jury instructions relating to attorney summations cured improper prosecutorial remarks
How later courts described this case
- jury instructions relating to attorney summations cured improper prosecutorial remarks
- “The phrase ‘clearly established Federal law, as determined by the Supreme Court of the United States,’ refers only to cases decided by the Supreme Court, as opposed to other courts . . . .”
- not necessary to seek a writ of error coram nobis to exhaust claim
- “The government is not barred from using rhetorical devices during the trial.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
------------------------------------x
KENNETH ROGERS,
Petitioner, MEMORANDUM & ORDER
19-CV-0166(EK)
-against-
LYNN J. LILLEY, Superintendent of
Woodbourne Correctional Facility,
Respondent.
------------------------------------x
ERIC KOMITEE, United States District Judge:
Kenneth Rogers, proceeding pro se, petitions the Court
for a writ of habeas corpus pursuant to 28 U.S.C. § 2254.
Rogers challenges his 2015 conviction in the Supreme Court of
the State of New York, Queens County on charges of burglary in
the second degree, possession of burglar’s tools, petit larceny,
and criminal possession of stolen property in the fifth degree.
The charges arose out of the burglary of an apartment
building in Maspeth. A retired police officer who lived across
the street observed Rogers emerging from the building carrying
the stolen items at issue and detained him until NYPD officers
arrived. After the jury convicted Rogers, the trial judge found
that he qualified as a “persistent violent felony offender”
under New York law. The judge sentenced Rogers to eighteen
years to life on the burglary conviction and one year, to run
concurrently, for each remaining count.
Rogers raises three arguments in his petition. First,
he contends that the state presented insufficient evidence to
prove his guilt beyond a reasonable doubt. Second, he contends
that he received constitutionally ineffective representation.
Third, he contends that the court unlawfully adjudicated him a
persistent violent felony offender and that his sentence was
excessive. See Pet., ECF No. 1. For the reasons that follow,
Rogers’ application is denied.
Background
A. The State’s Case
The prosecution relied on eyewitness testimony from
the retired police officer, Marion Papka, and testimony from
police officers and residents of the burglarized premises.
1. Papka’s Testimony
Papka testified that on April 30, 2004, he was
gardening in front of his house. Papka 564:20. He noticed a
male (later identified as Rogers) about 150 feet away, pushing a
bicycle up the street toward him. Papka 565:9-566:15, 619:13-
15. Papka observed Rogers “enter the walkway” of the building
across the street from Papka’s house. Rogers was empty-handed
at the time, according to Papka, and acting furtively: he
“turn[ed] his head to the left and to the right and backwards
again” before proceeding up the building steps. Papka 579:25-
580:3, 581:7-9.
When Rogers entered the building, Papka went to see
“what’s up.” Papka 583:1-3. He heard “loud noises” from inside
the building. Papka 585:13-14. Rogers emerged from the
building holding what looked like a green laundry bag. Papka
585:14-25. Papka asked Rogers who he was looking for; Rogers
replied “Carlos.” Papka 586:8-13. Papka asked Rogers what was
in the bag; Rogers replied “some money and a drill.” Papka
587:3. Papka looked in the bag and saw a drill and a water
bottle containing “paper money” and “empty change.” Papka
587:511. Papka wanted to stop Rogers from fleeing the scene, so
he pulled out his retired police shield and told him “[l]isten,
you don’t want no more trouble.” Papka 590:17-20. Rogers
objected: “You can’t stop me.” Papka 590:24. Rogers then gave
Papka a “good push,” causing Papka to lose his balance. Papka
591:2-3. Rogers started to run away, but Papka grabbed his
shirt, and they both fell to the ground. Papka 591:18-22. They
“tussled,” and Papka ended up on top of Rogers. Papka 592:13-
17. While “straddl[ing]” Rogers, Papka called the police.
Papka 592:23-24.
A few minutes later, officers arrived. Papka 593:2-4.
Papka gave a statement. He then “went with [an] officer into
the building” and up to the second floor. Papka 593:9-10,
595:3-4. Papka stated that the door to an apartment there
“appeared to be kicked in. The frame was cracked and it looked
like there was a smudge mark on the outside of the door of a
shoe or something like that.” Papka 595:9-11. The apartment
was “ransacked.” Papka 596:3. Upon exiting the building, he
saw police officers “searching the defendant and I seen him
remove from the defendant pieces of jewelry and I think there
was a watch, a ring, couple rings, some jewelry and some cards,
some other stuff.” Papka 597:1-4.
