Opinion

NORTH v. PORTFOLIO RECOVERY ASSOCIATES, LLC

Court
District Court, D. New Jersey
Filed
Aug 30, 2021
Cited by
0 cases
Authority
More cited than 25.3%

“Under CAFA, the party seeking to remove the case to federal court bears the burden to establish the amount in controversy is satisfied.”

How later courts described this case

  • “Under CAFA, the party seeking to remove the case to federal court bears the burden to establish the amount in controversy is satisfied.”
  • explaining that, in non-CAFA cases, courts must strictly construe the removal provisions and resolve all doubts in favor of remand
  • “[E]ven if a defendant could have discovered grounds for removability through investigation, it does not lose the right to remove because it did not conduct such an investigation and then file a notice of removal within thirty days of receiving the indeterminate document.”
  • “[A]s long as the complaint or ‘an amended pleading, motion, order or other paper’ does not reveal that the case is removable, the 30-day time period never starts to run and the defendant may remove at any time.”

Written by the judges who cited it.

The opinion

NOT FOR PUBLICATION

UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF NEW JERSEY

TODD M. NORTH, individually and on behalf

of all others similarly situated,

Plaintiff,

Case No. 2:20-cv-20190 (BRM) (JSA)

v.

OPINION

PORTFOLIO RECOVERY ASSOCIATES,

LLC; and JOHN DOES 1 to 10,

Defendants.

MARTINOTTI, DISTRICT JUDGE

Before this Court is Plaintiff Todd M. North’s (“Plaintiff”) Second Motion to Remand this

action to the Superior Court of New Jersey, Law Division, Essex County. (ECF No. 2.) Defendants

Portfolio Recovery Associates, LLC and John Does 1 to 10 (collectively, “Defendants”) opposed

(ECF No. 5), Plaintiff replied (ECF No. 6), and Defendants filed a sur-reply (ECF No. 7). Having

reviewed the parties’ submissions filed in connection with the Motion and having declined to hold

oral argument pursuant to Federal Rule of Civil Procedure 78(b), for the reasons set forth below

and for good cause shown, Plaintiff’s Motion to Remand is DENIED.

I. FACTUAL BACKGROUND AND PROCEDURAL HISTORY1

The Court previously summarized the facts underlying this dispute in a May 6, 2020

Opinion granting Plaintiff’s first motion to remand. (See 2:19-cv-17972-BRM-JAD, ECF No. 18.)

The Court therefore includes an abbreviated statement of the factual and procedural history to the

extent such background is relevant to the instant motion.

This case arises from Defendants’ attempts to collect a debt owed by Plaintiff. (See ECF

No. 1-1.) On August 6, 2019, Plaintiff filed a putative class-action Complaint in the Superior Court

of New Jersey, Law Division, Essex County asserting three claims against Defendants for

violations of the New Jersey Consumer Fraud Act, N.J. Stat. Ann. § 56:8, et seq. (the “CFA”), the

New Jersey Consumer Finance Licensing Act, N.J. Stat. Ann. § 17:11C, et seq. (the “Licensing

Act”), and for unjust enrichment. (Id. ¶¶ 55–83.)

Plaintiff defines the class and subclass as:

Class: All natural persons with addresses in the State of New Jersey

who are listed as the borrower or purchaser in an account assigned

to Portfolio Recovery Associates, LLC, or any of its sister or parent

entities, at any time prior to the date the respective entity obtained a

license to engage in business as a “sales finance company” or a

“consumer lender” pursuant to the CFLA, at N.J.S.A. 17:11C-3.

Subclass: All members of the Class who paid any money or from

whom Portfolio Recovery Associates, LLC, or any of its sister or

parent entities, directly or indirectly through its agents, collected any

money on the assigned account.

(Id. ¶ 41.)

