“A public officer or agent is not responsible for the misfeasances or position wrongs, or for the nonfeasances, or negligences, or omissions of duty, of subagents or servants or other persons properly employed by or under him, in discharge of his official duties”
How later courts described this case
- “A public officer or agent is not responsible for the misfeasances or position wrongs, or for the nonfeasances, or negligences, or omissions of duty, of subagents or servants or other persons properly employed by or under him, in discharge of his official duties”
- “Section 1915(a) applies to all persons applying for IFP status, and not just to prisoners.”
- “all claims that law enforcement officers have used excessive force--deadly or not--in the course of an arrest, investigatory stop, or other ‘seizure’ of a free citizen should be analyzed under the Fourth Amendment and its ‘reasonableness’ standard”
- dismissing the claim against the city because the plaintiff failed to plead adequate facts demonstrating the existence of a policy or custom
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
RENÉ DALLAS EDWARDS, Civil Action No. 21-13076
Plaintiff,
OPINION
v.
LINDENWOLD POLICE DEPARTMENT,
et al.
Defendants.
APPEARANCES:
RENE DALLAS EDWARDS
411 E GIBBSBORO RD
APT 110
LINDENWOLD, NJ 08021
Plaintiff appearing pro se
HILLMAN, District Judge
Presently before the Court are Plaintiff’s Motions for
Recusal and Motions to Accept the Special Master Report and for
a Settlement Conference. (ECF No. 4, 6, and 8). In addition,
Plaintiff filed the Amended Complaint in response to the Court’s
Order dated July 22, 2021. (ECF No. 5). Since Plaintiff is
proceeding in forma pauperis (“IFP”), the Court will screen the
Amended Complaint as required by 28 U.S.C. § 1915 to determine
whether the action is frivolous or malicious, or if the Amended
Complaint fails to comply with the proper pleading standards.
For the reasons explained below, the Court will (1)
dismiss, in part, Plaintiff’s Amended Complaint without
prejudice and afford Plaintiff thirty (30) days to amend his
Amended Complaint to cure the deficiencies addressed in this
Opinion; and (2) deny without prejudice Plaintiff’s Motions for
Recusal and Motions to Accept the Special Master Report and for
a Settlement Conference.
BACKGROUND1
On or about February 8, 2021, at approximately 2:30 AM,
Plaintiff was driving his vehicle to take out the trash in his
apartment complex. (ECF No. 5 at 2.) At that same time, Chief
Lieutenant Heleston (“Heleston”), in a marked Lindenwold police
vehicle, pulled up behind Plaintiff as he began to travel
through his apartment complex. (Id. at 5 ¶7.) During this
time, Heleston did not turn on the flashing lights on his police
vehicle. (Id.) At some point after, Heleston entered
Plaintiff’s apartment by knocking down Plaintiff’s door. (Id.
at 5 ¶8.A.) Heleston had no warrant to enter Plaintiff’s
apartment. (Id.) At the time, Plaintiff was not running from
Defendant Heleston nor was Plaintiff committing a crime. (Id.)
1 The Court recites those facts alleged in the Amended Complaint.
When screening a complaint pursuant to Federal Rule of Civil
Procedure 12(b)(6), a court must accept all well-pleaded
allegations in the complaint as true and view them in the light
most favorable to the plaintiff. Evancho v. Fisher, 423 F.3d
347, 351 (3d Cir. 2005).
Plaintiff alleges that “[a]fter wrongfully battering Plaintiff
and causing him to sustain severe and permanent injury” Heleston
failed to assure Plaintiff received the appropriate medical
treatment. (Id. ¶9.) Around this time, Patrolman McDowell
(“McDowell”) and Adam Ericco (“Ericco”) were also present at the
scene and failed to assure Plaintiff received a medical
evaluation and treatment prior to leaving his apartment. (Id.
¶11.)
As a result of the foregoing, Plaintiff filed a complaint
against Defendants Heleston, McDowell, and Errico (collectively
“Individual Officers”), Michael P. McCarthy, Jr. (“McCarthy”),2
2 The Amended Complaint asserts three allegations against
McCarthy. First, Plaintiff contends McCarthy “who bare, bare
[sic] responsibility to file criminal charges on the plaintiff
behalf of this misconduct of stoping [sic] black americans to
pray on Sundays in their own home (New Jersey) Department as one
of its executive branches.” (ECF No. 5 at 7 ¶ 14). However,
it is not McCarthy who decides whether to institute criminal
charges and try a person. Zahir v. Mountcastle, No. 21-1023,
2021 U.S. Dist. LEXIS 56646, at *4 (E.D. Pa. Mar. 25,
2021)(quoting Lewis v. Jindal, 368 F. App’x 613, 614 (5th Cir.
2010)(“It is well-settled that the decision whether to file
criminal charges against an individual lies within the
prosecutor’s discretion.”)). Accordingly, this allegation
cannot support a claim against McCarthy. Second, Plaintiff
alleges McCarthy’s officer’s “acts as described herein
constitute a battery under the common law of New Jersey” and
“willfully and wantonly or with gross negligence struck
Plaintiff in the most disretfulway [sic] with all neighbors
although Defendant Officer Mr. Michael P. McCarthy Jr. *CHIEF*
knew, or should have known, that such conduct posed an
unreasonable right of causing serious injury to Plaintiff.”
