Opinion

JOHNSON v. United States

Court
District Court, D. New Jersey
Filed
Sep 21, 2022
Cited by
0 cases
Authority
More cited than 25.4%

holding that any reduction in sentence constitutes substantial prejudice for purposes of Strickland analysis

How later courts described this case

  • holding that any reduction in sentence constitutes substantial prejudice for purposes of Strickland analysis
  • holding that any inaccurate statements by defense counsel about sentencing were irrelevant because the defendant was advised of the maximum sentence, the Guidelines range applicable to his case, and the advisory nature of the Guidelines during the plea colloquy.
  • "Karenbauer has failed to show prejudice under Strickland's second prong because he cannot demonstrate a reasonable probability that he would have been found incompetent if only his attorney had asked for a hearing."
  • “If it is easier to dispose of an ineffectiveness claim on the ground of lack of sufficient prejudice, . . .that course should be followed.”

Written by the judges who cited it.

The opinion

NOT FOR PUBLICATION

UNITED STATES DISTRICT COURT

DISTRICT OF NEW JERSEY

CAMDEN VICINAGE

:

KARIM JOHNSON, :

: Civ. No. 19-13355 (RMB)

Petitioner :

:

v. : OPINION

:

UNITED STATES OF AMERICA, :

:

Respondent :

:

RENÉE MARIE BUMB, United States District Judge

This matter comes before the Court upon Petitioner Karim Johnson's

(“Johnson”) Amended Motion to Vacate, Set Aside, or Correct Sentence under 28

U.S.C. § 2255 (Am. § 2255 Motion, Docket No. 3) and Respondent’s answer in

opposition to the motion. (Answer, Docket No. 11.) Johnson did not file a reply brief.

For the reasons discussed below, this Court will deny grounds two, three and four of

the amended § 2255 motion, and reserve on ground one, recusing for further

proceedings with substitute counsel with assignment to a new District Judge.

I. BACKGROUND

On March 26, 2018, Johnson pleaded guilty in U.S. v. Johnson, Criminal Action

No. 18-144 (RMB) (D.N.J.), to a one-count Information charging him with conspiracy

to distribute and to possess with intent to distribute 28 grams or more of crack cocaine,

contrary to 21 U.S.C. §§ 841(a)(1) and (b)(1)(B), and in violation of 21 U.S.C. § 846.1

(Plea Hearing Tr., Crim Docket No. 39.) Johnson was represented by Stanley O.

King, Esq. ("Attorney King"). The presentence investigation report ("PSR") prepared

by the United States Probation Office ("USPO") showed that the Government

developed evidence through, among other things, intercepted telephone calls,

controlled drug purchases, and pole camera surveillance, that from October 2016 to

June 2017, Johnson sold crack and furanyl fentanyl, marketed as heroin, to customers

and a confidential source on and around the 1700 block of Filmore Street. (PSR ¶¶ 43-

59.)2 The Government uncovered further evidence that Johnson worked regular shifts

selling drugs on that block for a drug trafficking organization. (Id.)

As part of the plea agreement, the parties agreed that Johnson joined the drug

trafficking conspiracy, and that his relevant and readily foreseeable conduct involved

569.3 grams of crack and 141 grams of furanyl fentanyl. (PSR ¶ 69; and Plea

Agreement, Schedule A, ¶ 3, Crim Docket No. 25 at 6.) Based on his prior convictions

for controlled substance offenses, Johnson acknowledged that he might qualify as a

career offender under U.S.S.G. § 4B1.1, which would increase his adjusted offense

level to 31. (Id., ¶ 4.) Johnson partially waived his right to appeal if his sentence was

1 This Court will refer to the docket entries in U.S. v. Johnson, 18cr144 (RMB) (D.N.J.),

available at www.pacer.gov, as "Crim. Docket No." Page references are to the page

numbers assigned by the Court's case management electronic case filing system, CM-ECF.

2 The PSR is confidential and is not filed on the public docket. See United States v. Blanco, 884

F.2d 1577, 1578 (3d Cir. 1989) ("There is a general presumption that the courts will not

grant third parties access to the presentence reports of other individuals."))