On September 13, 2019, Defendants first removed the action to federal court on grounds

of diversity jurisdiction pursuant to 28 U.S.C. § 1332, which provides federal courts with

1 “For purposes of the pending motion [to remand], the Court accepts as true the version of events

set forth in Plaintiff[’s] Complaint.” Portillo v. Nat’l Freight, Inc., 169 F. Supp. 3d 585, 590 n.3

(D.N.J. 2016) (citing Schmidt v. Skolas, 770 F.3d 241, 249 (3d Cir. 2014)).

jurisdiction over “all civil actions where the matter in controversy exceeds the sum or value of

$75,000 . . . and is between . . . citizens of different States.” (2:19-cv-17972-BRM-JAD, ECF No.

1-2 ¶ 8.) On October 2, 2019, Plaintiff moved to remand the action to state court. (2:19-cv-17972-

BRM-JAD, ECF No. 5.) On May 6, 2020, the Court granted Plaintiff’s motion to remand, citing

the amount in controversy requirement had not been satisfied. (2:19-cv-17972-BRM-JAD, ECF

No. 18 at 5, “the Court is not persuaded Portfolio Recovery has met its burden of showing the

amount in controversy to be greater than the $75,000.00, which also is required by § 1332.”)

On December 22, 2020, Defendants, for the second time, removed this action to federal

court, now alleging this Court has jurisdiction pursuant to the Class Action Fairness Act of 2005

(“CAFA”), 28 U.S.C. § 1332(d)(11) and arguing, inter alia, (1) CAFA’s jurisdictional

requirements have been satisfied; and (2) removal is timely. (ECF No. 1 at 3–6.) On January 21,

2021, Plaintiff filed a Motion to Remand arguing, inter alia, (1) Defendants’ Notice of Removal

is untimely as it was filed more than thirty days after it was aware the Court had CAFA jurisdiction;

and (2) this Court lacks jurisdiction over this matter pursuant to the Rooker-Feldman doctrine.

(ECF No. 2-1 at 12–19.) On February 16, 2021, Defendants filed an opposition to the Motion to

Remand. (ECF No. 5.) On February 22, 2021, Plaintiff filed a reply in support of the Motion to

Remand. (ECF No. 6.) On February 26, 2021, Defendants filed a Motion for Leave to File a Sur-

Reply in Opposition to the Motion to Remand (ECF No. 7), which, on March 30, 2021, the Court

granted (ECF No. 11).

II. LEGAL STANDARD

“Federal courts are courts of limited jurisdiction. They possess only that power authorized

by Constitution and statute.” Kokkoken v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377 (1994).

A defendant may remove any civil action over which a federal court would have original

jurisdiction. 28 U.S.C. § 1441(a); City of Chi. v. Int’l Coll. of Surgeons, 522 U.S. 156, 163 (1997)

(“The propriety of removal . . . depends on whether the case originally could have been filed in

federal court.”); Penn v. Wal-Mart Stores, 116 F. Supp. 2d 557, 561 (D.N.J. 2000). Original

jurisdiction exists where a plaintiff’s well-pleaded complaint presents a federal question under 28

U.S.C. § 1331 or there is diversity of citizenship under 28 U.S.C. § 1332. See Caterpillar Inc. v.

Williams, 482 U.S. 386, 392 (1987). Diversity jurisdiction, in turn, exists where “the matter in

controversy [for each plaintiff] exceeds the sum or value of $75,000” and all plaintiffs are “citizens

of different States” than all defendants, i.e., there is complete diversity. 28 U.S.C. § 1332(a); see

also Swiger v. Allegheny Energy, Inc., 540 F.3d 179, 181–82 (3d Cir. 2008).

As a result of these requirements, however, “many” early class actions could not be

litigated in federal courts, “even if those actions implicated matters of national importance

affecting millions of parties from many different states.” Kaufman v. Allstate N.J. Ins. Co., 561

F.3d 144, 148 (3d Cir. 2009). Congress therefore enacted CAFA in 2005, authorizing “[f]ederal

court consideration of interstate cases of national importance” under a less stringent jurisdictional

threshold than § 1332(a). Standard Fire Ins. Co. v. Knowles, 568 U.S. 588, 595 (2013); see also

Farina v. Nokia Inc., 625 F.3d 97, 110 (3d Cir. 2010). CAFA vests original jurisdiction in federal

district courts to hear class action lawsuits where the following requirements are met: (1) the

amount in controversy exceeds $5,000,000, as aggregated across all individual claims, see 28

U.S.C. §§ 1332(d)(2)–(6); (2) the citizenship of at least one class member differs from that of any

defendant, i.e., there is minimal diversity, see 28 U.S.C. § 1332(d)(2)(A); and (3) the class consists

of at least 100 members. See 28 U.S.C. § 1332(d)(5)(B).

