affirming a district court’s sua sponte dismissal based on sovereign immunity
How later courts described this case
- affirming a district court’s sua sponte dismissal based on sovereign immunity
- recognizing a district court’s sua sponte review of sovereign immunity
- “Eleventh Amendment immunity may be available to a state party- in-interest notwithstanding a claimant’s failure to formally name the state as a defendant.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
STEPHANIE MESSNER,
Plaintiff,
Civil Action No. 19-15752 (RK) (RLS)
Vv.
KARYN R. WEINGARTEN, in her official OPINION
capacity of Union County Assistant Union
County Prosecutor, et al.,
Defendants.
KIRSCH, District Judge
THIS MATTER comes before the Court on a Motion to Dismiss, (ECF No. 46), and
Motion for Order to Show Cause, (ECF No. 47), filed by pro se plaintiff, Stephanie Messner
(“Plaintiff”). The Court has carefully considered the parties’ submissions and decides the motions
without oral argument pursuant to Federal Rule of Civil Procedure 78(b) and Local Civil Rule
78.1(b). For the reasons that follow, Plaintiff's Motion to Dismiss is GRANTED and her Motion
for Order to Show Cause is DENIED. In addition, Defendant New Jersey State Board of
Psychological Examiners is DISMISSED from this action with prejudice based on Eleventh
Amendment Immunity. Finally, Plaintiff is ORDERED, by November 15, 2023, to effect service
on the additional defendants named in the Amended Complaint in compliance Federal Rule of
Civil Procedure 4, or the case against any Defendant who has not been so served shall be dismissed
without prejudice pursuant to Rule 4(m) for failure to effect proper service. The Court notes that
this case has been pending for more than four years without the commencement of discovery.
I. BACKGROUND
This case arises out of a state court custody dispute between Plaintiff and Miklos Hajdu-
Nemeth, the father of Plaintiff's children. On August 3, 2015, Hajdu-Nemeth filed a motion in
New Jersey Superior Court for a change of custody of their two children. (“Amend. Compl.” at
20, ECF No. 39.) Plaintiff alleges that psychologist Dr. William F. Walsh performed a child
custody evaluation of the children on behalf of Hajdu-Nemeth and served as Hajdu-Nemeth’s
expert witness during the course of their custody dispute. (Id. at 6, 18; see also ECF No. 46 at 4—
5.) On July 25, 2017, following Dr. Walsh’s evaluation, the court designated Hajdu-Nemeth as the
parent of primary residence and Plaintiff as the parent of alternate residence. (Amend. Compl. at
28; see also Compl. JJ 2, 8, 50, 54); Messner v. Hajdu-Nemeth, No. A-5607-16T1, 2019 WL
692149, at *2 (N.J. Super. Ct. App. Div. Feb. 20, 2019). On February 20, 2019, the Appellate
Division affirmed the Superior Court’s Order, (Compl. Jf 55-60); see also Messner, 2019 WL
692149, at *1, and on September 4, 2019, the New Jersey Supreme Court denied Plaintiff’ s petition
for certification, Messner v. Hajdu-Nemeth, 216 A.3d 970 (N.J. 2019).
On July 24, 2019, Plaintiff filed the instant case in federal court. In her original Complaint,
Plaintiff alleged that eight state court judges (collectively, “Judge Defendants’), two state court
probation officers, and Union County assistant prosecutor, Karyn Weingarten (collectively,
“Defendants”) violated her constitutional rights under the Due Process and Equal Protection
Clauses of the Fourteenth Amendment during the course of the state court child custody
proceedings. Plaintiff alleged, inter alia, that her children were “parentally kidnapped” by Hajdu-
Nemeth, that she was given no parenting time, and that Defendant Weingarten directed the police
to prohibit Plaintiff from filing civilian criminal complaints related to Hajdu-Nemeth’s kidnapping
of their children. (Compl. ff 3, 8, 63.) The original Complaint also sought the Court to “move”
her “FD case” out of Somerset County “to a county not connected in anyway [sic] to Somerset
County or adjacent to Somerset County... .” Ud. 2.)
On November 29, 2019, Defendants moved to dismiss the Complaint pursuant to Federal
Rules of Civil Procedure 12(b)(1) and 12(b)(6). (ECF No. 16.) Defendants argued, inter alia, that
Plaintiff's claims against them in their official capacities were barred by the Eleventh Amendment
and that they were entitled to absolute immunity from suit in their individual capacities. The
Honorable Freda L. Wolfson granted in part and denied in part Defendants’ motion. (ECF No. 22.)
