noting that “[g]enerally, for purposes of diversity jurisdiction, the amount in controversy is established as of the date of the complaint and is not reevaluated based on post-filing events”
How later courts described this case
- noting that “[g]enerally, for purposes of diversity jurisdiction, the amount in controversy is established as of the date of the complaint and is not reevaluated based on post-filing events”
- “[I]n computing jurisdictional amount, a claim for punitive damages is to be given closer scrutiny, and the trial judge accorded greater discretion, than a claim for actual damages.”
- “At the threshold, [the] [p]laintiff cannot actually sue directly under the Sherman Act, 15 U.S.C. § 1, because ‘Section 1 of the Sherman Act does not itself provide a private right of action.’” (quoting In re Publ’n Paper Antitrust Litig., 690 F.3d at 62)
- “A district court properly dismisses an action under [Rule 12(b)(1
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
---------------------------------------------------------------
JOHN TRISVAN, NOT FOR PUBLICATION
Plaintiff, MEMORANDUM & ORDER
20-CV-2071 (MKB)
v.
KENTUCKY FRIED CHICKEN CORPORATION
and YUM BRANDS, INC.,
Defendants.
---------------------------------------------------------------
MARGO K. BRODIE, United States District Judge:
Plaintiff John Trisvan, proceeding pro se, commenced the above-captioned action against
Defendants Kentucky Fried Chicken Corporation (“KFC”) and Yum Brands, Inc. (“Yum
Brands”) on May 4, 2020, alleging that he suffered food poisoning after eating at a KFC
restaurant in Brooklyn, New York, and seeking relief pursuant to the Clayton Act, the Sherman
Act, the Magnuson-Moss Warranty Act, and the Uniform Commercial Code (the “U.C.C.”).1
1 Plaintiff filed a similar action on September 10, 2016, against a Checkers Drive-In
restaurant, see Trisvan v. Checkers Drive-In Rests., Inc., No. 16-CV-7000, 2019 WL 332177, at
*5 (E.D.N.Y. Jan. 25, 2019) (dismissing third amended complaint for lack of subject matter
jurisdiction over claims under the Magnuson-Moss Warranty Act and the U.C.C.); see also
Trisvan v. Checkers Drive-In Rests., Inc., No. 16-CV-7000, 2020 WL 906635, at *6 (E.D.N.Y.
Feb. 18, 2020) (dismissing fourth amended complaint for failure to state federal claims and lack
of standing to bring Clayton Act claim and for lack of subject matter jurisdiction over U.C.C.
claims), appeal dismissed, No. 20-1271 (2d Cir. Oct. 1, 2020), and again on November 6, 2019,
against a Burger King restaurant, see Trisvan v. Burger King Corp., No. 19-CV-6396, 2020 WL
1975236, at *4 (E.D.N.Y. Apr. 24, 2020) (dismissing amended complaint for lack of subject
matter jurisdiction over U.C.C. claims and granting leave to file a second amended complaint);
Second Amended Complaint, Trisvan v. Burger King Corp., No. 19-CV-6396 (E.D.N.Y. May
22, 2020) (asserting claims under the Clayton Act, the Sherman Act, the Magnuson-Moss
Warranty Act, and the U.C.C.).
(Compl. 2, Docket Entry No. 1.)2 The Court grants Plaintiff’s application to proceed in forma
pauperis pursuant to 28 U.S.C. § 1915(a). For the reasons set forth below, the Court dismisses
the Complaint with leave to amend within thirty days.
I. Background
The Court assumes the truth of the factual allegations in the Complaint for the purposes
of this Memorandum and Order.
Plaintiff alleges that on May 3, 2017, he purchased and ate food from a KFC restaurant
located at 495 Nostrand Avenue in Brooklyn and subsequently “experienced pain in his mouth,
lips, and tongue area consistent with the herpes simplex virus.” (Compl. 2.) Two days later,
Plaintiff again purchased food from the same restaurant and, “[a]fter consuming the food [at his
home], Plaintiff began to feel ill, suffering from nausea, upset stomach, and diarrhea.” (Id.)
