finding that with the exception of a claim of racial discrimination in the selection of grand jurors, a “petit jury’s guilty verdict render[s] any prosecutorial misconduct before the indicting grand jury harmless”
How later courts described this case
- finding that with the exception of a claim of racial discrimination in the selection of grand jurors, a “petit jury’s guilty verdict render[s] any prosecutorial misconduct before the indicting grand jury harmless”
- an appellate court should not reverse a trial court’s denial of a mistrial motion absent a clear showing that the defendant suffered actual harm or that the court otherwise abused its discretion.
- “We have stated many times that federal habeas corpus relief does not lie for errors of state law.” (internal quotation marks omitted)
- “[C]ounsel cannot be deemed ineffective for failing to raise a meritless claim.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
_________________________________________
MALIK R. SMITH, :
:
Petitioner, : Civ. No. 18-11952 (RBK)
:
v. : OPINION
:
PATRICK NOGAN, :
:
Respondent. :
_________________________________________ :
KUGLER, United States District Judge:
Petitioner is a state prisoner and is proceeding pro se with a Petition for Writ of Habeas
Corpus pursuant to 28 U.S.C. § 2254. (ECF No. 1.) Respondent filed an Answer opposing relief,
(ECF No. 7), and Petitioner did not file a reply. For the following reasons, the Court will dismiss
Ground Seven as procedurally defaulted, alternatively deny Ground Seven on the merits, deny the
remainder of the Petition, and will not issue a certificate of appealability.
I. BACKGROUND
In Petitioner’s direct appeal, the Appellate Division adopted the following summary of
the facts:
Defendant, Malik R. Smith, appeals from his May 17, 2006
conviction following a trial by jury on charges of first-degree
robbery, N.J.S.A. 2C:151 (counts two and three); first-degree felony
murder, N.J.S.A. 2C:113(a)(3) (count four); first-degree aggravated
manslaughter, N.J.S.A. 2C:114(a) (count five); second-degree
possession of a weapon for an unlawful purpose, N.J.S.A. 2C:394(a)
(count six); third-degree unlawful possession of a
handgun, N.J.S.A. 2C:395(b) (count seven); and fourth-degree
tampering with evidence, N.J.S.A. 2C:286(1) (count eight).
The record reveals that in the early morning hours of December 24,
2002, while Craig Packman, the bartender of the Maritime Tavern
in Atlantic City, was speaking with a friend toward the rear of the
building, two masked men burst into the bar. One of the two, later
identified as defendant, pulled a gun from his pocket and waved it
in the air while announcing, “this is a f–––ing holdup. Put your f––
–ing money on the bar.” Packman, armed with his own handgun,
drew it. Seeing Packman’s gun, defendant fired one or two shots at
Packman who was able to return fire before collapsing. Packman
died shortly thereafter. One of the shots fired by Packman struck
defendant’s accomplice, Gary Sayers, who died a few hours later.
Trial testimony established that co-defendant Heleena Hendricks
had entered the bar before defendant and Moore to find out how
many people were inside.
Approximately seven hours after Packman’s murder, police
knocked on the apartment door of Ivy Moore, defendant’s girlfriend.
She awoke defendant, who told her not to open the door. After first
trying to hide his gun inside a television, defendant disassembled the
weapon, putting one part into a tub of butter in Moore’s refrigerator
and a second part into a box of hamburgers in the freezer. Defendant
and Moore managed to slip away from police by sliding through an
opening in a closet floor that led to “open passageways” located
beneath several adjacent houses. Prior to trial, Moore entered a
negotiated plea of guilty to second-degree conspiracy to commit
robbery in which she agreed to testify on behalf of the State at trial.
Following defendant’s conviction, and after all appropriate mergers,
defendant was sentenced to a sixty-year term of imprisonment on
count four, subject to the eighty-five percent parole ineligibility term
required by N.J.S.A. 2C:437.2. On counts seven and eight, the judge
imposed, respectively, consecutive terms of five years and eighteen-
months of imprisonment, consecutive to the sentence on count four.
The aggregate sentence was sixty-six and one-half years of
imprisonment. Appropriate fines and penalties were imposed.
State v. Smith, No. A-1539-06T4, 2009 WL 47392, at *1 (N.J. Super. Ct. App. Div. Jan. 9, 2009)
(footnote omitted). Ultimately, the Appellate Division affirmed in January of 2009. Id. at *6.
Petitioner filed a petition for certification, and the Supreme Court of New Jersey denied
certification in April of 2011. State v. Smith, 16 A.3d 385 (N.J. 2011).
Thereafter, Petitioner filed a post-conviction relief (“PCR”) petition, and the PCR court
denied the petition in March of 2012. State v. Smith, No. A-4371-11T2, 2014 WL 2765712, at *1
(N.J. Super. Ct. App. Div. June 19, 2014). Petitioner appealed, and the Appellate Division reversed
and remanded in June of 2014, because “PCR counsel ignored defendant’s arguments contained
in his pro se PCR brief” and did not provide the PCR court with a complete trial transcript. Id.
In May of 2015, on remand, the PCR court denied the PCR petition. (ECF No. 7-51.) In
November of 2017, the Appellate Division affirmed on PCR appeal, State v. Smith, No. A-5001-
14T4, 2017 WL 5494622, at *1 (N.J. Super. Ct. App. Div. Nov. 16, 2017), and the New Jersey
Supreme Court denied certification in June of 2018. State v. Smith, 186 A.3d 901 (N.J. 2018).
Petitioner filed the instant Petition in July of 2018, (ECF No. 1), and Respondent filed an
Answer opposing relief, (ECF No. 7). Petitioner did not file a reply.
Petitioner raises the following claims:
1. The trial judge failed to take into consideration the real time
consequences of the No Early Release Act. (ECF No. 1-1, at 1.)
2. This matter should be remanded for reconsideration and
resentencing because the trial judge assumed aggravating factors
that were not supported by the record. (Id. at 2.)
3. The trial court rushed the jury to render a verdict and the
possibility of weekend deliberations was coercive therefore
defendant should be granted a new trial. (Id. at 5.)
4. Trial counsel was ineffective because he failed to move for
a mistrial after the jury indicated that it was “hopelessly
deadlocked.” (Id. at 8.)
5. Trial Counsel was ineffective by failing to move for
dismissal of Counts II and III of the indictment.1 (Id. at 9.)
A. The State’s witness testimony tainted the grand
jury’s decision to indict. (Id.)
B. The State[] failed to demonstrate that Petitioner
committed or attempted to commit robbery. (Id. at 11.)
1 Under Ground 5, Petitioner is in reality arguing that counsel should have moved for two different
types of dismissal. Under Ground 5A, Petitioner seems to argue that counsel should have moved
to dismiss the entire indictment, and under Ground 5B, Petitioner appears to argue that counsel
should have moved for a judgment of acquittal as to Counts II and III, specifically.
6. Petitioner was denied a fair trial due to the failure of two
jurors to disclose during voir dire their pre-trial knowledge of the
[Petitioner] and the crime. (Id. at 13.)
