directing the ALJ to describe in “greater specificity” the “type of limitations” from which claimants suffer
How later courts described this case
- directing the ALJ to describe in “greater specificity” the “type of limitations” from which claimants suffer
- “Limitations that are medically supported but are also contradicted by other evidence in the record may or may not be found credible—the ALJ can choose to credit portions of the existing evidence.”
- remanding an ALJ’s decision that heavily relied upon the treating physician’s checked-boxes opinion
- stating that an ALJ’s credibility determination should only be rejected in an “extraordinary case”
Written by the judges who cited it.
The opinion
*NOT FOR PUBLICATION*
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
_______________________________________
MARGARET TEMPLE,
Appellant,
v. Civil Action No. 19-19243 (FLW)
ANDREW SAUL, OPINION
Commissioner of Social Security
Appellee.
WOLFSON, Chief Judge:
Appellant Margaret Temple (“Appellant” or “Temple”) challenges Social Security
Administration Commissioner Andrew Saul’s (“Appellee” or “Commissioner”) determination that
she is not eligible for Disability Insurance Benefits (“DIB”) under Title XVI of the Social Security
Act, 42 U.S.C. § 1381 et seq. Because substantial evidence supports the Administrative Law
Judge’s (“ALJ”) determination, this appeal is DISMISSED.
I. BACKGROUND AND PROCEDURAL HISTORY
A. The Medical Records
On August 28, 2014, Temple filed for DIB with the Social Security Administration
(“SSA”), alleging a disability that began around January 2012, when she tripped on a mat at work
and fell “head first into a concrete wall.” See Administrative Record (“A.R.”) 11, 345. Temple
returned to her job as an administrative clerk for Catholic Charities in March of that year, managing
her pain with a combination of muscle relaxants, anti-inflammatories, and Neurotin. See A.R. 457.
A lumbar MRI conducted in May showed multi-level degenerative changes to her spine, a cervical
MRI showed a herniated disc, and an electromyogram showed nerve damage in her wrist. Id. 429,
431. Temple underwent a cervical discectomy in August 2012 to repair the herniation, id. 388,
432, after which she was “generally doing well” despite swelling in her neck. Id. 357. Prior to her
accident, Temple had undergone a discectomy and facetectomy, id. 433, which involved
decompressing damaged discs along her spine, and a laminectomy, where a herniated disc in her
thoracic spine “could not be corrected because it was too close to [the] spinal cord.” Id. 54.
Temple’s fall exacerbated “her baseline pain” from these preexisting injuries. Id. 423.
Through 2013, Temple continued to manage her pain with Neurontin, which doctors said
provided “quite a bit of relief.” Id. 314. The Orthopedic Spine Institute observed that she could
stand up without difficulty and walk with a normal gait. Id. 304. Examinations in 2014 likewise
showed no walking impairments, id. 467, 470, and Temple felt “well” around this time, id. 467,
469, even though she had developed reduced lumbar spine flexion, id. 498, 501, 504, peripheral
polyneuropathy, id. 306, and carpel tunnel syndrome. Id. 304. Through 2017, Temple reported that
her pain remained under control, maintained a normal gait, and continued to stand up without
difficulty. Id. 604, 621, 625, 647-664.
Three doctors examined Temple in connection with her injuries. See id. 438-44. Dr.
Vijaykumar Kulkarni conducted his examination on January 13, 2014, after Temple filed for
worker’s compensation. He concluded that Temple is totally disabled. Id. 443. Dr. Betty Vekhnis
examined Temple on December 16, 2014. Id. 488. Although Dr. Vekhnis determined that Temple
has a history of cervical fusions, neck and lower back pain, radicular pain, and difficulty using her
hands repetitively, she did not offer an opinion as to whether Temple is disabled, nor did she draw
any conclusions about the extent to which Temple’s impairments functionally limit her ability to
work. Temple’s regular pain management specialist, Eric Freeman, partially completed a medical
source statement, indicating that Temple has a limited ability to lift, carry, sit, stand, and walk.
