“As noted by the District Court, [plaintiff] cannot avoid application of the Rooker-Feldman doctrine simply by ‘presenting in federal court a legal theory not raised in state court,’ for example, by framing her claims under §§ 1983 or 1985.”
How later courts described this case
- “As noted by the District Court, [plaintiff] cannot avoid application of the Rooker-Feldman doctrine simply by ‘presenting in federal court a legal theory not raised in state court,’ for example, by framing her claims under §§ 1983 or 1985.”
- holding that only the Supreme Court can entertain a direct appeal from a state court judgment
- “A private entity is not . . . ‘a state actor where its conduct is not compelled by the state but is merely permitted by state law.’” (quoting Cranley v. Nat’l Life Ins. Co. of Vt., 318 F.3d 105 (2d Cir. 2003))
- “Even after Twombly, though, we remain obligated to construe a pro se complaint liberally.” (citing Erickson v. Pardus, 551 U.S. 89 (2007))
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
----------------------------------X
JOHN MECCA, Pro Se as Sovereign
Person of the United States,
Plaintiff,
MEMORANDUM & ORDER
-against- 22-CV-2208(JS)(ST)
DEUTSCHE BANK NATIONAL TRUST
COMPANY, as Trustee for Soundview
Home Loan Trust 2004-WMCI
Asset-Backed Certificates, Series
2004-WMCI,
Defendant.
----------------------------------X
APPEARANCES
For Plaintiff: John Mecca, pro se
119 Whittier Drive
Kings Park, New York 11754
For Defendant: No appearance.
SEYBERT, District Judge:
Before the Court is the application to proceed in forma
pauperis (“IFP”) filed by pro se plaintiff John Mecca (“Plaintiff”)
in connection with his Complaint against Deutsche Bank National
Trust Company, as Trustee for Soundview Home Loan Trust 2004-WMCI
Asset-Backed Certificates, Series 2004-WMCI (“Deutsche Bank” or
“Defendant”) (Compl., ECF No. 1); (IFP Mot., ECF No. 2). Plaintiff
has also filed a successive IFP motion, two motions for a
preliminary injunction (“PI”), as well as a motion for a temporary
restraining order (“TRO”). (PI Mot. I, ECF No. 3; PI Mot. II, ECF
No. 6; IFP Mot. II, ECF No. 13; TRO Mot., ECF No. 14.)
For the reasons that follow, Plaintiff’s IFP application
is GRANTED; however, the Complaint is DISMISSED pursuant to Federal
Rule of Civil Procedure 12(h)(3) and 28 U.S.C.
§ 1915(e)(2)(B)(i)-(ii). Plaintiff’s second IFP motion and
requests for injunctive relief are DENIED.
BACKGROUND
I. The Complaint1
Plaintiff’s Complaint, which is 38 pages long with
almost 1000 pages of exhibits attached, was filed pursuant to
42 U.S.C. § 1983 (“Section 1983”) against Deutsche Bank. (See
generally Compl.) The Complaint purports to allege a deprivation
of Plaintiff’s Fifth and Fourteenth Amendment rights in connection
with an underlying state court mortgage foreclosure action. (See
id. at 1.) The property in dispute is Plaintiff’s residence, 119
Whittier Drive, Kings Park, New York (the “Property”). (Id.
at 2-3.) According to the Complaint, Defendant “produced with the
lower Supreme and Appellate courts an unconstitutional foreclosure
decision under color of law against Plaintiff John Mecca.” (Id.)
The gravamen of the present Complaint is that the state court
orders are invalid because Defendant: (1) did not produce “the
true original note and mortgage documents” and instead brought
1 Excerpts from the Complaint are reproduced here exactly as they
appear in the original. Errors in spelling, punctuation, and
grammar have not been corrected or noted.
copies of those documents to state court; and (2) lacked “standing
to bring their foreclosure case” in the absence of those original
documents. (Id. at 4-5.)
A judgment of foreclosure was entered by Suffolk County
Supreme Court on February 13, 2018 under Index No. 602190/2015 and
Plaintiff appealed. (See id. Exs. A, A-1, B.) By Decision and
Order dated February 23, 2022, the Appellate Division, Second
Department affirmed the judgment of foreclosure and sale. The
Appellate Division summarized the history of Plaintiff’s state
court litigation as follows:
On August 6, 2004, the defendant John Mecca
executed a note with Coastal Capital Corp.,
doing business as The Mortgage Shop, in the
sum of $342,000. The note was secured by a
mortgage on real property. The plaintiff
[Deutsche Bank] commenced an action to
foreclose the mortgage in 2010 (hereinafter
the 2010 action). In the 2010 action, the
plaintiff sought to recover the entire balance
of the mortgage debt. The Supreme Court
directed dismissal of the 2010 action “without
prejudice . . . to recommence upon proof of
proper standing.”