Because CAFA strongly favors jurisdiction, see Anthony v. Small Tube Mfg. Corp., 535 F.

Supp. 2d 506, 512 (E.D. Pa. 2007) (citing Evans v. Walter Indus., Inc., 449 F.3d 1159, 1163 (11th

Cir. 2006)), “no antiremoval presumption attends [CAFA] cases.” Dart Cherokee Basin Operating

Co., LLC v. Owens, 574 U.S. 81, 89 (2014); cf. Boyer v. Snap-on Tools Corp., 913 F.2d 108, 111

(3d Cir. 1990) (explaining that, in non-CAFA cases, courts must strictly construe the removal

provisions and resolve all doubts in favor of remand); Steel Valley Auth. v. Union Switch & Signal

Div., 809 F.2d 1006, 1010 (3d Cir. 1987) (same). Instead, CAFA “should be read broadly, with a

strong preference that interstate class actions [] be heard in a federal court if properly removed by

any defendant.” Dart, 574 U.S. at 89.

Still, even in CAFA cases, the defendant, having removed the matter, bears the burden of

establishing diversity. See Samuel-Bassett v. Kia Motors Am., Inc., 357 F.3d 392, 396, 403 (3d

Cir. 2003) (“The party asserting jurisdiction bears the burden of showing that at all stages of the

litigation the case is properly before the federal court.”); Frederico v. Home Depot, 507 F.3d 188,

193 (3d Cir. 2007); Morgan v. Gay, 471 F.3d 469, 473 (3d Cir. 2006) (“Under CAFA, the party

seeking to remove the case to federal court bears the burden to establish the amount in controversy

is satisfied.”); Kaufman, 561 F.3d at 151; La Stella v. Aquion, Inc., Civ. A. No. 19-10082, 2020

WL 7694009, at *3 (D.N.J. Dec. 28, 2020); Ellis v. Bradbeck, Civ. A. No. 06-0750, 2006 WL

3518590, *1 (D.N.J. Dec.4, 2006) (“[T]he party asserting jurisdiction bears the heavy burden of

showing that the case is properly before the federal court.”).

III. DECISION

A. Defendants’ Removal was Timely

In seeking to remand, Plaintiff does not contest the Complaint meets the CAFA’s

jurisdictional requirements;2 rather, Plaintiff challenges Defendants’ removal on timeliness

2 The Court notes and rejects Plaintiff’s later attempts (in the reply brief) to walk back his previous

contention that the jurisdictional requirements of CAFA were apparent from the face of the

Complaint. (See ECF No. 6 at 11 (“Plaintiff’s individual claim can seek relief less than $75,000

grounds. Specifically, Plaintiff claims the allegations of the Complaint provided ample information

from which to form an arguable basis for federal CAFA jurisdiction within the removal windows

of 28 U.S.C. § 1446(b). (ECF No. 2-1 at 12 (“Plaintiff’s Complaint [] plead all of the CAFA

elements for removal.”)); (id. at 13 (“Plaintiff’s Complaint commenced the thirty-day deadline

because Defendant could reasonably and intelligently conclude from the pleadings that all CAFA

elements were met.”))3 As a result, Plaintiff submits Defendants’ tardy removal—fifteen months

after receipt of Plaintiff’s Complaint—plainly exceeded the thirty-day requirement of 28 U.S.C.

§§ 1446(b)(1) and (b)(3). (Id. at 18; ECF No. 6 at 6.)