2

within the Guidelines range based on an offense level of 31, except that he could

challenge the court’s determination of his criminal history category. (Plea Agreement,

Schedule A, ¶ 9, Crim. Docket No. 25 at 7.) The waiver in the plea agreement did not

prevent Johnson from bringing claims of ineffective assistance of counsel under § 2255.

(Id. at 4.) On March 26, 2018, this Court accepted Johnson's formal plea after a

thorough colloquy. (Plea Hearing Tr., Docket No. 39.)

At the sentencing hearing on July 25, 2018, the issue arose that the PSR

contained a finding by Dr. Gerald Cooke that Johnson suffered intellectual

impairments and was reading at a kindergarten level. ("First Sent. Tr.", Crim. Docket

No. 37 at 18-28.) The sentencing hearing was continued to obtain a supplemental

expert report by Dr. Cooke, in light of Johnson's apparently inconsistent statement at

during the plea colloquy that he read the plea documents. (Id.) When the sentencing

hearing continued on November 27, 2018, Dr. Cooke testified about his intellectual

and psychological testing and evaluation of Johnson. (“Second Sent. Tr.”, Crim.

Docket No. 38 at 8-63.) Attorney King and Johnson confirmed that Johnson fully

understood the plea agreement, did not wish to withdraw the guilty plea, and wished

to proceed with sentencing. (Id. at 73-76.)

This Court adopted the PSR and found that Johnson's offense level was 31 and

his criminal history category was VI, which produced a recommended Guidelines

range of 188 to 235 months. (Id. at 76-77.) After consideration of the relevant

sentencing factors under 18 U.S.C. § 3553, this Court granted a five-level variance,

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resulting in an offense level 26 and a Guidelines range of 120 to 150 months. ((Second

Sent. Tr., Crim. Docket No. 38 at 137.) This Court imposed a prison sentence of 120

months, and varied upward to impose an eight-year term of supervised release. (Id. at

138.) Johnson did not appeal, but he filed a motion to vacate, set aside or correct

sentence under 28 U.S.C. § 2255 on June 3, 2019, and filed the present amended §

2255 motion on July 9, 2019. By order dated September 17, 2019, this Court directed

Attorney King to provide relevant information to the Government regarding

Johnson’s § 2255 claims. (Order, Docket No. 8). Attorney King submitted a

declaration pursuant to 28 U.S.C. § 1746, and the Government filed that declaration

(“King Decl.”, Exhibit J, Docket No. 11-10) as part of its answer to Johnson’s § 2255

motion.

II. STATUS CONFERENCE HEARING

On June 4, 2021, this Court appointed counsel, pursuant to 18 U.S.C. §

3006A(a)(2)(B), to represent Petitioner in an evidentiary hearing. (Order, Docket No.

12.) After Johnson's first appointed counsel withdrew, Ira M. Slovin, Esq. was

appointed on July 29, 2021. (Docket No. 16.) Attorney Slovin requested an in person

case status conference because it appeared that the matter could be resolved without

an evidentiary hearing. (Letter, Docket No. 18.) A status conference was held via

Zoom on March 30, 2022. (Docket No. 22.) After this Court's colloquy with Johnson,

which was procedural and hypothetical in nature, this Court recommended that

counsel speak privately with Johnson. Counsel, however, inadvertently disclosed his

4

communication with Johnson on the merits of ground one of the amended § 2255

motion. This disclosure was solely with respect to ground one of the amended § 2255

motion.

Unfortunately, this Court believes that the inadvertent disclosure before this

Court during the status conference renders it unable to provide an impartial hearing

on this one claim. Pursuant to 28 U.S.C. § 455(a), this Court will recuse itself from

determining solely ground one of the amended § 2255 motion, so that it might be heard

by an impartial decision-maker who has not been exposed to a communication

between the petitioner and his counsel on the substance of the claim. Further, this

Court will docket only the minutes of the March 30, 2022 status conference and will

maintain the transcript of the status conference in chambers, marked as confidential.

This Court will order appointment of substitute counsel under 18 U.S.C. § 3006A(a)(2)

for ground one of the amended § 2255 motion, and direct the case to be randomly

assigned before a new District Judge. This Court will, however, address grounds two

through four of the amended petition below without an evidentiary hearing because

"the motion and the files and records of the case conclusively show that the prisoner

is entitled to no relief" and grounds two through four do not deal with the substance

of the improvidently disclosed communication. 28 U.S.C. § 2255(b).