By summons and complaint filed March 4, 2015,
the plaintiff [Deutsche Bank] commenced this
action against Mecca, among others, to
foreclose the mortgage. The plaintiff sought
to recover the entire balance of the mortgage
debt. Mecca moved to compel the plaintiff to
produce various documents, including the
original note, for his inspection. The
Supreme Court denied this motion. Mecca then
moved for leave to renew and reargue his
motion to compel. He separately moved, inter
alia, to dismiss the complaint insofar as
asserted against him on the ground that the
action was barred by the statute of
limitations. The plaintiff cross-moved, among
other things, for summary judgment on the
complaint and dismissing Mecca’s affirmative
defenses, for an order of reference, and for
leave to amend the caption to delete the names
“John Doe #1 through John Doe #7.”
In an order dated February 13, 2018, the
court, inter alia, denied Mecca’s motion for
leave to renew and reargue his prior motion to
compel, denied that branch of his separate
motion which was pursuant to CPLR 3211 (a) to
dismiss the complaint insofar as asserted
against him, and granted the plaintiff’s cross
motion. In a second order dated February 13,
2018, the court, among other things, struck
Mecca’s answer and affirmative defenses and
referred the matter to a referee to ascertain
and compute the amount due and owing to the
plaintiff. On May 13, 2019, a judgment of
foreclosure and sale was entered, inter alia,
confirming the referee’s report and directing
the sale of the subject property. Mecca
appeals.
. . .
Mecca’s argument that the denial of his motion
to compel was inconsistent with the dismissal
of the 2010 action is without merit. The
Supreme Court directed dismissal of the 2010
action “without prejudice[ ] to recommence
upon proof of proper standing.” The plaintiff
established that it had standing to commence
the instant action by attaching a copy of the
note, endorsed in blank, to the complaint (see
U.S. Bank N.A. v Mezrahi, 169 AD3d 952, 953
[2019]). In opposition, Mecca failed to raise
a triable issue of fact. Mecca’s remaining
contention is without merit.
Deutsche Bank Nat. Trust Co., v. Mecca, 202 A.D.3d 1052, 1053, 163
N.Y.S.2d 595, 597 (N.Y. App. Div. 2d Dep’t 2022).
Plaintiff alleges here that the state court’s denial of
his discovery motions violated his federal civil rights. (See
Compl. at 5-6.) Accordingly, Plaintiff seeks “to stop the lower
State courts orders being enforced” and to “halt the now Defendants
Deutsche Bank et al. eviction and sale of Plaintiff John Mecca’s
house and property,” (id. at 7), which is scheduled for July 12,
2022. (See May 31, 2022 Ltr., ECF No. 11.) Plaintiff also seeks
to recover $80,000 from Defendant. (Compl. at 6.)
II. Procedural History
Plaintiff is no stranger to this Court, having filed at
least five previous pro se complaints related to electromagnetic
waves and covert monitoring devices.2 Given Plaintiff’s history
of frivolous litigation, the Court entered a litigation bar that
enjoined Plaintiff from filing any new actions in this Court
related to electromagnetic waves and the covert implementation of
monitoring devices, without seeking leave of Court. See Lamb v.
Cuomo, No. 16-CV-6568, Filing Injunction Order, ECF No. 13. The
instant case, which was commenced on April 18, 2022, pertains to
a state court judgment of foreclosure and sale, which is not
subject to the filing injunction entered in Lamb.
2 See Lamb v. Cuomo, No. 16-CV-6568; Lamb v. Off. Governor for N.Y.,
No. 09-CV-1389; Lamb v. U.S.A., No. 07-CV-3705; Mecca v. U.S.
Gov’t, No. 06-CV-3492; Mecca v. Suffolk Cty. Police Dep’t, No. 01-
CV-4506.
DISCUSSION
I. Plaintiff’s In Forma Pauperis Application is Granted
The Court finds that Plaintiff is qualified by his
financial status to commence this action without prepayment of the
filing fees. See 28 U.S.C. § 1915(a)(1). Therefore, Plaintiff’s
IFP application is GRANTED.