But, like Dr. Vekhnis, Dr. Freeman did not draw a conclusion as to Appellant’s functional capacity.
Id. 495. Mohammad Rizwan, a doctor with the state agency that evaluated Temple’s worker’s
compensation claim, reviewed Temple’s medical records in July 2015. He concluded that Temple
is able to lift and carry twenty pounds occasionally and ten pounds frequently, stand or walk for
five out of eight hours, and sit for six out of eight hours, which is consistent with the SSA’s
definition of light work. Id. 82-83. After an extensive evaluation, physical therapist Timothy Hatt
similarly found that Temple can perform light work. Id. 335.
B. The Testimonial Record
In connection with her application for DIB, Temple testified as to her daily routine and
physical limitations. See A.R. 32-60. Generally, Temple stated that she is “always in pain” in her
neck, down her back and left leg, into her foot, where she feels numbness, in both wrists, and in
her fingers when she tries to grasp things. Id. 34, 41-42, 45, 56-59. To “somewhat subside” the
pain she takes Vicodin four times daily, as well as a muscle relaxer, the combination of which
causes tiredness and irritability, prevents her from driving, id. 62, and causes her to fall asleep
while reading or watching TV. Id. 42-44. She stated that she cannot turn her head more than forty-
five degrees or repetitively. Id. 48-49.
In terms of daily activities, Temple shops, but only lightly. Id. 36-37. She cleans the house,
but only “surfaces.” Id. 37, 49. She used to help her husband mow the lawn, but “can’t do that
anymore.” Id. 49. She cooks only simple meals and does not garden. Id. She sleeps in her bed now,
but used to sleep in a recliner on the first floor of her house because “it was too tough going up the
stairs.” Id. 52, 63. Temple can write for “about ten minutes” before her fingers feel numb, but the
numbness subsides shortly thereafter. Id. 45. Even so, she has difficulty doing repetitive things
with her hands, id. 46, 59, like typing for longer than thirty minutes, id., opening a jar, id. 50, or
fastening buttons. Id. She “used to have hobbies, but not anymore . . . . [e]ver since I hurt my
back.” Id. For the same reason, she is unable to lose weight, is “lucky” if she can walk a block,
although she visits her in-laws nearby, id. 39, and cannot sit for longer than an hour. Id. 55. She
does not go to church or volunteer. Id. 38. Despite her pain, Temple is able to read for short periods
of time, do crossword puzzles, bathe herself, although she keeps her hair short so that she is able
to reach behind her head to wash it, id. 51, and do laundry with some help from her daughter,
including carrying the laundry basket up and down the stairs. Id. 37-38, 51, 53.
C. The ALJ’s Findings
The state agency responsible for making disability determinations denied Temple’s claim
for worker’s compensation on January 7, 2015. See A.R. 14, 89-93, 96-98; Mot. to Remand, at 2.
Temple then applied for DIB with the SSA. After a hearing on March 13, 2018, the ALJ determined
that, although Temple has degenerative disc disease and is obese, she is not eligible for DIB. See
A.R. 11-20. The ALJ did not credit the medical opinions of Drs. Kulkarni, Vekhnis, and Freeman,
instead granting “significant weight” to the state medical consultant and physical therapist. Id. The
ALJ also did not credit Temple’s testimony as to her chronic pain and fatigue, and the side effects
of her pain medication, which he deemed to be inconsistent with the medical evidence. Id. 18. In
making these determinations, the ALJ applied the standard five-step process outlined in 20 C.F.R.
§ 404.1520. See infra. The Appeals Council rejected Temple’s request for review on September 4,
2019, see A.R. 1-6, and the ALJ’s decision was adopted as the Commissioner’s final decision.