5

III. DISCUSSION

A. Legal Standard

A prisoner in federal custody may move to vacate, set aside, or correct his

sentence on the ground that the sentence was imposed in violation of the Constitution

or laws of the United States. 28 U.S.C. § 2255(a). Courts should liberally construe pro

se § 2255 motions. United States v. Delgado, 363 F. App’x 853, 855 (3d Cir. 2010). To

establish an ineffective assistance of counsel claim in violation the Sixth Amendment,

a defendant must demonstrate that (1) counsel’s performance was deficient; and (2)

counsel’s deficient performance prejudiced the defense. Strickland v. Washington, 466

U.S. 668, 687 (1984). In order to establish deficient performance, a defendant must

show that counsel “made errors so serious that counsel was not functioning as the

‘counsel’ guaranteed the defendant by the Sixth Amendment.” Id. “Judicial scrutiny

of counsel’s performance must be highly deferential … a court must indulge a strong

presumption that counsel’s conduct falls within the wide range of reasonable

professional assistance; that is, the defendant must overcome the presumption that,

under the circumstances, the challenged action might be considered sound trial

strategy.” 466 U.S. at 689-90 (internal quotations omitted). Accordingly, counsel’s

“strategic choices made after thorough investigation of law and facts relevant to

plausible options are virtually unchallengeable.” Strickland, 466 U.S. at 690-691.

To establish prejudice, a defendant must show that there is a “reasonable

probability that, but for counsel’s unprofessional errors, the result of the proceeding

6

would have been different. A reasonable probably is a probability sufficient to

undermine confidence in the outcome.” Id. at 694. “[A] verdict or conclusion only

weakly supported by the record is more likely to have been affected by errors than one

with overwhelming record support.” Id. at 696.

“[T]he two-part Strickland v. Washington test applies to challenges to guilty pleas

based on ineffective assistance of counsel.” Hill v. Lockhart, 474 U.S. 52, 58 (1985). “In

the context of pleas a defendant must show the outcome of the plea process would

have been different with competent advice.” Lafler v. Cooper, 566 U.S. 156, 163 (2012).

“[I]n order to satisfy the ‘prejudice’ requirement, the defendant must show that there

is a reasonable probability that, but for counsel's errors, he would not have pleaded

guilty and would have insisted on going to trial.” Hill, 474 U.S. at 59. Lack of prejudice

is independently sufficient to dismiss an ineffective assistance of counsel claim.

Strickland, 466 U.S. at 697 (“If it is easier to dispose of an ineffectiveness claim on the

ground of lack of sufficient prejudice, . . .that course should be followed.”) Although

“sentencing does not concern the defendant's guilt or innocence, ineffective assistance

of counsel during a sentencing hearing can result in Strickland prejudice because any

amount of [additional] jail time has Sixth Amendment significance.’” Lafler, 566 U.S.

156, 165 (quoting Glover v. United States, 531 U.S. 198, 203 (2001)). To establish

prejudice, the petitioner must establish the reasonable probability of a shorter sentence.

United States v. Smack, 347 F.3d 533, 540 (3d Cir. 2003) (citing Glover, 531 U.S. 198

7

(2001) (holding that any reduction in sentence constitutes substantial prejudice for

purposes of Strickland analysis)).

B. Analysis

1. Ground Two: Guilty plea was not knowing, intelligent or

voluntary

In ground two of his amended § 2255 motion, Johnson asserts that his guilty

plea was not knowing, intelligent or voluntary because this Court did not ask him

about the nature of the offense, his participation in the offense and did not explain the

elements of conspiracy. (Am. § 2255 mot., Docket No. 3.) Johnson claims his counsel

was ineffective for failing to raise this claim on appeal, but due to the partial appellate

waiver in the plea agreement, this Court will construe his claim as alleging counsel

failed to provide effective assistance during the plea colloquy. Respondent opposes

relief based on Johnson's failure to allege prejudice. (Answer, Docket No. 11 at 9-14.)

Even if Johnson had alleged that he would not have entered the guilty plea because he

did not understand the offense charged, Respondent submits that Johnson had no

viable defense at trial based on the evidence proffered against him, and the only way

to reduce his sentencing exposure was to plead guilty. (Id. at 12.) Therefore, he cannot

establish prejudice.