(ECF No. 5 at 9 ¶20, 10 ¶24.E.) Plaintiff’s drafting does not
suggest McCarthy was actually present at the scene with
Heleston, McDowell, and Errico. Instead, these allegations seem
Borough of Lindenwold (“Lindenwold”), and Mayor Richard Roach,
Jr. (“Mayor Roach”)(collectively “Defendants) asserting the
following five causes of action: (1) Count One – Use of
Excessive Force; (2) Count Two – Reckless Indifference to
Plaintiff’s Serious Medical Needs; (3) Count Three – Monetary
Claims against Lindenwold and Mayor Roach; (4) Count Four –
Battery; and (5) Count Five – Claim for Gross Negligence or
Willful and Wanton Misconduct.
DISCUSSION
A. Subject Matter Jurisdiction
The Court has original federal question jurisdiction over
Plaintiff’s federal claims under 28 U.S.C. § 1331 and has
supplemental jurisdiction over the New Jersey state law claim
pursuant to 28 U.S.C. § 1367(a).
B. Legal Standards
a. Motion for Recusal
to be an attempt to hold McCarthy liable through supervisory
liability. Whether Plaintiff is attempting to hold Plaintiff
directly liable for his own actions or the actions of his
subordinate officers does not need to be resolved at this time.
This is because under either theory Plaintiff fails to state a
claim against McCarthy given these two additional allegations
are merely conclusory allegations. For this reason, the Court
will dismiss without prejudice Plaintiff’s Amended Complaint
against McCarthy. Plaintiff will be afforded thirty (30) days
to amend his Amended Complaint to include factual allegations
that demonstrate McCarthy was present at the scene and if so,
his alleged unlawful actions at the scene or include factual
allegations that demonstrate McCarthy may be held liable through
a supervisory liability theory.
There are two principal statutes addressing recusal of a
federal judge, 28 U.S.C. §§ 455 and 144. Under 28 U.S.C. §
455(a), a judge must “disqualify himself in any proceeding in
which his impartiality might reasonably be questioned.” The
Third Circuit has held that “[t]he test for recusal under §
455(a) is whether a reasonable person, with knowledge of all the
facts, would conclude that the judge’s impartiality might
reasonably be questioned.” Allen v. Parkland Sch. Dist., 230 F.
App'x 189, 193 (3d Cir. 2007) (quoting In re Kensington Int’l
Ltd., 368 F.3d 289, 301 (3d Cir. 2003)).
Similarly, under 28 U.S.C. § 144, recusal must occur
“[w]henever a party to any proceeding in a district court makes
and files a timely and sufficient affidavit that the judge
before whom the matter is pending has a personal bias or
prejudice either against him or in favor of any adverse party.”
28 U.S.C. § 144. A “substantial burden is imposed on the party
filing an affidavit of prejudice to demonstrate that the judge
is not impartial.” Ali v. United States, No. 14-7723 (NLH),
2015 U.S. Dist. LEXIS 145360, at *2 (D.N.J. Oct. 27, 2015)
(quoting Frolow v. Wilson Sporting Goods Co., No. 05-04813, 2011
U.S. Dist. LEXIS 38098, at *5 (D.N.J. Apr. 7, 2011) (citation
omitted); Kilkeary v. United States, No. 12-2781, 2015 U.S.
Dist. LEXIS 78822, at *8 (D.N.J. June 18, 2015)).
b. Screening Complaints Filed IFP Pursuant to Section
1915
Although § 1915 refers to “prisoners,” federal courts apply
§ 1915 to non-prisoner IFP applications. See Hickson v. Mauro,
No. 11-6304, 2011 U.S. Dist. LEXIS 137260, at *1 (D.N.J. Nov.
30, 2011) (citing Lister v. Dept of Treasury, 408 F.3d 1309,
1312 (10th Cir. 2005)); Lister, 408 F.3d at 1312 (“Section
1915(a) applies to all persons applying for IFP status, and not
just to prisoners.”). Once IFP status has been granted, a court
must follow the screening provisions of the IFP statute. The
screening provisions of the IFP statute require a federal court
to dismiss an action sua sponte if, among other things, the
action is frivolous or malicious, or if it fails to comply with
the proper pleading standards. See 28 U.S.C. §
1915(e)(2)(B)(i)-(iii); Ball v. Famiglio, 726 F.3d 448, 452 (3d
Cir. 2013); Martin v. U.S. Dep't of Homeland Sec., No. 17-3129,
2017 U.S. Dist. LEXIS 140747, at *1 (D.N.J. Aug. 30, 2017)
(“Federal law requires this Court to screen Plaintiff's
Complaint for sua sponte dismissal prior to service, and to
dismiss any claim if that claim fails to state a claim upon
which relief may be granted under Fed. R. Civ. P. 12(b)(6)
and/or to dismiss any defendant who is immune from suit.”).
As indicated, this Court must follow the Rule 12(b)(6)
standard in considering a pro se complaint. Pro se complaints
must be construed liberally, and all reasonable latitude must be
afforded the pro se litigant. Estelle v. Gamble, 429 U.S. 97,
107 (1976). But, pro se litigants “must still plead the
essential elements of [their] claim and [are] not excused from
conforming to the standard rules of civil procedure.” McNeil v.