Plaintiff sought emergency medical treatment at Woodhull Medical Center,3 where he was
diagnosed with “a viral infection due to the food he had consumed by Defendant.” (Id.) Plaintiff
seeks $250,000, “the sum being [the] amount of controversy, punitive and compensatory
damages.” (Id. at 3.)
II. Discussion
a. Standard of review
A complaint must plead “enough facts to state a claim to relief that is plausible on its
face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). A claim is plausible “when the
plaintiff pleads factual content that allows the court to draw the reasonable inference that the
2 Because the Complaint is not consecutively paginated, the Court refers to the page
numbers assigned by the electronic case filing system.
3 Plaintiff states that he went to the hospital on May 6, 2020, which appears to be a
typographical error.
defendant is liable for the misconduct alleged.” Matson v. Bd. of Educ., 631 F.3d 57, 63 (2d Cir.
2011) (quoting Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)); see also Pension Benefit Guar.
Corp. ex rel. Saint Vincent Cath. Med. Ctrs. Ret. Plan v. Morgan Stanley Inv. Mgmt. Inc., 712
F.3d 705, 717–18 (2d Cir. 2013). Although all allegations contained in the complaint are
assumed to be true, this principle is “inapplicable to legal conclusions.” Iqbal, 556 U.S. at 678.
In reviewing a pro se complaint, a court must be mindful that a plaintiff’s pleadings must be held
“to less stringent standards than formal pleadings drafted by lawyers.” Erickson v. Pardus, 551
U.S. 89, 94 (2007) (per curiam) (quoting Estelle v. Gamble, 429 U.S. 97, 106 (1976)); see also
Harris v. Mills, 572 F.3d 66, 72 (2d Cir. 2009) (noting that even after Twombly, courts “remain
obligated to construe a pro se complaint liberally”). Nevertheless, the Court is required to
dismiss sua sponte an in forma pauperis action if the Court determines it “(i) is frivolous or
malicious; (ii) fails to state a claim on which relief may be granted; or (iii) seeks monetary relief
against a defendant who is immune from such relief.” 28 U.S.C. § 1915(e)(2)(B); see also Abbas
v. Dixon, 480 F.3d 636, 639 (2d Cir. 2007).
In addition, pursuant to Rule 12(h)(3) of the Federal Rules of Civil Procedure, if a court
“determines at any time that it lacks subject-matter jurisdiction, the court must dismiss the
action.” Fed. R. Civ. P. 12(h)(3); see also Cortlandt St. Recovery Corp. v. Hellas Telecomms.,
S.À.R.L., 790 F.3d 411, 416–17 (2d Cir. 2015) (“A district court properly dismisses an action
under [Rule 12(b)(1) of the Federal Rules of Civil Procedure] for lack of subject matter
jurisdiction if the court ‘lacks the statutory or constitutional power to adjudicate it.’” (quoting
Makarova v. United States, 201 F.3d 110, 113 (2d Cir. 2000))); Lyndonville Sav. Bank & Tr. Co.
v. Lussier, 211 F.3d 697, 700–01 (2d Cir. 2000) (“[F]ailure of subject matter jurisdiction is not
waivable and may be raised at any time by a party or by the court sua sponte. If subject matter
jurisdiction is lacking, the action must be dismissed.”).
a. Plaintiff fails to state his federal claims
Plaintiff invokes the Court’s federal question jurisdiction with regard to his claims that
“Defendant infringed antitrust laws in violation of the Clayton Act, Sherman Act, and
Magnuson-Moss Warranty Act.” (Compl. 2.)
Federal courts are courts of limited jurisdiction and may not hear cases if they lack
subject matter jurisdiction over the issues presented. Lyndonville Sav. Bank & Tr. Co., 211 F.3d
at 700–01. “In 28 U.S.C. §§ 1331 and 1332(a), Congress granted federal courts jurisdiction over
two general types of cases: cases that ‘aris[e] under’ federal law, § 1331, and cases in which the
amount in controversy exceeds $75,000 and there is diversity of citizenship among the parties,
§ 1332(a).” Home Depot U.S.A., Inc. v. Jackson, 587 U.S. ---, ---, 139 S. Ct. 1743, 1746 (May
28, 2019). Federal question jurisdiction provides federal courts jurisdiction over “all civil
actions arising under the Constitution, laws, or treaties of the United States.” Bounds v. Pine
Belt Mental Health Care Res., 593 F.3d 209, 215 (2d Cir. 2010) (quoting 28 U.S.C. § 1331). A
plaintiff properly invokes section 1331 jurisdiction when he or she pleads a colorable claim
“arising under” the Constitution or laws of the United States. Id.; see also Fairfield Cnty. Med.
