“[A]n individual employee represented by a union generally does not have standing to challenge an arbitration proceeding to which the union and the employer were the only parties.”
How later courts described this case
- “[A]n individual employee represented by a union generally does not have standing to challenge an arbitration proceeding to which the union and the employer were the only parties.”
- property interests are not created by the Constitution, “they are created and their dimensions are defined by existing rules or understandings that stem from an independent source such as state law....”
- “[T]he existence of post-termination procedures is relevant to the necessary scope of pretermination procedures.”
- “Where there is an adequate remedy at law, such as an award of money damages, injunctions are unavailable except in extraordinary circumstances.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
-----------------------------------X
Nicole BROECKER,
et al,
Plaintiffs,
MEMORANDUM AND ORDER
- against - 21-CV-6387 (KAM)(RLM)
New York City Department of Education,
City of New York, Meisha Porter, in her
official and individual capacities, United
Federation of Teachers, Local 2, American
Federation of Teachers, AFL-CIO, Michael
Mulgrew, in his official and individual
capacities, John Doe #1-10, in their
official and individual capacities, and
Jane Doe #1-10 in their official and
individual capacities,
Defendants.
-----------------------------------X
MATSUMOTO, United States District Judge:
The 83 named Plaintiffs are individuals (collectively
“Plaintiffs”) who have not received at least a first dose of a
COVID-19 vaccine and are employees at schools operated by the New
York City Department of Education (“NYC DOE”).1 Named Defendants
are the NYC DOE, the City of New York, Meisha Porter, the
Chancellor of the NYC DOE, the United Federation of Teachers,
Local 2, American Federation of Teachers, AFL-CIO (“UFT”), and
Michael Mulgrew, President of the UFT (collectively
1 Named Plaintiffs include a tenured principal, an assistant principal, tenured
teachers, paraprofessionals, an education administrator, a speech language
pathologist, a social worker, a parent coordinator, a guidance counselor, a
school counselor, and a secretary. (ECF No. 1, Compl., at pp. 14-15.)
“Defendants”). Defendants NYC DOE and the City of New York are
entities responsible for enacting and enforcing a COVID-19
vaccination mandate (the “Vaccination Mandate”) issued on August
24, 2021, requiring that all NYC DOE employees receive at least a
first dose of a COVID-19 vaccination by September 27, 2021, in
order to work at NYC DOE schools. Defendant UFT is a labor
organization through which certain named Plaintiffs are covered
by a collective bargaining agreement (“CBA”) with the NYC DOE.
Plaintiffs allege three categories of claims in their
Complaint. First, they allege that the Order violates their right
to procedural due process under the Due Process Clause of the
Fourteenth Amendment because Plaintiffs have a property interest
in their pay. (ECF No. 2-10, Pl. Mem., at p. 1.) Second,
Plaintiffs allege that the Vaccine Mandate violates their
statutory and contractual rights, as Plaintiffs have a right to
have charges proffered against them and have a hearing before
“discipline” is imposed pursuant to N.Y. Education Law § 3020-1,
or N.Y. Civil Service Law § 75, or the applicable CBA. (ECF No.
2-10, Pl. Mem., at pp. 1-2.) Third, Plaintiffs allege collusion
and aiding and abetting under 42 U.S.C. § 1983 against the UFT,
Mulgrew, Porter, and unnamed Jane and John Doe Defendants. (ECF
No. 1, Compl. pp. 23-28.)
Plaintiffs seek a preliminary injunction to enjoin and
restrain (1) the Defendants from withholding pay from any and all
tenured principals, assistant principals, and teachers who have
failed to take a COVID-19 vaccine; (2) the Defendants from
withholding pay from any and all civil service employees entitled
to N.Y. Civil Service Law § 75 rights who have failed to take a
COVID-19 vaccine; (3) the Defendants from withholding pay from
any and all employees of the NYC DOE who have failed to take a
COVID-19 vaccine and who, as a term of their union’s collective
bargaining agreement with the NYC DOE, allegedly cannot be
terminated or disciplined without a hearing; (4) the NYC DOE from
disciplining, including but not limited to terminating, tenured
principals, assistant principals, and teachers who have failed to
take a COVID-19 vaccine without proffering charges and
specifications and granting the tenured employees a hearing on
the charges; (5) the NYC DOE from disciplining, including but not
limited to terminating, any and all civil service employees
entitled to N.Y. Civil Service Law § 75 rights who have failed to
take a COVID-19 vaccine, without proffering charges and
specifications; and, (6) the NYC DOE from disciplining, including
but not limited to terminating any and all employees of the NYC
DOE who have failed to take a COVID-19 vaccine and who, as a term
of their union’s collective bargaining agreement with the NYC
DOE, allegedly cannot be terminated or disciplined without
proffering charges and specifications and a hearing. (ECF No. 2,
Pl. Proposed Order to Show Cause, at pp. 2-4.)
For the reasons stated below, Plaintiffs’ motion for
injunctive relief is DENIED.