United States, 508 U.S. 106, 113 (1993) (“[W]e have never
suggested that procedural rules in ordinary civil litigation
should be interpreted so as to excuse mistakes by those who
proceed without counsel.”); Sykes v. Blockbuster Video, 205 F.
App’x 961, 963 (3d Cir. 2006) (finding that pro se plaintiffs
are expected to comply with the Federal Rules of Civil
Procedure).
When screening a complaint pursuant to Federal Rule of
Civil Procedure 12(b)(6), a court must accept all well-pleaded
allegations in the complaint as true and view them in the light
most favorable to the plaintiff. Evancho v. Fisher, 423 F.3d
347, 351 (3d Cir. 2005). It is well settled that a pleading is
sufficient if it contains “a short and plain statement of the
claim showing that the pleader is entitled to relief.” Fed. R.
Civ. P. 8(a)(2). “While a complaint attacked by a Rule 12(b)(6)
motion to dismiss does not need detailed factual allegations, a
plaintiff’s obligation to provide the ‘grounds’ of his
‘entitle[ment] to relief’ requires more than labels and
conclusions, and a formulaic recitation of the elements of a
cause of action will not do ....” Bell Atl. Corp. v. Twombly,
550 U.S. 544, 555 (2007) (alteration in original) (citations
omitted) (citing Conley v. Gibson, 355 U.S. 41, 47 (1957);
Sanjuan v. Am. Bd. of Psychiatry & Neurology, Inc., 40 F.3d 247,
251 (7th Cir. 1994); Papasan v. Allain, 478 U.S. 265, 286
(1986)).
A district court, in weighing a motion to dismiss, asks
“not whether a plaintiff will ultimately prevail but whether the
claimant is entitled to offer evidence to support the claim.”
Twombly, 550 U.S. at 563 n.8 (quoting Scheuer v. Rhodes, 416
U.S. 232, 236 (1974)); see also Ashcroft v. Iqbal, 556 U.S. 662,
684 (2009) (“Our decision in Twombly expounded the pleading
standard for ‘all civil actions’ ....”); Fowler v. UPMC
Shadyside, 578 F.3d 203, 210 (3d Cir. 2009) (“Iqbal ... provides
the final nail in the coffin for the ‘no set of facts’ standard
that applied to federal complaints before Twombly.”). “A motion
to dismiss should be granted if the plaintiff is unable to plead
‘enough facts to state a claim to relief that is plausible on
its face.’” Malleus, 641 F.3d at 563 (quoting Twombly, 550 U.S.
at 570).
C. Plaintiff’s Motions
Plaintiff’s fails to cite the bases for his Motions for
Recusal. For this reason, the Court will consider both 28
U.S.C. §§ 144 and 455(a).
The Court first finds Plaintiff’s Motions for Recusal, to
the extent based on 28 U.S.C. § 144, procedurally defective.
Under 28 U.S.C. § 144, Plaintiff bears the burden of filing a
“sufficient affidavit” demonstrating that this Court has a
“personal bias or prejudice against him or in favor of any
adverse party.” Plaintiff failed to file any affidavit as
required by § 144.
The Court further finds neither § 144 nor § 455 would
warrant the Court to grant Plaintiff’s Motions for Recusal
anyway. Plaintiff explains recusal is warranted due to
“discrimination and refusual [sic] to see me or speak to me due
to my race, last appointed attorney said he dislike [sic]
African/Spanish people on his own personal reason.” (ECF No. 4
at 1). Plaintiff’s more recent filings echo these claims,
arguing that recusal is warranted because the Court has not
afforded him oral arguments in prior cases, and he is being
discriminated against here on the basis of his race, sexual
orientation, age, and religion. See, e.g., Plaintiff’s Motion
for Recusal (ECF No. 8 ay 1) (claiming “discrimination on (4-
counts) – refusal to honor any ‘court hearings) [sic] in my
civil case prior and refuse to hold any person ‘liable for rape
me [sic] for 7-times”); id. at 1-2 (claiming discrimination
because the Court “refuse/hearings of past and present cases . .
. [because the judge] only want to see *black African Americans
in his court only under ‘criminal cases’ states that’s how he
make his money buy [sic] keeping the prison over (80-percent in
black people)”); id. at 2 (claiming discrimination because “I
have to fight to get in a court room ‘only’ due to it’s a civil
case. This judge has violated my rights, I do not ‘trust’ him
nor Im [sic] fully aware of his grudge against me due to
*several times I wrote him up*”); Plaintiff’s Letter in Support
of the Motions for Recusal (ECF No. 10 at 1) (claiming the case
has not been allowed to proceed due to his “race, color, or his
religion or senior & handicap or gay ‘forced’ status”); id. at
1-2 (claiming recusal is warranted as: (1) “this judge has been
placed down as a **defendant** in amended-complaint;”3 (2) “this
current judge will purposly [sic] *delay* the process of this
case due to my color;” (3) “this current judge has a ‘pending
civil case against him of $100-million U.S. dollars;”4 (4)
“Plaintiff must take 24-pills a day due to judge refusal to hear
3 The proposed Amended Complaint, ECF No. 5, does not name the
undersigned as a defendant. The Court is at a loss as to how or
why Plaintiff reached this conclusion.