Temple now appeals, arguing that the ALJ “discounted and ignored relevant probative
evidence . . . rejected the medical opinions of the treating physicians regarding the nature and
severity of [her] impairments,” and did not properly question the vocational expert, who testified
that Temple could perform her past relevant work as an administrative clerk, as that job is defined
in the Dictionary of Occupational Titles (“DOT”). Mot. to Remand, at 2, 5. The Commissioner
opposes Temple’s motion.
II. STANDARD OF REVIEW
In order to qualify for DIB, a person must be disabled, as defined by the Social Security
Act and subsequent regulations. Title XVI of the Act defines disability as the “inability to engage
in any substantial gainful activity by reason of any medically determinable physical or mental
impairment which can be expected to result in death or which has lasted or can be expected to last
for a continuous period of not less than 12 months.” 42 U.S.C. § 1382c(a)(3)(A). Using this
definition, the SSA applies a five-step test to determine whether a person is disabled. See 20 C.F.R.
§ 404.1520; Sullivan v. Zebley, 493 U.S. 521, 526 (1990); Williams v. Sullivan, 970 F.2d 1178,
1181 (3d Cir. 1992).
At Step one, the ALJ determines whether the claimant is currently engaged in “substantial
gainful activity,” 20 C.F.R. § 404.1520(a), as defined in the regulations. See 20 C.F.R. § 220.141.
If so, her application is denied. See Bowen v. Yuckert, 482 U.S. 137, 146-47 n.5 (1987). If not, at
Step two, the claimant must show that she suffers from a “severe impairment” or “combination of
impairments,” 20 C.F.R. § 404.1520(c); Bowen, 482 U.S. at 146-47 n.5, which limits her ability to
do “basic work activities” such as “walking, standing, sitting, lifting, pushing, pulling, reaching,
carrying or handling.” 20 C.F.R. § 404.1521(b). If her impairment is severe, then at Step three the
claimant must demonstrate that her disability meets or equals an impairment listed in 20 C.F.R. Pt.
404, App. 1 (“Listing of Impairments”). 20 C.F.R. § 404.1520(a)(4)(iii). Here, the ALJ often
enlists experts to explain relevant medical evidence. See, e.g., Burns v. Barnhart, 312 F.3d 113,
119 (3d Cir. 2002). If the impairment meets or equals a listed impairment, then the claimant is
considered disabled per se and ALJ’s inquiry ends. See Plummer v. Apfel, 186 F.3d 422, 428 (3d
Cir. 1999). But if the claimant fails to show that her disability meets a listed impairment, then at
Step four she must demonstrate that she lacks sufficient residual functional capacity to perform
past relevant work. 20 C.F.R. § 404.1520(e). Residual functional capacity is defined as “what a
[claimant] can still do despite his limitations.” 20 C.F.R. § 404.1520(a). The claimant bears the
burden of proof. See Plummer, 186 F.3d at 428. If the claimant is able to perform past work, then
she is not considered disabled. See Bowen, 482 U.S. at 141-42. However, if she shows that she
cannot perform such work, then the ALJ continues to Step five. At this step, the burden shifts to
the Commissioner to show that the claimant can perform “other work.” 20 C.F.R. § 404.1520(f).
“Other work” consists of jobs that exist in significant numbers in the national economy, which the
claimant can perform given her age, education, past work experience, and residual functional
capacity, as determined by the ALJ. Id.; Plummer, 186 F.3d at 428. The ALJ often seeks testimony
from a vocational expert on this point. Plummer, 186 F.3d at 428. “In addition, the ALJ generally
consults the DOT, a publication of the United States Department of Labor that contains
descriptions of the requirements for thousands of jobs that exist in the national economy, in order
to determine whether any jobs exist that a claimant can perform.” Burns, 312 F.3d at 119. If the
Commissioner fails to meet this burden, then the claimant is entitled to benefits.