Ass’n v. United Healthcare of New Eng., Inc., 557 F. App’x 53, 55 (2d Cir. 2014) (“A cause of
action ‘arises under’ federal law and thus confers subject matter jurisdiction pursuant to 28
U.S.C. § 1331 ‘when the plaintiff's “well-pleaded complaint” raises an issue of federal law.’”
(quoting New York v. Shinnecock Indian Nation, 686 F.3d 133, 138 (2d Cir. 2012))).
i. Antitrust claims
Plaintiff alleges that he “suffered an injury in . . . accordance to sections within the
Sherman and Clayton Act” and that Defendant Yum Brands violated antitrust law. (Compl. 3.)
“Section 1 of the Sherman Act prohibits ‘[e]very contract, combination in the form of
trust or otherwise, or conspiracy, in restraint of trade or commerce among the several States.’”
US Airways, Inc. v. Sabre Holdings Corp., 938 F.3d 43, 54 (2d Cir. 2019) (alteration in original)
(quoting 15 U.S.C. § 1). However, “[s]ection 1 of the Sherman Act does not itself provide a
private right of action.” In re Publ’n Paper Antitrust Litig., 690 F.3d 51, 62 (2d Cir. 2012).
Rather, “[s]ection 4 of the Clayton Act establishes a private right of action for violation of
federal antitrust laws, permitting ‘any person who shall be injured in his business or property by
reason of anything forbidden in the antitrust laws’ to sue in federal court.” Eastman Kodak Co.
v. Henry Bath LLC, 936 F.3d 86, 93 (2d Cir. 2019) (quoting 15 U.S.C. § 15(a)); In re SSA
Antitrust Bonds Litig., 420 F. Supp. 3d 219, 229 (S.D.N.Y. 2019) (“[T]he private right of action
to pursue antitrust claims is provided by the Clayton Act[.]” (second alteration in original)
(quoting Animal Sci. Prods., Inc. v. Hebei Welcome Pharmaceutical Co. (In re Vitamin C
Antitrust Litig.), No. 05-CV-453, 2012 WL 12355046, at *5 (E.D.N.Y. Aug. 8, 2012))); Ruotolo
v. Fannie Mae, 933 F. Supp. 2d 512, 519 (S.D.N.Y. 2013) (“At the threshold, [the] [p]laintiff
cannot actually sue directly under the Sherman Act, 15 U.S.C. § 1, because ‘Section 1 of the
Sherman Act does not itself provide a private right of action.’” (quoting In re Publ’n Paper
Antitrust Litig., 690 F.3d at 62)). “Despite the broad language of the statute, courts have
carefully parsed antitrust standing in order to avoid counter-productive use of antitrust laws in
ways that could harm competition rather than protecting it.” Port Dock & Stone Corp. v.
Oldcastle Ne., Inc., 507 F.3d 117, 121 (2d Cir. 2007) (citing Serpa Corp. v. McWane, Inc., 199
F.3d 6, 10 (1st Cir. 1999)). Standing is required because “the purpose of the Clayton Act’s
private right of action is not ‘to provide a remedy in damages for all injuries that might
conceivably be traced to an antitrust violation,’ but only for injuries ‘of the type that the antitrust
statute was intended to forestall.’” Eastman Kodak Co., 936 F.3d at 94 (quoting Associated Gen.