4 This averment is moot. As noted in the Court’s February 24,
2022 Opinion and Order in Edwards v. Hillman, No. 2:21-cv-20720-
JMV-CLW, 2022 WL 597515, at **2-7 (D.N.J. Feb. 23, 2022),
wherein “Plaintiff appears to challenge Judge Noel L. Hillman
and Judge Anne E. Thompson’s decisions in multiple other matters
brought by Plaintiff . . . alleg[ing] that Judge Hillman denied
Plaintiff’s requests for hearings because of his race, sexual
status, and religion,” the Court dismissed Plaintiff’s
complaint, in part with prejudice, holding “the claims against
Judge Hillman and Judge Thompson are dismissed pursuant to the
doctrine of judicial immunity.”
his case;” and (5) “Plaintiff has no/feelings in his right hand
and left hand, due to this judge would not allow proper hearing
to stop the unlawful acts against him.”); Plaintiff’s Letter in
Support of the Motions for Recusal (ECF No. 12 at 1) (claiming
recusal is warranted because he was denied “court hearings from
you and refuse to have in in [sic] court or video hearings due
to his color, race, sexual status, of being raped 7-times and
beaten with combination locks, which you allowed and provided to
the inmates”). However, “[t]h[ese] claim[s], which [are]
speculative and conclusory, do[] not warrant recusal.” In re
Onishi, No. 21-2490, 2021 U.S. App. LEXIS 24514, at *3 (3d Cir.
Aug. 17, 2021); see also Brown v. United States, 823 Fed. App’x
97, 103-14 (3d Cir. July 30, 2020)(citations and quotations
omitted)(“[A] judge’s recusal is not required on the basis of
unsupported or highly tenuous speculation”); In re Burnett, 740
Fed. App’x 235, 236 (3d Cir. Oct. 26, 2018)(citations and
quotations omitted)(“[R]ecusal is not required on the grounds of
unsupported, irrational, or highly tenuous speculation”).
Plaintiff fails to include any factual support for his
allegations that would warrant recusal. Thus, the Court will
deny Plaintiff’s motions to the extent he seeks recusal.
Throughout Plaintiff’s motions and letters, he also seeks
an order from the Court accepting the Report of the Special
Master and directing the parties to engage in a settlement
conference. The Court first rejects Plaintiff’s request for the
Court to accept the “Report of the Special Master.” Plaintiff
fails to provide the Court with any Special Master Report or
offer any explanation of what report, investigation, or court
proceeding he may be referring to. Accordingly, the Court is
unaware of what report Plaintiff seeks the Court’s approval for
and for this reason, the Court will deny Plaintiff’s motions to
the extent he seeks the Court to accept the Report of the
Special Master.
As detailed below, Plaintiff’s Section 1983 claim against
Heleston, Errico, and McDowell for a warrantless entry, battery
claim against Heleston, and gross negligence claim against
Heleston, Errico, and McDowell have survived the Court’s
screening pursuant to Section 1915.
If Plaintiff wishes to pursue a settlement conference with
such Defendants, then Plaintiff may seek to arrange such a
conference under the direction of the Magistrate Judge assigned
to this matter after he has effected service on the Defendants.
Because no defendants have been served his application is not
yet ripe and will be denied without prejudice.
D. IFP Screening Pursuant to § 1915
a. Plaintiff’s § 1983 Claims against the Individual
Officers
Section 1983 provides in relevant part:
Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of
any State or Territory ... subjects, or causes
to be subjected, any citizen of the United
States or other person within the jurisdiction
thereof to the deprivation of any rights,
privileges, or immunities secured by the
Constitution and laws, shall be liable to the
party injured in an action at law, suit in
equity, or other proper proceeding for redress
. . . .
As the above language makes clear, Section 1983 is a
remedial statute designed to redress deprivations of rights
secured by the Constitution and its subordinate federal laws.
See Baker v. McCollan, 443 U.S. 137, 145 n.3 (1979). By its own
words, therefore, Section 1983 “does not . . . create
substantive rights.” Kaucher v. County of Bucks, 455 F.3d 418,
423 (3d Cir. 2006) (citing Baker, 443 U.S. at 145, n.3).
To state a cognizable claim under Section 1983, a plaintiff
must allege a “deprivation of a constitutional right and that
the constitutional deprivation was caused by a person acting
under the color of state law.” Phillips v. County of Allegheny,
515 F.3d 224, 235 (3d Cir. 2008) (citing Kneipp v. Tedder, 95
F.3d 1199, 1204 (3d Cir. 1996)). “Thus, a plaintiff must
demonstrate two essential elements to maintain a claim under §
1983: (1) that the plaintiff was deprived of a ‘right or
privileges secured by the Constitution or the laws of the United
States’ and (2) that plaintiff was deprived of his rights by a
person acting under the color of state law.” Rodriguez v. N.J.,
No. 18-11166, 2021 U.S. Dist. LEXIS 9356, at *13 (D.N.J. Jan.
19, 2021) (quoting Williams v. Borough of West Chester, Pa., 891
F.2d 458, 464 (3d Cir. 1989)).