Chief Judge Wolfson found that Plaintiff's claims against Defendants in their official capacities
were barred by the Eleventh Amendment. (Ud. at 4.) She then found that the Judge Defendants
were absolutely immune from liability for individual capacity claims under the doctrine of judicial
immunity and that Defendants Howard and Barracano, as probation officers for the New Jersey
Superior Court, were also immune based on quasi-judicial immunity. (/d. at 4-5.) Accordingly,
the Judge Defendants, Defendant Howard, and Defendant Barracano were dismissed from this
case with prejudice. (/d. at 8.) However, Chief Judge Wolfson found that Defendant Weingarten,
as an assistant prosecutor for Union County, was not entitled to prosecutorial immunity for
Plaintiffs individual capacity claims. (/d. at 7.) Judge Wolfson reasoned that Plaintiff’ s allegations
that Defendant Weingarten directed the police to prevent Plaintiff from bringing complaints
against Hajdu-Nemeth pertained to alleged acts that preceded any decision by Defendant
Weingarten to initiate a prosecution. (/d.)
On January 28, 2022, Plaintiff filed an Amended Complaint, adding the Borough of
Garwood, the Township of Franklin, Noelle Jiminez (Garwood Court Administrator), Keila
Martinez (Franklin Township Court Administrator), Yoana Yankova (Somerset County Assistant
Prosecutor), the New Jersey Board of Medical Examiners (the “Board”’), Indira Nunez and Michael
Walker (former Executive Directors of the Board), and John and Jane Does 1—100. (Amend.
Compl., ECF No. 39).! Plaintiff again requests to have her “FD case moved out of Somerset
County immediately.” Ud. at 6.) She also seeks monetary damages “against the State and County
Defendants” for, inter alia, depriving her of parenting time and the ability to make medical and
educational decisions for her children, blocking her from filing complaints about Hajdu-Nemeth,
and facilitating Hajdu-Nemeth’s kidnapping of her children. Ud. at 7.) Plaintiff asks that
Defendants Martinez and Yankova be removed and impeached “for failure to protect the public by
causing direct interference with the public policy of the entitlement of an American Citizen and/or
a Citizen residing in the State of New Jersey to be able to file a criminal complaint for a criminal
charge for the parental kidnapping of a child... .” Ud. at 3.) Plaintiff further requests “injunctive
relief by way of a Federal investigation into [the Board] and the process of handling complaints”
and asks that the Court “sanction[]” Dr. Walsh—who is not named as a defendant in this action—
by stripping him of his license. (/d.)
On February 4, 2022, after Plaintiff failed to provide proof of service of the Amended
Complaint, this case was administratively terminated pending service of the additional defendants.
(ECF No. 41.) On February 22, 2023, the Honorable Rukhsanah L. Singh ordered Plaintiff to
submit a letter to the Court regarding the status of service on the additional defendants by March
15, 2023. (ECF No. 42.) After Plaintiff failed to respond to Magistrate Judge Singh’s order, on
April 5, 2023 the Court issued a Notice of Call for Dismissal pursuant to Local Rule 41.1(a) for
lack of prosecution. (ECF No. 45.)
Tn the Amended Complaint, Plaintiff makes numerous allegations against the Judge Defendants and argues
that her “inalienable rights” should “trump Absolute Judicial Immunity, Quasi Immunity, [and] Qualified
Immunity.” (Amend. Compl. at 4.) As noted above, the Judge Defendants, as well as Defendants Howard
and Barracano, who served as probation officers for Somerset County, have been dismissed from this action
with prejudice. The Court therefore will not consider identical claims renewed against these Defendants.
On April 19, 2023, Plaintiff filed the pending Motion to Dismiss, seeking dismissal of her
claims against “the additional defendants EXCEPT FOR Karyn Weingarten, Yoana Yankova and
the State Board of Psychological Examiners which includes Indira Nunez, Michael Walker, and
the current Executive Director and agents of the [B]oard responsible for disciplinary action.” (ECF
No. 46 at 1.) Plaintiff also requests that the Court “extend [her] the time [she] need[s] to pursue
this matter” or allow her to “reopen it regardless of the statute of limitations.” (/d. at 9.) Finally,
Plaintiff requests “additional time to hire a third party to serve” Defendants. (/d. at 11.) On May
4, 2023, Plaintiff also filed a Motion for Order to Show Cause. (ECF No. 47.) In it, Plaintiff asks
the Court to issue an Order that “protects [her] from ongoing harassment and retaliation of the
Somerset County Probation Department and any Judges that partake in harassing [her] and
incarcerating [her] under false pretenses.” (/d. at 1.)