BACKGROUND
I. Factual Background
The COVID-19 pandemic and its devastating, lasting
effects on society are well known. The City of New York has
enacted a series of COVID-19 related safety mandates and
protocols as part of the City’s effort to slow and contain the
spread of the novel coronavirus. On August 24, 2021, prior to
the commencement of the New York City school year, the
Commissioner of the New York City Department of Health and Mental
Hygiene (“DOHMH”), issued an order requiring all NYC DOE
employees to show proof of compliance with the Vaccine Mandate,
meaning receipt of at least one dose of vaccination against
COVID-19 by September 27, 2021. (See ECF No. 18, Def. NYC DOE
Mem. in Opp. at p. 1.)
On September 10, 2021, the UFT filed a Declaration of
Impasse with the Public Employment Relations Board (“PERB”) over
the impact of the Vaccination Mandate. (See ECF No. 19-1,
O’Connor Decl., Ex. A (September 10, 2021 Arbitration Award
Decision in Board of Education of the City School District of the
City of New York and the UFT (hereafter “Impact Arbitration
Award”), at 4).)
Following expedited mediation and discussions between
the NYC DOE, the City of New York, and the UFT, the appointed
arbitrator, on September 10, 2021, the arbitrator issued a
binding arbitration decision (“Impact Arbitration Award”), which
established in relevant part (1) a processes for religious and
medical exemptions and accommodation requests, namely, processes
for staff to apply for, and appeal from adverse determinations
for medical and religious accommodations to an independent
arbitration panel (and the ability to remain on the DOE payroll
and continued medical benefits coverage while such applications
and appeals are pending); (2) options to voluntarily separate
from DOE service with certain compensation benefits, or to elect
for an extended non-disciplinary leave without pay (“LWOP”), all
while maintaining health benefits until September 5, 2022; and
(3) that as of December 1, 2021, the DOE may seek to unilaterally
separate employees who have not complied with the Vaccination
Mandate, or who have not obtained an approved exemption or
accommodation and have not opted for either separation option.
(See ECF No. 19-1, Impact Arbitration Award at pp. 6-18; ECF No.
18, Def. NYC DOE Opp. Mem. at p. 5; ECF No. 20, Def. UFT Opp.
Mem., at p. 3.) The Impact Arbitration Award further provides
that employees extending their LWOP period to September 5, 2022,
may return immediately to their positions at NYC DOE schools upon
demonstrating compliance with the Vaccination Mandate. (Id.) As
to separation of service, the Impact Arbitration Award restricted
the NYC DOE from seeking to separate DOE employees on LWOP due to
non-compliance with the Vaccination Mandate, prior to December 1,
2021. (See ECF No. 19-1, Impact Arbitration Award at pp. 16-18.)
Under the terms of the Impact Arbitration Award, on December 1,
2021, the separation restriction on the NYC DOE will be lifted,
and the NYC DOE is authorized as of that date to seek the
termination of noncompliant employees through existing
procedures. (ECF No. 19-1, Impact Arbitration Award at pp. 17-
18; ECF No. 18, Def. NYC DOE Opp. Mem. at p. 5; ECF No. 20, Def.
UFT Opp. Mem., at p. 3.) Finally, and importantly, the Impact
Arbitration Award states that the processes contained in the text
of the Impact Arbitration Award for NYC DOE employees challenging
the Vaccination Mandate or seeking exemptions,
[S]hall constitute the exclusive and complete
administrative processes for the review and
determination of requests for religious and
medical exemptions to the mandatory
vaccination policy and accommodation requests
where the requested accommodation is the
employee not appear at school. The process
shall be deemed complete and final upon the
issuance of an appeal decision. Should either
party have reason to believe the process set
forth, herein, is not being implemented in
good faith, it may bring a claim directly to
SAMS for expedited resolution.
(ECF No. 19-1, Impact Arbitration Award at p. 13.) The UFT-
specific Impact Arbitration Award covers the majority, but not
all, of named Plaintiffs. (ECF No. 18, Def. NYC DOE Opp. Mem. at
p. 6.) The UFT notified its members of the Impact Arbitration
Award on September 10, 2021, by circulating the Award and a
“plain-language” explanation to UFT members. (ECF No. 20, Def.
UFT Opp. Mem. at p. 13.)
Following the issuance of the September 10, 2021,
Impact Arbitration Award, the City’s Office of Labor Relations
engaged in impact bargaining with the remaining unions
representing NYC DOE employees, including the Council of
Supervisors and Administrators (“CSA”), which represents NYC DOE
principals and assistant principals, and District Council 37 (“DC
37”), which represents many school-based employees such as school
aides, school food workers and Parent Coordinators. (Id.;
O’Connor Decl. at Ex. B, September 15, 2021, Arbitration Award
Decision in Board of Education of the City School District of the
City of New York and the CSA.) On September 15, 2021, an
arbitration decision in the matter of the City and the CSA was
issued that mirrored the Impact Arbitration Award, and on October
3, 2021, the City and the DC 37 reached an agreement that also
mirrors the Impact Arbitration Award. (O’Connor Decl. at C,
Memorandum of Agreement DC 37, City of New York, and the Board of
Education of the City School District for the City of New York,
dated October 3, 2021.)2 This, all parties were subject to
similar terms regarding the Vaccine Mandate procedures.