Plaintiff first asserts an excessive force claim. However,
the allegations of Count I suggests Plaintiff is alleging Fourth
Amendment violations based upon the theories of the warrantless
entry into his home and excessive force.5 The Court will first
analyze whether Plaintiff has sufficiently stated a Section 1983
claim based upon a Fourth Amendment violation for a warrantless
entry and then analyze whether Plaintiff has sufficiently stated
a Section 1983 claim based upon a Fourth Amendment Violation for
excessive force.
i. Warrantless Entry into Plaintiff’s Apartment
“The Fourth Amendment is not, of course, a guarantee
against all searches and seizures, but only against unreasonable
searches and seizures.” United States v. Sharpe, 470 U.S. 675,
682 (1985). “Searches of a home without a warrant are
presumptively unreasonable, though the warrant requirement is
5 Plaintiff asserts a separate cause of action for reckless
indifference to Plaintiff’s serious medical needs. In doing so,
Plaintiff merely repeats the same allegations that underly
Plaintiff’s excessive force claim. This Court recognizes the
abundance of case law regarding the denial of medical needs in
the prison context; however, Plaintiff is neither an inmate nor
a pretrial detainee. The Court will consider the refusal to
provide medical assistance in its analysis surrounding
Plaintiff’s excessive force claim. Accordingly, Count II is
dismissed with prejudice.
subject to carefully defined exceptions.” Ray v. Twp. of
Warren, 626 F.3d 170, 174 (3d Cir. 2010).
The Court finds that Plaintiff has plausibly alleged a
Section 1983 claim against the Individual Officers for a
warrantless entry. First, “acts of a state or local employee in
[his] official capacity will generally be found to have occurred
under color of state law.” Barna v. City of Perth Amboy, 42
F.3d 809, 816 (3d Cir. 1994). Here, Plaintiff alleges the
Individual Officers entered his apartment and, therefore,
plausibly alleges conduct under color of state law. Second,
Plaintiff provides sufficient facts that Defendant Heleston,
without a warrant, broke down Plaintiff’s door and then
proceeded to enter his apartment. In addition, Defendants
Errico and McDowell entered his apartment without a warrant.
Because searches of an apartment without a warrant are
presumptively unreasonable, Ray, 626 F.3d at 174, and because
the well-pleaded factual allegations of the Amended Complaint,
taken as true, demonstrate the absence of an exception to the
warrant requirement, the Court finds that Plaintiff has
plausibly alleged a violation of the Fourth Amendment.
Accordingly, Plaintiff has plausibly alleged a Section 1983
claim under the theory of a warrantless entry into his apartment
against the Individual Officers.
ii. Excessive Force
The Fourth Amendment to the United States Constitution
provides that “The right of the people to be secure in their
persons ... against unreasonable searches and seizures, shall
not be violated.” “To state a claim for excessive force as an
unreasonable seizure under the Fourth Amendment, a plaintiff
must show that a ‘seizure’ occurred and that it was
unreasonable.” Brower v. County of Inyo, 489 U.S. 593, 599
(1989), cited in Lamont v. New Jersey, 637 F.3d 177, 182-83 (3d
Cir. 2011). See also Graham v. Connor, 490 U.S. 386, 395 (1989)
(“all claims that law enforcement officers have used excessive
force--deadly or not--in the course of an arrest, investigatory
stop, or other ‘seizure’ of a free citizen should be analyzed
under the Fourth Amendment and its ‘reasonableness’ standard”).
A seizure triggering Fourth Amendment protection occurs
when a government actor “by means of physical force or show of
authority, has in some way restrained the liberty of a citizen.”
Terry v. Ohio, 392 U.S. 1, 19 n.16 (1968). Clearly, here, there
is no question that Plaintiff has adequately alleged that a
seizure occurred.
To determine the reasonableness of a seizure, a court “must
balance the nature and quality of the intrusion on the
individual’s Fourth Amendment interests against the importance
of the governmental interests alleged to justify the intrusion.”
United States v. Place, 462 U.S. 696, 703 (1983), quoted in
Graham v. Connor, 490 U.S. 386, 396 (989) and Scott v. Harris,
550 U.S. 372, 383 (2007). Proper application of this objective
reasonableness standard “requires careful attention to the facts
and circumstances of each particular case, including the
severity of the crime at issue, whether the suspect poses an
immediate threat to the safety of the officers or others, and
whether he is actively resisting arrest or attempting to evade
arrest by flight.” Graham v. Connor, 490 U.S. at 396; quoted in
Groman v. Township of Manalapan, 47 F.3d 628, 633 (3d Cir.
1995). Other factors to be considered include “‘the duration of
the [officer’s] action, whether the action takes place in the
context of effecting an arrest, the possibility that the suspect
may be armed, and the number of persons with whom the police
officers must contend at one time.’” Couden v. Duffy, 446 F.3d
483, 497 (3d Cir. 2006) (citations omitted). Ultimately, “the
question is whether the officers’ actions are ‘objectively
reasonable’ in light of the facts and circumstances confronting
them, without regard to their underlying intent or motivation.”
Graham, 490 U.S. at 397.
Applying this to the pleadings, “[h]ere, Plaintiff has
simply alleged in conclusory fashion that [Defendant Heleston
battered] him and used excessive force against him. This Court
is not bound to accept Plaintiff’s characterization of the
[Individual Officers’] conduct as excessive.” Stora v. Brady,
No. 12-5131 (NLH), 2014 U.S. Dist. LEXIS 146032, at *10 (D.N.J.