7. Petitioner was denied his right to a fair and impartial [trial],
when the trial court had ex parte post-conviction communication
with the jury. (Id. at 15.)
8. Petitioner was denied the right to effective assistance of
appellate counsel due to counsel’s substandard performance. U.S.
Const. Amends. VI & XIV; N.J. Const. Art. 1, Par. 10. (Id. at 16.)
II. STANDARD OF REVIEW
Section 2254(a) permits a court to entertain claims alleging that a person is in state custody
“in violation of the Constitution or laws or treaties of the United States.” 28 U.S.C. § 2254(a).
Petitioners have the burden of establishing each claim in the petition. See Eley v. Erickson, 712
F.3d 837, 846 (3d Cir. 2013). Under § 2254, as amended by the Antiterrorism and Effective Death
Penalty Act (“AEDPA”), federal courts in habeas cases must give considerable deference to the
determinations of state trial and appellate courts. See Renico v. Lett, 599 U.S. 766, 772 (2010).
Section 2254(d) sets the standard for granting or denying a writ of habeas corpus:
(d) An application for a writ of habeas corpus on behalf of a person
in custody pursuant to the judgment of a State court shall not be
granted with respect to any claim that was adjudicated on the merits
in State court proceedings unless the adjudication of the claim-
(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.
28 U.S.C. § 2254(d). Moreover, AEDPA deference applies even when there has been a summary
denial. Cullen v. Pinholster, 563 U.S. 170, 187 (2011) (citation omitted).
“[C]learly established law for purposes of § 2254(d)(1) includes only the holdings, as
opposed to the dicta, of [Supreme Court’s] decisions,” as of the time of the relevant state-court
decision. White v. Woodall, 134 S. Ct. 1697, 1702 (2014) (quoting Williams v. Taylor, 529 U.S.
362, 412 (2000))). “Under the contrary to clause, a federal habeas court may grant the writ if the
state court arrives at a conclusion opposite to that reached by this [Supreme Court] on a question
of law or if the state court decides a case differently than this Court has on a set of materially
indistinguishable facts.” Williams, 529 U.S. at 412–13 (internal quotation marks omitted). As to
§ 2254(d)(1), a federal court must confine its examination to evidence in the record. Cullen, 563
U.S. at 180–81.
Where a petitioner seeks habeas relief pursuant to § 2254(d)(2), on the basis of an erroneous
factual determination of the state court, two provisions of the AEDPA apply. First, the AEDPA
provides that “a determination of a factual issue made by a State court shall be presumed to be
correct [and] [t]he applicant shall have the burden of rebutting the presumption of correctness by
clear and convincing evidence.” 28 U.S.C. § 2254(e)(1); see Miller-El v. Dretke, 545 U.S. 231,
240 (2005). Second, the AEDPA precludes habeas relief unless the adjudication of the claim
“resulted in a decision that was based on an unreasonable determination of the facts in light of the
evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d)(2). Critically, §
2254(d)(2) only permits the examination of factual determinations underlying a federal claim, not
those underlying a violation of state law. E.g., Wilson v. Corcoran, 562 U.S. 1, 5–6 (2010); Kim
v. Garman, No. 18-3380, 2020 WL 4228695, at *8 (E.D. Pa. Jan. 31, 2020).
In addition to the above requirements, a federal court may not grant a writ of habeas corpus
under § 2254 unless the petitioner has “exhausted the remedies available in the court of the State.”
28 U.S.C. § 2254(b)(1)(A). To do so, a petitioner must “fairly present all federal claims to the
highest state court before bringing them in a federal court.” Leyva v. Williams, 504 F.3d 357, 365
(3d Cir. 2007). This requirement ensures that state courts “have ‘an initial opportunity to pass
upon and correct alleged violations of prisoners’ federal rights.’” Id. (citing United States v.
Bendolph, 409 F.3d 155, 173 (3d Cir. 2005) (quoting Duckworth v. Serrano, 454 U.S. 1, 3 (1981)).
Even when a petitioner properly exhausts a claim, a federal court may not grant habeas
relief if the state court’s decision rests on a violation of a state procedural rule. Johnson v. Pinchak,
392 F.3d 551, 556 (3d Cir. 2004). This procedural bar applies only when the state rule is
“independent of the federal question [presented] and adequate to support the judgment.” Leyva,
504 F.3d at 365–66 (citing Nara v. Frank, 488 F.3d 187, 196, 199 (3d Cir. 2007)). If a federal
court determines that a claim has been defaulted, it may excuse the default only upon a showing
of “cause and prejudice” or a “fundamental miscarriage of justice.” Id. at 366 (citing Lines v.
Larkins, 208 F.3d 153, 166 (3d Cir. 2000)).
To the extent that a petitioner’s constitutional claims are unexhausted and/or procedurally
defaulted, a court can nevertheless deny them on the merits under 28 U.S.C. § 2254(b)(2). See
Taylor v. Horn, 504 F.3d 416, 427 (3d Cir. 2007) (“Here, because we will deny all of [petitioner’s]
claims on the merits, we need not address exhaustion.”).
III. DISCUSSION
A. Sentencing Claims
The Court will first address Grounds One and Two, Petitioner’s sentencing claims. Under
Ground One, Petitioner contends that the trial court “failed to take into consideration the real time
consequences of the No Early Release Act.” (ECF No. 1-1, at 1.) Under Ground Two, Petitioner
argues that the trial court “assumed aggravating factors that were not supported by the record.”
(Id. at 2.)
A federal court’s ability to review state sentences is limited, however, to challenges based
upon “proscribed federal grounds such as being cruel and unusual, racially or ethnically motivated,
or enhanced by indigencies.” See Grecco v. O’Lone, 661 F. Supp. 408, 415 (D.N.J. 1987) (citation
omitted). Thus, federal courts may not review a challenge to a state court’s discretion at sentencing
unless it violates a separate federal constitutional limitation. See Pringle v. Court of Common
Pleas, 744 F.2d 297, 300 (3d Cir.1984); see also 28 U.S.C. § 2254(a); Estelle v. McGuire, 502
U.S. 62, 67 (1991).
“Absent colorable allegations that his sentence constitutes cruel and unusual punishment .
. . or that it is arbitrary or otherwise in violation of due process, the legality and length of his
sentence are questions of state law,” over which this Court has no jurisdiction. E.g., Rabaia v. New
Jersey, No. 15-4809, 2019 WL 699954, at *12–13 (D.N.J. Feb. 20, 2019) (citing Chapman v.
United States, 500 U.S. 453, 465 (1991)).
With those principles in mind, Grounds One and Two fail to allege or explain how the trial
court violated Petitioner’s federal rights. Petitioner does not contend that his sentence constitutes
cruel and unusual punishment, or that the trial court violated his due process rights. Rather, the
claims rely entirely on state law, (ECF No. 1-1, at 1–2), and the last reasoned state court decision
on this matter only addressed issues of state law. Smith, 2009 WL 47392, at *3–6.