Plaintiffs were notified on October 2, 2021, that lack
of compliance with the Vaccination Mandate would result in
placement on LWOP as of October 4, 2021, and that NYC DOE would
seek to separate noncompliant employees as of December 1, 2021 if
they did not opt to extend their LWOP status and remained out of
compliance with the Vaccination Mandate. (See ECF No. 1-1, Ex.
A, Oct. 2, 2021, Email from NYC DOE.)
Plaintiffs filed the Complaint in this action on
November 17, 2021, 51 days after the September 27, 2021, deadline
for demonstrating compliance with the Vaccine Mandate, and 44
days after the October 4, 2021. (ECF No. 1, Compl.) As of the
date of Defendants’ responses on November 19, 2021, seven of the
named Plaintiffs had availed themselves of the accommodation
request process, and decisions under the Impact Arbitration Award
have been issued in connection with accommodation requests
(unless withdrawn), made by Plaintiffs Porcello (who withdrew her
request), Amoura, Quash, Dixno, Ruscelli, Lam and Christopoulos.
(ECF No. 19-6, Ex. F.) Plaintiffs’ counsel represented to the
2 Though not all named Plaintiffs are members of the UFT, Plaintiffs have only
named the UFT as a Defendant. The Court will restrict its analysis to the
specific claims brought against the UFT, though the Court will incorporate
into its discussion infra that the Impact Arbitration Award reached between
the UFT and the Board of Education of the City School District for the City of
New York “mirrors” the agreements reached between the Board of Education of
the City School District for the City of New York and the CSA and DC 37.
Court during the November 23, 2021, show cause hearing that to
date, no other Plaintiffs have availed themselves of the
processes for seeking accommodations, and no Plaintiffs have
received a COVID-19 vaccination.
II. Procedural Background
Though unrelated to the proceedings currently before
the Court, the instant action is part of a larger body of
litigation related to COVID-19 vaccine mandates in New York.
Specifically, the NYC DOE’s Vaccination Mandate has been the
subject of several legal challenges, unsuccessful thus far,
brought in state and federal courts by plaintiffs seeking to
enjoin the enforcement of the Vaccination Mandate. See, e.g.,
Maniscalco v. New York City Dep’t of Educ., No. 21-CV-5055 (BMC),
2021 WL 4344267 (E.D.N.Y. Sept. 23, 2021) (injunction denied)
aff’d, No. 21-2343, 2021 WL 4814767 (2d Cir. Oct. 15, 2021); Kane
v. de Blasio, No. 21-CV-7863 (VEC) (injunction denied), 2021 WL
5037401 (S.D.N.Y. Oct. 12, 2021); Keil v. The City of New York,
et al., 21-cv-8773 (S.D.N.Y.)(VEC) (injunction denied); New York
City Municipal Labor Comm. (“MLC”), et al. v. City of New York,
et al., Index No. 158368/2021 (Sup. Ct. N.Y. Cnty. Sep. 2021)
(injunction denied). The courts in Maniscalco, Kane, Keil, and
MLC, denied the plaintiffs’ motions for temporary restraining
orders and/or preliminary injunctions finding, in relevant part,
a lack of likelihood of success on the merits. See id. The
Second Circuit also recently upheld a New York State vaccine
mandate in the context of healthcare employees. See We The
Patriots USA, Inc. v. Hochul, No. 21-2179, 2021 WL 5121983 (2d
Cir. Nov. 4, 2021), opinion clarified, No. 21-2179, 2021 WL
5276624 (2d Cir. Nov. 12, 2021). It is against this backdrop of
recent caselaw that Plaintiffs have chosen to file their
Complaint, forty-four days after Plaintiffs’ placement on LWOP
status. (ECF No. 2, Pl. Emergency Mot.).
Plaintiffs filed their class action Complaint, on their
own behalf and on behalf of all persons similarly situated, on
November 17, 2021. (ECF No. 1, Compl., at ¶¶ 100-102.) On the
same date, Plaintiffs filed an Emergency Motion for Preliminary
Injunction and Temporary Restraining Order. (ECF No. 2, Pl.
Motion for Preliminary Injunction and Temporary Restraining Order
(“PI/TRO”).) The Court, also on November 17, 2021, issued an
Order to Show Cause, ordering: (1) personal service on all named
Defendants to be made on or before 9:30 am, Thursday, November
18, 2021; (2) Defendants to respond to the Order to Show Cause
via ECF by Friday, November 19, 2021, at 3:00 pm; and, (3)
counsel for the named Plaintiffs and Defendants to appear for a
hearing before the Court, with their clients with the opportunity
to present testimony, on Tuesday, November 23, 2021, at 12:00 pm.
(ECF No. 11, Nov. 17, 2021, Order to Show Cause (“OSC”).)