2. Police Officers’ Testimony
Several officers responded to Papka’s 911 call. Separ
702:6-8. Officer Separ observed Rogers sitting on the ground,
with Papka standing above him. He spoke with Papka before
arresting and searching Rogers; he found a screwdriver, four
rings, and a watch on Rogers’ person. Separ 693:25, 694:14-16,
703:18-25. Separ also noticed that a green laundry bag was
lying about ten feet from Rogers; he opened the bag and found
money and a drill inside. Separ 695:9-14. Separ also
testified — importantly, in Rogers’ view — that Papka told him
that Rogers had “forcibly open[ed] the front door” of the
building. Separ 705:23-25.
Sergeant Kraft, who arrived later, prepared the arrest
report. Kraft 746:7-12, 760:4-5.
3. Tenants’ Testimony
The tenants of the burglarized apartment, Brian
Collins and Jason O’Grady, returned shortly after the officers
arrived. They had left for work that morning, locking the door
to their apartment on their way out. Collins 672:12-14; O’Grady
728:2-3. Collins testified that the street-level door to their
building was normally unlocked at the time of the burglary.
Collins 672:3-11. O’Grady testified that the apartment had been
“tossed around.” O’Grady 723:14-16. Collins kept cash in a
water bottle in the apartment; that bottle had gone missing, as
had his watch and “some rings.” Collins 674:5-675:24. O’Grady
was missing a drill and a laundry bag. Collins: 674:24-675:1;
O’Grady 723:14.
B. The Defense Case
Rogers testified on his own behalf. In his version of
events, he observed a burglary in progress; when the burglar
noticed Rogers, he dropped the stolen items he was holding and
ran away. Rogers had simply picked them up and was left holding
the proverbial bag when he was arrested.
Rogers recounted the events of the day as follows. He
borrowed a friend’s bicycle. Rogers 813:1. The bicycle
suffered a flat tire, so he pushed it home. Rogers 814:7-13.
He was also carrying a screwdriver, glue, and some patches.
Rogers 826:16-20. On his walk home, he noticed the subject
building because someone he carpooled with at his previous job
lived there. Rogers 848:19-22. As he was passing the building,
he heard a “commotion” coming from inside. Rogers 848:19-22.
Rogers testified that he saw a man standing in the doorway with
something in his hand. They locked eyes; the man dropped what
was in his hand and ran away. Rogers 816:15-24. Rogers
approached the house and noticed two bags. Rogers 818:11-20.
He picked one up and saw “a watch and a couple of rings” inside,
which he held onto. Rogers 818:19-20, 821:8-15. Seeing that
the front door to the house was open, he entered the house.
Rogers 819:5-14. He knocked on two doors, but no one responded,
so he left. Rogers 820:1-11.
As Rogers exited the house, Papka approached him.
Rogers asked Papka if he lived there; Papka said he did not.
Rogers 821:1-4. Rogers testified that he showed Papka the watch
and rings, explaining: “I think somebody just broke in
here . . . . If you gotta phone[,] call the cops.” Rogers
821:4-7. Papka took out a phone to call the police, but when
Rogers turned away and began walking back to the house, Papka
tackled him. Rogers 822:19-21. Rogers smelled alcohol on
Papka’s breath. Rogers 822:22. According to Rogers, another
individual came over to ask what was going on, but left before
police arrived. Rogers 823:10-13.
Following a trial, the jury found Rogers guilty on all
counts. Tr. 970:3–16.
Procedural History
Rogers appealed his conviction, raising three claims
before the Appellate Division. First, he claimed that the state
failed to prove his guilt beyond a reasonable doubt. Second, he
asserted that the prosecutor engaged in misconduct during cross-
examination and summation, and that he was denied effective
assistance of counsel because his attorney failed to preserve
the issue of prosecutorial misconduct for appellate review.
Third, Rogers asserted that the persistent violent felony
offender finding violated his rights under Apprendi v. New
Jersey, 530 U.S. 466 (2000), and that his sentence was
excessive.
The Second Department affirmed the conviction on all
counts. People v. Rogers, 77 N.Y.S.3d 431 (App. Div. 2018).
The court held that the evidence “was legally sufficient to
establish [Rogers’] guilt.” Id. at 433. The court determined
that Rogers’ claim regarding the prosecutor’s alleged misconduct
was unpreserved for appellate review. Id. The court also
concluded, in the alternative, that the challenged remarks were
either “fair” or “harmless.” Id. Moreover, the court added
that Rogers’ ineffective-assistance and sentencing-related
claims were each “without merit.” Id. at 1015.
The New York Court of Appeals denied Rogers’
application for leave to appeal. People v. Rogers, 109 N.E.3d
1167 (N.Y. 2018) (unpublished table decision). Rogers then
filed this instant lawsuit.