Contractors, Inc. v. Cal. State Council of Carpenters, 459 U.S. 519, 535, 540 (1983)). “To
satisfy the antitrust standing requirement, a private antitrust plaintiff must demonstrate that (1) it
has suffered ‘a special kind of antitrust injury,’ and (2) it is an ‘efficient enforcer’ of the antitrust
laws.” Id. (quoting Port Dock & Stone Corp., 507 F.3d at 121). Courts “employ a three-step
process for determining whether a plaintiff has sufficiently alleged antitrust injury,” under which
they (1) consider whether “the party asserting that it has been injured by an illegal
anticompetitive practice [has] ‘identif[ied] the practice complained of and the reasons such a
practice is or might be anticompetitive’”; (2) consider “how the practice identified by the
plaintiff put the plaintiff in a ‘worse position’”; and (3) compare the “‘anticompetitive effect of
the specific practice at issue’ to ‘the actual injury the plaintiff alleges.’” Id. (quoting Gatt
Commc’ns, Inc. v. PMC Assocs. L.L.C., 711 F.3d 68, 78 (2d Cir. 2013)). After determining that
a plaintiff has “cleared the antitrust-injury hurdle,” courts determine whether the plaintiff is an
“efficient enforcer” of the antitrust laws by evaluating:
(1) “the directness or indirectness of the asserted injury,” (2) “the
existence of an identifiable class of persons whose self-interest
would normally motivate them to vindicate the public interest in
antitrust enforcement,” (3) “the speculativeness of the alleged
injury,” and (4) “the difficulty of identifying damages and
apportioning them among direct and indirect victims so as to avoid
duplicative recoveries.”
IQ Dental Supply Inc. v. Henry Schein, Inc., 924 F.3d 57, 65 (2d Cir. 2019) (quoting Daniel v.
Am. Bd. of Emergency Med., 428 F.3d 408, 443 (2d Cir. 2005)). “These four factors need not be
given equal weight: the relative significance of each factor will depend on the circumstances of
the particular case.” Id. (citing Daniel, 428 F.3d at 443).
Plaintiff’s conclusory allegation that “acting as consumer and in business [he] suffered an
injury . . . in accordance to sections within the Sherman and Clayton Act” is insufficient to show
that he has suffered the special kind of antitrust injury required for standing to bring a private
antitrust claim. (Compl. 3); see Paycom Billing Servs., Inc. v. Mastercard Int’l, Inc., 467 F.3d
283, 290–91 (2d Cir. 2006). In addition, Plaintiff does not allege any facts that could suggest a
claim arising from or connected to any anticompetitive behavior by Defendants in violation of
the Sherman or Clayton Acts. (See generally Compl.) Therefore, construing Plaintiff’s
allegations to “raise the strongest arguments they suggest,” McLeod v. Jewish Guild for the
Blind, 864 F.3d 154, 156 (2d Cir. 2017) (quoting Bertin v. United States, 478 F.3d 489, 491 (2d
Cir. 2007)), the Court finds that Plaintiff not only lacks statutory standing to bring an antitrust
claim but also fails to allege any facts to support a substantive antitrust violation. Ramnarine v.
Nationstar Mortg., LLC, No. 19-CV-5544, 2019 WL 7038430, at *2 (E.D.N.Y. Dec. 20, 2019);
Ruotolo, 933 F. Supp. 2d at 519. Therefore, the Court dismisses Plaintiff’s antitrust claims.4 28
U.S.C. § 1915(e)(2)(B).
ii. Magnuson-Moss Warranty Act claim
Plaintiff alleges that Defendants’ “anti-competitive behavior breach[ed] [the] contractual
warranty of merchantability in violation of the Magnuson Moss Warranty Act.” (Compl. 3.)
4 Plaintiff has previously raised similar antitrust claims in his food poisoning claims
against Checkers, see Checkers Drive-In Rests., Inc., 2020 WL 906635, at *6 (dismissing, inter
alia, Plaintiff’s Clayton Act claim with prejudice for lack of standing), and Burger King, see
Second Amended Complaint, supra note 1 (asserting claims under the Clayton Act, the Sherman
Act, the Magnuson-Moss Warranty act, and the U.C.C.).
The Magnuson-Moss Warranty Act, 15 U.S.C. § 2301 et seq. (the “MMWA”) “is a
remedial statute designed ‘to improve the adequacy of information available to consumers,
prevent deception, and improve competition in the marketing of consumer products.’” Pyskaty v.