All named Defendants filed papers in opposition to
Plaintiffs’ motion for injunctive relief on November 19, 2021.
Defendants NYC DOE and Ms. Porter filed a memorandum of law in
opposition, the Declaration of Andrea O’Connor (“O’Connor
Decl.”), and attached exhibits. (ECF No. 18, Def. NYC DOE Opp.
Mem.; ECF No. 19, O’Connor Decl.) Defendant UFT filed a
memorandum of law in opposition, the Declaration of Alan M.
Klinger (“Klinger Decl.”), the Declaration of Beth Norton
(“Norton Decl.”), and attached exhibits. (ECF No. 20, Def. UFT
Opp. Mem.; ECF No. 21, Klinger Decl.; ECF No. 22, Norton Decl.)
The parties appeared before the Court on November 23,
2021, for a show cause hearing. During the show cause hearing,
all parties requested supplemental briefing as to the specific
issue of due process surrounding the forthcoming separation of
nonexempt, unvaccinated Plaintiffs by the NYC DOE on and after
December 1, 2021. Specifically, the parties requested further
briefing to address whether a vaccination requirement constitutes
a legitimate condition of employment, and what, if any, due
process requirements are implicated. Given the parties’ request,
the Court will limit its analysis and decision as to the
processes and procedures currently in the record governing the
Plaintiffs’ current LWOP period prior to separation, from October
4, 2021, up to and including November 30, 2021.3
LEGAL STANDARD
The party seeking the preliminary injunction must
establish “that he is likely to succeed on the merits, that he is
likely to suffer irreparable harm in the absence of preliminary
relief, that the balance of equities tips in his favor, and that
an injunction is in the public interest.” Winter v. Nat. Res.
Def. Council, Inc., 555 U.S. 7, 20 (2008) (internal citations
omitted).
Here, the traditional preliminary injunction analysis
is complicated by three distinctions given the nature of the
relief Plaintiffs seek. First, Plaintiffs seek a mandatory
injunction against a government action taken in the public
interest, and so must show both irreparable harm and a likelihood
of success on the merits. See Fifth Ave. Presbyterian Church v.
City of New York, 293 F.3d 570, 573–74 (2d Cir. 2002) (“In order
to merit preliminary injunctive relief against ‘government action
taken in the public interest pursuant to a statutory or
3 Plaintiffs sought expedited relief, and submitted matters for the Court’s
expedited consideration. (ECF No. 2, Pl. Emergency Mot.) Accordingly, the
Court allowed Defendants to respond on an expedited basis. During the November
23, 2021, show cause hearing, the Court advised the parties it would decide
the instant application for injunctive relief based on the parties’ filings as
of the date of the hearing, November 23, 2021. Consequently, Plaintiffs’
belated submission (ECF No. 28) and Defendants’ response (ECF No. 29) will not
be entertained by this Court as part of this decision. In any event, even if
the Court were to consider the belated submissions, the contents of the
submissions would not impact the decision of the Court.
regulatory scheme,’ a plaintiff must show ‘irreparable harm in
the absence of an injunction and a likelihood of success on the
merits.’”) (internal citation omitted) (emphasis added).
Second, Plaintiffs allege constitutional violations,
and “[i]n the Second Circuit, it is well-settled that an alleged
constitutional violation constitutes irreparable harm.”
Maniscalco, 2021 WL 4344267, at *2 (citing Ferreyra v. Decker,
456 F. Supp. 3d 538, 549 (S.D.N.Y. 2020); see also Statharos v.
New York City Taxi & Limousine Comm’n, 198 F.3d 317, 322 (2d Cir.
1999)). As Plaintiffs allege that their procedural due process
rights have been violated, “no further showing of irreparable
injury is necessary,” Mitchell v. Cuomo, 748 F.2d 804, 806 (2d
Cir. 1984), and the Court will focus its analysis on the other
factors for establishing an entitlement to injunctive relief.
Third and finally, parties seeking injunctive relief
are required to meet the higher standard of a mandatory
injunction where, as here, (1) the injunctive relief sought would
alter, rather than maintain the status quo or (2) the injunction
would grant the movant substantially all the relief sought, which
relief could not be undone even if defendants would prevail on
the merits. Tom Doherty Assocs. v. Saban Entm’t, Inc., 60 F.3d
27, *33-34 (2d Cir. 1995). Here, Plaintiffs are seeking, in
relevant part, to be restored to NYC DOE payroll, after having
been placed on LWOP well over a month ago, for their failure to
comply with the Vaccination Mandate. Accordingly, Plaintiffs
must meet the higher standard for a mandatory injunction, and
must show a “clear” or “substantial” likelihood of success on the
merits. See Tom Doherty Assocs. v. Saban Entm’t, Inc., 60 F.3d
27 (2d Cir. 1995); Doninger v. Niehoff, 527 F.3d 41, *47 (2d Cir.
2008).