The Court will first address Plaintiffs pending motions. Then, the Court will consider its
subject matter jurisdiction over Plaintiff's claims. Finally, the Court will address the ongoing
issues with service of process in this case.
Il. LEGAL STANDARDS
a. Dismissal on Plaintiff's Request
Federal Rule of Civil Procedure 41 provides for a plaintiff to request that the Court dismiss
a pending case:
Except as provided in Rule 41(a)(1), an action may be dismissed at
the plaintiffs request only by court order, on terms that the court
considers proper. If a defendant has pleaded a counterclaim before
being served with the plaintiff's motion to dismiss, the action may
be dismissed over the defendant's objection only if the counterclaim
can remain pending for independent adjudication. Unless the order
states otherwise, a dismissal under this paragraph (2) is without
prejudice.
Fed. R. Civ. P. 41(a)(2). Courts have adopted a “liberal policy” for plaintiffs seeking voluntary
dismissal, and the Third Circuit instructs that Rule 41 motions generally “should be allowed unless
defendant will suffer some prejudice other than the mere prospect of a second lawsuit.” In re Paoli
R.R. Yard PCB Litig., 916 F.2d 829, 863 (3d Cir. 1990) (quoting 5 James Wm. Moore et al.,
Moore’s Federal Practice §41.05[1] (1988)); see also Andreozzi v. Warden McKean FCI,
828 F. App’x 141, 145 (3d Cir. 2020) (“Ordinarily, a motion for voluntary dismissal without
prejudice under Rule 41(a)(2) should be granted in the absence of prejudice to the opposing
party.”).
b. Eleventh Amendment Immunity
The Eleventh Amendment limits a federal court’s jurisdiction over actions against a state.
See In re Hechinger Inv. Co. of Del., 335 F.3d 243, 249 (3d Cir. 2003). The state’s sovereign
immunity from suit under the Eleventh Amendment also extends to ‘“‘arms of the state,” such as
state agencies and departments. See Pennhurst, 465 U.S. at 99; Chisolm v. McManimon, 275 F.3d
315, 322-23 (3d Cir. 2001) (“Eleventh Amendment immunity may be available to a state party-
in-interest notwithstanding a claimant’s failure to formally name the state as a defendant.”). The
protections of the Eleventh Amendment also extend to protect entities when “the state is the real,
substantial party in interest.” Ford Motor Co. v. Dep’t of Treasury, 323 U.S. 459, 464 (1945). In
general, “state agencies... are routinely afforded Eleventh Amendment immunity” where □□□□
judgment sought would expend itself on the public treasury or domain, or interfere with the public
administration, ...or if the effect of the judgment would be to restrain the Government from
acting, or to compel it to act.” Bennett v. City of Atlantic City, 288 F. Supp. 2d 675, 679 (D.N.J.
2003) (quoting Dugan v. Rank, 372 U.S. 609, 620 (1963)). A court may raise the issue of sovereign
immunity based on the Eleventh Amendment sua sponte. See Durham y, Kelley, No. 21-3187,
2023 WL 6108591, at *5 (3d Cir. Sept. 19, 2023) (recognizing a district court’s sua sponte review
of sovereign immunity); Jones v. U.S. Dist. Court for the Dist. of Del., 649 F. App’x 132, 132-33
(3d Cir. 2016) (affirming a district court’s sua sponte dismissal based on sovereign immunity).
c. Service of Process
Federal Rule of Civil Procedure 4 governs the requirements for proper service. Rule 4
provides that a plaintiff must serve his summons and complaint on each defendant within ninety
(90) days of filing the complaint. Fed. R. Civ. P. 4(m). If a defendant is not served within that time,
“the court—on motion or on its own after notice to the plaintiff—must dismiss the action without
prejudice against that defendant or order that service be made within a specified time. But if the
plaintiff shows good cause for the failure, the court must extend the time for service for an
appropriate period.” /d.
Tt. DISCUSSION
a. Plaintiff?s Motions
At the outset, the Court considers Plaintiff’s own motion to dismiss all additional
Defendants except for Defendant Weingarten (who was named in the original Complaint),
Defendant Yankova, and “the State Board of Phycological Examiners which includes Indira
Nunez, Michael Walker, and the current Executive Director and agents of the board responsible
for disciplinary action” (“Board Defendants”). (ECF No. 46 at 1.) The Court does not perceive any
prejudice to the additional defendants, who have not yet been served in this case, let alone filed a
counterclaim. Accordingly, Plaintiff's Motion to Dismiss is GRANTED, and Defendants Borough
of Garwood, Township of Franklin Somerset, Jiminez, and Martinez are hereby DISMISSED
without prejudice.”