II. Relevant Legal Standards
A. Consideration of the Complaint Under 28 U.S.C. § 1915
Section 1915 requires a district court to dismiss an in
forma pauperis complaint if the action is frivolous or malicious,
fails to state a claim upon which relief may be granted, or seeks
monetary relief against a defendant who is immune from such relief.
See 28 U.S.C. § 1915(e)(2)(B)(i)-(iii). An action is frivolous as
a matter of law when, inter alia, it is based on an “indisputably
meritless legal theory” or when it “lacks an arguable basis in
law . . . or [when] a dispositive defense clearly exists on the
face of the complaint.” Livingston v. Adirondack Beverage Co.,
141 F.3d 434, 437 (2d Cir. 1998). The Court is required to dismiss
the action as soon as it makes such a determination. See Neitzke
v. Williams, 490 U.S. 319 (1989); Avant v. Miranda, No. 21-CV-
0974, 2021 WL 1979077, at *2 (E.D.N.Y. May 18, 2021); 28 U.S.C.
§ 1915A.
Courts are obliged to construe the pleadings of a pro se
plaintiff liberally and to interpret them to raise the “strongest
[claims] that they suggest.” Triestman v. Fed. Bureau of Prisons,
470 F.3d 471, 474 (2d Cir. 2006)(emphasis in original)(internal
quotation marks and citations omitted); see also Harris v. Mills,
572 F.3d 66, 72 (2d Cir. 2009)(“Even after Twombly, though, we
remain obligated to construe a pro se complaint liberally.” (citing
Erickson v. Pardus, 551 U.S. 89 (2007))).
B. Section 1983
Section 1983 provides that:
Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of
any State . . . subjects, or causes to be
subjected, any citizen of the United
States . . . to the deprivation of any rights,
privileges, or immunities secured by the
Constitution and laws, shall be liable to the
party injured. . . .
42 U.S.C. § 1983. To state a claim under Section 1983, a plaintiff
must “allege that (1) the challenged conduct was attributable at
least in part to a person who was acting under color of state law
and (2) the conduct deprived the plaintiff of a right guaranteed
under the Constitution of the United States.” Rodriguez v.
Shoprite Supermarket, No. 19-CV-6565, 2020 WL 1875291, at *2
(E.D.N.Y. Apr. 15, 2020) (internal quotation marks and citation
omitted).
C. The Rooker-Feldman Doctrine3
Pursuant to the Rooker-Feldman doctrine, this Court
“lack[s] jurisdiction over cases that essentially amount to
appeals of state court judgments.” Vossbrinck v. Accredited Home
Lenders, Inc., 773 F.3d 423, 426 (2d Cir. 2014). At its core, the
Rooker-Feldman doctrine precludes a district court from hearing
“cases brought by state-court losers complaining of injuries
caused by state-court judgments rendered before the district court
proceedings commenced and inviting district court review and
rejection of those judgments.” Exxon Mobil Corp. v. Saudi Basic
Indus. Corp., 544 U.S. 280, 284 (2005).
The Rooker-Feldman doctrine applies where: “(1) the
federal-court plaintiff lost in state court; (2) the plaintiff
complains of injuries caused by a state court judgment; (3) the
plaintiff invites . . . review and rejection of that judgment; and
(4) the state judgment was rendered before the district court
proceedings commenced.” Id. (internal quotation marks and
citation omitted). Relevant here, where a plaintiff initiates a
federal court action after the entry of a foreclosure judgment,
“courts in this Circuit have consistently held that any attack on
3 Rooker v. Fidelity Trust Co., 263 U.S. 413 (1923) (holding that
only the Supreme Court can entertain a direct appeal from a state
court judgment); District of Columbia Court of Appeals v. Feldman,
460 U.S. 462, 486 (1983) (finding that federal courts do not have
jurisdiction over claims which are “inextricably intertwined” with
a prior state court determination).
a judgment of foreclosure is clearly barred by the Rooker-Feldman
doctrine.” Nath v. JP Morgan Chase Bank, No. 15-CV-3937, 2016 WL
5791193, at *6 (S.D.N.Y. Sept. 30, 2016) (internal citations and
quotation marks omitted); see also Borukhov v. Vartolo, No.
