
Corines v. Westchester County, Dep’t of Corr., No. 22-CV-5179,
2022 WL 4341999, at *6 (S.D.N.Y. Sept. 19, 2022) (quoting Jean-
Laurent v. Lawrence, No. 12-CV-1502, 2015 WL 1208318, at *4
(S.D.N.Y. Mar. 17, 2015)). Plaintiff is unable to identify a
nonfrivolous, arguable underlying claim; Plaintiff’s original
complaint and amended complaint in the February 2022 Action were
dismissed because his Section 1983 claims, based upon a conspiracy
theory of liability, were supported by mere conjectures and
conclusive allegations. Even if that were not so, Plaintiff fails
to allege that the challenged conduct was deliberate and malicious,
stating, instead, that the reason his outgoing mail was delayed
was because the officer responsible for mailing it “was on
vacation.” (Am. Compl. at 17.) Finally, Plaintiff cannot
demonstrate that the Defendants’ actions in delaying his May 2022
outgoing mail resulted in an actual injury to the Plaintiff. (See
infra at 37-39.)
34
alleged incidents frustrated or otherwise hindered a nonfrivolous
legal claim. See Corines, 2022 WL 4341999 at *6 (sua sponte
dismissing denial-of-access-to-court claims where, like here, the
plaintiff did not allege how defendant’s actions in failing to
provide a copy of the mail receipt frustrated or hindered his
nonfrivolous legal claim) (citing Christopher v. Harbury, 536 U.S.
403, 415 (2002) (“[T]he underlying cause of action, whether
anticipated or lost, is an element that must be described in the
complaint.”)). Nor has Plaintiff alleged suffering an injury
caused by these incidents.
ii. Regarding the Amended Complaint in the
February 2022 Action
Plaintiff alleges that, in its May 2022 M&O, this Court
dismissed his Section 1983 claims against his former attorneys
because they are not state actors acting under color of law. (See
Am. Compl. at 20.) He further alleges his February 2022 Action
“was prejudiced because he attempted to amend his Conspiracy
Claim,” but the Court dismissed that Action before Plaintiff was
able to file his amended complaint in which “he amended that his
attorneys ‘Private actors’ conspired with ‘State actors’.” (Id.;
see also id. at 18 (“The Plaintiff had a pending legal action in
the United States District Court (EDNY) Docket #22-CV-00974-JS-
AYS that was prejudiced by the delay of his legal mail being mailed
35
out late.”).) He contends “[t]he fact that John Doe(s) (2-4) held
Plaintiff’s amended Complaint (legal mail) for a week and mailed
it out late to the Court, the Court rejected his Complaint two (2)
days before the Court received the amended Complaint.” (Id. at
20-21.)
As an initial matter, in his February 2022 Action,
Plaintiff did not present a valid underlying cause of action. The
Court found “Plaintiff’s Complaint must be dismissed because none
of the Defendants are state actors; nor does Plaintiff properly
allege a conspiracy.” (February 2022 Action, May 2022 M&O at 8
(concluding dismissal was warranted because “Plaintiff’s
allegations are speculative and conclusory, and do not set forth
a plausible Section 1983 claim against the Defendants”).) It
reached the same conclusion upon careful consideration of
Plaintiff’s Amended Complaint, which it accepted for filing upon
reconsideration:10
Even a pro se must include some factual
allegations from which the Court can
reasonably construe: an agreement between any
of the Defendants and a state actor; any
agreement to act in concert to inflict an
unconstitutional injury; or, any overt act
done to inflict an unconstitutional injury on
Plaintiff causing damages.
10 (See February 2022 Action, Oct. 24, 2022 Mem. & Order, ECF No.
19, at 12-13.)
36
As is readily apparent here, Plaintiff’s
allegations are speculative and conclusory,
and do not set forth a plausible Section 1983
claim against the Defendants. Accordingly,
the Amended Complaint does not allege a
plausible Section 1983 claim and is sua sponte
DISMISSED . . . .
(Id. at 19-20.)
Moreover, even assuming arguendo that Plaintiff alleged
a valid underlying cause of action, to the extent he bases his
denial-of-access-to-court claim on the delay from May 17, 2022 to
May 24, 2022 in mailing out his amended complaint, that basis is
unavailing. While, at first blush, the delay appears to have
frustrated or hindered Plaintiff’s litigation of the February 2022
Action given that on May 23, 2022, the Court dismissed Plaintiff’s
complaint, denied him leave to amend, and therefore initially
rejected Plaintiff’s amended complaint received two days later,
subsequent history in the case, of which the Court takes judicial
notice,11 demonstrates otherwise.