Also pending is Plaintiff's “Motion for an Order to Show Cause,” requesting an order
protecting her from “ongoing harassment and retaliation of the Somerset County Probation
Department and any Judges that partake in harassing [her] and incarcerating [her] under false
pretenses.” (ECF No. 47 at 1.) As for relief, Plaintiff asks for an “order of protection” and “change
in venue to get [her] case out of Somerset County.” (/d.) Plaintiff seems to allege that the Judge
Defendants and the Somerset County Probation Department retaliated against her for filing this
lawsuit by having her “falsely accused, arrested, [and] incarcerated based on a false pretense that
[she] was not in compliance with child support payments.” (id. at 2.) Chief Judge Wolfson already
dismissed Plaintiffs claims that the Judge Defendants “punished” Plaintiff or “‘retaliate[d]” against
her, (Compl. {J 76-78; ECF No. 22 at 4-6), and denied Plaintiffs request move her case out of
Somerset County, finding that Plaintiff's official capacity claims against these Defendants were
barred by the Eleventh Amendment and Plaintiff's individual capacity claims against same were
barred by the judicial and quasi-judicial immunity doctrines, (id. at 4—6).? The Judge Defendants
have been dismissed from this action with prejudice, as have Somerset County probation officers,
Defendants Howard and Barracano, (ECF No. 22.) Accordingly, Plaintiff may not attempt to state
claims against these Defendants, and her Motion for an Order to Show Cause is DENIED.
* In her Motion to Dismiss, Plaintiff also requests that the time to effect service be extended and that the
Court subpoena the Board for the contact information of its current and former directors, These requests
are addressed below.
> To the extent that Plaintiff is now attempting to state claim against the Somerset County Probation
Department, itself, or against different Somerset County probation officers not previously named as
defendants, these claims are also barred by the Eleventh Amendment and judicial and quasi-judicial
immunity doctrines.
b. Eleventh Amendment Immunity
Next, the Court will dismiss Plaintiff's claims against the Board as same are barred by the
Eleventh Amendment. Plaintiff’s claims against the Board pertain to the alleged conduct of
psychologist, Dr. Walsh. Plaintiff alleges that the Board, which regulates the licensure of
psychologists in the state of New J ersey, refused to address her complaints about Dr. Walsh, who
Plaintiff alleges was “directly involved in the scheme of the premeditated kidnapping” of her
children. (Amend. Compl. at 5.) Plaintiff alleges that Dr. Walsh “conditioned and gaslighted [her]
children,” which caused them to not want to remain in Plaintiffs custody. (/d. at 5, 30.) Plaintiff
claims that the Board failed “to adhere to the standards of their job description” and failed to
protect her from Dr. Walsh’s abuse of authority as a child custody evaluator. (/d. at 6, 8.) Plaintiff
seeks “injunctive relief by way of a Federal investigation into the [the Board] and the process of
handling complaints”; she also requests that her complaints against Dr. Walsh be addressed and
that he be “sanctioned accordingly with a loss of his license.” (/d. at 3.)
The Court finds that the Board is an arm of the state and, therefore, is entitled to sovereign
immunity under the Eleventh Amendment. The Board is part of the Division of Consumer Affairs
within the New Jersey Department of Law and Public Safety. Courts in this district have already
determined that the Division of Consumer Affairs and Department of Law and Public Safety are
arms of the state for the purpose of Eleventh Amendment immunity. See, e.g., Johnson, v. □□□
State Bd. of Cosmetology and Hairstyling, No. 21-10429, 2022 WL 645518, at *3 (D.N.J. Mar. 4,
2022); Kaul v. Christie, 372 F. Supp. 3d 206, 243 (D.N.J. 2019); Cook v. Superior Ct. of N.J., No
10-409, 2010 WL 2836409, at *1 (D.N.J. July 14, 2010). Indeed, one court in this district has held
that the New Jersey State Board of Medical Examiners, which, like the New Jersey State Board of
Psychological Examiners, is housed in the Division of Consumer Affairs, was immune from suit
under the Eleventh Amendment. Zahl v. N.J. Dep’t of L. & Pub. Safety, No. 06-3749, 2008 WL
816821, at *1 (D.N.J. Mar. 26, 2008). Accordingly, the Court finds that the Board is entitled to
Eleventh Amendment Immunity, and thus the Board is DISMISSED from this action with
prejudice.