19-CV-3395, 2020 WL 5424595, at *2 (E.D.N.Y. Sept. 10,
2020)(Seybert, J.)(“To the extent [the plaintiff] asks the federal
court to grant him title to his property because the foreclosure
judgment was obtained fraudulently, Rooker–Feldman bars [his]
claim.”)(quoting Vossbrinck, 773 F.3d at 427)).
III. Application of 28 U.S.C. § 1915
Applying these standards to Plaintiff’s Complaint, even
with the special solicitude afforded to pro se pleadings, it is
readily apparent that Plaintiff’s claims must be dismissed because
all four of Rooker-Feldman’s requirements are satisfied. First,
Plaintiff lost in state court when the Appellate Division affirmed
the Supreme Court’s entry of a judgment of foreclosure and sale
against the Property. See Deutsche Bank, 202 A.D.3d 1052 at
1053-54. Second, Plaintiff complains of injuries caused by a state
court judgment, namely, that he suffered “hardship, monetary loss,
distress, damage to his credit rating and reputation.” (See Compl.
at 6.) Indeed, the gravamen of the Complaint is that the state
court orders have and will continue to harm Plaintiff given the
order of eviction and looming sale of the Property. Third,
Plaintiff invites review and rejection of the foreclosure judgment
based upon his request for this Court to “stop the lower State
courts orders being enforced,” to halt Defendant from evicting
him, and to stop the Property from being sold. (See id. at 6-7.)
And fourth, the Appellate Division affirmed the foreclosure
judgment on February 23, 2022, which is almost two months before
Plaintiff commenced the instant case on April 18, 2022. Thus, all
four requirements of the Rooker-Feldman doctrine are satisfied.4
Accordingly, the Court lacks subject matter jurisdiction to
adjudicate Plaintiff’s claims and the Complaint is DISMISSED
pursuant to Federal Rule of Civil Procedure 12(h)(3) and 28 U.S.C.
§ 1915(e)(2)(B).
Moreover, even if Rooker-Feldman did not divest this
Court of jurisdiction over Plaintiff’s claims, the Complaint must
nevertheless be dismissed because it fails to allege a plausible
claim for relief. First, to the extent Plaintiff asserts a Section
1983 claim against Defendant, he has not included any allegations
4 Plaintiff’s due process claim is an unavailing attempt to confer
jurisdiction upon this Court. See, e.g., Castiglione v. Papa, 423
F. App’x 10, 13 (2d Cir. 2011) (“As noted by the District Court,
[plaintiff] cannot avoid application of the Rooker-Feldman
doctrine simply by ‘presenting in federal court a legal theory not
raised in state court,’ for example, by framing her claims under
§§ 1983 or 1985.”); Yanping Xu v. Suffolk Cty., No. 19-CV-1362,
2020 WL 3975471, at *6 (E.D.N.Y. July 14, 2020)(applying Rooker-
Feldman and explaining that “the Second Circuit has long held that
a ‘federal plaintiff cannot escape the Rooker-Feldman bar simply
by relying on a legal theory not raised in state court.’” (quoting
Hoblock v. Albany Cty. Bd. of Elections, 422 F.2d 77, 87 (2d Cir.
2005))).
upon which the Court could reasonably find Defendant, a private
corporation, to constitute a state actor or to have committed any
state action. Tancredi v. Metropolitan Life Ins. Co., 316 F.3d
308, 312 (2d Cir. 2003) (“A plaintiff pressing a claim of violation
of his constitutional rights under § 1983 is . . . required to
show state action.” (citing Rendell–Baker v. Kohn, 457 U.S. 830,
838 (1982))); see also Flagg v. Yonkers Sav. & Loan Ass’n, FA,
307 F. Supp. 2d 565, 585 (S.D.N.Y. 2004) (“A private entity is
not . . . ‘a state actor where its conduct is not compelled by the
state but is merely permitted by state law.’” (quoting Cranley v.
Nat’l Life Ins. Co. of Vt., 318 F.3d 105 (2d Cir. 2003))).
Second, to the extent that Plaintiff purports to pursue
a due process claim under the Fifth Amendment, Plaintiff has failed
to allege any involvement by a federal actor, rendering such a
claim implausible as a matter of law. Hamilton v. New York State
Dep’t of Corr. & Cmty. Supervision, No. 18-CV-1312, 2019 WL
2352981, at *6 n.12 (N.D.N.Y. June 4, 2019) (“The Fifth Amendment
is applicable to federal actors, not state actors.” (citing Snow
v. Vill. of Chatham, 84 F. Supp. 2d 322, 326 (N.D.N.Y. 2000))).