A federal habeas court may not “reexamine state-court determinations on state-law
questions.” Estelle, 502 U.S. at 68. Accordingly, as these claims relate only to alleged violations
of state law, Petitioner is not entitled to habeas relief on these claims. See McKinnon v. Lowery,
No. 13-7322, 2017 WL 6372236, at *6 (D.N.J. Dec. 13, 2017); Amodio v. Warren, No. 13-4355,
2017 WL 5998757, at *7–8 (D.N.J. Dec. 4, 2017).
B. Procedurally Defaulted Claim
Next, the Court will address Ground Seven, Petitioner’s claim that he “was denied his right
to a fair and impartial [trial], when the trial court had ex parte post-conviction communication with
the jury.” (ECF No. 1-1, at 15.) Petitioner relies on the Supreme Court of New Jersey’s decision
in Davis v. Husain, 106 A.3d 438, 447 (N.J. 2014), in which that court forbade “ex parte post-
verdict communications between a trial judge and jurors.” Respondent argues that this claim is
procedurally defaulted, and that in any event, it lacks merit. (ECF No. 7, at 20–22.)
“The procedural default doctrine is an important corollary to the exhaustion requirement,
which requires state prisoners to exhaust available state remedies before presenting a claim to a
federal habeas court.” See, e.g., Fowlkes v. Att’y Gen. of New Jersey, No. 21-7734, 2021 WL
4129489, at *2 (D.N.J. Sept. 10, 2021) (citing Davila v. Davis, 137 S. Ct. 2058, 2064 (2017)).
Among other scenarios, the procedural default doctrine bars federal habeas claims when a prisoner
fails to exhaust and “the court to which the petitioner would be required to present his claims in
order to meet the exhaustion requirement would now find the claims procedurally barred.”
Coleman v. Thompson, 501 U.S. 722, 735 n.1 (1991).
This procedural bar applies only when the state rule is “independent of the federal question
[presented] and adequate to support the judgment.” Leyva v. Williams, 504 F.3d 357, 365–66 (3d
Cir. 2007); McCandless v. Vaughn, 172 F.3d 255, 260 (3d Cir. 1999). Federal courts may not
excuse a procedural default and grant relief unless: (1) the petitioner establishes “cause” to excuse
the default and actual “prejudice” as a result of the alleged violation of federal law; or (2) the
prisoner demonstrates that failure to consider the claim will result in a fundamental “miscarriage
of justice.” Leyva, 504 F.3d at 366; see also Coleman, 501 U.S. at 750.
A court may, however, elect to deny a procedurally defaulted claim on the merits under 28
U.S.C. § 2254(b)(2). Osorio v. Anderson, No. 17-1536, 2020 WL 206000, at *4 (D.N.J. Jan. 14,
2020) (citing Taylor v. Horn, 504 F.3d 416, 427 (3d Cir. 2007); Bronshtein v. Horn, 404 F.3d 700,
728 (3d Cir. 2005)). In that scenario, if a claim did not receive an adjudication from the state
courts on the merits, a federal habeas court must review the claim de novo. See Thomas v. Horn,
570 F.3d 105, 113 (3d Cir. 2009).
In this case, the PCR court held that Petitioner was procedurally barred from raising this
claim under New Jersey Court Rule 3:22-4, because Petitioner could have, but failed, to raise it on
direct appeal. (ECF No. 7-51, at 7.) It is well settled that New Jersey Court Rule 3:22-4 provides
an independent and adequate state ground to procedurally bar a petitioner’s claims. See Cabrera
v. Barbo, 175 F.3d 307, 314 (3d Cir. 1999). As a result, Ground Seven of the Petition is
procedurally defaulted. The Petition does not assert cause and prejudice or that a fundamental
miscarriage of justice occurred to excuse the default. Moreover, although he had an opportunity
to do so, Petitioner did not file a reply. Consequently, the Court will dismiss Ground Seven as
procedurally defaulted.
That said, the Court would alternatively deny this claim on the merits. As mentioned
above, Petitioner relies on the Davis case, in which the Supreme Court of New Jersey forbade trial
judges from engaging in post-conviction, ex-parte conversations with jurors. Davis, 106 A.3d at
447. The court in Davis arrived at its conclusion based on the New Jersey Constitution, the State’s
code of judicial conduct, and the State’s court rules. Id. at 447–48.
Unlike the State of New Jersey, there is no federal prohibition on post-conviction, ex parte
communications with jurors, and the Supreme Court of the United States has not spoken on the
issue. Once again, “[c]laims based on errors of state law are not cognizable on federal habeas
review, and federal courts cannot re-examine state court determinations on state law issues.” See,
e.g., Pennington v. Hughes, No. 13-2692, 2016 WL 4992092, at *4 (D.N.J. Sept. 19, 2016)
(internal quotation marks omitted); see also Swarthout v. Cooke, 562 U.S. 216, 219 (2011) (“We
have stated many times that federal habeas corpus relief does not lie for errors of state law.”
(internal quotation marks omitted)). Accordingly, as this Court has no authority to review
Petitioner’s state law Davis claim, the Court will alternatively deny Ground Seven on the merits.
C. Juror Bias Claim
Under Ground Six, Petitioner contends that he was denied a fair trial because two of the
jurors failed to disclose during voir dire their pre-trial knowledge of Petitioner and the crime. (ECF
No. 1-1, at 13.) The last reasoned state court decision with respect to this claim is the Appellate
Division’s opinion on PCR appeal, which affirmed for substantially the same reasons as set forth
in the PCR court’s opinion. The PCR court stated, in relevant part:
An accused is constitutionally guaranteed the right to trial by an
impartial jury. State v. Fortin, 178 NJ. 540, 575 (2004); State v.
Tinnes, 379 N.J. Super. 179, 183 (App. Div. 2005). “Jury selection
is ‘an integral part of the process to which every criminal defendant
is entitled,’ and necessarily requires ‘a thorough voir dire’ which
presupposes that prospective jurors will provide complete and
accurate responses during voir dire.” State v. Bianco, 391 N.J.
Super. 509, 517 (2007) (internal citations omitted). The standards
that govern the conducting of jury selection were revamped by our
Supreme Court wherein the importance of a meaningful voir dire
was emphasized:
The purpose of jury selection is to obtain a jury that can
decide the case without bias against any of the involved
parties, that will evaluate the evidence with an open mind,
and that will apply the law as instructed by the judge. Voir
dire practices must be geared to eliciting meaningful
information from prospective Jurors so those with a real
potential for bias can be excused.
Standards for Jury Selection, (promulgated by Directive# 21-06 on
December 11, 2006) at pg 1.
Where the parties’ ability to exercise preemptory challenges is
infringed based on misinformation supplied to court by prospective
jurors, then it may be said that there has been a deprivation of the
parties right to a fair trial. State v. Thompson, 142 N.J. Super. 274,
282 (App. Div. 1976). However, the failure of voir dire to produce
accurate information does not compel the granting of a new trial in
all cases. Bianco, 391 N.J. Super. at 518. The Court has held that it
is the juror’s failure to disclose material that is “potentially
prejudicial” to the defendant that is critical. State v. Scher, 278 NJ.