III. Legal Analysis
A. Standards of Review
A federal district court has jurisdiction to entertain
an application for a writ of habeas corpus from a person
asserting that he is in custody pursuant to a state court
judgment rendered in violation of the U.S. Constitution or
federal law. 28 U.S.C. § 2254.
Because the state courts adjudicated each of the
claims Rogers raises in his petition on the merits, deference
under the Antiterrorism and Effective Death Penalty Act of 1996
(“AEDPA”) is appropriate. Id. § 2254(d); see Dolphy v.
Mantello, 552 F.3d 236, 238 (2d Cir. 2009). Under AEDPA, the
district court may issue the writ only if the state court’s
“adjudication of the claim” either “resulted in a decision that
was contrary to, or involved an unreasonable application of,
clearly established Federal law, as determined by the Supreme
Court of the United States”; or (2) “resulted in a decision that
was based on an unreasonable determination of the facts in light
of the evidence presented in the State court proceeding.” 28
U.S.C. § 2254(d).
A state court’s decision is “contrary to” Supreme
Court precedent “if the state court applies a rule that
contradicts the governing law set forth in [the Supreme Court’s]
cases,” or “if the state court confronts facts that are
materially indistinguishable from a relevant Supreme Court
precedent and arrives at a result opposite to” the Supreme
Court’s result. Bell v. Cone, 543 U.S. 447, 452-53 (2005)
(quoting Williams v. Taylor, 529 U.S. 362, 405 (2000)). A state
court’s decision “involved an unreasonable application of”
Supreme Court precedent if there is “no possibility fair-minded
jurists could disagree that the state court’s decision conflicts
with [Supreme Court] precedents.” Harrington v. Richter, 562
U.S. 86, 102 (2011).
B. Exhaustion
A habeas petitioner must exhaust his available
remedies in state court before presenting the claim to the
district court. Id. § 2254(b)(1). To exhaust a federal claim,
a petitioner must have “fairly present[ed] his claim in each
appropriate state court (including a state supreme court with
powers of discretionary review), thereby alerting that court to
the federal nature of the claim,” and thus “giving the State the
opportunity to pass upon and correct alleged violations of its
prisoners’ federal rights.” Baldwin v. Reese, 541 U.S. 27, 29
(2004) (internal quotation marks and citations omitted). In New
York, this means the Petitioner must have raised the issues in
question on direct appeal to the Appellate Division of the
Supreme Court and again in seeking leave to appeal from the New
York Court of Appeals. Galdamez v. Keane, 394 F.3d 68, 74 (2d
Cir. 2005).1
With these standards in mind, I turn now to Rogers’
various claims.
C. Sufficiency of the Evidence
Rogers argues that the evidence at trial was
insufficient because of certain alleged inconsistencies in the
testimony of the state’s witnesses. Although he does not invoke
any constitutional right by name, I construe this claim as
arising under Due Process Clause of the Fourteenth Amendment (as
Rogers did on direct appeal). Rogers exhausted the claim by
raising the sufficiency / due-process question on direct appeal
to the Appellate Division and in his subsequent application for
leave to appeal in the New York Court of Appeals. See Appellate
Brs. 28, 132, ECF No. 8. I therefore turn to the merits of his
claim.
The Due Process Clause of the U.S. Constitution
prohibits conviction “except upon proof beyond a reasonable
1 Once the prisoner has fairly presented his federal claims to each
level of state court on direct review, he is not required to seek state
collateral review — even if state postconviction procedures would permit
reconsideration (as New York does via a motion to vacate a conviction). See
Castille v. Peoples, 489 U.S. 346, 350–51 (1989) (Section 2254’s exhaustion
requirement does not require state collateral attack, provided federal claims
have been fairly presented at every level of direct review); United States ex
rel. Cardaio v. Casscles, 446 F.2d 632, 634 (2d Cir. 1974) (not necessary to
seek a writ of error coram nobis to exhaust claim); see also N.Y. Crim. Proc.
Law § 440.10 (New York provision for motion to vacate a criminal conviction).
doubt of every fact necessary to constitute the crime with which
[the defendant] is charged.” In re Winship, 397 U.S. 358, 364
(1970). Consequently, a state prisoner “is entitled to habeas
corpus relief if it is found that upon the record evidence
adduced at the trial no rational trier of fact could have found
proof of guilt beyond a reasonable doubt.” Jackson v. Virginia,
443 U.S. 307, 324 (1979) (footnote omitted). This inquiry “is a
mixed question of law and fact, and therefore analyzed under §
2254(d)(1), not § 2254(d)(2).” Torres v. Greene, 290 F. Supp.