On review, a district court “shall have power to enter, upon the pleadings and transcript of
the record, a judgment affirming, modifying, or reversing the decision of the Commissioner of
Social Security, with or without remanding the cause for a rehearing.” 42 U.S.C. § 405(g);
Matthews v. Apfel, 239 F.3d 589, 592 (3d Cir. 2001). The Commissioner’s decisions on factual
questions are conclusive if supported by “substantial evidence in the record.” 42 U.S.C. § 405(g);
Knepp v. Apfel, 204 F.3d 78, 83 (3d Cir. 2000). While a court must examine the record in its
entirety to determine whether the Commissioner’s findings are supported by substantial evidence,
see Gober v. Matthews, 574 F.2d 772, 776 (3d Cir. 1978), the standard of review is deferential.
Jones v. Barnhart, 364 F.3d 501, 503 (3d Cir. 2004). Specifically, “substantial evidence” is “more
than a mere scintilla” but less than a preponderance, McCrea v. Comm’r of Soc. Sec., 370 F.3d
357, 360 (3d Cir. 2004); Jesurum v. Sec’y of the United States Dep’t of Health & Human Servs.,
48 F.3d 114, 117 (3d Cir. 1995), i.e., “such relevant evidence as a reasonable mind might accept
as adequate.” Plummer, 186 F.3d at 427; Ventura v. Shalala, 55 F.3d 900, 901 (3d Cir. 1995). A
district court therefore is not “empowered to weigh the evidence or substitute its conclusions for
those of the fact-finder,” Williams v. Sullivan, 970 F.2d 1178, 1182 (3d Cir. 1992), cert. denied,
507 U.S. 924 (1993), or reverse the Commissioner’s decision even if there is evidence in the record
that would justify a different conclusion. See Simmonds v. Heckler, 807 F.2d 54, 58 (3d Cir. 1986).
Finally, a reviewing court may not “conduct its own independent analysis” of the record.
Kitchen v. Astrue, 2012 WL 375250, at *3 (M.D. Pa. 2012) (“[T]he Third Circuit Court of Appeals
[has] stated that the District Court should not conduct its own independent analysis when the ALJ
fails to mention certain evidence and fails to consider all relevant and probative evidence.”); see
also Fargnoli v. Massanari, 247 F.3d 34, 44 n. 7 (3d Cir. 2001) (“The District Court, apparently
recognizing the ALJ's failure to consider all of the relevant and probative evidence, attempted to
rectify this error by relying on medical records found in its own independent analysis, and which
were not mentioned by the ALJ. This runs counter to the teaching of SEC v. Chenery
Corporation, 318 U.S. 80 (1943), that ‘[t]he grounds upon which an administrative order must be
judged are those upon which the record discloses that its action was based.’”).
III. DISCUSSION
In the present case, at Step one, the ALJ found that Appellant has not worked since the
onset of her alleged disability. See A.R. 16. At Steps two and three, the ALJ found that Appellant
has “severe” impairments, including degenerative disc disease and obesity, but that they neither
singly, nor in combination, met a listed impairment. See A.R. 16-17. In evaluating Appellant’s
limited functional capacity at Step four, the ALJ determined Appellant’s physical impairments
limit her to light work, see A.R. 17-19, but that limitation does not preclude Appellant from
performing her past relevant work as an administrative clerk. See A.R. 19-20. Because the ALJ
concluded at Step four that Appellant is capable of performing past work, he did not proceed to
Step five, and Appellant was deemed not disabled. See A.R. 20. Appellant raises two issues on
appeal. With respect to the ALJ’s determination of her residual functional capacity, Appellant
argues that the ALJ “use[d] the record to arrive at his own conclusion [and] rejected all of the
medical source statements regarding [her] limitations.” Mot. to Remand, at 11. With respect to the
hypothetical on which the ALJ relied to elicit vocational expert testimony, Appellant argues that
the ALJ failed to include “all credible, established limitations.” Id. at 17.