Super. 249, 264 (App. Div. 1994).
The petitioner has alleged that two jurors, Tarice Brown and Keith
Wescott, had pre-trial knowledge of details of the case due to
personal relationships with friends and/or family of the petitioner. It
is alleged that Tarice Brown was the supervisor of Tiana Toombs,
the fiancé of the petitioner at the time of trial, at Harrah’s Casino. It
is further alleged Tarice Brown was a friend of Tamarra Trapp, the
first cousin of co-defendant Ivy Moore. Lastly, it is alleged that
Tarice Brown was a friend and co-worker of Raymond Calderon, a
friend and co-worker of Ms. Toombs.
The petitioner states the juror Keith Wescott worked with the
husband of the petitioner’s aunt, Laura Smith, at the Atlantic City
Medical Hospital, and it is alleged that Keith Wescott was friends
with Laura Smith, her husband, and their daughter, Rahtiesha Smith.
Following oral argument, PCR counsel presented the Court with
Investigation Reports from a private investigator to authenticate the
petitioner’s claim. The private investigator interviewed and
obtained statements from Tiana Toombs, Raymond Calderon, Laura
Smith, and Rahtiesha Smith. Tiana Toombs and Raymond Calderon
corroborated the petitioner’s assertion that juror Tarice Brown was
the supervisor of Toombs and Calderon at Harrah’s during 2003 and
2004; however, Ms. Brown was not employed at Harrah’s at the
time of the trial in 2006. Ms. Toombs further proclaimed that she
spoke in depth with Ms. Brown regarding the petitioner’s case.
Laura Smith and Rahtiesha Smith corroborated the Petitioner’s
assertion that juror Kieth Wescott did in fact work with Rahtiesha’s
father at the Atlantic City Medical Hospital. Additionally,
Rahtiesha told the investigator that she had spoke[n] with Mr.
Wescott about the case prior to the commencement of trial, that Mr.
Wescott had read news articles about the case, and that she
overheard Mr. Wescott discussing the case with other people outside
the courtroom.
After reviewing the petitioner’s claim and the Investigation Reports,
the Court holds that the petitioner has not established a prima facie
case and is not entitled to an evidentiary hearing on the matter. The
petitioner has failed to demonstrate how he was prejudiced by these
relationships.
It is only claimed that these particular jurors were acquaintances
with persons who knew the petitioner, not the petitioner himself or
any individuals involved in the case, i.e., attorneys or witnesses.
Ms. Toombs statement that she had discussed the case with juror
Brown appears to be self-serving and does not specify any details of
the conversations. Additionally, Ms. Toombs and Ms. Brown had
only a professional relationship which ceased nearly two years prior
to the commencement of trial.
Likewise, Rahtiesha Smith’s allegations also have the appearance of
being self-serving. She claims to have overheard Mr. Wescott
discussing the trial with other people outside the courtroom, but
does not provide any details as to what she overheard. Furthermore,
her statement that Mr. Wescott expressed that he had read news
about the case is in direct conflict with Mr. Wescott’s response
during voir dire questioning:
THE COURT: Sir, do you know any of the attorneys,
witnesses or either defendant in this case?
MR. WESCOTT: No.
THE COURT: Have you heard or read anything
about this case?
MR. WESCOTT: No.
. . . Moreover, Rahtiesha Smith indicated that Mr. Wescott was
unaware she was in fact related to the petitioner.
The petitioner has not offered the Court any specific facts showing
that either Ms. Brown or Mr. Wescott had any sort of bias against
the petitioner nor has the petitioner shown precisely how their
participation as jurors prejudiced him at trial. The Court cannot find
that the petitioner was denied a fair trial by impartial jurors merely
because two of the jurors were professional acquaintances with
members of the petitioner’s family.
(ECF No. 7-51, at 10–13.) Here, the state court’s decision was not an unreasonable application of
clearly established federal law, and Ground Six does not specifically raise any federal
constitutional issues.
To the extent Petitioner alleges that the two jurors were biased and violated his rights under
the Sixth and Fourteenth Amendments, the Court disagrees. The Sixth Amendment affords
criminal defendants the right to a trial “by an impartial jury.” United States v. Mitchell, 690 F.3d
137, 141 (3d Cir. 2012) (quoting U.S. Const. amend. VI). “The right to an impartial jury is
applicable to the States through the Fourteenth Amendment.” Royal v. Balicki, No. 07-5234, 2009
WL 137335, at *10 (D.N.J. Jan. 20, 2009) (citing Morgan v. Illinois, 504 U.S. 719, 726 (1992)).
The Supreme Court case on this issue is Smith v. Phillips, 255 U.S. 209 (1982). In that
case, the Court explained that “the remedy for allegations of juror partiality is a hearing in which
the defendant has the opportunity to prove actual bias.” Id. at 215. The Court also held that post-
verdict hearings are sufficient for this purpose because “due process does not require a new trial
every time a juror has been placed in a potentially compromising situation.” United States v.
Mitchell, 690 F.3d 137, 143 (3d Cir. 2012) (quoting Smith, 255 U.S. at 215).
In cases involving implied bias, the test is an objective one, and “focuses on whether an
average person in the position of the juror in controversy would be prejudiced.” Id. at 142 (internal
quotation marks omitted). Courts should “look to the facts underlying the alleged bias to determine
if they would create in a juror an inherent risk of substantial emotional involvement.” Id. (citing
United States v. Russell, 595 F.3d 633, 641–42 (6th Cir. 2010); Solis v. Cockrell, 342 F.3d 392,
399 (5th Cir. 2003)). A juror’s personal assessment of impartiality is “irrelevant for the purpose
of the test.” Id. (citing United States v. Torres, 128 F.3d 38, 43 (2d Cir.1997)). “Because the right
to an impartial jury is constitutive of the right to a fair trial, courts must resolve any doubts
regarding bias against the juror.” Id. (internal quotation marks omitted).
In the present case, although the PCR court relied on state law in its decision, the record
shows that the PCR court complied with the requirements of Smith. In holding a PCR hearing,
with oral argument, the PCR court provided Petitioner with an opportunity to present evidence of
bias, actual or otherwise, and the court considered the relevant affidavits and investigative reports.
(ECF No. 7-51, at 10–13.)
Based on the record, the PCR court’s determination of the facts was reasonable. The PCR
court emphasized that Petitioner failed to offer “any specific facts showing that either Ms. Brown
or Mr. Wescott had any sort of bias against the petitioner” and that he failed to articulate “precisely
how their participation as jurors prejudiced him at trial.” Id. Consequently, the PCR court
reasonably concluded that Petitioner failed to demonstrate that he “was denied a fair trial . . .
merely because two of the jurors were professional acquaintances with members of . . . petitioner’s
family.” (Id. at 12–13.)