2d 396, 400 n.3 (S.D.N.Y. 2003). Reviewing courts “defer to the
jury’s assessment of witness credibility and the jury’s
resolution of conflicting testimony.” United States v. Bala,
236 F.3d 87, 93–94 (2d Cir. 2000). When reviewing a conviction
for sufficiency of the evidence, “federal courts must look to
state law for ‘the substantive elements of the criminal
offense.’” Coleman v. Johnson, 566 U.S. 650, 655 (2012)
(quoting Jackson, 443 U.S. at 324 n.16).
Rogers predicates his insufficient-evidence argument
on the following alleged inconsistencies:
Papka testified that he was in the garden in front
of his house when he saw Rogers approach and enter
the subject building, Papka 564:20-566:15, whereas
Officer Kraft wrote in the arrest report that Papka
made his observations through the window of his
house. Kraft 768:22-769:1.
Papka described the suspect as having hair, Papka
565:19-23, even though Rogers was bald (with only
some hair on the sides of his head) and was wearing
a baseball cap at the time. Rogers 815:12-16,
838:3-13.
According to Officer Separ’s trial testimony, Papka
told the police at the scene that Rogers opened the
front door of the building by force, Separ 705:23-
25, but Papka testified at trial that the front door
was unlocked. Papka 629:23-630:1.
Papka testified that he entered the burglarized
apartment with the police, Papka 593:9-10, 595:3-4,
but Sergeant Kraft testified that Papka did not
accompany them. Kraft 75:21-24.
Rogers contends that these inconsistencies cast
significant doubt on Papka’s reliability. Given that the
state’s case depended heavily on Papka’s testimony, as the sole
eyewitness, Rogers claims that the verdict was therefore not
supported by sufficient evidence.
The Appellate Division concluded that the evidence
“was legally sufficient to establish [Rogers’] guilt” for each
crime of conviction. Rogers, 77 N.Y.S.2d at 433. It
“review[ed] the record” and was “satisfied that the verdict of
guilt was not against the weight of the evidence.” Id. It also
“accord[ed] great deference to the jury’s opportunity to view
the witnesses, hear the testimony, and observe demeanor.” Id.
This conclusion did not reflect an unreasonable application of
clearly established Supreme Court precedent because the jurors
could rationally have concluded, based on the evidence at trial,
that Rogers was guilty of the offenses of which he was
convicted.
The inconsistencies that Rogers invokes do not
establish that his conviction violated the Due Process Clause.
Generally speaking, “assessments of . . . the credibility of
witnesses [are] for the jury and not grounds for reversal on
appeal.” Munn v. Hotchkiss Sch., 795 F.3d 324, 330 (2d Cir.
2015) (quoting Maldonado v. Scully, 86 F.3d 32, 35 (2d Cir.
1996)). Indeed, where juries choose to believe witnesses’
testimony “despite any inconsistencies,” courts “defer” to those
assessments. United States v. Vasquez, 267 F.3d 79, 91 (2d Cir.
2001); see also Jackson, 443 U.S. at 326 (“[A] federal habeas
corpus court faced with a record of historical facts that
supports conflicting inferences must presume — even if it does
not affirmatively appear in the record — that the trier of fact
resolved any such conflicts in favor of the prosecution, and
must defer to that resolution.”). Petitioner points to no
Supreme Court case holding clearly to the contrary.
Accordingly, the Appellate Division’s conclusion was not
“contrary to” or “an unreasonable application of” federal law.
Indeed, the alleged inconsistencies that Rogers
marshals are fairly minor. At least one might not have been an
inconsistency at all: Rogers did have hair, as Papka observed,
even if it did not cover his entire head. Likewise, the alleged
inconsistency regarding forcible entry might be chalked up to
confusion on the officer’s part about whether Papka was
describing Rogers’ entry into the building or the apartment.
(Papka did testify to having seen indications of forcible entry
into the latter. See Papka 594:25–596:3.) These are the types
of alleged inconsistencies that are for juries to resolve and
are not a basis for habeas relief. Accordingly, this claim is
denied.
D. Ineffective Assistance of Counsel
Rogers next argues that the Appellate Division
erroneously denied his Sixth Amendment claim that he was denied
the effective assistance of counsel. Rogers, 77 N.Y.S.3d at 434
(finding this claim to be “without merit”). Rogers’ ineffective
assistance claim is predicated on his trial counsel’s failure to
object to certain alleged prosecutorial misconduct during cross-
examination and summation. This issue, too, is a mixed question
of fact and law. See United States v. Arteca, 411 F.3d 315, 320
(2d Cir. 2005).