DISCUSSION4
As a threshold matter, the Court notes that Plaintiffs
failed completely in their papers to address the existence and
effect of the Impact Arbitration Award reached between the UFT,
the Council of Supervisors and Administrators, and District
Counsel 37, which provides critical context for evaluating the
Plaintiffs’ request for preliminary injunction. The Court will
consider and incorporate the September 10, 2021, Impact
Arbitration Award, raised by Defendants, into its analysis.
I. Preliminary Injunction
A. Likelihood of Success on the Merits
Plaintiffs failed, in their motion papers and at oral
argument during the November 23, 2021 show cause hearing, to
establish a “clear” or “substantial” likelihood of success on the
4 Plaintiffs’ only potential reference to their Section 1983 claims regarding
collusion and aiding and abetting in their memorandum of law is as follows:
“the Plaintiffs have a high likelihood of success on the merits of their 42
U.S.C. 1983 causes of action [] and therefore should be granted the relief
they request.” (ECF No. 2-10, Pl. Mem., pp. 13, 18.) Plaintiffs do not cite to
any case law in support of this argument, and the Court will not address these
allegations as part of its preliminary injunction analysis.
merits on any of their claims. See Tom Doherty Assocs., 60 F.3d
27 (2d Cir. 1995); Doninger, 527 F.3d at *47 (2d Cir. 2008).
First, it is dubious whether Plaintiffs have standing
to challenge the terms of the Impact Arbitration Award, and
similar awards and agreements, because their respective union
representatives engaged on their behalf with the NYC DOE, which
process resulted in the arbitration awards and agreement. See
Fleischer v. Barnard Coll., No. 20-4213, 2021 WL 5365581, at *4,
n. 1 (2d Cir. Nov. 18, 2021) (because a union represented the
adjunct professor plaintiff in the arbitration against the
defendant, her employer college, plaintiff did not have standing
to challenge the arbitration proceeding directly under the
Federal Arbitration Act; she could only challenge the arbitration
through her claim against the union for breach of its duty of
fair representation.) (citing Katir v. Columbia Univ., 15 F.3d
23, 24–25 (2d Cir. 1994) (“[A]n individual employee represented
by a union generally does not have standing to challenge an
arbitration proceeding to which the union and the employer were
the only parties.”)). Plaintiffs have brought this action
principally challenging their placement on LWOP, and the
possibility of their separation from employment by the NYC DOE on
or after December 1, 2021, both of which were the result of
legitimate arbitrations between the City and the various unions
representing the various categories of Plaintiffs. As Defendant
UFT correctly argues, and as counsel for Defendant UFT and
Defendant NYC DOE represented during the November 23, 2021, show
cause hearing, Plaintiffs’ claims fail to account for the fact
that the binding arbitration award has become part of the
collective bargaining agreement. (ECF No. 20, Def. UFT Opp.
Mem., at p. 4.) Defendants’ counsel confirmed to the Court
during the November 23, 2021, show cause hearing that the
arbitration between the UFT and the Board of Education of the
City School District for the City of New York was a binding
arbitration process, and that the resulting Impact Arbitration
Award altered the contractual terms of the CBA. Accordingly,
Plaintiffs who are members of the UFT (and presumably the CSA and
DC 37) have been placed on LWOP consistent with their CBAs and
the incorporated arbitration awards. (ECF No. 20, Def. UFT Opp.
Mem., at p. 4.)
It is undisputed that Plaintiffs were not a party to
the arbitration and negotiations that resulted in the Impact
Arbitration Award and accordingly, their standing to challenge
the Award is in doubt. Even assuming that Plaintiffs do have
standing and can appropriately challenge the terms of the Impact
Arbitration Award which enables the NYC DOE to seek their
separation from employment as of December 1, 2021, Plaintiffs
still have not established a clear or substantial likelihood of
success on the merits on their claims.
The NYC DOE, in compliance with the Vaccination Mandate
and for compelling public health reasons, cannot permit
noncompliant, unvaccinated employees, absent exemption or
accommodation, to work at NYC DOE schools, and the NYC DOE has
acted pursuant to the terms of the Impact Arbitration Award for
placing noncompliant, nonexempt employees on LWOP.5 The Impact
Arbitration Award clearly explains the “exclusive” processes
established for exemptions and accommodation requests and the
appeals process. (ECF No. 19-1, Impact Arbitration Award, at pp.
6-13.) The Impact Arbitration Award also clearly provides the
procedures for leave, including procedures for extending LWOP,
returning from LWOP, and a section on pregnancy and parental
leave. (Id. at pp. 13-16.) Finally, the Impact Arbitration
Award describes the options for separation, including on the part
of the employee as well as on the part of the NYC DOE. (Id. at
pp. 16-18.) Thus, the Impact Arbitration Award provides adequate
processes for pre-deprivation notice and hearing.