Defendants, by contrast, take the position that Plaintiff’s Complaint failed to sufficiently

alert them to federal CAFA jurisdiction. (ECF No. 5 at 15 (“Simply stated, because the Complaint

failed to establish the requisite number of class members or amount in controversy – as Plaintiff

has previously argued and the Court has already found . . . CAFA jurisdiction was not apparent to

[Defendants].”)) Rather, Defendants claim they only learned this action satisfied the CAFA

requirements through their own independent investigation into Plaintiff’s allegations, and submit

they promptly removed this action upon receipt of independently uncovered jurisdictional facts.

(See id. at 16 (“[O]n or about December 7, 2020, [Defendants’] independent investigation revealed

for the first time the approximate sizes of both the putative class and subclass as well as the

and fail to satisfy diversity jurisdiction; and (2) the class could exceed 200 members and surpass

$5,000,000 damages in the aggregate. Plaintiff’s positions are not contradictory and his prior

motion to remand has no preclusory effect on the current motion.”)); see Bishop v. Sam’s E., Inc.,

Civ. A. No. 08-4550, 2009 WL 1795316, at *5 (E.D. Pa. June 23, 2009) (finding that the “reply

brief is intended only to provide an opportunity to respond to the arguments raised in the response

brief; it is not intended as a forum to raise new issues”).

3 Plaintiff further contends, “Defendant knows or should reasonably and intelligently conclude

from the face of the Complaint that the purported class exceeded 100 members and the aggregate

amount in controversy exceeded $5 million. Indeed, Defendant is in the business of purchasing

and collecting debts.” (Id. at 14.)

approximate amount in controversy. Having determined the CAFA thresholds” were met,

Defendant “again removed this action to federal court on December 22, 2020 – just over two weeks

later.”)); (see also ECF No. 1 ¶ 20 (“Per its independent investigation,” Defendants “calculated

that there are approximately 414,203 members of the proposed class and 56,042 members of the

proposed subclass . . . .”)) Defendants also state their Notice of Removal, together with their

supplemental declaration on damages, easily satisfy their burden of demonstrating the amount in

controversy exceeds the $5,000,000 threshold under CAFA. (See id. ¶ 25 (“Per its independent

calculation,” Defendants “collected approximately $55, 826, 209.12 from the Plaintiff and

Subclass . . . .”)); (see also ECF No. 7-3 ¶¶ 6, 9–10, Decl. of Meryl Dreano (providing that, “[p]er

its independent investigation,” Defendants “calculated that there are more than 100 persons who

meet the proposed class description and more than 100 persons who meet the proposed subclass

description” and Defendants have “calculated that it collected more than five million dollars []

from the Plaintiff and Subclass as defined in the Complaint.”))

CAFA dramatically expanded the role of the federal judiciary in class action litigation, and

expressed a clear preference for qualifying class actions to be entertained in federal forums. In

view of the breadth of CAFA, this case requires the Court to consider the interplay for removal

under 28 U.S.C. §§ 1446(b)(1) and (b)(3), and removal requirements under CAFA. The Court

finds Portillo v. Nat’l Freight, Inc., 169 F. Supp. 3d 585, 589 (D.N.J. 2016) instructive.

Indeed, like the court in Portillo, the Court must determine whether the Complaint

contained sufficient notice to trigger CAFA jurisdiction, therefore “launching the first thirty-day

period for removal under 28 U.S.C. § 1446(b)(1).” Portillo, 169 F. Supp. 3d at 589.

If not, [however,] the Court must determine whether Defendants’

removal runs afoul of the thirty-day period for removal under 28

U.S.C. § 1446(b)(3), which is triggered by a defendant’s receipt of

a litigation document demonstrating sufficient jurisdictional facts to

make the matter removable under CAFA. If neither of these periods

has been triggered, as Defendants suggest, the issue becomes

whether the case can be removed based on Defendants’ discovery of

their own documents that demonstrate, for the first time, that CAFA

jurisdiction is present, including minimal diversity, numerosity of

over 100 class members, and at least $5,000,000 in dispute.

Id.