Wide World Cars, LLC, 856 F.3d 216, 222 (2d Cir. 2017) (quoting Motor Vehicle Mfrs. Ass’n of
U.S., Inc. v. Abrams, 899 F.2d 1315, 1317 (2d Cir. 1990)). The MMWA “permits ‘a consumer
who is damaged by the failure of a supplier, warrantor, or service contractor to comply with . . . a
written warranty [or] implied warranty . . . [to] bring suit for damages and other legal and
equitable relief.” Id. (quoting 15 U.S.C. § 2310(d)(1)). However, the MMWA provides, in
pertinent part, that “[n]o claim shall be cognizable . . . if the amount in controversy of any
individual claim is less than the sum or value of $25” or “if the amount in controversy is less
than the sum or value of $50,000 (exclusive of interests and costs) computed on the basis of all
claims to be determined in this suit.” 15 U.S.C. § 2310(d)(3)(A), (B); Pyskaty, 856 F.3d at 222
(stating same); Abedrabbo v. Topps Meat Co., LLC, 756 F. Supp. 2d 18, 23 (D.D.C. 2010)
(same). In addition, the MMWA specifically precludes recovery for personal injury. It states in
relevant part: “[n]othing in this chapter (other than sections 2308 and 2304(a)(2) and (4) of this
title) shall (A) affect the liability of, or impose liability on, any person for personal injury, or
(B) supersede any provision of State law regarding consequential damages for injury to the
person or other injury.” 15 U.S.C. § 2311(b)(2); see Kelly v. Fleetwood Enters., Inc., 377 F.3d
1034, 1038 (9th Cir. 2004) (dismissing the plaintiff’s claim under the MMWA where the
plaintiff sought damages for “loss of enjoyment of retirement,” finding such “loss of enjoyment”
to be precisely the type of relief potentially available under state law but not under the
[MMWA]”).
Plaintiff’s MMWA claim seeks recovery for personal injuries he sustained as a result of
food poisoning and is therefore not cognizable under the MMWA. See Abedrabbo, 756 F. Supp.
2d at 23 (dismissing the plaintiff’s MMWA claim where the plaintiff attempted to recover for
personal injuries he sustained, including abdominal cramps, diarrhea, and fatigue, because of the
defendant’s beef products). Therefore, the Court dismisses Plaintiff’s claim under the MMWA.5
28 U.S.C. § 1915(e)(2)(B).
Accordingly, the Court dismisses Plaintiff’s claims under the Sherman Act, the Clayton
Act, and the MMWA.
b. The Court lacks subject matter jurisdiction over Plaintiff’s state law claim
Plaintiff invokes the Court’s diversity jurisdiction pursuant to 28 U.S.C. § 1332 with
regard to his state law claim that “Defendant has violated U.C.C. law.” (Compl. 2.)
As discussed above, the statutory provisions for federal subject matter jurisdiction are
contained in 28 U.S.C. §§ 1331 and 1332. Under the diversity jurisdiction statute, federal courts
have subject matter jurisdiction over state law claims where all plaintiffs and all defendants are
of diverse citizenship and “the matter in controversy exceeds the sum or value of $75,000,
exclusive of interest and costs.” 28 U.S.C. § 1332(a); see also Bartlett v. Honeywell Int’l Inc.,
737 F. App’x 543, 547 (2d Cir. 2018) (“Diversity jurisdiction is present when there is complete
diversity between the parties . . . .” (citing 28 U.S.C. § 1332(a))); Pa. Pub. Sch. Emps.’ Ret. Sys.
v. Morgan Stanley & Co., 772 F.3d 111, 117–18 (2d Cir. 2014) (“Subject matter jurisdiction is
based on 28 U.S.C. § 1332, which requires ‘complete diversity,’ i.e.[,] all plaintiffs must be
5 Plaintiff has previously raised similar MMWA claims in his food poisoning claims
against Checkers, see Checkers Drive-In Rests., Inc., 2019 WL 332177, at *5 (dismissing, inter
alia, Plaintiff’s MMWA claim), and Burger King, see Second Amended Complaint, supra note 1
(asserting claims under the Clayton Act, the Sherman Act, the Magnuson-Moss Warranty act,
and the U.C.C.).
citizens of states diverse from those of all defendants.”); Bayerische Landesbank, N.Y. Branch v.