5 The NYC DOE argued in its papers and at the November 23, 2021, show cause
hearing that employees separated under the terms of the Vaccination Mandate,
and under the express terms of the Impact Arbitration Award, are not being
“disciplined,” but are being terminated based on their ineligibility for
employment. See e.g. Matter of Brown v. Bd. of Educ. of City Sch. Dist. of
City of N.Y., 2009 NY Slip Op 31687(U), ¶ 6 (Sup. Ct., N.Y. Co. 2009), citing
O’Connor v. Board of Education, 48 A.D.3d 1254 (4th Dept. 2008) lv. denied 10
N.Y.3d 928 (2008) (teacher’s termination due to failure to maintain residency
was not a disciplinary matter and therefore was outside the scope of § 3020-
a.). As noted supra, the parties have requested, and the Court has granted
leave for, supplemental briefing as to whether noncompliant NYC DOE employees
facing separation are being “disciplined” or subject to a legitimate condition
of employment, and thus the Court will not reach that issue here.
Plaintiffs will be afforded the processes required by
the applicable CBA and the Impact Arbitration Award when and if
the NYC DOE seeks separation, undermining Plaintiffs’ arguments
that they will be terminated in violation of their constitutional
right to due process without a post-deprivation hearing. The
Court does not disagree that Plaintiffs, as public employees
under the NYC DOE, have a protected property interest in their
continued employment, and it appears neither do Defendants. See
Cleveland Bd. of Educ. v. Loudermill, 470 U.S. 532, 538, 105 S.
Ct. 1487, 1491 (1985) (property interests are not created by the
Constitution, “they are created and their dimensions are defined
by existing rules or understandings that stem from an independent
source such as state law....”) (internal citations omitted).
A procedural due process claim requires the plaintiff
to establish (1) possession by the plaintiff of a protected
liberty or property interest, and (2) deprivation of that
interest without constitutionally adequate process. See O’Connor
v. Pierson, 426 F.3d 187, 195-96 (2d Cir. 2005); see also
Ciambriello v. Cty. of Nassau, 292 F.3d 307, 313 (2d Cir. 2002).
Having found that Plaintiffs have a protected property interest
in their continued employment, the Court next looks to whether
the process they have been afforded upon LWOP placement and upon
separation is constitutionally adequate. To determine whether
process is adequate, the Court looks to “[f]ederal constitutional
standards rather than state statutes [to] define the requirements
of procedural due process.” Robison v. Via, 821 F.2d 913, 923 (2d
Cir. 1987).
Based on the record before the Court, the Court
considers that both the pre-deprivation and post-deprivation
processes currently afforded to Plaintiffs were and are
constitutionally adequate. See Cleveland Bd. of Educ. v.
Loudermill, 470 U.S. at 547 n. 12, 105 S.Ct. 1487 (1985) (“[T]he
existence of post-termination procedures is relevant to the
necessary scope of pretermination procedures.”). The pre-
deprivation and post-deprivation proceedings articulated in the
Impact Arbitration Award have been incorporated into the
Plaintiffs’ collective bargaining agreements. (See ECF No. 20,
Def. UFT Opp. Mem. at p. 4.) Pre-deprivation processes “need not
be elaborate[,]” and the Constitution mandates only that such
process include, at a minimum, notice and the opportunity to
respond. See O’Connor v. Pierson, 426 F.3d 187, 198 (2d Cir.
2005) (citing Loudermill, 470 U.S. at 545-546, 105 S.Ct. 1487).
Plaintiffs received ample notice of (1) the Vaccination Mandate,
(2) their ability to seek religious and medical exemptions and
appeals, (3) their placement on LWOP if they continued to be
noncompliant with the terms of the Vaccination Mandate, and (4)
their options and opportunity to respond. The widely publicized
Vaccination Mandate was implemented on August 24, 2021. In the
case of the Plaintiffs with UFT membership, these Plaintiffs have
had notice of the LWOP and potential separation processes and
procedures since September 10, 2021, the date of the issuance of
the Impact Arbitration Award. (ECF No. 20, Def. UFT Opp. Mem. at
p. 13.) Similarly, the CSA member employees had notice as of
September 15, 2021, and DC 37 member employees had notice as of
October 3, 2021. (ECF No. 18, Def. NYC DOE Opp. Mem. at p. 7.)
Plaintiffs were then also notified on October 2, 2021, that if
they were not in compliance with the Vaccination Mandate, they
would be placed on LWOP as of October 4, 2021, and that NYC DOE
would seek to separate them as of December 1, 2021, if they did
not comply with the vaccine mandate or extend their LWOP status.
(See ECF No. 1-1, Ex. A, Oct. 2, 2021, Email from NYC DOE.)
An employee’s right to be provided with an opportunity
to address concerns before a final decision is made can be
“accomplished through informal procedures; no formal hearing [is]
required.” Ezekwo v. N.Y.C. Health & Hosps. Corp., 940 F.2d 775,
786 (2d Cir. 1991). Though Plaintiffs note that the UFT was not
accepting grievances related to the Vaccination Mandate, the UFT
advised members inquiring about grievances that procedures
regarding unvaccinated employees were governed by the binding
Impact Arbitration Award which altered their CBA, which was
circulated to UFT members “along with plain-language guidance of
the Award’s terms[.]” (ECF No. 20, Def. UFT Opp. Mem. at p. 13).