This Court must presume that that these factual determinations were correct and finds that
Petitioner has failed to rebut that presumption by clear and convincing evidence. 28 U.S.C. §
2254(e)(1); see Miller-El, 545 U.S. at 240. Indeed, Petitioner’s arguments in Ground Six fail to
explain how he was prejudiced or how he believes the two jurors were biased against him.
For all of those reasons, Petitioner has failed to show that the state court’s decision was
based on an unreasonable application of clearly established federal law or that its decision was
based on an unreasonable determination of the facts. Accordingly, Petitioner is not entitled to
habeas relief under Ground Six.
D. Jury Coercion Claim
Turning then to Ground Three, Petitioner argues that “the trial court rushed the jury to
render a verdict [with] the possibility of weekend deliberations.” (ECF No. 1-1, at 5.) The Court
construes this argument as alleging that the trial judge engaged in jury coercion. The last reasoned
state court decision with respect to this claim is the Appellate Division’s opinion on direct appeal:
Defendant confines his appeal from the conviction to a single claim,
which pertains only to the judge’s response to the possibility of the
jury being required to deliberate over the weekend, which is set forth
in Point III.
After eight days of testimony, the jury began deliberating at 9:00
a.m. on Wednesday, February 22, 2006. Shortly before 4:30 p.m.,
the jury sent a note to the judge that read, “for now we are hopelessly
deadlocked.” The words “for now” were crossed out. Upon
receiving the note, the judge proposed to give the jury the instruction
approved by the Court in State v. Czachor, 82 N.J. 392, 40506 n. 1,
413 A.2d 593 (1980). At the request of defendant, the judge also
instructed the jury that in light of the “number of defendants, the
number and nature, and the seriousness of the charges, against each
defendant, it is not possible for [the court] to conclude that this jury
has exhausted all possibility of reaching verdicts that these charges
present.” The judge then gave the proposed instruction, and
defendant interposed no objection.
The next day, February 23, was a Thursday. At 4:30 p.m., the jurors
sent a note to the judge stating they were “finally making progress”
and asking to retire for the weekend. The judge excused the jury for
the day, but instructed them to return the next morning. Upon
hearing that instruction, juror number fifteen spontaneously asked
the judge whether the jurors would be required to deliberate over the
weekend if they were unable to reach a verdict by the end of the next
day, which was a Friday. The judge responded, “we will address that
late tomorrow afternoon.” Defense counsel, other than commenting
that he had “a zillion appointments” over the weekend, did not make
any objection to the judge’s response to the juror’s inquiry about the
possibility of deliberating over the weekend. There was no further
discussion of that subject by the judge or jury. In the early afternoon
of the next day, Friday, February 24, the jury returned its verdict,
convicting defendant and acquitting Hendricks.
In light of these events, defendant argues “the court rushed the jury
to render a verdict and the possibility of weekend deliberations was
coer[c]ive [.] Therefore, defendant should be granted a new trial.”
Defendant relies on State v. Figueroa, 190 N.J. 219, 24042, 919
A.2d 826 (2007), in support of his contention that the judge’s non-
committal remark concerning the possibility of weekend
deliberations caused the jury to return a guilty verdict on Friday
afternoon that it would not have otherwise rendered. Because
defendant did not object to the judge’s response to the juror’s
inquiry, we review this claim under the plain error standard. We will
not reverse unless any such error was “clearly capable of producing
an unjust result.” R. 2:102.
We agree with the State’s argument that Figueroa is
distinguishable for two reasons. First, in Figueroa, the trial judge
failed to remind the jurors that they should not “surrender their
honest convictions” merely to return a verdict. 190 N.J. at 227, 919
A.2d 826. Second, in Figueroa, the judge actually informed the
jurors that they would be required to deliberate over the weekend if
they did not return a verdict before then. Ibid.
Moreover, after the inquiry from juror number fifteen on Thursday
afternoon, the jury never communicated any further with the judge
about weekend deliberations. To conclude on this record that the
jury returned a guilty verdict for fear of being required to deliberate
over the weekend would be to engage in unwarranted speculation.
We decline to do so.
Smith, 2009 WL 47392, at *2–3.
Here, the state court’s decision was not an unreasonable application of clearly established
federal law and its decision was based on a reasonable determination of the facts. “The clearly
established law relevant to . . . [jury coercion] is sparse.” Wong v. Smith, 562 U.S. 1021 (2010)
(Alito, J., Dissenting); Camel v. Att’y Gen. of New Jersey, No. 17-5298, 2020 WL 6042479, at *13
(D.N.J. Oct. 13, 2020). The only Supreme Court case that has addressed “the constitutional rule
against coercive jury instructions” is Lowenfield v. Phelps, 484 U.S. 231 (1988). Wong, 562 U.S.
at 1021. In Lowenfield, the Court held that coercive jury instructions are unconstitutional, and that
courts must judge coerciveness based on the totality of the circumstances. Lowenfield, 484 U.S. at
237–241.
With those principles in mind, it appears that the Appellate Division considered all of the
relevant circumstances before concluding that the trial judge had not coerced the jury. Smith, 2009
WL 47392, at *2–3. More specifically, the Appellate Division considered the contents and nature
of the interaction at issue, in which “juror number fifteen spontaneously asked the judge whether
the jurors would be required to deliberate over the weekend if they were unable to reach a verdict
by the end of the next day, which was a Friday,” to which the trial judge responded, “we will
address that late tomorrow afternoon.” Id. at *3. The Appellate Division also considered: (1) the
events before and after the interaction at issue; (2) the fact that the trial judge did not actually state
that the jurors would be required to deliberate over the weekend if they did not return a verdict
before then; (3) the otherwise proper jury instructions; and (4) the lack of objection from defense
counsel. Id. at *2–3.
For all of those reasons, Petitioner has failed to show that the state court’s decision was
based on an unreasonable application of clearly established federal law or that its decision was
based on an unreasonable determination of the facts. Accordingly, Petitioner is not entitled to
habeas relief on Ground Three.
E. Ineffective Assistance of Counsel Claims
Next, Petitioner raises multiple claims of ineffective assistance of counsel. The Sixth
Amendment provides, “[i]n all criminal prosecutions, the accused shall enjoy the right . . . to have
the Assistance of Counsel for his defense.” U.S. Cont. amend. VI. The Supreme Court has
recognized that “the right to counsel is the right to the effective assistance of counsel.” Strickland
v. Washington, 466 U.S. 668, 686 (1984) (quoting McMann v. Richardson, 397 U.S. 759, 771 n.14
(1970)). To prevail on a claim of ineffective assistance of counsel, a petitioner must establish that:
1) counsel’s performance was deficient, and 2) that the deficient performance prejudiced the
petitioner. See id. at 687.
The first Strickland prong is an objective standard which requires the petitioner to show
that counsel made errors “so serious that counsel was not functioning as the ‘counsel’ guaranteed
by the Sixth Amendment.” Id. at 687. In evaluating whether counsel was deficient, “the proper
standard for attorney performance is that of reasonably effective assistance.” Id. The Constitution
requires a fair trial, not some higher quality of legal representation. See id. at 688–89. Thus, the
standard is highly deferential, and courts presume that counsel has “rendered adequate assistance”
and to have used “reasonable professional judgment.” Woods v. Etherton, 136 S. Ct. 1149, 1151
(2016).