Third, to the extent any state law claims remain, the
Court declines to exercise supplemental jurisdiction over such
claims. Federal courts “have supplemental jurisdiction over all
other claims that are so related to claims [over which the court
has] original jurisdiction that they form part of the same case or
controversy.” 28 U.S.C. § 1367(a). Stated differently, “[t]he
state and federal claims must derive from a common nucleus of
operative fact.” United Mine Workers of Am. v. Gibbs, 383 U.S.
715, 725 (1966). In deciding whether to exercise supplemental
jurisdiction, a district court should balance the “values of
judicial economy, convenience, fairness, and comity.” Carnegie–
Mellon Univ. v. Cohill, 484 U.S. 343, 350 (1988). “In general,
where the federal claims are dismissed before trial, the state
claims should be dismissed as well.” Delaney v. Bank of America
Corp., 766 F.3d 163, 170 (2d Cir. 2014). Here, having dismissed
Plaintiff’s federal claims, the Court finds the factors of economy,
convenience, fairness, and comity do not support the exercise of
supplemental jurisdiction over any remaining state law claims.
Accordingly, to the extent the Complaint asserts any state law
claims, they are DISMISSED.
IV. Plaintiff’s Requests for Injunctive Relief
In light of the Court’s ruling that it lacks subject
matter jurisdiction over Plaintiff’s claims pursuant to the
Rooker-Feldman doctrine, it need not address Plaintiff’s motions
for preliminary injunctions and for a TRO. Corbett v. City of New
York, No. 13-CV-0602, 2013 WL 12334603, at *6 (S.D.N.Y. Sept. 17,
2013)(“Where a court lacks subject matter jurisdiction over a
plaintiff’s claims, it may not consider plaintiff’s related
application for injunctive relief.” (citing Borden, Inc. v. Meiji
Milk Prods. Co., Ltd., 919 F.2d 822, 825-26 (2d Cir. 1990))); Bey
v. Jamaica Realty, No. 12-CV-2141, 2012 WL 1634161, at *1 (E.D.N.Y.
May 9, 2012) (“[T]he [pro se] complaint is dismissed and the Court
cannot consider plaintiff’s request for a temporary restraining
order as this Court lacks subject matter jurisdiction over this
action.”)). Accordingly, Plaintiff’s motions for a TRO and for a
preliminary injunction are DENIED.
V. Leave to Amend
District courts generally grant a pro se plaintiff an
opportunity to amend a complaint to cure its defects, but leave to
amend is not required where it would be futile. See Hill v.
Curcione, 657 F.3d 116, 123-24 (2d Cir. 2011); Salahuddin v. Cuomo,
861 F.2d 40, 42 (2d Cir. 1988). Because the defects in the
Complaint cannot be cured with an amendment, the Court declines to
grant Plaintiff leave to file an amended complaint. See Flores-
Grgas v. New York City Admin. for Children Servs., No. 21-CV-5912,
2021 WL 3501327, at *6 (S.D.N.Y. Aug. 9, 2021).
CONCLUSION
For the reasons stated, IT IS HEREBY ORDERED that
Plaintiff’s IFP application (ECF No. 2) is GRANTED and the
successive IFP application (ECF No. 13) is MOOT ;
IT IS FURTHER ORDERED that Plaintiff’s claims are
DISMISSED pursuant to Federal Rule of Civil Procedure 12(h)(3) and
28 U.S.C. § 1915(e)(2)(B)(i)-(ii);
IT IS FURTHER ORDERED that Plaintiff’s motions for
preliminary injunctions (ECF No. 3; ECF No. 6) are DENIED;
IT IS FURTHER ORDERED that Plaintiff’s motion for a TRO
(ECF No. 14) is DENIED;
IT IS FURTHER ORDERED that, pursuant to 28 U.S.C.
§ 1915(a)(3), any appeal from this Order would not be taken in
good faith. Therefore, in forma pauperis status is DENIED for the
purpose of any appeal. See Coppedge v. United States, 369 U.S.
438, 444-45 (1962); and
IT IS FURTHER ORDERED that the Clerk of the Court shall:
(1) Enter judgment accordingly;
(2) Close this case; and
(3) Mail a copy of this Memorandum & Order to Plaintiff at his
address of record.
SO ORDERED.
/s/ JOANNA SEYBERT ____
Joanna Seybert, U.S.D.J.
Dated: June 21, 2022
Central Islip, New York