For the reasons discussed below, this Court finds that counsel was not

ineffective by failing to object to the acceptance of Johnson's guilty plea because the

plea colloquy establishes that Johnson's plea was knowingly, voluntarily and

8

intelligently made. During the plea colloquy, and again at the sentencing hearing on

November 27, 2018, Johnson affirmed that he read with his counsel, understood, and

discussed the charges in the Information to which he pleaded guilty. (Crim. No. 18-

144, Plea Hearing Tr., Docket No. 39 at 5-7; Second Sent. Tr., Crim. Docket No. 38

at 73-76.) He affirmed that he had the opportunity to ask his counsel questions, and

that he asked all of the questions that he had. (Id.)

During the plea colloquy, this Court set out the charges in the Information and

discussed the potential penalties and application of the advisory sentencing guidelines

with Johnson. (Id. at 16-26.) Prior to Johnson providing the factual basis for his guilty

plea, Attorney King, to make clear that the conspiracy Johnson would plea to had

existed for a period of time before he joined the conspiracy, raised the issue of how to

phrase the question. (Crim. Action No. 18-144, Plea Hearing Tr., Docket No. 39 at

26-30.) After discussion with counsel for both parties, this Court posed the following

questions to Johnson.

THE COURT: … Mr. Johnson, on a date occurring in or

after November 2016 through on or about June 13, 2017,

did you knowingly conspire and agree with other

individuals named in the information to distribute and to

possess with intent to distribute 28 grams or more of

cocaine base, in other words, crack cocaine?

THE DEFENDANT: Yes.

THE COURT: Did you use the nickname "Chickie"

during this time frame?

THE DEFENDANT: Yes.

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THE COURT: And did members of the charged

conspiracy refer to you by that nickname?

THE DEFENDANT: Yes.

THE COURT: As part this drug conspiracy, did you

knowingly sell crack cocaine to customers on and around

the 1700 block of Filmore Street during the time period I

just asked you about?

THE DEFENDANT: Yes.

THE COURT: And as part of this drug conspiracy, did

you knowingly sell what you believed to be heroin to

customers on or around the 1700 block of Filmore Street

during the time period we just discussed?

THE DEFENDANT: Yes.

THE COURT: Do you agree that the substances sold as

heroin by members of the conspiracy to confidential

human sources working with the Federal Bureau of

Investigation were in fact predominantly furanyl fentanyl,

as determined by the laboratory testing conducted by the

Drug Enforcement Administration?

THE DEFENDANT: Yes.

THE COURT: On April 21, 2017 did you sell quantities of

crack cocaine and what you believed to be heroin to an

FBI confidential human source in exchange for $300

during a meeting with the source on the 1700 block of

South 6th Street, which is one block away from the 1700

block of Filmore Street?

THE DEFENDANT: Yes.

THE COURT: Did you profit from the sale of a controlled

substance as part of this conspiracy?

THE DEFENDANT: Yes.

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THE COURT: Did you communicate with other members

of the conspiracy over the telephone to further the

conspiracy?

THE DEFENDANT: Yes.

THE COURT: Did you use the cellular telephone number

assigned (856) 481-5739 for this purpose?

THE DEFENDANT: Yes.

THE COURT: And do you agree that the conspiracy and

your relevant conduct in this conspiracy involved at least

569.3 grams of crack cocaine?

(Plea Hearing Tr., Docket No. 39 at 30-32.) Johnson then questioned the meaning of

"relevant conduct" because he was charged with possession with intent to distribute

only 28 grams of controlled substances. (Id. at 32-34.) The Court read the definition

of "relevant conduct" from the U.S. Sentencing Guidelines, and Johnson stated that

he understood, but he wanted to be sure that he was not pleading guilty to having been

personally involved with more than 28 grams. (Plea Hearing Tr., Docket No. 39 at 32-

34.) The Court gave Johnson time to confer with his attorney in private, and Johnson

then stated on the record that all of his questions were answered and that he

understood relevant conduct. (Id. at 34-35.)

The colloquy continued:

THE COURT: … Do you agree that the conspiracy and

your relevant conduct involved at least 569.3 grams of

crack cocaine?