Because Plaintiff contests Defendants’ removal on timeliness grounds, the Court must

consider whether Defendants complied with 28 U.S.C. §§ 1446(b)(1) and (b)(3). See id. at 592.

In essence, 28 U.S.C. § 1446(b) speaks of two “paradigmatic scenarios.” Id. at 593. First,

in the event the initial pleading demonstrates the basis for removal, the notice of removal must be

filed “within 30 days after the receipt by the defendant.” 28 U.S.C. § 1446(b)(1). See Farina, 625

F.3d at 113. Second, if the initial pleading does not demonstrate a basis for removal, the petition

must “be filed within 30 days after receipt by the defendant” of a litigation document (either an

“amended pleading, motion, order or other paper”) demonstrating sufficient jurisdictional facts.

28 U.S.C. § 1446(b)(3). To put it another way, in the face of an indeterminate pleading, the thirty-

day removal clock does not begin to run until litigation documents, subsequent to the initial

pleading, reveal facts supporting removal. See Romulus v. CVS Pharmacy, Inc., 770 F.3d 67, 69

(1st Cir. 2014); see also Cutrone v. Mortg. Elec. Registration Sys., Inc., 749 F.3d 137, 147 (2d Cir.

2014) (“Section 1446(b) imposes a time limit only in cases in which the plaintiff’s initial pleading

or subsequent document has explicitly demonstrated removability. Defendants are permitted to

remove outside of these periods when the time limits of 28 U.S.C. § 1446(b) are not triggered.”).

As a result, a defendant may be able to remove an action under CAFA well into the course of the

litigation. See Judon v. Travelers Prop. Cas. Co. of Am., 773 F.3d 495, 508 (3d Cir.2014).

Critically, though, in either scenario, “the triggering event focuses solely upon the defendant’s

receipt of a litigation document, that is, the scope of the defendant’s knowledge, at the initial

pleading or otherwise, plays no role in triggering the 30-day removal clock.” Portillo, 169 F. Supp.

3d at 593 (citing Romulus, 770 F.3d at 74).

A review of Plaintiff’s class action Complaint reveals that it fails to describe a basis for

federal jurisdiction. Indeed, the Court already determined Defendants “ha[d] [not] met its burden

of showing the amount in controversy to be greater than [] $75,000.00,” as “required” by § 1332

and for that reason remanded the case to state court. (See 2:19-cv-17972-BRM-JAD, ECF No. 18

at 6 (“[I]t is clear North’s claim standing on its own is unlikely to meet the jurisdictional amount.”))

Rather, the Complaint discloses only minimal diversity (ECF No. 1-1 ¶¶ 8–10) but provides no

clue as to the numeric composition of the proposed class (see id. ¶ 44 (providing that the members

of the Class and subclass “for whose benefit this action is brought is so numerous that joiner of all

members is impracticable” but otherwise providing no numerical inference)),4 nor to the aggregate

damages sought by the unquantified class (see id. ¶ 17 (providing that “[a]ll or substantially all of

the accounts of which Defendants took assignment extended credit of less than $50,000”)).5

Plaintiff’s Complaint fails to provide Defendants with facts demonstrating federal jurisdiction

under CAFA. Therefore, the Court concludes that the thirty-day removal clocks of 28 U.S.C. §

1446(b)(1) and (3) have not been triggered by the Complaint.6

4 Franklin v. Mfrs. & Traders Tr. Co., Civ. A. No. 18-587, 2018 WL 3478899, at *4 (S.D. W.Va.

July 19, 2018) (finding that CAFA’s numerosity requirement was not met where an “Amended

Complaint offer[ed] no concrete size of the class, but only a blanket assertion that joinder would

be impractical”).

5 See Cutrone, 749 F.3d at 145 (refusing to require the defendant to utilize the alleged damages of

the representative plaintiff to extrapolate the likely amount in controversy when “nowhere in the

pleadings do the plaintiffs allege the value, even as an approximation, of other class members”).

6 Plaintiff has not cited to, and the Court is not aware of, any “amended pleading, motion, order or

other paper” sufficient to put Defendants on notice that CAFA requirements have been met.