The second prong of the Strickland test requires that a petitioner demonstrate that “there is
a reasonable probability, but for counsel’s unprofessional errors, the result of the proceeding would
have been different. A reasonable probability is a probability sufficient to undermine confidence
in the outcome.” Strickland, 466 U.S. at 694. The petitioner bears the burden of demonstrating
how he was prejudiced. Thus, where a petition contains “no factual matter . . . and only provides
unadorned legal conclusion[s] . . . without supporting factual allegations, that petition is
insufficient to warrant an evidentiary hearing, and the petitioner has not shown his entitlement to
habeas relief.” Judge v. United States, 119 F. Supp. 3d 270, 280–81 (D.N.J. 2015) (internal
quotation marks omitted) (citations omitted).
A court need not address both components of the ineffective assistance inquiry. Strickland,
466 U.S. at 697. “If it is easier to dispose of an ineffectiveness claim on the ground of lack of
sufficient prejudice” courts should follow that course. Id. Finally, even if a petitioner can establish
both prongs of Strickland, a habeas corpus petition fails unless the petitioner can demonstrate that
the state court applied Strickland in an “objectively unreasonable manner.” See Woodford v.
Viscotti, 537 U.S. 19, 24–25 (2002); see also 28 U.S.C. § 2254(d)(1).
1. Ineffective Assistance of Counsel for Failing to Move for a Mistrial
First, under Ground Four, Petitioner contends that trial counsel was ineffective “because
he failed to move for a mistrial after the jury indicated that it was ‘hopelessly deadlocked.’” (ECF
No. 1-1, at 8.) Petitioner offers no further details. The last reasoned state court decision with
respect to this claim is the Appellate Division’s opinion on PCR appeal, which affirmed for
substantially the same reasons as set forth in the PCR court’s opinion:
“The decision to grant or deny a mistrial is entrusted to the sound
discretion of the trial court, which should grant a mistrial only to
prevent an obvious failure of justice.” State v. Harvey, 151 N.J. 117,
205 (1997) (citing State v. DiRienzo, 53 N.J. 360, 383 (1969); State
v. Rechtschaffer, 70 N.J. 395, 406 (1976)). While it has been held
that when the jury indicates it is deadlocked, the courts should
inquire of the jury whether further deliberations will likely result in
a verdict. State v. Valenzuela, 136 N.J. 458, 468-69 (1994), it is not
always necessary to do so. State v. Figueroa, 190 N.J. 219, 240
(2007). “When a jury communicates a deadlock, trial courts ‘should
be guided in the exercise of sound discretion by such factors as the
length and complexity of trial and the quality and duration of the
jury’s deliberations.’” State v. Ross, 218 N.J. 130, 144 (2014)
(quoting State v. Czachor, 82 N.J. 392, 407 (1980)).
In the instant matter, trial concluded and the jury began deliberations
on February 22, 2006. At 4:24 p.m. that same day, the trial judge
received a note from the jury that read, “For now we are hopelessly
deadlocked,” in which the words “For now” were scribbled through.
The trial judge recommended:
[G]iven that communication, I administer the further jury
deliberation charge, send them home for the evening, and
direct that they return tomorrow morning at nine o’clock,
with the general indication that given the number of charges,
the number of Defendants and the issues, in this lengthy
record, that I am not able to find, at this point, and that they
have spent a reasonably sufficient time to conclude that they
are beyond any hope of reaching verdicts. I’ll hear you.
(17T: 14:1-8). At this point, all counselors agreed that it would be
beneficial to have the jury return the next day to continue
deliberations. The trial judge further reiterated his position:
[W]hile there is no magic number, in terms of enough time
spent, that a single day, less a half hour this morning, less an
hour at lunch, less two other short breaks of ten to [fifteen]
minutes a piece, is not sufficient time for any jury to
thoroughly, properly consider the issues before it and reach
a conclusion that it is hopelessly deadlocked.
(17T: 14:25-15:5). This Court is in agreement with the trial judge
that due to the density of issues involved in the case, one day of
deliberations was too brief a time for a jury to conclude it is
“hopelessly deadlocked.”
Taking into account how clearly the trial judge articulated his
position that the jury had not had sufficient time to deliberate, it is
highly likely a motion requesting a mistrial would have ultimately
been unsuccessful. The Court cannot fault the trial attorney, much
less call his performance deficient, for not requesting a mistrial. It
seems quite apparent that the trial judge would have denied the
request given the relatively brief time the jury had been deliberating.
Considering the standard of appellate review on a trial judge’s
decision to deny a motion for mistrial, not preserving the issue for
appeal was not ineffective assistance on behalf of trial counsel. See
State v. Labrutto, 114 N.J. 187, 207 (1989) (an appellate court
should not reverse a trial court’s denial of a mistrial motion absent
a clear showing that the defendant suffered actual harm or that the
court otherwise abused its discretion.)
(ECF No. 7-51, at 15–16 (alterations in original).) Here, Petitioner has not shown that the state
court unreasonably applied either of the Strickland prongs. Once again, the Petition offers no
further elaboration on this point, and Petitioner did not file a reply.
The Appellate Division reasonably applied the first prong of Strickland, by concluding that
trial counsel’s performance was not deficient. The court considered the trial judge’s
representations that he believed that “one day of deliberations was too brief a time for a jury to
conclude it [was] ‘hopelessly deadlocked,’” given the number of defendants, the length of the
record, the number of charges, and general complexity of the case. (ECF No. 7-51, at 15–16.)
After comparing those express findings with the standard for granting a mistrial, i.e., the
length and complexity of trial, the quality and duration of the jury’s deliberations, and whether
further deliberations would likely result in a verdict, the Appellate Division reasonably held that
it was “highly likely,” that “requesting a mistrial would have ultimately been unsuccessful.” (Id.
at 16). In turn, the Appellate Division properly applied Strickland, when it held that counsel was
not deficient for failing to bring a meritless motion. See Werts v. Vaughn, 228 F.3d 178, 203 (3d
Cir. 2000) (“[C]ounsel cannot be deemed ineffective for failing to raise a meritless claim.”)
(citation omitted).
Additionally, even if counsel’s actions fell below an objective standard of reasonableness,
Petitioner has not demonstrated Strickland prejudice. Although the Appellate Division did not
make an express finding on prejudice, the court did conclude that “[i]t seems quite apparent that
the trial judge would have denied the request [for a mistrial] given the relatively brief time the jury
had been deliberating.” (ECF No. 7-51, at 16.) As a result, even if counsel were deficient in failing
to file a motion for a mistrial, Petitioner would not have suffered prejudice, because the trial judge
would have denied the motion. Accordingly, Petitioner fails to show that the Appellate Division
unreasonably applied either prong of Strickland; and he is not entitled to habeas relief on Ground
Four.