Oct. 10, 2014). Plaintiff has failed to describe the nature of
the force used against him for the Court to determine whether
the Individual Officers used excessive force against him when
they entered his home. Plaintiff’s excessive force claim is
therefore dismissed without prejudice.
The Court will afford Plaintiff thirty (30) days to amend
his complaint to includes sufficient allegations detailing the
forced used by each Individual Officer to support his excessive
force claim. Laoye v. Doe, No. 20-1149, 2021 U.S. Dist. LEXIS
148331, at *8-9 (D.N.J. Aug. 4, 2021)(screening a pro se
plaintiff’s complaint pursuant to Section 1915 and dismissing
plaintiff’s excessive force claim without prejudice because
plaintiff “does not detail what force was used against him, nor
does he provide any context or detail about the incident in
question” and “[p]laintiff has thus failed to plead facts which
would indicate that the use of force in question was
unreasonable, and [p]laintiff therefore fails to state a
plausible claim for relief”); Riggins v. Banos, No. 18-12877,
2019 U.S. Dist. LEXIS 72481, at *9 (D.N.J. Apr. 30,
2019)(screening a pro se plaintiff’s complaint pursuant to
Section 1915 and dismissing plaintiff’s excessive force claim
without prejudice because plaintiff “simply makes the conclusory
allegation that police officers ‘physically assaulted plaintiff
despite plaintiff being in full submission on his stomach on the
upper bathroom common facility floor and the assault continued
after plaintiff had been handcuffed’” and “[w]ithout any facts
identifying the degree of physical force allegedly used upon
[plaintiff], he fails to state a plausible claim for excessive
force”).
b. Plaintiff’s Monell claim against Lindenwold
It is well established that local government units cannot
be held liable via respondeat superior for the constitutional
violations of their employees “unless action pursuant to
official municipal policy of some nature caused a constitutional
tort” to be committed by such employees. Monell v. New York
City Dept. of Social Servs., 436 U.S. 658, 691 (1978). To plead
a municipality liability claim, a plaintiff must allege that “a
government’s policy or custom ... inflict[ed] the injury” in
question. Id. at 694. “Policy is made when a decisionmaker
possess[ing] final authority to establish municipal policy with
respect to the action issues an official proclamation, policy,
or edict.” Andrews v. City of Philadelphia, 895 F.2d 1469, 1480
(3d Cir. 1990) (alteration in original) (internal quotation
marks omitted). “Custom, on the other hand, can be proven by
showing that a given course of conduct, although not
specifically endorsed or authorized by law, is so well-settled
and permanent as virtually to constitute law.” Bielevicz v.
Dubinon, 915 F.2d 845, 850 (3d Cir. 1990).
The Third Circuit has held that a Monell claim may also be
premised on a municipality’s failure to train, supervise, and
discipline. To plead such a claim, a plaintiff “must
demonstrate that a city’s failure to train its employees
‘reflects a deliberate or conscious choice.’” Estate of Roman
v. City of Newark, 914 F.3d 789, 798, 800 (3d Cir. 2019)
(quoting Brown v. Muhlenberg Township, 269 F.3d 205, 215 (3d
Cir. 2001)). Deliberate indifference is plausibly pled by
showing that “(1) municipal policy makers know that employees
will confront a particular situation, (2) the situation involves
a difficult choice or a history of employees mishandling, and
(3) the wrong choice by an employee will frequently cause
deprivation of constitutional rights.” Id. (quoting Doe v.
Luzerne County, 660 F.3d 169, 180 (3d Cir. 2011) (internal
brackets omitted)). Finally, conclusory recitations of the
elements of a Monell claim are insufficient. See Benjamin v. E.
Orange Police Dep't, 937 F. Supp. 2d 582, 595 (D.N.J. 2013)
(dismissing the claim against the city because the plaintiff
failed to plead adequate facts demonstrating the existence of a
policy or custom).
Plaintiff provides only conclusory allegations as to the
existence of a policy, practice, and custom of Lindenwold. It
is well-established that conclusory allegations as to the
existence of a policy or practice is insufficient to provide a
valid basis for municipal liability. See, e.g., Malat v.
Borough of Magnolia, No. 19-14841 (NLH), 2020 U.S. Dist. LEXIS
88519, at *1 (D.N.J. May 20, 2020)(dismissing a pro se
plaintiff’s municipality claims where the plaintiff claimed
“that the Borough of Magnolia fostered an unconstitutional
policy that ‘permits and tolerates illegal conduct, including
harassment, excessive use of police power, tortuous interference
with business relations, intentional infliction of distress, and
illegal discrimination,’” because “such conclusory allegations
do not satisfy the applicable pleading standards for
[plaintiff’s municipal liability] claim[].”); Bragg v. Tuccillo,
No. 16-8628, 2017 U.S. Dist. LEXIS 16168, at *6 (D.N.J. Feb. 6,
2017) (dismissing a pro se plaintiff’s municipal liability
claims because “[p]laintiff identifie[d] no policy or practice
which resulted in his alleged mistreatment by the various
officers and instead he provid[ed] only a conclusory allegation
as to the existence of a policy or practice”); Schweizer v.