The relevant inquiry therefore becomes “whether Defendants could remove this action

based upon facts gleaned from their own internal investigation, without awaiting receipt of any

amended pleading or ‘paper’ within the meaning of 28 U.S.C. § 1446(b)(3).” Portillo, 169 F. Supp.

3d at 594. In any case, the Court rejects the view that the thirty-day removal windows of 28 U.S.C.

§§ 1446(b)(1) and (b)(3) provide the exclusive periods for removal, embracing instead the notion

that defendants may remove once they determine, based upon a review of their own records, that

the action meets the requirements of CAFA. See, e.g., Cutrone, 749 F.3d at 146–48; Roth v. CHA

Hollywood Med. Ctr., L.P., 720 F.3d 1121, 1124–26 (9th Cir. 2013).

It was therefore permissible for Defendants to wait and remove based on its own

investigation. See Roth, 720 F.3d at 1125 (“[E]ven if a defendant could have discovered grounds

for removability through investigation, it does not lose the right to remove because it did not

conduct such an investigation and then file a notice of removal within thirty days of receiving the

indeterminate document.”); Rea v. Michaels Stores Inc., 742 F.3d 1234, 1238 (9th Cir. 2014)

(“[A]s long as the complaint or ‘an amended pleading, motion, order or other paper’ does not

reveal that the case is removable, the 30-day time period never starts to run and the defendant may

remove at any time.”).7

Here, Defendants chose to investigate the claimed damages after receiving the Complaint,

and then promptly removed upon independently determining that the amount in controversy

7 To be sure, the Court rejects any contention from Plaintiff that Defendants were required to move

for removal thirty days after the internal investigation. (See ECF No. 2-1 at 18 (Defendants

“conveniently omitted the date of [] [the] independent investigation, thereby making it impossible

to discern whether the notice of removal was timely filed.”)) Defendants may move for removal

any time after “they determine, based upon review of their own records, that the action meets the

requirements of CAFA.” Portillo, 169 F. Supp. 3d at 595; see also Cutrone, 749 F.3d at 147; Roth,

720 F.3d at 1126 (citing 28 U.S.C. § 1453(b)) (“[I]n a CAFA case, there is no such time limit. A

CAFA case may be removed at any time, provided that neither of the two thirty-day periods under

§ 1446(b)(1) and (b)(3) has been triggered.”).

exceeded the jurisdictional threshold under CAFA. Indeed, beyond the statutory text, CAFA

generally envisions a broad jurisdictional grant, see, e.g., In re Processed Egg Products Antitrust

Litig., 836 F.Supp.3d 290, 302 n.16 (E.D. Pa. 2011) (citation omitted), and the Third Circuit has

repeatedly recognized that “a defendant may be able to remove an action under CAFA well into

the course of the litigation” upon “discover[y]” of facts “supporting removal.” Judon, 773 F.3d at

509 (citations omitted); see also Farina, 625 F.3d at 113 n.17 (citation omitted) (explaining the

Third Circuit’s view that “CAFA operates as a[ ] [significant] expansion of diversity jurisdiction”).

Therefore, for these reasons, the Court finds Defendants’ removal timely.

B. The Rooker-Feldman Doctrine does not apply

The Court briefly turns to Plaintiff’s contention that this Court lacks jurisdiction over this

matter pursuant to the Rooker-Feldman doctrine so that a remand is warranted. (ECF No. 2-1 at

19.) According to Plaintiff, his “Complaint in the subject action clearly seeks relief from state-

court judgments, thus barring federal courts’ jurisdiction and review of those judgments.” (Id. at

21.)

The Rooker-Feldman doctrine does not apply here. “In certain circumstances, where a

federal suit follows a state suit, the Rooker–Feldman doctrine prohibits the district court from

exercising jurisdiction.” Great W. Mining & Mineral Co. v. Fox Rothschild LLP, 615 F.3d 159,

163–64 (3d Cir. 2010) (“Great Western”). In Exxon Mobil, the Supreme Court “confined” the

Rooker–Feldman doctrine to “cases brought by state-court losers complaining of injuries caused

by state-court judgments rendered before the district court proceedings commenced and inviting

district court review and rejection of those judgments.” Exxon Mobil Corp. v. Saudi Basic Indus.