THE DEFENDANT: Yes.

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THE COURT: Do you agree that the conspiracy and your

relevant conduct involved at least 141 grams of furanyl

fentanyl?

THE DEFENDANT: Yes.

THE COURT: Are you guilty of conspiring with others to

engage in the distribution of and the possession with intent

to distribute 28 grams or more of crack cocaine as charged

in the information?

THE DEFENDANT: Yes.

THE COURT: And do you agree with all the stipulations

contained in Schedule A of the plea agreement?

THE DEFENDANT: Yes.

THE COURT: Are there any questions at all that you

have for me before I ask you to enter a formal plea?

THE DEFENDANT: No.

(Plea Hearing Tr., Docket No. 39 at 35-36.) After the Government entered its

proffer, Johnson formally pleaded guilty to the Information. (Id. at 37.) At the second

sentencing hearing, Mr. King read the plea documents to Johnson again and

explained everything to him. (Second Sent. Tr., Crim. Docket No. 38 at 73-76.)

Johnson then confirmed that Mr. King had read the plea documents with him,

answered all of his questions, and he wanted to plead guilty and continue with

sentencing. (Id.)

Based on the above record, this Court explained the nature of the offense to

Johnson, and Johnson explained his participation in the offense, to wit, joining a drug

trafficking organization for financial gain, where his role was selling a particular

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quantity and type of drugs at a specified time and place. Johnson alleges this Court

failed to define conspiracy. (Second Sent. Tr., Crim. Docket No. 38 at 73-76.) "In the

context of a drug conspiracy prosecution brought under 21 U.S.C. § 846," the elements

of conspiracy are: "'1) a shared unity of purpose, (2) an intent to achieve a common

illegal goal, and (3) an agreement to work toward that goal, which [the defendant]

knowingly joined.'" United States v. Claxton, 685 F.3d 300, 305 (3d Cir. 2012) (quoting

United States v. Boria, 592 F.3d 476, 481 (3d Cir. 2010)). The elements and meaning of

conspiracy were apparent in the plea colloquy, when Johnson affirmed that he agreed

with other individuals named in the Information to distribute and to possess with

intent to distribute 28 grams or more of crack cocaine during a particular timeframe

and at a particular location, that he profited from the sale, and that he communicated

by telephone with other members of the conspiracy for the purpose of furthering the

conspiracy.

Moreover, Johnson did not allege in his amended § 2255 motion what it is that

he misunderstood about the elements of conspiracy, the nature of the offense and his

participation in the offense, and how his misunderstanding caused him to plead guilty

instead of going to trial. In other words, he did not allege prejudice resulting from

counsel's failure to object to a deficiency in the plea colloquy. Regardless of his failure

to specifically allege prejudice, the Government's proffer of audio and video recordings

on which Johnson communicated with co-conspirators about selling drugs during the

time frame and at the location alleged in the Information, together with actual

13

recordings of his drug sales on that block, there is nothing in the record to suggest that

Johnson would reasonably have gone to trial rather than plead guilty with further

explanation of the charges during the plea colloquy. (See Government's proffer,

Answer, Exhibits A-H, Docket Nos. 11-1 to 11-8.) Johnson’s guilty plea afforded him

a three-level downward adjustment for acceptance of responsibility that he would not

have received if convicted at trial, a near certainty based on the abundance of evidence.

See, Evola v. Atty. Gen. of U.S., 190 F. App'x 171, 175 (3d Cir. 2006) (assuming

ineffective assistance with respect to the defendant's guilty plea, holding that the

petitioner failed to establish Strickland prejudice where there was overwhelming

evidence of his guilt in the record.) Therefore, this Court denies the ineffective

assistance of counsel claim in ground two of the amended § 2255 motion.

2. Ground Three: Counsel's deficient advice regarding

application of the Sentencing Guidelines

In ground three of the amended § 2255 motion, Johnson alleges that his counsel

provided misinformation about his sentencing exposure, and the sentencing

proceedings establish that he was not informed of his sentencing exposure at trial.