A. The ALJ’s Determination of Appellant’s Residual Functional Capacity
Appellant takes issue with the ALJ’s assessment of her residual functional capacity,
arguing first that there is insufficient evidence to support the finding that she can perform light
work. Opp. Br., at 9. An ALJ’s determination of a claimant’s residual functional capacity must be
based on all of the relevant evidence, including the claimant’s subjective symptoms. See C.F.R.
§§ 404.1546(c), 404.1545(a). However, “the ALJ need only include . . . those limitations which he
finds to be credible.” Salles v. Comm’r of Soc. Sec., 229 Fed. App’x. 140, 147 (3d Cir. 2007).
“Where a limitation is supported by some medical evidence but controverted by other evidence in
the record,” as here, “it is within the ALJ’s discretion whether to submit the limitations.” Zirnak
v. Colvin, 777 F.3d 607, 615 (3d Cir. 2014). The SSA defines work as “light” when it:
involves lifting no more than 20 pounds at a time with frequent lifting or carrying of objects
weighing up to 10 pounds. Even though the weight lifted may be very little, a job is in this
category when it requires a good deal of walking or standing, or when it involves sitting
most of the time with some pushing and pulling of arm or leg controls. To be considered
capable of performing a full or wide range or light work, you must have the ability to do
substantially all of these activities.
20 C.F.R. § 404.1567(b). The SSA has also explained that “light work generally requires the ability
to stand and carry weight for approximately six hours of an eight hour day.” Jesurum, 48 F.3d at
119 (citing Social Security Ruling 83-10).
In this matter, the ALJ determined that Appellant has stable motor function, no difficulty
ambulating, no walking impairment, sufficient leg strength, sufficient hand strength, and
manageable pain. See A.R. 18l; see A.R. 294, 362, 388, 432, 467, 470, 488-90, 644-64. As the
ALJ clearly explained, Appellant’s pain was stable in May 2013, see A.R. 18, 294, Appellant had
full strength and no walking impairment in August and September 2014, id. 18, 467, 470,
Appellant was able to walk without an assistive device, pass a straight leg raise test, and stand on
her heels in December 2014, id. 488-89, and Appellant had full strength, a normal gait, and no
difficulty ambulating in 2017. Id. 644-64. The ALJ further based Appellant’s functional limitations
on the opinion of the state medical consultant, Dr. Rizwan, who determined that Appellant could
perform activities consistent with the SSA’s definition of light work. Id. 18. State experts such as
Dr. Rizwan deserve particular deference. See infra.
The ALJ also relied on Appellant’s own testimony. See A.R. 17-19; Brown, 649 F.3d at
197 (“An ALJ must give ‘subjective complaints serious consideration.’”) (quoting Burns v.
Barnhart, 312 F.3d 113, 129 (3d Cir. 2002) (further citations omitted)). For example, Appellant
testified that she can prepare simple meals, do light laundry, vacuum, do light shopping, watch
TV, read, do crossword puzzles, walk to visit relatives nearby, talk on the phone, walk for short
periods of time, go up and down stairs, sometimes while carrying weight, and type for short periods
of time. Id. 19, 45-60, 264-70. While “sporadic and transitory activities cannot be used to show an
ability to engage in substantial gainful activity,” Fargnoli, 247 F.3d at 40; Jesurum, 48 F.3d at
119, Appellant’s activities are routine and daily, and as such, consistent with an ability to perform
light work.
Despite the above-referenced evidence supporting the ALJ’s residual functional capacity
determination, Appellant takes issue with how the ALJ weighed the opinions of Drs. Kulkarni,
Vekhnis, and Freeman, see Opp. Br., at 4-5, arguing that the ALJ “selectively considered” their
reports. Id. at 9. As the finder of fact, the ALJ must evaluate all medical opinions in the record
under the factors set forth in the regulations, resolve any conflicts, and determine how much weight
to give to each opinion. See 20 C.F.R. § 416.927(b)-(c). However, “[t]here is no legal requirement
that a physician have made the particular findings that an ALJ adopts in the course of determining”
a claimant’s residual functional capacity, Titterington v. Barnhart, 174 F. App’x. 6, 11 (3d Cir.