Aladdin Capital Mgmt. LLC, 692 F.3d 42, 48 (2d Cir. 2012). “For diversity purposes, a
corporation is considered a citizen of the state in which it is incorporated and the state of its
principal place of business.” Bayerische, 692 F.3d at 48 (citing 28 U.S.C. § 1332(c)(1)); see also
Hertz Corp. v. Friend, 559 U.S. 77, 92–93 (2010) (holding that “‘principal place of business’ is
best read as referring to the place where a corporation’s officers direct, control, and coordinate
the corporation's activities”). In addition, “[f]ederal diversity jurisdiction requires an amount in
controversy of at least $75,000. Lapaglia v. Transamerica Cas. Ins. Co., 155 F. Supp. 3d 153,
154 (D. Conn. 2016) (citing 28 U.S.C. § 1332(a)). “[T]his amount is measured as of the time
that a complaint is filed, and it is established by the face of the complaint and the dollar amount
actually claimed.” Id. at 154–55 (citation omitted) (first citing Hall v. EarthLink Network, Inc.,
396 F.3d 500, 506 (2d Cir. 2005); then citing Horton v. Liberty Mut. Ins. Co., 367 U.S. 348, 353
(1961); and then citing Scherer v. Equitable Life Assurance Soc’y of U.S., 347 F.3d 394, 397 (2d
Cir. 2003)); see also Hall, 396 F.3d at 506 (noting that “[g]enerally, for purposes of diversity
jurisdiction, the amount in controversy is established as of the date of the complaint and is not
reevaluated based on post-filing events”). “Generally, the plaintiff, as the party asserting subject
matter jurisdiction, has the burden of proving that it exists by a preponderance of the evidence.”
Broidy Cap. Mgmt. LLC v. Benomar, 944 F.3d 436, 443 (2d Cir. 2019) (citing Makarova, 201
F.3d at 113); see also Kruglov v. Copart of Conn., Inc., 771 F. App’x 117, 119 (2d Cir. 2019);
Scherer, 347 F.3d at 397 (“A party invoking the jurisdiction of the federal court has the burden
of proving that it appears to a ‘reasonable probability’ that the claim is in excess of the statutory
jurisdictional amount.” (quoting Tongkook Am., Inc. v. Shipton Sportswear Co., 14 F.3d 781, 784
(2d Cir. 1994))); Chase Manhattan Bank, N.A. v. Am. Nat’l Bank & Tr. Co. of Chi., 93 F.3d
1064, 1070 (2d Cir. 1996) (same). The amount in controversy must be non-speculative in order
to satisfy the statute and conclusory allegations that the amount-in-controversy requirement is
satisfied are insufficient. See Valente v. Garrison from Harrison LLC, No. 15-CV-6522, 2016
WL 126375, at *2 (E.D.N.Y. Jan. 11, 2016) (“[B]oilerplate pleadings do not suffice to establish
that [an] action involves an amount in controversy adequate to support federal diversity
jurisdiction.”).
In addition, where the jurisdictional amount includes punitive damages, those punitive
damages will be considered with heightened scrutiny. See Nwanze v. Time, Inc., 125 F. App’x
346, 349–50 (2d Cir. 2005) (finding the plaintiff’s “demand for five million dollars’ punitive
damages based on his claims that [the defendant] fraudulently induced him into subscribing to
magazines with promises of multi-million dollar prizes — with unspecified or no actual
damages” insufficient to meet amount-in-controversy requirement); Zahn v. Int’l Paper Co., 469
F.2d 1033, 1034 n.1 (2d Cir. 1972) (“[I]n computing jurisdictional amount, a claim for punitive
damages is to be given closer scrutiny, and the trial judge accorded greater discretion, than a
claim for actual damages.”); Cohen v. Narragansett Bay Ins. Co., No. 14-CV-3623, 2014 WL
4701167, at *3 n.4 (E.D.N.Y. Sept. 23, 2014) (“[T]he [c]ourt is not obligated to accept, on face
value, a claimed amount of punitive damages, particularly where there would be no diversity
without such damages.” (citing Nwaze, 125 F. App’x at 349)).