Rogers exhausted this claim; he argued on direct
appeal that his conviction should be reversed because “defense
counsel was ineffective for failing to object to most of the
prosecutor’s numerous cross-examination and summation
improprieties.” Appellate Brs. 49. He also sought leave to
appeal to the state Court of Appeals on this ground. Id. at
133. Again, therefore, I turn to the merits.
Rogers has failed to show that the Appellate Division
unreasonably applied the Strickland standard to his trial
attorney’s performance. Under Strickland v. Washington, 466
U.S. 668 (1984), a defendant is deprived of his Sixth Amendment
right when (1) counsel’s performance “fell below an objective
standard of reasonableness” in light of prevailing professional
norms; and (2) “there is a reasonable probability that, but for
counsel’s unprofessional errors, the result of the proceeding
would have been different.” Id. at 694. A court may reject an
ineffective assistance claim for failure to satisfy either
prong, without reaching the other. See id. at 697.
On habeas review, the bar is even higher: “The pivotal
question is whether the state court’s application of the
Strickland standard was unreasonable. This is different from
asking whether defense counsel’s performance fell below
Strickland’s standard.” Harrington, 562 U.S. at 101. The
reviewing court “must indulge a strong presumption that
counsel’s conduct falls within the wide range of reasonable
professional assistance.” Dunham v. Travis, 313 F.3d 724, 732
(2d Cir. 2002) (quoting United States v. Aguirre, 912 F.2d 555,
560 (2d Cir. 1990)). “[A]s a result of the interaction between
AEDPA and Strickland,” the relevant question “becomes ‘whether
there is any reasonable argument that [Rogers’] counsel
satisfied Strickland’s deferential standard,” and if so, his
claim should be denied. Chrysler v. Guiney, 806 F.3d 104, 118
(2d Cir. 2015) (quoting Harrington, 562 U.S. at 105).
Rogers argues that his counsel was constitutionally
ineffective for failing to object to certain prosecutorial
misconduct on cross-examination and in summation. I analyze
each in turn.
1. Cross-Examination
Rogers contends that his trial counsel was ineffective
for failing to object to the prosecutor’s allegedly improper
questions on cross-examination. He argues that the prosecutor
forced him to testify to the accuracy of the testimony of
certain prosecution witnesses, and that trial counsel was
deficient for failing to object to that line of questions.
Rogers does not say here precisely what cross-
examination his counsel should have objected to, and why counsel
was ineffective for the omission. On direct appeal, however, he
argued that by making Rogers’ opinion of the veracity of the
prosecution witnesses a dominant theme of the cross-examination,
the prosecutor improperly suggested that the defense bore the
burden of proving that the witnesses were lying. He cited the
following questions:
“[I]t would be accurate to say . . . that when Papka
testified in this courtroom and described what you
were wearing he got it right, correct?” Tr. 838:10-
12.
“And when [Papka] described your hair that day, that
you had more hair on the sides, he got that right
also, correct?” Tr. 838:14-16.
“[W]hen the police testified in this courtroom that
they removed from you four rings and a watch they
were, also, accurate, correct?” Tr. 857:22-24.
“[W]hen Detective Separ testified he recovered things
from you he was, also, being truthful and accurate,
correct?” Tr. 859:24-25.
Challenging these questions on direct appeal, Rogers
relied on United States v. Richter, 826 F.2d 206, 208 (2d Cir.
1987). Richter is not a basis for habeas relief, however,
because its holding is not “clearly established” precedent at
the Supreme Court level. 28 U.S.C. § 2254(d)(1); Leslie v.
Artuz, 230 F.3d 25, 32 (2d Cir. 2000) (“The phrase ‘clearly
established Federal law, as determined by the Supreme Court of
the United States,’ refers only to cases decided by the Supreme
Court, as opposed to other courts . . . .”). Moreover, the
Second Circuit’s Richter holding was predicated on a long litany
of key facts, not all (or even most) of which were replicated
here.
For starters, the Richter court’s reasoning depended
fairly heavily on the fact that the prosecutor asked the
defendant whether law enforcement witnesses were lying. 826
F.2d at 208 (“Pointing to the discrepancies between [FBI Special
Agent] Lazzara’s testimony concerning Richter’s statements to
him and Richter's testimony on the stand, the prosecutor asked
Richter in a series of questions to testify that Lazzara was
either mistaken or lying.”). Even so, the Second Circuit said,
it “might be inclined to overlook the impropriety [on cross] if
that were the defendant’s sole claim of error.” The court noted
that after cross-examining Richter, the prosecution called
another FBI agent in rebuttal “for the purpose of corroborating
Lazzara’s testimony, which the prosecutor already had forced the
defendant to label as false.” Id. Then, in summation, “the
prosecutor, by deliberately misquoting Richter’s testimony,
emphasized the improper nature of the questions he had forced
Richter to answer: ‘Over and over again, the agents are lying to
get me. That’s what Mr. Richter wants you to believe.’” Id.