2006), nor that an ALJ adopt the medical opinion of the treating physicians. See, e.g., Jones, 954
F.2d at 129; Wright v. Sullivan, 900 F.2d 675, 683 (3d Cir. 1990); Newhouse v. Heckler, 753 F.2d
283, 286 (3d Cir. 1985). And while “the ALJ is responsible for making [a residual functional
capacity] determination based on the medical evidence,” he “is not required to seek a separate
expert medical opinion” to justify his ultimate decision. Mays v. Barnhart, 78 Fed. App’x. 808,
813 (3d Cir. 2003). Thus, if a treating physician’s opinion conflicts with other evidence in the
record, then the ALJ is entitled to accord it less than controlling weight or outright reject it.
Morales, 225 F.3d at 317 (citing Plummer, 186 F.3d at 429); Frankenfield v. Bowen, 861 F.2d 405,
408 (3d Cir. 1988); see also Kent v. Schweiker, 710 F.2d at 115 (3d Cir. 1983).
The ALJ must also explain his reasons for crediting or rejecting any medical opinion.
See Johnson, 529 F.3d at 203; Cotter, 642 F.2d at 706-707; C.F.R. § 404.939 (noting an ALJ’s
decision must be in writing and contain findings of fact and a statement of reasons). The Third
Circuit has “long been concerned with ALJ opinions that fail properly to consider, discuss and
weigh relevant medical evidence.” Fargnoli, 247 F.3d at 42; see also Dobrowolsky v.
Califano, 606 F.2d 403, 406-07 (3d Cir. 1979) (“This Court has repeatedly emphasized that the
special nature of proceedings for disability benefits dictates care on the part of the agency in
developing an administrative record and in explicitly weighing all evidence.”). Where there are
conflicting medical opinions, as here, the Third Circuit “recognize[s] a particularly acute need for
an explanation of the reasoning behind the ALJ’s conclusions, and will vacate or remand a case
where such an explanation is not provided.” Fargnoli, 274 F.3d at 42; Cotter, 642 F.2d at 706; see
also Ogden v. Bowen, 677 F. Supp. 273, 278 (M.D. Pa. 1987) (citing Brewster v. Heckler, 786
F.2d 581 (3d Cir. 1986)). Put another way, “unless the [Commissioner] has analyzed all evidence
and has sufficiently explained the weight he has given to obviously probative exhibits, to say that
his decision is supported by substantial evidence approaches an abdication of the court’s duty to
scrutinize the record as a whole to determine whether the conclusions reached are rational.” Gober,
574 F.2d at 776 (quoting Arnold v. Sec’y of Health, Ed. & Welfare, 567 F.2d 258, 259 (4th Cir.
1977) (internal quotations omitted)); see also Guerrero v. Comm’r of Soc. Sec., No. 05-1709, 2006
WL 1722356, at *3 (D.N.J. June 19, 2006) (“The ALJ’s responsibility is to analyze all the evidence
and to provide adequate explanations when disregarding portions of it.”), aff'd, 249 Fed. App’x.
289 (3d Cir. 2007). Courts must, in short, look for a “clear and satisfactory explanation of the
substantial basis on which” an ALJ’s determination rests. Torres v. Comm’r of Soc. Sec., No. 14-
6178, 2015 WL 8328346, at *8 (D.N.J. Dec. 8, 2015).
I turn now to the present case. Drs. Vekhnis, Kulkarni, and Freeman indicated that
Appellant suffers from various impairments and pain, which, according to Appellant, support more
a severe functional limitation. Appellant takes issue with the reasons why the ALJ “granted little
weight” to these treating doctor’s opinions, id. 19, and instead, the ALJ granted “significant
weight” to the opinions of the state medical consultant and the physical therapist, id. 19, who
determined that, despite her impairments and pain, Appellant could perform light work, see Ex.