Middle Twp. Mayor & Governing Body, No. 17-960 (NLH),2018 U.S.
Dist. LEXIS 71637, at *13 (D.N.J. Apr. 30, 2018) (“As in Iqbal,
and also in Bard and Zampetis, Plaintiff’s conclusory contention
that an infirm policy, or custom, or training practice by Middle
Township caused his injuries is insufficient to properly plead a
viable Monell claim. In addition to identifying the relevant
policymakers and their specific participation in the alleged
violations, Plaintiff is required to provide facts - not simply
regurgitate all the legal bases for liability under Monell - to
support his contentions and adequately plead his claims against
the municipality.”).
Count III against Lindenwold will be dismissed without
prejudice, and Plaintiff will be afforded thirty (30) days to
file an amended complaint that cures the above deficiencies.
See Fletcher Harlee Corp. v. Pote Concrete Contractors, Inc.,
482 F.3d 247, 251 (3d Cir. 2007) (stating that Third Circuit
case law “supports the notion that in civil rights cases
district courts must offer amendment irrespective of whether it
is requested when dismissing a case for failure to state a claim
unless doing so would be inequitable or futile”).
c. Plaintiff’s supervisory liability claim against Mayor
Roach
Plaintiff appears to seek liability against Mayor Roach in
his supervisory capacity as mayor of Lindenwold. Generally,
government officials are not liable for the unconstitutional
conduct of their subordinates under a theory of respondeat
superior. See Iqbal, 556 U.S. at 676; Monell, 436 U.S. at 692;
Robertson v. Sichel, 127 U.S. 507, 515-16 (1888) (“A public
officer or agent is not responsible for the misfeasances or
position wrongs, or for the nonfeasances, or negligences, or
omissions of duty, of subagents or servants or other persons
properly employed by or under him, in discharge of his official
duties”).
Instead, there are ordinarily only two ways in which
supervisors may be liable for the unconstitutional acts of their
subordinates. First, liability may attach if a supervisor,
“with deliberate indifference to the consequences, established
and maintained a policy, practice or custom which directly
caused [the] constitutional harm.” A.M. ex rel. J.M.K. v.
Luzerne Cty. Juvenile Det. Ctr., 372 F.3d 572, 586 (3d Cir.
2004) (quoting Stoneking v. Bradford Area Sch. Dist., 882 F.2d
720, 725 (3d Cir. 1989)). Plaintiffs may show deliberate
indifference through facts that indicate “a supervisor failed to
adequately respond to a pattern of past occurrences of injuries
like the plaintiff’s,” or "that the risk of constitutionally
cognizable harm was ‘so great and so obvious that the risk and
failure of supervisory officials to respond will alone’ support
the finding that the two-part test is met.” Beers-Capitol v.
Whetzel, 256 F.3d 120, 136-37 (3d Cir. 2001) (citing Sample v.
Diecks, 885 F.2d 1099 (3d Cir. 1989)).
Under the second approach, a supervisor “may be personally
liable if he participated in violating [] rights, directed
others to violate them, or, as the person in charge, had
knowledge of and acquiesced in the subordinates’
unconstitutional conduct.” Estate of Moore v. Cumberland Cty.,
No. 17-2839, 2018 U.S. Dist. LEXIS 37814, at *11 (D.N.J. Mar. 8,
2018). Moreover, “claims alleging a failure to train, failure
to discipline, or failure to supervise are a subset of . . .
policy or practice liability.” Womack v. Moleins, No. 10-2932,
2015 U.S. Dist. LEXIS 11107, at *7 (D.N.J. Jan. 30, 2015).
Here, regarding Mayor Roach, Plaintiff fails to allege
adequate facts in his complaint that demonstrate he may satisfy
either approach to hold Mayor Roach liable. In fact, Count III,
which Plaintiff pleads against both Lindenwold and Mayor Roach,
only includes allegations specific to Lindenwold. Plaintiff’s
Amended Complaint includes only the following three factual
allegation specific to Mayor Roach at the end of the Amended
Complaint: (1) Mayor Roach is liable “to all action done in his
‘area’ unnwarranted [sic] action ‘done’ by appointed state
workers of” Lindenwold; (2) “answer violation of the following:
Misconduct by corparate [sic] official – mayor 2c:21-9-1-he
purposly [sic] or knowing [sic] use, controls, of ‘cover-up’
Lindenwold police reports of misconduct for furtherances [sic]
for promotion of officer criminal objects;” and (3) “answer
violation of making dividend except in the manner provided by
law of (the named defendants) in this case state employees has
several complaints by other citizens, of misconduct actions and
should be remove [sic] but you are illegally keeping them.”
(ECF No. 5 at 11.) As currently pled, these allegations alone
are insufficient to state a plausible claim against Mayor Roach
for supervisory liability or any cause of action.
Accordingly, the Court will dismiss without prejudice Count
III of Plaintiff’s Amended Complaint against Mayor Roach.