11 It is well-established that “[i]n the Rule 12(b)(6) context, a
court may take judicial notice of prior pleadings, orders,
judgments, and other related documents that appear in the court
records of prior litigation and that relate to the case sub
judice.” Jianjun Lou v. Trutex, Inc., 872 F. Supp. 2d 344, 350
n.6 (S.D.N.Y. 2012); see also Rothman v. Gregor, 220 F.3d 81, 92
(2d Cir. 2000) (taking judicial notice of pleading in another
lawsuit); Young v. Selsky, 41 F.3d 47, 50-51 (2d Cir. 1994) (taking
judicial notice of defendant’s testimony in a prior action). A
court “may also ‘take judicial notice of its own orders,’ and ‘its
own records’.” Rosado-Acha v. Red Bull Gmbh, No. 15-CV-7620, 2016
37
Plaintiff sought to appeal the Court’s May 23, 2022
Order, filing a Notice of Appeal on June 13, 2022. (See February
2022 Action, Not. of App., ECF No. 16.) As stated supra, because
of his pro se status and his assertions regarding delays in out-
going mail, the Court liberally construed Plaintiff’s Notice of
Appeal as a motion for reconsideration of its denial of leave to
amend. (See id., Oct. 24, 2022 Mem. & Order, ECF No. 19.)
Thereafter, the Court: granted reconsideration “to prevent
manifest injustice”; accepted Plaintiff’s amended complaint for
filing nunc pro tunc; then carefully considered whether the amended
complaint set forth a plausible claim; but, found it did not.
WL 3636672, at *7 (S.D.N.Y. June 29, 2016) (first quoting Ryan v.
Cholakis, No. 13-CV-1451, 2014 WL 803776, at *4 n.3 (N.D.N.Y. Feb.
25, 2014); then quoting Hatch v. Morosco Holding Co., 56 F. 2d 640,
640 (S.D.N.Y. 1932); and citing United States v. Currency in Total
Amount of 2,223.40, 157 F. Supp. 300, 303 (N.D.N.Y. 1957) (“[T]here
seems to be no doubt as to the power of the court to take judicial
notice of its own records in the same or in an interrelated
case.”)).
Here, the Court is relying upon the following found in the
February 2022 Action, which is prior litigation that relates to
the instant case: the pleadings; related documents; and the Court’s
owns orders and records. See Rosado-Acha, 2016 WL 3636672, at *7
(in deciding a Rule 12(b) dismissal motion, taking judicial notice
of documents that “were neither attached to nor incorporated by
reference in Plaintiff’s Complaint or Amended Complaint,” but
which were “pleadings” and “related documents that appear in the
court records of prior litigation” which related to the case before
the court, of which a large number encompassed the court’s “own
orders,” as well as its “own records in the same or an interrelated
case”).
38
(See id.) Thus, the purported prejudice suffered by Plaintiff due
to the untimely mailing of his amended complaint in the February
2022 Action was little more than an unfortunate delay swiftly
addressed by the Court in a manner that spared Plaintiff the injury
of being denied access to the Court as he now alleges.
Hence, given the sequence of events that occurred in the
February 2022 Action, which the Court recognized was not of
Plaintiff’s making, but which could have caused an injury to him,
i.e., foreclosing Plaintiff’s opportunity to amend his complaint,
in conjunction with the Court’s prompt, proactive rectification of
the consequences of that situation, i.e., accepting Plaintiff’s
amended complaint for filing and then considering it, Plaintiff
has not alleged a plausible denial-of-access-court claim. In
turn, Plaintiff has not alleged a plausible Section 1983 claim
against the individual Defendants and such claim is thus DISMISSED
WITHOUT PREJUDICE pursuant to 28 U.S.C. §§ 1915(e)(2)(B)(i)-(ii),
1915A(b)(1).
c. Claims Alleging Unlawful Search of Plaintiff’s Mail
The Fourth Amendment protects an individual’s right “to
be secure in [his or her] persons, houses, papers, and effects,
against unreasonable searches and seizures[.]” U.S. CONST. amend.