2F, and stand or walk for up to six hours. See Ex. 1A, 5A. As a preliminary matter, I question
whether the medical opinions in this case are contradictory, and note the general agreement as to
both the nature and severity of Appellant’s impairments. Dr. Vehknis does not offer any opinion
as to Appellant’s limitations, but her findings are consistent with three years of treatment notes
from the Orthopedic Spine Institute; to the extent that Dr. Freeman offers an opinion, which is far
from certain, he omits critical information that would enable the Court to review its probative value
or determine with whom he agrees; Dr. Kulkarni’s opinion is based in large part on evidence
showing Appellant has a normal gait and strength, and stable pain, even though his ultimate
conclusion is inconsistent with that evidence; and physicians at the Orthopedic Spine Institute
regularly observed that Appellant maintains a normal gait and strength, and a stable pain level.
Appellant overstates the extent to which there is conflicting medical evidence.
Assuming such a conflict exists, I assess whether the ALJ relied on substantial evidence in
rejecting or crediting each expert’s opinion. Dr. Vekhnis’ “impression” was that Appellant has “a
history of cervical fusion . . . neck and low back pain, radicular pain . . . . [and] difficulty with
repetitive use of the hands.” Opp. Br., at 9; A.R. 489. Dr. Vekhnis did not extrapolate from this
impression, nor did she offer an assessment of Appellant’s workplace abilities, exertional capacity,
or functional limitations. Her report largely describes Appellant’s prior medical history, see A.R.
488, much of which is contradicted by other medical evidence in the record, as the ALJ noted. For
instance, despite Appellant’s history of back pain and cervical fusions, a 2012 MRI of her cervical
spine found “no compression fracture,” vertebrae “normal in height,” and “no significant
subluxation.” Id. 427. Similar examinations conducted throughout 2012 and 2013 found “no motor
weakness,” id. 307, strength “grossly intact,” id., “motor strength within normal limits,” id. 309,
that Appellant “is able to go from a seated to a standing position without any difficulty . . . . to get
on her heels and toes without any difficulty, [and to] walk[] with a normal gait,” id. 312, and that
Appellant could “return to work in a light-duty capacity with lifting restrictions of 25 pounds.” Id.
423-24; 427. A 2014 examination likewise found Appellant to have a “normal gait” and to be “able
to stand on heels and toes and do a shallow squat.” Id. 73. In this examination, Appellant’s cervical
spine was observed to be “unremarkable,” and Appellant could “flex to 60 degrees.” Id. After
administering a number of tests in 2015, the Orthopedic Spine Institute again found no evidence
of a back-related disability, “cervical neuropathy,” or “definitive upper extremity nerve
entrapment,” id. 306, and Appellant “denie[d] any weakness.” Id. 304.
Dr. Vehknis also examined Appellant directly. Her findings appear to be identical to the
ALJ’s residual functional capacity determination, as well as other evidence in the record
supporting Appellant’s ability to perform light work, despite Appellant’s contention to the
contrary. For example, Dr. Vehknis found that Appellant “walked into the office without an
assistive device . . . was able to stand on toes . . . squat . . . [and] stand on heels.” Id. 488. Observing
Appellant’s cervical spine, she found “no vertebral tenderness, no spasm,” and that Appellant’s
“range of motion was functional.” Id. 489. Likewise, observing Appellant’s legs and shoulders,
Dr. Vekhnis found “full range of motion . . . no focal weakness, [and] no sensory loss.” Id.
Appellant points to Dr. Vekhnis’ opinion that Appellant has difficulty repetitively using her hands,
which, if credited, would tend support a more serious functional limitation. Mot. to Remand, at 9.
A manipulative limitation is both rarely emphasized in the record and far from uncontroverted: Dr.
Freeman, Appellant’s regular pain management specialist and treating physician, found that
Appellant has “no limitation” with respect to “handling objects.” Id. 495. The ALJ was therefore
entitled to discount Dr. Vehknis’ opinion.