2. Ineffective Assistance of Counsel for Failing to Move to Dismiss the Indictment
Next, under Ground Five (A), Petitioner contends that due to a defect before the grand jury,
trial counsel was ineffective for failing to move for dismissal of the indictment. Petitioner
maintains that the State’s sole witness before the grand jury, Sergeant David Santiago, “tainted”
the proceedings. (ECF No. 1-1, at 9–10.) According to Petitioner, Sergeant Santiago
mischaracterized his interview with Yaraima Garabato, an employee of the bar. (Id.) Petitioner
contends that Ms. Garabato never stated that two people announced their intent to rob the bar, but
Sergeant Santiago had said the opposite. (Id.) Petitioner offers no further elaboration and did not
provide a copy of, or citation for, the interview at issue. (Id.) The PCR court and the Appellate
Division on PCR appeal summarily denied this claim. (ECF No. 7-51, at 17); Smith, 2017 WL
5494622, at *2. Nevertheless, AEDPA deference applies even where there has been a summary
denial. Cullen, 563 U.S. at 187.
Under our jurisprudence, because there is no federal right to a state criminal grand jury
process, defects in a grand jury proceeding that result in an indictment are not generally
challengeable in habeas cases absent some other basis for finding a constitutional violation. E.g.,
Wainwright v. Goode, 464 U.S. 78, 86 (1983); Yough v. Lord, No. 19-601, 2020 WL 6689854, at
*9 (D.N.J. Nov. 13, 2020); Potter v. Att’y Gen. of New Jersey, No. 15-8784, 2018 WL 3201799,
at *7 (D.N.J. June 29, 2018). Further, under most circumstances, “a subsequent guilty verdict
from a petit jury” will render harmless any alleged defect before the grand jury. Yough, 2020 WL
6689854, at *9; see also United States v. Merchanik, 475 U.S. 66, 72–73 (1986); United States v.
Console, 13 F.3d 641, 672 (3d Cir. 1993) (finding that with the exception of a claim of racial
discrimination in the selection of grand jurors, a “petit jury’s guilty verdict render[s] any
prosecutorial misconduct before the indicting grand jury harmless”).
In the present case, assuming arguendo that Sergeant Santiago had presented false or
misleading testimony to the grand jury, the petit jury’s guilty verdict “cured any defect in
the grand jury proceeding and rendered any misconduct harmless.” United States v. Solomon, No.
05-0385, 2013 WL 869648, at *7 (W.D. Pa. Mar. 7, 2013) (quoting United States v. Muhammad,
336 F. App’x 188, 193 (3d Cir. 2009)). As the Supreme Court explained in Merchanik, even if
prosecutorial misconduct affected the grand jury’s decision to indict a defendant:
the petit jury’s subsequent guilty verdict means not only that there
was probable cause to believe that the defendants were guilty as
charged, but also that they are in fact guilty as charged beyond a
reasonable doubt. Measured by the petit jury’s verdict, then, any
error in the grand jury proceeding connected with the charging
decision was harmless beyond a reasonable doubt.
Merchanik, 475 U.S. at 70.
In the present case, the evidence produced at trial and the petit jury’s verdict, cured any
alleged defect stemming from Sergeant Santiago’s grand jury testimony. See Potter, 2018 WL
3201799, at *7 (quoting Lafler v. Cooper, 566 U.S. 156, 165 (2012)) (“To determine whether ‘an
otherwise fair trial remedies errors not occurring at the trial itself . . . . [courts must inquire] whether
the trial cured the particular error at issue.’”). In particular, the record shows that Ms. Garabato
testified at trial, and was cross-examined. (ECF No. 7-9, at 102–21.) “Thus, any potential errors
related to [Sergeant Santiago’s] hearsay testimony during the grand jury proceeding were cured at
the subsequent trial, which resulted in a guilty verdict.” Potter, 2018 WL 3201799, at *7.
Returning then to the Strickland analysis, even assuming that counsel was deficient for
failing to challenge the indictment, Petitioner cannot demonstrate that he suffered prejudice. In
other words, because the petit jury’s verdict rendered the alleged grand jury error harmless,
Petitioner cannot show that he suffered prejudice under Strickland. As a result, the state court
could have summarily denied this claim after reasonably concluding that Petitioner failed to
establish Strickland prejudice.
For those reasons, Petitioner has failed to show that the state court’s decision was based on
an unreasonable application of clearly established federal law. Accordingly, Petitioner is not
entitled to habeas relief on Ground Five (A).
3. Ineffective Assistance of Counsel for Failing to Move for Acquittal of Counts II
and III
Next, as to Ground Five (B), Petitioner contends that trial counsel was ineffective for
failing to move for acquittal of Counts II and III. (ECF No. 1-1, at 11.) With regard to those
Counts, Petitioner argues that the State failed to present evidence that he committed or attempted
to commit robbery, i.e., that the State failed to prove that he “exercised unlawful control over
money.” (Id. at 12.) The PCR court and the Appellate Division on PCR appeal summarily denied
this claim. (ECF No. 7-51, at 17); Smith, 2017 WL 5494622, at *2. Once again, AEDPA deference
applies even where there has been a summary denial. Cullen, 563 U.S. at 187.
The clearly established federal law on this point is Jackson v. Virginia, 443 U.S. 307, 319
(1979). In Jackson, the Supreme Court held that when considering a sufficiency of the evidence
claim, “the relevant question is whether, after reviewing the evidence in the light most favorable
to the prosecution, any rational trier of fact could have found the essential elements of the crime
beyond a reasonable doubt.” Sullivan v. Cuyler, 723 F.2d 1077, 1083–84 (3d Cir. 1983) (citing
Jackson, 443 U.S. at 319)). The same standard applies to post-verdict motions for judgment of
acquittal. see United States v. Brodie, 403 F.3d 123, 133 (3d Cir. 2005).
In New Jersey, in addition to the element of force, robbery requires that a defendant use
force “in the course of committing a theft,” which includes “an attempt to commit theft.” N.J. Stat.
§ 2C:15-1(a). The statute defines theft as when a person “unlawfully takes, or exercises unlawful
control over, movable property of another with purpose to deprive him thereof.” N.J. Stat. § 2C:20-
3(a).
In support of his argument, Petitioner highlights that no money was missing from the
register, which had remained unopened.2 (ECF No. 1-1, at 11–12.) Petitioner also alleges, in his
words, that Ms. Garabato admitted that Petitioner and Mr. Sayers “never made any remarks
concerning their intent to rob the Maritime Tavern.” (Id.) Additionally, Petitioner takes issue with
the testimony of John Allen, a patron of the bar, who had testified that Petitioner announced his
intent to commit a robbery upon entering the bar. Petitioner emphasizes that Mr. Allen had not
mentioned the announcement at his initial interview with the police. (Id. at 12.)
Under Jackson, however, in the light most favorable to the prosecution, the jury could have
simply believed Mr. Allen’s testimony at trial that when Petitioner and Mr. Sayers entered the bar,
Petitioner announced, “This is a fucking holdup. Put your fucking money on the bar.” (ECF No.