The state emphasized this point, telling the jurors that to find
the defendant not guilty, they would have to conclude that two
law enforcement officers had lied under oath. Id. at 208-210.
The Court of Appeals held that these actions, taken as a whole,
had the effect of “compel[ling] [the] defendant to state that
law enforcement officers lied in their testimony” and
constituted “plain and prejudicial error.” Id. at 207–08.
In the years since 1987, the Second Circuit has
distinguished Richter on multiple occasions. Among other
things, the court has recognized a “significant difference”
between asking the defendant whether a witness was lying, on the
one hand, and whether the witness was simply mistaken, on the
other. United States v. Gaind, 31 F.3d 73, 77 (2d Cir. 1994).
The court also has accorded weight to the distinction that
witnesses whose testimony were at issue were not law enforcement
agents. Id. The Gaind court observed that “defendants invoking
Richter have not succeeded in obtaining reversal of their
convictions when the starkly offensive prosecutorial
delinquencies in Richter were not replicated.” Id.; see also
United States v. Weiss, 930 F.2d 185, 195 (2d Cir. 1991)
(finding no Richter violation where, inter alia, “[w]hile [the
defendant] was questioned as to his recollection of the
testimony of other witnesses, he was not consistently given the
limited option of stating those witnesses were incorrect or
lying about the substance of their testimony”).
Rogers’ counsel’s failure to object to these and other
similar questions did not constitute constitutionally
ineffective representation. Unlike in Richter, the questions at
issue here did not require Rogers to accuse another witness of
lying. On the contrary, the prosecutor here appears to have
carefully phrased his questions differently, asking Rogers to
confirm that the state’s witnesses had testified “accurately.”
And Rogers does not suggest that the prosecutor deliberately
misquoted his testimony or called a rebuttal witness solely to
bolster an already improper line of questioning. In the end,
Rogers cites to no authority — Supreme Court or other — clearly
establishing that the prosecutor’s questions are per se
improper, and neither did his appellate counsel on direct
appeal. Appellate Brs. 133.
Moreover, even if trial counsel erred in failing to
object to these questions, Rogers has not shown that he was
prejudiced by those errors, as required by Strickland. This is
because he has not demonstrated that the questions deprived him
a fair trial such that his conviction would have been overturned
on appeal. A criminal conviction should not be overturned “on
the basis of a prosecutor’s comments standing alone in an
otherwise fair proceeding.” Gonzalez v. Sullivan, 934 F.2d 419,
424 (2d Cir. 1991) (internal quotation marks omitted). To cause
a constitutional violation, a prosecutor’s remarks must “so
infect[] the trial with unfairness as to make the resulting
conviction a denial of due process.” Donnelly v. DeChristoforo,
416 U.S. 637, 642 (1974). No such egregious unfairness occurred
here. Indeed, the court’s jury charge, which properly
instructed the jury as to the prosecution’s burden of proof,
ensured that Rogers was not prejudiced by this alleged
prosecutorial misconduct. Tr. 941:7-11 (jury instructions on
burden of proof); see also, e.g., Garofolo v. Coomb, 804 F.2d
201, 206 & n.3 (2d Cir. 1986) (jury instructions relating to
attorney summations cured improper prosecutorial remarks).
2. Summation
Next, Rogers contends that his defense counsel was
constitutionally ineffective for failing to object during the
prosecutor’s summation. He points to instances where the
prosecutor allegedly placed on Rogers the burden of explaining
why the police officers would lie, vouched for Papka’s
credibility, denigrated the defense, and improperly appealed to
the jurors’ emotions. Here again, however, he has not
established that the prosecutor’s comments were improper or that
his counsel was constitutionally deficient for declining to
object.
a. Burden Shifting
First, Rogers contends that his attorney should have
objected when the prosecutor suggested that Rogers had to
provide reasons for the jury to reject the officers’ testimony,
thus effectively shifting (according to Rogers) the burden of
proof. He cites the following passage, among others, from
summation: “By [Rogers’] own admission he had . . . never had
any interaction with any of the officers who testified at this
trial and could think of no reason why they would either have a
vendetta against him or accuse him of a crime he was innocent
of.” Tr. 903:17-22.
This is not burden-shifting; the state’s argument
merely commented on the officers’ lack of a motive to lie. That
kind of commentary has been held “perfectly reasonable.”