(Am. § 2255 motion, Docket No. 3 at 7.) Respondent opposes relief because Johnson

has not alleged that but for this vague allegation of error, he would have proceeded to

trial. (Answer, Docket No. 11 at 15-17.) Additionally, Respondent submits that even

“an erroneous sentencing prediction by counsel is not ineffective assistance of counsel

where, as here, an adequate plea hearing was conducted.” (Id. at 16, quoting United

14

States v. Shedrick, 493 F.3d 292, 299 (3d Cir. 2007)). Moreover, for purposes of this

proceeding, Attorney King declared under oath that he had several discussions with

Johnson regarding both the statutory penalties and Guidelines ranges that would apply

based on various charges he might face if he pleaded guilty or went to trial. ("King

Decl."), Docket No. 11-10, Exhibit J, ¶¶ 6, 7.))

Even if this Court were to assume that Attorney King misinformed Johnson

about his sentencing exposure, this Court's colloquy cured any defects in counsel's

advice. See e.g., United States v. Delbridge, 504 F. App'x 145, 150 (3d Cir. 2012) (holding

that any inaccurate statements by defense counsel about sentencing were irrelevant

because the defendant was advised of the maximum sentence, the Guidelines range

applicable to his case, and the advisory nature of the Guidelines during the plea

colloquy.) First, this Court described how the USPO's investigation into whether

Johnson was a career offender might cause his adjusted offense level to jump as high

as 37. (Plea Hearing Tr., Docket No. 39 at 8.) Second, this Court advised Johnson

that the statute that he was pleading guilty to carried a mandatory minimum five-year

sentence and a statutory maximum of 40 years, and a 4-year minimum term of

supervised release, up to lifetime supervised release. (Id. at 16, 18.) Third, this Court

described the sentencing factors it would consider, the advisory nature of the

Sentencing Guidelines, and the USPO's role in suggesting the appropriate adjusted

offense level, including the consideration of relevant conduct. (Id. at 20-22.) Fourth,

this Court advised Johnson that it was impossible to know what the Guidelines range

15

would be until the USPO completed the PSR. (Id. at 22.) Most significantly, this Court

advised Johnson that he could not withdraw his guilty plea on the grounds that

Attorney King's prediction of his sentence was inconsistent with the ultimate sentence

imposed. (Id. at 23.)

At sentencing, after crediting Johnson's acceptance of responsibility, and

varying downward for the prison term and upward for the term of supervised release

based on the relevant sentencing factors, Johnson was sentenced to a 120-month term

of imprisonment and an 8-year term of supervised release. There is nothing

inconsistent with his Court's discussion of sentencing during the plea colloquy and

Johnson's was ultimate sentence. Thus, Johnson's claim in ground three of the

amended § 2255 motion fails to state a claim of ineffective assistance of counsel. See

e.g., Shedrick, 493 F.3d at 299 (holding the defense counsel's conjectures to his client

about sentencing are irrelevant where the written plea agreement and in-court guilty

plea colloquy clearly establish the defendant's maximum potential exposure and the

sentencing court's discretion.")

3. Ground Four: Counsel was ineffective for failing

to request a competency hearing

In ground four, Johnson claims that his counsel provided ineffective assistance

because he failed to request a competency hearing after obtaining Johnson's

intellectual and psychological evaluation, which suggested that Johnson had

intellectual impairments and difficulty maintaining concentration and attention.

16

(Am. § 2255 motion, Docket No. 3 at 8.) Respondent submits that this claim is

frivolous because Johnson does not claim that he was incompetent, the record does

not support a claim of incompetency, and this Court determined there were no

competency issues. (Answer, Docket No. 11 at 17-21.)

This Court will construe Johnson's claim as alleging that he was incompetent

to plead guilty. The record, however, conclusively shows that Johnson is not entitled

to relief on this claim. As discussed below, there is nothing in the record to support a

claim of incompetency. In the plea colloquy, Johnson advised this Court that he was

in the 11th grade in terms of his GED courses. (Plea Hearing Tr., Crim. Docket No.

39 at 4.) He affirmed that he had read and discussed the plea documents with

counsel, that he understood this Court's explanations during the plea hearing, and he

demonstrated his understanding by asking insightful questions about what might

happen at sentencing. (Plea Hearing Tr., Crim. Docket No. 39 5-26, 30-36.)