7-10, at 35:5–6.) Petitioner emphasizes that Mr. Allen did not mention that announcement in his
initial statement to the police. On cross-examination, however, Mr. Allen testified that there was
“[n]o particular reason,” he left the announcement out, but repeated the two sentences verbatim,
and added that those were Petitioner’s “exact words.” (ECF No. 7-10, at 73:21 to 75:12.)
Mr. Allen testified, after all, that he was in the middle of the crossfire, and was conversating
with the bartender, who had returned fire at Petitioner. (ECF No. 7-10, at 32:24 to 39:22.) From
that vantage point, Mr. Allen was able to recount the shooting with remarkable detail. (Id.) In
contrast, Ms. Garabato testified that she was cleaning approximately sixteen feet away from
Petitioner, and a customer had pulled her down. (ECF No. 7-9, at 119:12 to 121:9.) Nor was Ms.
Garabato’s testimony necessarily in conflict, as she stated on cross-examination that she could not
remember Petitioner or Mr. Sayers saying anything at all. (Id. at 116:1–13.) A rational trier of fact
2 It is likely that the register remained unopened because rather than comply with Petitioner’s
request to surrender the money, the bartender drew his firearm, and exchanged gunfire with
Petitioner. Smith, 2009 WL 47392, at *1.
could have found Mr. Allen to be a credible witness and believed his version of the events over
any other.
As a result, under Jackson, assuming that the jury believed Mr. Allen, his testimony was
sufficient to establish beyond a reasonable doubt that Petitioner exercised or attempted to exercise
unlawful control over money. Consequently, had trial counsel filed a motion for judgment of
acquittal based on the sufficiency of the evidence on Counts II and III, counsel would not have
been successful.
In summarily denying this claim, the state court could have reasonably concluded that
counsel was not deficient for failing to bring a meritless motion. See Werts, 228 F.3d at 178.
Similarly, even if counsel were somehow deficient, the state court could have reasonably held that
Petitioner would not have suffered prejudice because the trial judge would have denied the motion.
As a result, the state court could have reasonably denied Petitioner’s claim under either Strickland
prong, or both. Accordingly, Petitioner is not entitled to habeas relief on this claim.
F. Ineffective Assistance of Appellate Counsel
Finally, under Ground Eight, Petitioner contends, with no further elaboration, that his
appellate counsel was ineffective “due to her substandard performance.” (ECF No. 1-1, at 16.) “A
criminal defendant has a right to the effective assistance of appellate counsel on the first appeal as
of right.” United States v. Scripps, 961 F.3d 626, 632 (3d Cir. 2020). To assess the performance
of appellate counsel, courts apply the same two-prong test set forth in Strickland. Id.
As an initial matter, the Court finds that this Ground fails to comply with Habeas Rule 2(c).
Pursuant to that Rule, a § 2254 petition must “specify all the grounds for relief available to the
petitioner [and] state the facts supporting each ground.” Petitions which provide no more than
“vague and conclusory grounds for habeas relief are subject to summary dismissal” under the
rule. Anderson v. Pennsylvania Attorney General, 82 F. App’x 745, 749 (3d Cir. 2003); see
also United States v. Thomas, 221 F.3d 430, 437 (3d Cir. 2000); United States v. Dawson, 857
F.2d 923, 928 (3d Cir. 1988). Here, Petitioner fails to explain how he believes appellate counsel
was deficient or how those deficiencies prejudiced Petitioner. Consequently, the Court will
summarily deny Ground Eight as vague and conclusory under Habeas Rule 2.
That said, even if the Court were to incorporate Petitioner’s arguments on this issue from
his pro se PCR brief, (ECF No. 7-42, at 25–27), the Court would alternatively deny the claim on
the merits. The last reasoned state court decision with respect to this claim is the Appellate
Division’s opinion on PCR appeal, which affirmed for substantially the same reasons as set forth
in the PCR court’s opinion:
[I]t is argued that appellate counsel failed to provide effective
assistance of counsel by failing to raise the following issues on
direct appeal: the trial court’s failure to charge the jury on the lesser
included offense of attempted robbery; the trial court’s refusal to
permit introduction of the full transcript of the 911 call;
prosecutorial misconduct; issues pertaining to the jury instructions;
and, issue that the conspiracy lacked any over[t] act. These issues
are raised in the brief but are unsupported by argument or proof.
However, it is claimed, although not certified to, that the petitioner
raised these issues to his appellate counsel who declined to address
them. Due to the close nature of the jury’s decision, as evinced by
the jury’s initial deadlock, the petitioner claims that he would be
able to show prejudice.
The petitioner categorically lists all the alleged deficiencies without
setting forth any supporting argument. For example, the petitioner
does not set forth why the lesser included offense of attempted
robbery should have been charged or how the jury instruction were
insufficient. Without an argument in support thereof, these proposed
deficiencies in counsel’s performance are nothing more than bald
assertions and do not amount to a prima facie case in accordance
with Strickland.
To conclude his brief in support of the petitioner’s petition, PCR
counsel submits what are labeled “Additional Issues” for the Court’s
consideration. Similarly, these additional issues are unsupported by
an argument and are found to be entirely without merit.
(ECF No. 7-51, at 15–16.)
Here, the Appellate Division’s denial of this claim was not an unreasonable application of
Strickland. The Appellate Division emphasized that Petitioner listed the ways he believed that
counsel was deficient but failed to provide any arguments or proof to establish those deficiencies.
In turn, the Appellate Division reasonably applied Strickland, when it held that Petitioner’s bald
assertions were insufficient to establish a prima facie case of ineffective assistance of appellate
counsel. Accordingly, Petitioner is not entitled to habeas relief on this claim.
G. Certificate of Appealability
Pursuant to 28 U.S.C. § 2253(c), unless a circuit justice or judge issues a certificate of
appealability, an appeal may not be taken from a final order in a proceeding under 28 U.S.C. §
2254. A certificate of appealability may issue “only if the applicant has made a substantial
showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). “A petitioner satisfies
this standard by demonstrating that jurists of reason could disagree with the district court’s
resolution of his constitutional claims or that jurists could conclude the issues presented are
adequate to deserve encouragement to proceed further.” Miller-El v. Cockrell, 537 U.S. 322, 327
(2003).
“When [a] district court denies a habeas petition on procedural grounds without reaching
the prisoner’s underlying constitutional claim,” a certificate of appealability “should issue when
the prisoner shows, at least, that jurists of reason would find it debatable whether the petition states
a valid claim of the denial of a constitutional right and . . . whether the district court was correct in
its procedural ruling.” Slack v. McDaniel, 529 U.S. 473, 484 (2000). Applying those standards
here, this Court finds that a certificate of appealability shall not issue.
IV. CONCLUSION
For the foregoing reasons, the Court will dismiss Ground Seven as procedurally defaulted,
alternatively deny Ground Seven on the merits, deny the remainder of the Petition, and will not
issue a certificate of appealability. An appropriate Order follows.
DATED: May 2, 2022
/s/ Robert B. Kugler____
ROBERT B. KUGLER
United States District Judge