Everett v. Fischer, No. 00-CV-6300, 2002 WL 1447487, at *3
(E.D.N.Y. July 3, 2002); People v. Rodriguez, 552 N.Y.S.2d 634,
636 (App. Div. 1990) (mem.) (comment that complainant and
arresting officer had no motive to lie did not shift burden of
proof to defendant). Defense attorneys must have “wide
latitude . . . in making tactical decisions,” Strickland, 466
U.S. at 689; that latitude surely encompasses the decision not
to interrupt a summation with an objection likely to fail (and
perhaps likely to call additional attention to a strong argument
for the other side). See United States v. Saad, 512 F. Supp. 3d
297, 310 (D.R.I. 2021) (finding no Strickland violation in
attorney’s “strategic choice” not to object to prosecutor’s
reference to his client as an “unmitigated liar”).2
Moreover, any alleged burden-shifting was ameliorated
(as above) by the trial judge’s instructions to the jury
regarding the burden of proof. And in any event, Rogers was not
prejudiced because given that the comments were acceptable,
2 In Saad, defense counsel explained that he based the decision to stay
silent in part on the recognition that objecting to opposing counsel’s
arguments “only further calls the jury’s attention to them.” Id. That
justification could reasonably be deemed to have applied here, as well. See
also Taylor v. Fischer, No. 05-CV-3034, 2006 WL 416372, at *5 (S.D.N.Y. Feb.
21, 2006) (“It is a perfectly reasonable choice not to object to every
possibly improper argument; counsel would surely prefer to seen by the jury
to be on the right side of the majority of the objections.”).
Rogers’ argument, even if preserved for appeal, would not have
resulted in his convictions being overturned.
b. Vouching
Rogers also argues that the prosecutor improperly
vouched for Papka’s credibility by opining that he was being
truthful. The prosecutor stated that Papka’s “testimony in this
courtroom after taking an oath to tell the truth was truthful,”
that he was also “truthful when he spoke to the police” and
“when he testified before the grand jury,” Tr. 913:22-25, and
that Papka had “absolutely no reason to lie.” Tr: 915:13.
Prosecutors generally may not convey their personal
view that a witness was telling the truth. See Berger v. United
States, 295 U.S. 78, 88 (1935). “But the government may respond
to a defense argument that attacks the credibility of government
witnesses.” Hernandez v. Green, No. 05-CV-5291, 2007 WL 433396,
at *9 (E.D.N.Y. Feb. 8, 2007); see also United States v. Rivera,
22 F.3d 430, 438 (2d Cir. 1994) (government may rebut defense
testimony impugning integrity of its witnesses).
Defense counsel argued in closing that Papka’s
testimony was inconsistent and incredible — that he did not have
a “clear memory of the events,” Tr. 874:22-24, and that he had
been “possibly drinking” before witnessing the events in
question. Tr. 876:6-7. Counsel stated that Papka had “issues”
and lied to the district attorney. Tr. 878:8-11. In light of
these forceful contentions, the prosecutor’s assertions in
response were permissible. Once again, Rogers cannot meet the
high bar to show (on habeas review) that his trial counsel was
constitutionally ineffective.
c. Denigrating the Defense
Rogers next contends that his trial counsel was
deficient for failing to object to the prosecution’s allegedly
improper criticism of defense arguments. For example, the
prosecutor opened her summation by stating: “If you don’t get
distracted by all of the word games that were played during this
trial,” you would find Rogers guilty. Tr. 898:15-22. The
phrase “word games” is not especially inflammatory, and Rogers
cites no case to clearly establish that this line of argument —
relatively common in summations from prosecutors and defense
lawyers — would constitute reversible error. See generally
United States v. Biasucci, 786 F.2d 504, 513 (2d Cir. 1986)
(“The government is not barred from using rhetorical devices
during the trial.”).
d. Appeals to the Jurors’ Emotions
Rogers next contends that the prosecutor improperly
appealed to the jury’s sympathies by aligning the jury with the
victims of crime as fellow “homeowners” or “renters,” and that
Rogers’ counsel was deficient for failing to object. The
prosecutor referred to the burglarized premises as the place
“where [the tenant-victims] layed [sic] their head down to rest
each and every single night [and] where they were supposed to be
safe.” Tr 911:3-10.