Corp., 544 U.S. 280, 284 (2005). The Third Circuit set forth four requirements that must be met

under the Exxon Mobil standard:

(1) the federal plaintiff lost in state court; (2) the plaintiff

“complain[s] of injuries caused by state-court judgments”; (3) those

judgments were rendered before the federal suit was filed; and (4)

the plaintiff is inviting the district court to review and reject the state

judgments.

Great W., 615 F.3d at 166. “The second and fourth requirements are the key to determining

whether a federal suit presents an independent, non-barred claim.” Id.; see also Boykin v.

MERS/MERSCORP, Civ. A. No. 11-4856, 2012 WL 1964495, at *3 (D.N.J. May 31, 2012).

As noted, Rooker-Feldman seeks to avoid the lower federal courts from conducting

appellate review of state court judgments. But here, the Court is unable to ascertain injuries caused

by state court judgments. Indeed, for the injury prong to apply, the Complaint must “actually

complain of injury ‘produced by a state-court judgment and not simply ratified, acquiesced in, or

left unpunished by it.’” Great W., 615 F.3d at 167 (quoting Hoblock v. Albany Cnty. Bd. of

Elections, 422 F.3d 77, 88 (2d Cir. 2005)). Plaintiff identifies no specific state court judgment. In

fact, Plaintiff concedes “Plaintiff is not a state court loser (no judgment was entered against

Plaintiff).” (ECF No. 6 at 14.) Similarly, the fourth prong of the Great Western test also cannot be

met because the Court cannot review and reject a state court judgment that was never entered. See

Boykin v. MERS/MERSCORP, Civ. A. No. 2:11-04856, 2012 WL 1964495, at *4 (D.N.J. May 31,

2012). Quite simply, for Rooker–Feldman to apply, the “federal plaintiff [must] be seeking direct

review of a state court ‘judgment’ entered ‘before the federal suit was filed.’” Martinez v. Bank of

Am., N.A., 664 F. App’x 250, 253 n.4 (3d Cir. 2016) (quoting Great W., 615 F.3d at 166) (emphasis

added). Because that is not the case here given that a final state court judgment has not been

identified, let alone entered, the Rooker–Feldman doctrine does not deprive the Court of subject

matter jurisdiction over this action. See Ventures Tr. 2013 I-H-R by MCM Cap. Partners, LLC v.

Pinto, Civ. A. No. 166232, 2017 WL 1251030, at *5 (D.N.J. Mar. 17, 2017), report and

recommendation adopted, Civ. A. No. 16-7647, 2017 WL 1234116 (D.N.J. Mar. 31, 2017).8 As

such, the Court finds Rooker-Feldman inapplicable.

IV. CONCLUSION

For the reasons set forth above, this Court finds Defendants’ removal timely. Plaintiff’s

Motion to Remand the action to Superior Court of New Jersey, Essex County, is DENIED. An

appropriate order follows.

Dated: August 30, 2021

/s/ Brian R. Martinotti

BRIAN R. MARTINOTTI

UNITED STATES DISTRICT JUDGE

8 Additionally, Rooker-Feldman is confined to cases brought by parties seeking federal review of

state court judgments; Plaintiff did not invoke federal jurisdiction here – Defendants did. See Great

W., 615 F.3d at 166–69 (explaining that Rooker-Feldman doctrine applies where the source of the

plaintiff’s injuries is the state court judgment and the plaintiff is inviting the district court to review

and reject the state court judgment); see also Dakota Asset Servs. LLC v. Nixon, Civ. A. No. 19-

16126, 2020 WL 5640724, at *6 (D.N.J. Sept. 22, 2020) (expressing doubt that “a Plaintiff who

finds himself unwillingly in federal court may invoke Rooker-Feldman offensively to compel

remand”).

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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