Although Plaintiff alleges that the parties are diverse,6 he fails to provide a basis for
seeking $250,000 in punitive and compensatory damages for his alleged food poisoning, making
his request for such damages speculative. (See generally Compl.) Because Plaintiff’s request for
6 Plaintiff alleges that he is a citizen of New York, that KFC is “headquartered in
Louisville, Kentucky,” and that Yum Brands is “based in Louisville, Kentucky,” although he
does not provide an address for Yum Brands. (Compl. 3.)
relief is speculative, it is insufficient to meet the amount in controversy required for the Court to
exercise diversity jurisdiction over this matter. See Centra Devs. Ltd. v. Jewish Press Inc., No.
16-CV-6737, 2018 WL 1788148, at *5 (E.D.N.Y. Feb. 20, 2018) (finding a lack of subject
matter jurisdiction despite the plaintiff’s allegations of “$3,000,000 in punitive damages”
because the “[p]laintiff’s complaint fail[ed] to allege any other out-of-pocket expenses it has
incurred, except attorney’s fees”), report and recommendation adopted, 2018 WL 1445574
(E.D.N.Y. Mar. 23, 2018); see also Cohen, 2014 WL 4701167, at *3 n.4 (“[T]he [c]ourt is not
obligated to accept, on face value, a claimed amount of punitive damages, particularly where
there would be no diversity without such damages.” (citing Nwaze, 125 F. App’x at 349)); Watty
v. Cuomo, No. 12-CV-2660, 2013 WL 4495184, at *2 (E.D.N.Y. Aug. 14, 2013) (“[The]
[p]laintiff’s demand for punitive and other additional damages, unsupported by the law or the
allegations in the amended complaint, is not sufficient to satisfy the amount-in-controversy
requirement.”).
Accordingly, the Court dismisses Plaintiff’s claim that “Defendant has violated U.C.C.
law” without prejudice for lack of subject matter jurisdiction pursuant to Rule 12(h)(3) of the
Federal Rules of Civil Procedure. (Compl. 2.)
c. Leave to amend
In light of Plaintiff’s pro se status, the Court grants Plaintiff leave to file an amended
complaint within thirty days of this Memorandum and Order. Plaintiff is advised that the
amended complaint will completely replace the original complaint, must be captioned “Amended
Complaint,” and shall bear the same docket number as this Memorandum and Order. If Plaintiff
intends to invoke the Court’s diversity jurisdiction over his state law claim, Plaintiff must clearly
state the basis for doing so, including facts to support the amount in controversy. Plaintiff must
also clarify how “Defendant has violated U.C.C. law.” (Compl. 2.) If Plaintiff fails to file an
amended complaint within the time allowed, the Court will direct the Clerk of Court to enter
judgment dismissing the case for the reasons stated above.
III. Conclusion
Accordingly, the Court dismisses with prejudice Plaintiff’s claims under the Sherman
Act, the Clayton Act, and the Magnuson-Moss Warranty Act for failure to state a claim pursuant
to 28 U.S.C. § 1915(e)(2)(B) and dismisses without prejudice Plaintiff’s state law claim for a
U.C.C. violation pursuant to Rule 12(h)(3) of the Federal Rules of Civil Procedure. In light of
Plaintiff’s pro se status, the Court grants Plaintiff leave to file an amended complaint within
thirty days from the entry of this Memorandum and Order as set forth above. All further
proceedings shall be stayed for thirty days.
If Plaintiff fails to file an amended complaint within the time allowed or show good cause
why he cannot, the Court will direct the Clerk of Court to enter judgment dismissing the case for
the reasons stated above. The Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any appeal
from this Memorandum and Order would not be taken in good faith and therefore denies in
forma pauperis status for the purpose of an appeal. See Coppedge v. United States, 369 U.S.
438, 444–45 (1962).
Dated: December 17, 2020
Brooklyn, New York
SO ORDERED:
s/ MKB
MARGO K. BRODIE
United States District Judge