c. Service of Process
Finally, the Court turns to the issues with service of process in this case. As noted above,
there is no indication on the docket, or otherwise from Plaintiff, that Plaintiff has served the
additional defendants named in the Amended Complaint. Plaintiff filed the Amended Complaint
over a year and a half ago, on January 28, 2022. (ECF No. 39.) After Plaintiff failed to provide
proof of service, this case was administratively terminated pending service of the additional
defendants. (ECF No. 41.) Thereafter, Judge Singh ordered Plaintiff to submit a letter to the Court
regarding the status of service on the additional defendants, (ECF No. 42), and after Plaintiff failed
to do so, the Court issued a Notice of Call for Dismissal, which was withdrawn after Plaintiff filed
her Motion to Dismiss and Motion for Order to Show Cause.
In her Motion to Dismiss, Plaintiff concedes that she has not served the additional
Defendants and requests additional time to do so.4 (ECF No. 46 at 3.) Accordingly, by November
“ Plaintiff also represents that she has not served Defendant Weingarten. (ECF No. 46 at 3.) However, the
Court notes that Defendant Weingarten, who was named in the original Complaint, was served with a
summons and the original Complaint. (ECF No. 3 at 1.) When a defendant has been properly served with a
summons and original complaint under Rule 4, service of an amended complaint need only comply with
Rule 5. Fontanez y. Hicks, No, 22-20286, 2021 WL 1608902, at *4 (D.N.J. Apr. 23, 2021); Freedom Med.,
Inc. Hall, No. 06-3195, 2012 WL 13005482, at *1 (E.D. Pa. Sept. 21, 2012); see also Local Civil Rule
5.1(a). Rule 5’s service requirements are more lenient than those under Rule 4; they permit, inter alia,
service simply by filing with the court’s electronic-filing system. Fed. R. Civ. P. 5(b). Defendants noted in
a footnote in their Motion to Dismiss that original service upon Defendant Weingarten was not proper under
Rule 4 because she was not personally served; indeed, Plaintiff’s certificate of service states that the
summons and complaint were left with paralegal, Barbara Sullivan. (ECF No. 3 at 1.) However, the Court
need not decide whether service of the summons and original Complaint was proper under Rule 4 because
Defendant Weingarten has since appeared in this action, Therefore, service of process upon her need not
be “effected anew.” Kane v. Cent. Am. Min. & Oil, Inc., 235 F. Supp. 559, 566 (S.D.N.Y. 1964); see also
10
15, 2023, Plaintiff is directed to effect service on the additional Defendants in compliance with
Rule 4, or the case against any Defendant who has not been so served shall be dismissed without
prejudice pursuant to Rule 4(m) for failure to effect proper service.
4B Wright & Miller, Federal Practice & Procedure § 1146 (4th ed. 2022); 1 James Moore et al. Moore’s
Federal Practice — Civil § 5.03 Gd ed. 2022),
° Plaintiff also requests, without citation to legal authority, a subpoena for the address and contact
information “of the former Executive Director of the Board of Psychological [E]xaminers Michael Walker
Phd. who Endira Nunez replaced and now to Edie Nugent Executive Director at P.O Box 45017 Newark,
New Jersey 07101.” (ECF No. 46 at 4, 11). Plaintiff’s request is difficult to discern, and the Court will not
hypothecate as to what Plaintiff is seeking. Moreover, while Courts in the Third Circuit permit plaintiffs,
upon a showing of good cause, to move for leave to serve early discovery to obtain the identities of
defendants so that they may be served, Plaintiff has not demonstrated the requisite good cause. Strike 3
Holdings, LLC v. Doe, No. 18-12585, 2020 WL 3567282, at *4 (D.N.J. June 30, 2020) (quotation marks
and citations omitted); Malibu Media, LLC v. John Doe, No. 16-942, 2016 WL 952340, *1 (D.N.J. Mar.
14, 2016) (quotation marks and citations omitted),
11
IV. CONCLUSION
For the foregoing reasons, Plaintiff's Motion to Dismiss is GRANTED and Motion for
Order to Show Cause is DENIED. In addition, the Board is DISMISSED from this action with
prejudice based on Eleventh Amendment immunity. Finally, Plaintiff is ORDERED, by
November 15, 2023, to effect service on the additional Defendants in compliance Rule 4, or the
case against any Defendant who has not been so served shall be dismissed without prejudice
pursuant to Rule 4(m) for failure to effect proper service.
eal T KIRSCH —
UNITED STATES DISTRICT JUDGE
Dated: October 16, 2023
12