As a general matter, a prosecutor has wide latitude to
use rhetorical devices during closing argument. See Biasucci,
786 F.2d at 513. The charged crimes here did occur in the
alleged victims’ home. Under New York State’s caselaw, an
objection to this comment might well have been overruled; merely
“suggesting that the jury put themselves in a [victim’s] shoes”
does not constitute an improper appeal to sympathy. Rodriguez,
552 N.Y.S.2d at 636.
In sum, whether Rogers’ claimed improprieties on the
part of the prosecution are considered separately or together, I
cannot say that the Appellate Division unreasonably applied
Supreme Court precedent in concluding that trial counsel was not
constitutionally ineffective for failing to object at the
various points Rogers identifies. Waiters v. Lee, No. 13-CV-
3636, 2020 WL 3432638, at *13 (E.D.N.Y. June 23, 2020) (Where
“Trial Counsel did not commit reversible error as to any of the
challenges raised in the petition, . . . the accumulation of
non-errors does not amount to a successful claim.”) , aff’d, No.
20-2190, 2021 WL 5183539 (2d Cir. Nov. 9, 2021). Accordingly,
the Appellate Division’s denial of this claims was neither
contrary to, nor an unreasonable application of, Strickland, and
this claim is denied.
E. Sentencing Claims
Finally, Rogers argues that his sentencing was
improper. As he did on direct appeal, Rogers asserts that New
York’s persistent violent felony offender statute, N.Y. Penal
Law § 70.08, is unconstitutional under Apprendi v. New Jersey,
530 U.S. 466 (2000). I construe his instant petition to raise
the same argument as he did on direct appeal; that is, that the
statute is unconstitutional because “a defendant’s status as a
persistent violent offender . . . is resolved by the court
following the defendant’s conviction.” Appellate Brs. 51. In
Rogers’ case, the persistent violent felony offender designation
meant that Rogers became eligible for a maximum sentence of life
imprisonment, while burglary in the second degree normally
carries a maximum possible sentence of fifteen years. Compare
N.Y. Penal Law § 70.00(2)(c) (maximum term of sentence for a
class C felony), with id. § 70.08(2) (maximum term of sentence
for a persistent violent felony offender).
The Appellate Division determined that this argument
was “without merit,” Rogers, 77 N.Y.S. 3d at 454, and it was:
courts in the Second Circuit have “unanimously” determined that
the persistent violent felony offender statute is
constitutional. Hernandez v. Williams, No. 10-CV-03073, 2013 WL
5405472, at *8 (S.D.N.Y. Sept. 26, 2013) (collecting cases).
Thus, the Appellate Division’s conclusion was reasonable.
Rogers also argues, as he did on direct appeal, see
Appellate Brs. 54–56, that his sentence “was unduly harsh and
severe” and that a “sentence reduction is warranted” because “he
did not employ actual violence in the offense despite being
confronted by eyewitness.” Pet. at 18. The Appellate Division
concluded that “the sentence imposed was not excessive.”
Rogers, 77 N.Y.S.3d at 434. Rogers does not advance any basis
for finding a violation of federal law in this conclusion. And
in any event, this claim does not raise a cognizable
constitutional question, because “[n]o federal constitutional
issue is presented where, as here, the sentence is within the
range prescribed by state law.” White v. Keane, 969 F.2d 1381,
1383 (2d Cir. 1992). That requirement is satisfied here.
Burglary in the second degree is a Class C felony. N.Y. Penal
Law § 140.25. As a persistent violent felony offender, Rogers
was subject to an indeterminate sentence with a maximum term of
life imprisonment and a minimum term of between 16 years and 25
years. Id. § 70.08. Rogers’ actual sentence of 18 years to
life did not exceed these bounds, and thus he has shown no
constitutional violation.3
3 I also note that on direct appeal, Rogers did not frame this argument
as based on federal law. See Appellate Brs. 54–56. Accordingly, he may not
IV. Conclusion
For the foregoing reasons, the petition is denied. No
certificate of appealability shall issue because Rogers has not
made a substantial showing that he was deprived of any
constitutional right. See 28 U.S.C. § 2253(c)(2). The Court
certifies that any appeal of this order would not be taken in
good faith, and thus in forma pauperis status is denied for the
purposes of any appeal. See Coppedge v. United States, 369 U.S.
438, 444–45 (1962).
SO ORDERED.
/s/ Eric Komitee__________
ERIC KOMITEE
United States District Judge
Dated: March 28, 2022
Brooklyn, New York
have put the New York state courts on proper notice that he was making a
federal constitutional claim (e.g., under the Eighth Amendment), as opposed
to a purely state-law claim. See generally Duncan v. Henry, 513 U.S. 364,
365 (1995) (per curiam) (“If state courts are to be given the opportunity to
correct alleged violations of prisoners’ federal rights, they must surely be
alerted to the fact that the prisoners are asserting claims under the United
States Constitution.”).