The procedures outlined in CBAs are generally found to constitute
adequate post-deprivation process. See O’Connor v. Pierson, 426
F.3d 187, 198 (2d Cir. 2005) (noting that “CBA-mandated grievance
procedures are routinely (though not always) held to provide
adequate post-deprivation process.” (internal citations omitted);
see also Narumanchi v. Bd. of Trustees of Connecticut State
Univ., 850 F.2d 70, 72 (2d Cir. 1988) (noting that guaranteed
procedural rights could be satisfied by the pre-deprivation
notice and hearing rights provided in the collective bargaining
agreement grievance procedures) (citing Costello v. Town of
Fairfield, 811 F.2d 782, 786 (2d Cir.1987) (Van Graafeiland, J.,
concurring) (finding post-deprivation arbitration of grievances
under collective bargaining agreement satisfied due process).
Further, the Impact Arbitration Award provides for an
expedited review process for exemptions and accommodations,
providing an opportunity to be heard for Plaintiffs challenging
their placement on LWOP. As of November 23, 2021, only seven
named Plaintiffs have availed themselves of the processes
available to them for seeking accommodations or exemptions. (See
ECF No. 18, Def. NYC DOE Opp. Mem. at p. 24 (“Notably, Plaintiffs
Porcello, Amoura, Quash, Dixno, Ruscelli, Lam and Christopoulos
each availed themselves of the process available to them to seek
an accommodation with respect to the DOE Vaccination Mandate.”).)
As counsel for Defendant NYC DOE confirmed to the Court during
the November 23, 2021, show cause hearing, the remaining seventy-
six named Plaintiffs have until November 30, 2021, to avail
themselves of the procedures for requesting accommodations and
exemptions, and opting to extend their LWOP status through
September 5, 2022. Finally, Plaintiffs, after receiving multiple
notices regarding the Vaccination Mandate and after being
notified of the applicable dates, procedures, and consequences
regarding continued noncompliance with the Vaccination Mandate,
could still have sought relief through an Article 78 proceeding
in New York State Supreme Court. The Second Circuit has advised
that the Article 78 proceeding can provide a sufficient post-
deprivation remedy. See Hellenic Am. Neighborhood Action Comm.
v. City of New York, 101 F.3d 877, 881 (2d Cir. 1996) (“an
Article 78 proceeding is a perfectly adequate post-deprivation
remedy.”).
Plaintiffs had, and continue to have, multiple avenues
available to them to challenge and address the actions taken
against them as a result of the Vaccination Mandate through the
procedures established in the CBAs governing the terms of
Plaintiffs’ employment, including the Impact Arbitration Award
procedures, which provide grievance and arbitration procedures,
and undisturbed, well-established state court procedures.
B. Irreparable Harm
Though, as referenced supra, Plaintiffs need not make
any further showing of irreparable harm once constitutional
deprivations have been alleged, the Court is compelled to note
that the harms resulting from noncompliance with the NYC DOE
Vaccination Mandate identified by Plaintiff are by no means
irreparable. Plaintiffs’ articulated harms are: loss of income
while on LWOP, and their possible separation from NYC DOE, which
they allege will occur without adequate processes. These
pecuniary harms are neither irreparable nor sufficient to justify
the presently requested injunctive relief.
To be sure, the Court does not dispute that a loss of
income is a hardship. The loss of one’s wages, particularly for
those with financial commitments and dependents, is a real,
tangible harm. In order to demonstrate an entitlement to
injunctive relief, Plaintiffs may not simply identify a general
loss. Instead, Plaintiffs must identify a harm for which
available legal remedies and monetary damages would be
inadequate. In particular, in the Second Circuit, “[i]rreparable
injury is one that cannot be redressed through a monetary award.
Where money damages are adequate compensation a preliminary
injunction should not issue.” JSG Trading Corp. v. Tray-Wrap,
Inc., 917 F.2d 75, 79 (2d Cir. 1990); see also Moore v. Consol.
Edison Co. of New York, 409 F.3d 506, 510–11 (2d Cir. 2005)
(“Where there is an adequate remedy at law, such as an award of
money damages, injunctions are unavailable except in
extraordinary circumstances.”) (citing Morales v. Trans World
Airlines, Inc., 504 U.S. 374, 381, 112 S.Ct. 2031, 119 L.Ed.2d
157 (1992); Metro. Opera Ass’n, Inc. v. Local 100, Hotel
Employees & Rest. Employees Int’l Union, 239 F.3d 172, 177 (2d
Cir. 2001)).
Similarly, the Supreme Court has also held that “the
temporary loss of income, []does not usually constitute
irreparable injury . . . The possibility that adequate
compensatory or other corrective relief will be available at a
later date, in the ordinary course of litigation, weighs heavily
against a claim of irreparable harm.” Sampson v. Murray, 415
U.S. 61, 90 (1974). Here, should Plaintiffs prevail, monetary
relief will be available to compensate their loss of income.
Consequently, injunctive relief is not warranted.