IV; Katz v. United States, 389 U.S. 347, 350 (1967) (The Fourth
39
“Amendment protects individual privacy against certain kinds of
governmental intrusion.”). “Prisoners, however, have a diminished
expectation of privacy, and ‘the Fourth Amendment proscription
against unreasonable searches does not apply within the confines
of the prison cell.’” Singleton v. City of N.Y., No. 21-CV-2893,
2022 WL 524669, at *4 (S.D.N.Y. Feb. 22, 2022) (quoting Hudson v.
Palmer, 468 U.S. 517, 526 (1984)). Indeed, “[t]his general
principle of a diminished expectation of privacy applies in all
contexts of prison life.” Id. (citing United States v. Amen, 831
F.2d 373, 379–80 (2d Cir. 1987) (citations omitted)).
Thus, while incarcerated, Plaintiff does not retain any
privacy right protected by the Fourth Amendment with respect to
the monitoring or opening of his mail. Singleton, 2022 WL 524669,
at *4 (“Because Plaintiff cannot expect to keep private his
communications while he was in the custody of the DOC, the decision
to disclose this material did not violate the Fourth Amendment’s
prohibition against unreasonable searches.”); Hill v. Griffin, No.
11-CV-6101, 2012 WL 92556, at *4 (W.D.N.Y. Jan. 11, 2012) (sua
sponte dismissing prisoner’s claims alleging that his “outgoing
legal mail, confidential medical mail, incoming legal mail, and
general mail, was intercepted, is not cognizable insomuch as a
Fourth Amendment claim”). Accordingly, Plaintiff’s Fourth
40
Amendment claim arising from the alleged incident on December 9,
2020 that his mail was opened is not plausible and is thus
DISMISSED pursuant to 28 U.S.C. §§ 1915(e)(2)(B)(i)-(ii),
1915A(b)(1).
C. Leave to Amend
The Second Circuit has long advised that leave to replead
should be liberally granted to pro se litigants. See Grullon v.
City of New Haven, 720 F.3d 133, 140 (2d Cir. 2013) (“[A] pro se
complaint generally should not be dismissed without granting the
plaintiff leave to amend at least once . . . .”); see also Chavis
v. Chappius, 618 F.3d 162, 170 (2d Cir. 2010). “[B]ut amendment
should be denied where the complaint gives no ‘indication that a
valid claim might be stated.’” McKie v. Kornegay, No. 21-1943,
2022 WL 4241355, *3 (2d Cir. Sept. 15, 2022) (quoting Cuoco v.
Moritsugu, 222 F.3d 99, 112 (2d Cir. 2000)). Here, given that
Plaintiff has already amended his complaint, and further amendment
would be futile, see, e.g., Corines, 2022 WL 4341999, at *11
(citing Hill v. Curcione, 657 F.3d 116, 123-24 (2d Cir. 2011)),
together with the fact that he has several other Section 1983
complaints pending in this Court (see supra note 2), leave to
further amend the claims in this case is DENIED.
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CONCLUSION
Accordingly, IT IS HEREBY ORDERED that Plaintiff’s IFP
Application is GRANTED;
IT IS FURTHER ORDERED that Plaintiff’s claims against the
Jail, and NY State, or alleging a Fourth Amendment deprivation, are sua
sponte DISMISSED WITH PREJUDICE pursuant to 28 U.S.C. §§
1915(e)(2)(B)(i)-(ii), 1915A(b)(1), and Plaintiff’s remaining claims are
DISMISSED WITHOUT PREJUDICE pursuant to 28 U.S.C. §§ 1915(e)(2)(B)(i)-
(ii), 1915A(b)(1);
IT IS FURTHER ORDERED that leave to further amend the Amended
Complaint is DENIED;
IT IS FURTHER ORDERED that, pursuant to 28 U.S.C.
§ 1915(a)(3), the Court certifies any appeal from this Memorandum & Order
would not be taken in good faith. Therefore, in forma pauperis status
is DENIED for the purpose of any appeal. See Coppedge v. United States,
369 U.S. 438, 444-45 (1962); and
IT IS FURTHER ORDERED that the Clerk of the Court: (1) ENTER
JUDGMENT accordingly and MARK THIS CASE CLOSED; and, thereafter (2) mail
a copy of this Memorandum & Order and the Judgment to the pro se Plaintiff
at his address of record, including the notation “LEGAL MAIL” on the
envelope.
SO ORDERED.
Dated: November 9th , 2022
Central Islip, New York _/s/ JOANNA SEYBERT
Joanna Seybert, U.S.D.J.
42