Plaintiff will be afforded thirty (30) days to amend his Amended
Complaint to cure these deficiencies. See Fletcher Harlee
Corp., 482 F.3d at 251 (3d Cir. 2007) (stating that Third
Circuit case law “supports the notion that in civil rights cases
district courts must offer amendment irrespective of whether it
is requested when dismissing a case for failure to state a claim
unless doing so would be inequitable or futile”).
d. Plaintiff’s tort claims against the Individual
Officers
i. Battery
“ The tort of battery rests upon a nonconsensual touching.”
Valles v. Cumberland County, No. 16-4757 (NLH), 2020 U.S. Dist.
LEXIS 101300, at *5 (D.N.J. 16-4757)(citing Leang v. Jersey City
Bd. of Educ., 198 N.J. 557 (2009). The Amended Complaint
alleges that Defendant Heleston battered Plaintiff, who
sustained severe and permanent injuries. (ECF No. 5 at 6). The
Amended Complaints fails to allege the other Individual Officers
touched Plaintiff without his consent. Accordingly, the Court
will dismiss without prejudice Plaintiff’s battery claim against
Defendant McDowell and Defendant Errico. Plaintiff will be
afforded thirty (30) days to include allegations to cure these
deficiencies.6
ii. Gross Negligence
For a finding of negligence under New Jersey law, the
plaintiff must establish: (1) a duty of care owed by defendant
to plaintiff; (2) a breach of that duty by defendant; and (3) an
injury to plaintiff proximately caused by defendant’s breach.
Smith v. Kroesen, 9 F. Supp. 3d 439, 442-43 (D.N.J. 2014)(citing
Endre v. Arnold, 300 N.J. Super. 136, 142 (App. Div. 1997)).
With regard to a claim of gross negligence, “the difference
between ‘gross’ and ‘ordinary’ negligence is one of degree
rather than of quality. Id. “Gross negligence refers to
behavior which constitutes indifference to consequences.” Id.
“Police officers have ‘a duty to act reasonably, and, in
the context of effectuating an arrest, they have a duty to
exercise ‘reasonable care to preserve the life, health, and
6 This Court recognizes if the Individual Officers were
attempting to arrest Plaintiff, then the Individual Officers
would be liable for battery only if the force was excessive.
Sanders v. Jersey City, No. 18-1057, 2021 U.S. Dist. LEXIS
78681, at *55 (D.N.J. Apr. 23, 2021)(citing Panarello v. City of
Vineland, 160 F. Supp. 3d 734, 767 (D.N.J. 2016)). However,
Plaintiff’s Amended Complaint does not suggest the actions of
Defendant Heleston occurred during an attempt to arrest
Plaintiff. For this reason, the Court finds that, accepting
Plaintiff’s allegations as true, Defendant Heleston may be
liable for battery even if he did not use excessive force.
safety of the person in custody.’” Widmaier v. City of Newark,
No. 16-2533, 2017 U.S. Dist. LEXIS 109453, at *23 (D.N.J. July
14, 2017); (citing Roccisano v. Township of Franklin, No. 11-
6558, 2013 U.S. Dist. LEXIS 97526 (D.N.J. Jul. 12, 2013)
(quoting Del Tufo v. Township of Old Bridge, 147 N.J. 90, 101
(1996); Damiani v. West Deptford Township, No. 07-2884, 2008
U.S. Dist. LEXIS 17581, (D.N.J. Mar. 7, 2008) (refusing to
dismiss a negligence claim where plaintiff alleged that officers
physically pulled her from a car without cause or explanation)).
Accepting the factual allegations as true, Defendant
Heleston broke through Plaintiff’s door, the Individual Officers
entered Plaintiff’s property without a warrant, Defendant
Heleston injured Plaintiff at some point, and the Officers left
Plaintiff in need of medical attention without calling an
ambulance for help or fixing Plaintiff’s door. Plaintiff
alleges all these actions and inactions occurred for no lawful
reason at all. The Court finds this is sufficient to
demonstrate the Individual Officers breached their duty to act
reasonably with Plaintiff. Moreover, as a result of the
Individual Officers’ previous actions and inactions, Plaintiff
suffered severe and permanent injuries. Accordingly, the Court
will allow Plaintiff’s gross negligence claim to proceed against
the Individual Officers.
Plaintiff should note that when an amended complaint is
filed, the previous complaint no longer performs any function in
the case and cannot be utilized to cure defects in the
complaint, unless the relevant portion is specifically
incorporated in the new complaint. 6 Wright, Miller & Kane,
Federal Practice and Procedure 1476 (2d ed. 1990) (footnotes
omitted). The amended complaint may adopt some or all of the
allegations in the previous complaint, but the identification of
the particular allegations to be adopted must be clear and
explicit. Id. To avoid confusion, the safer course is to file
an amended complaint that is complete in itself. Id.
CONCLUSION
For the reasons stated above, the Court will (1) dismiss,
in part, Plaintiff’s Amended Complaint without prejudice and
afford Plaintiff thirty (30) days to file a Second Amended
Complaint consistent with this Opinion; and (2) deny without
prejudice Plaintiff’s Motions for Recusal and Motions to Accept
the Special Master Report and For a Settlement Conference.
Plaintiff shall be afforded thirty (30) days to amend his
Amended Complaint to cure the deficiencies detailed in this
Opinion.
An appropriate Order will be entered.
Date: March 3, 2022 s/ Noel L. Hillman
At Camden, New Jersey NOEL L. HILLMAN, U.S.D.J.