When Johnson first appeared for sentencing on July 25, 2018, Attorney King

stated, based on the forensic evaluation by Psychologist Gerald Cooke, that Johnson

could read only at a kindergarten level. (First Sent. Tr., Docket No. 37 at 18.) This

Court was concerned with the consequences of Dr. Cooke's opinion because

someone reading at a kindergarten level could not read the plea documents. (Id. at

18-21.) Attorney King explained how he had assured himself that Johnson

understood the plea documents by reading them together and repetitively explaining

the documents, and added that he had never questioned Johnson's competence to

17

engage in the proceedings. (Id. at 21-22, 27.) This Court stated that Johnson's legal

competence was not in question but expressed concern over his understanding of the

plea agreement, based on his reading level and intellectual impairments described in

Dr. Cooke's evaluation. (Id. at 22-23.) Therefore, this Court continued the sentencing

hearing and requested that Dr. Cooke prepare a supplemental report on the issue of

whether Johnson understood and accepted the terms of the plea agreement. (Id. at

22-23, 26.)

In his supplemental report, Dr. Cooke concluded:

Despite his disabilities, it is my opinion that [Johnson] is

competent to sufficiently understand the plea agreement

when discussed with him verbally (clearly he is unable to

read it), and then enter a plea. Also, he has been to court

many times over the years and does have a basic

understanding of the proceedings.

(Answer, Exhibit I, Docket No. 11-9.)

When the sentencing hearing continued on November 27, 2018, Dr. Cooke

testified about his performance of and the results from Johnson's intellectual and

psychological evaluation. (Second Sent. Tr., Crim. Docket No. 38 at 8-58.) At the

conclusion of Dr. Cooke's testimony, this Court instructed Attorney King to confer

with Johnson, read the plea agreement and Rule 11 form to him, and determine

whether he fully understood. (Id. at 69-71.) After conferring with Johnson, Attorney

King represented that Johnson understood the plea documents and proceedings and

wished to go forward with sentencing. (Id. at 73.) Johnson then confirmed that

18

Attorney King had read the documents to him, that he fully comprehended the plea

documents, and all of his questions were answered to his satisfaction. (Id. at 74-76.)

This Court acknowledged that there never was a basis to question Johnson's

understanding of the illegality and severity of his actions, in other words, his

competence. (Id. at 133.) Therefore, Johnson fails to state an ineffective assistance of

counsel claim. See e.g., Taylor v. Horn, 504 F.3d 416, 438 (3d Cir. 2007) (holding that

counsel's interactions with the defendant, paired with two expert opinions acquired

years earlier that the defendant was competent, "were sufficient for counsel to

reasonably forego a competency hearing"); see also Karenbauer v. Beard, 390 F. App'x

73, 80 (3d Cir. 2010) ("Karenbauer has failed to show prejudice under Strickland's

second prong because he cannot demonstrate a reasonable probability that he would

have been found incompetent if only his attorney had asked for a hearing.") This

Court denies ground four of the amended § 2255 motion.

IV. CERTIFICATE OF APPEALABILITY

Unless a circuit justice or judge issues a certificate of appealability, an appeal

may not be taken from a final order in a proceeding under 28 U.S.C. § 2255. 28 U.S.C.

§ 2253(c)(1)(B). A certificate of appealability may issue “only if the applicant has made

a substantial showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2).

“A petitioner satisfies this standard by demonstrating that jurists of reason could

disagree with the district court’s resolution of his constitutional claims or that jurists

could conclude the issues presented are adequate to deserve encouragement to proceed

19

further.” Miller-El v.Cockrell, 537 U.S. 322, 327 (2003). For the reasons discussed above,

jurists of reason would not find it debatable that Johnson failed to establish a Sixth

Amendment ineffective assistance of counsel claim on grounds two, three and four of

his amended § 2255 motion.

V. CONCLUSION

For the reasons discussed above, pursuant to 18 U.S.C. 3006A(a)(2)(B), this

Court will appoint substitute counsel for ground one of the amended § 2255 motion

and recuse from determining ground one. This Court denies grounds two, three and

four of the amended § 2255 motion and denies a certificate of appealability.

An appropriate Order shall follow.

Dated: September 21, 2022

s/Renée Marie Bumb

RENÉE MARIE BUMB

United States District Judge

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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