Further, Plaintiffs’ lengthy delay in seeking to enjoin
the NYC DOE’s intent to seek separation of noncompliant and
nonexempt employees on December 1, 2021—an occurrence that was
entirely known to Plaintiffs at least by October 2, 2021, if not
earlier—greatly undermines the strength of Plaintiffs’
“emergency” motion for preliminary injunction. There was a delay
of forty-four days between the date of Plaintiffs’ actual
placement on LWOP status and the filing of Plaintiffs’ instant
request for preliminary injunction. (ECF No. 2, Pl. Emergency
Mot.) Plaintiffs’ inaction does not convey a looming,
irreparable harm, and does not invoke the “urgent need for speedy
action to protect the plaintiffs’ rights[,]” as is typical when
injunctions are sought on an expedited basis. Citibank, N.A. v.
Citytrust, 756 F.2d 273, 276 (2d Cir. 1985).
C. Balance of the Equities and D. The Public Interest
The Court finds that both the balance of equities and
the public interest disfavor the injunctive relief requested by
Plaintiffs. As the Court has noted supra, the loss of income
while on LWOP status undoubtedly presents a hardship to the
Plaintiffs. Plaintiffs face this continued hardship if they
continue to refuse to comply with the Vaccination Mandate. The
role of the Court, however, is to “balance the competing claims
of injury on each party of either granting or withholding the
requested relief, paying particular regard to the public
consequences.” Winter v. Nat. Res. Def. Council, Inc., 555 U.S.
7 (2008). On balance, the equities at stake and the importance
of safeguarding the public health and safety, and the public
interest weigh in favor of denying the preliminary injunction.
It “cannot be disputed that the State has a public
policy in favor of protecting children[.]” City Sch. Dist. of
City of New York v. McGraham, 17 N.Y.3d 917, 919-920, 958 N.E.2d
897 (2011). There is an interest in providing in-person
schooling for students, as remote schooling can have negative
impacts on education.6 There is also an obvious, significant
governmental interest in preventing transmission of the COVID-19
virus and protecting students, thousands of whom remain
ineligible for a COVID-19 vaccine, as well as NYC DOE teaching
professionals and staff, and all related communities. As Judge
Cogan of this District recently noted in Maniscalco v. New York
City Dep’t of Educ., No. 21-CV-5055 (BMC), 2021 WL 4344267, at *4
(E.D.N.Y. Sept. 23, 2021) “[s]ince its emergence, COVID-19 has
killed over 4.5 million people worldwide, with over 670,000 of
those deaths taking place in the United States,” and vaccination
is “one of the most highly regarded” tools available to “reduce
viral transmission.” Available scientific and medical data
supports the use of vaccination as a lifesaving public policy
measure, as data from the “Centers for Disease Control and
Prevention shows that people who are unvaccinated are at a much
greater risk than those who are fully vaccinated to test positive
or die from COVID-19.”7 Even despite the widespread
implementation of vaccinations and booster shots, the United
States has lost more lives in the year 2021 than in 2020, which
6 Remote schooling during the 2020-21 academic year contributed to “highly
significant” learning loss, according to a new study published by the National
Bureau of Economic Research. See Clare Halloran, Rebecca Jack, James C. Okun,
Emily Oster, Pandemic Schooling Mode and Student Test Scores: Evidence from US
States, (National Bureau of Economic Research Working Paper, Paper No. 29497,
Nov. 2021), https://www.nber.org/papers/w29497.
7 Coronavirus in the U.S.: Latest Map and Case Count, N.Y. TIMES (updated Nov.
23, 2021), https://www.nytimes.com/interactive/2021/us/covid-cases.html.
experts attribute at least in part to “lower-than-needed
vaccination rates,” and “the relaxation of everyday precautions,
like masks and social distancing, and the rise of the highly
contagious Delta variant.”8 Based on the evidence available,
there remains an urgent, compelling justification for the
enforcement of the state- and city-mandated restrictions and
policies enacted and designed to protect the most vulnerable
among us from the COVID-19 pandemic.
Ultimately, “it is up to local government, ‘not the
courts, to balance the competing public health and business
interests[,]’” and here, the New York City government and NYC DOE
have done so in issuing and enforcing the COVID-19 Vaccination
Mandate for employees of the Department of Education.
Maniscalco, 2021 WL 4344267, at *4.
CONCLUSION
Accordingly, Plaintiffs’ motion for a preliminary
injunction and temporary restraining order is DENIED.
Further, the Court finds that Plaintiffs’ have not
demonstrated that they have standing to challenge the terms of
the Impact Arbitration Award between the NYC DOE and the UFT in
federal court. Therefore, the Plaintiffs are ORDERED TO SHOW
CAUSE by December 15, 2021, why this action should not be
8 Covid Live Updates: U.S. Records More Deaths This Year Than in 2020, N.Y.
TIMES (updated Nov. 23, 2021),
https://www.nytimes.com/live/2021/11/23/world/covid-vaccine-boosters-mandates.
dismissed for lack of standing.
SO ORDERED.
________ _/s/______________
Kiyo A. Matsumoto
United States District Judge
Dated: Brooklyn, New York
November 24, 2021