Next, I turn to Dr. Freeman, who partially completed a medical source statement. In that
statement, Dr. Freeman indicated that Appellant is limited in her ability to lift, carry, stand, walk,
sit, push, and pull. Id. 19; 495. Dr. Freeman did not, however, specify the extent to which Appellant
is limited with respect to each work-related activity, despite being asked to do so. Id. 495. To the
extent that he omitted such information, his opinion is neither consistent nor inconsistent with the
opinions of the state consultant and physical therapist. In any event, Dr. Freeman completed
nothing more than a check-box evaluation, which is weak evidence. See, e.g., Mason v. Shalala,
994 F.2d 1058, 1065 (3d Cir. 1993); Zonak v. Commissioner of Social Security, 290 F. App’x. 493,
497 (3rd Cir. 2008) (finding that ALJ did not err when the ALJ rejected the opinion of a treating
physician because the physician’s opinion was provided in a checkbox format); Griffies v. Astrue,
855 F. Supp. 2d 257, 270 (D. Del. 2012) (remanding an ALJ’s decision that heavily relied upon
the treating physician’s checked-boxes opinion). The law is also “clear . . . that the opinion of a
treating physician does not bind the ALJ on the issue of functional capacity.” Brown v. Astrue, 649
F.3d 193, 197 n.2 (3d Cir. 2011); Chandler, 667 F.3d at 361. The ALJ was therefore entitled to
discount Dr. Freeman’s opinion.
Finally, in evaluating Appellant for her worker’s compensation claim, Dr. Kulkarni
concluded that Appellant is totally disabled. See id. 19, 438-43. The Court first disagrees that Dr.
Kulkarni’s diagnoses, see id. 443, rationally lead to the conclusion “that [Appellant] is totally
disabled as a functional unit.” Id. For instance, one such diagnosis—“decompression of the spinal
cord and nerve roots at T7 and T8”—developed after an accident in 1999, yet Appellant worked
for over a decade thereafter, including as an administrative clerk for Catholic Charities, while
effectively managing her chronic pain. Similarly, Dr. Kulkarni explicitly relied on treatment
records and progress notes which themselves are consistent with an ability to perform light work,
and on the basis of which other doctors reached a far less extreme conclusion as to Appellant’s
impairments and limitations. See id. 440-42. Even assuming that Dr. Kulkarni’s diagnoses permit
an inference of total disability, “[w]here the evidence conflicts, the ALJ may choose whom to
credit.” Masher v. Astrue, 354 Fed. App’x. 623, 627 (3d Cir. 2009) (internal citations, quotations,
alterations omitted). Here, the ALJ chose to credit other medical opinions, and he did so on the
basis of the medical evidence presented therein, see, e.g., supra, not his “own credibility
judgments, speculation, or lay opinion.” Morales, 225 F.3d at 317-18; Plummer, 186 F.3d at 429;
Frankenfield, 861 F.2d at 408. In sum, the ALJ “was within his statutory authority” to accord
“little weight” to Drs. Kulkarni, Vekhnis, and Freeman. See Brown, 649 F.3d at 196-97; see also
Mazzella v. Colvin, 2014 WL 6908135, at *1 (M.D. Pa. Dec. 8, 2014).
The ALJ was likewise entitled to credit the state medical consultant and physical therapist.
First, state agency medical opinions “merit significant consideration.” Chandler v. Comm’r of Soc.
Sec., 667 F.3d 356, 361 (3d Cir. 2011); SSR 96-6p (“Because State agency medical and
psychological consultants . . . are experts in the Social Security disability programs, . . . 20 C.F.R.
§§ 404.1527(f) and 416.927(f) require [ALJs] . . . to consider their findings of fact about the nature
and severity of an individual's impairment(s) . . . .”). Contrary to a case where “[n]o physician
suggested the activity [Appellant] could perform was consistent with the definition of light work
set forth in the regulations,” Doak v. Heckler, 790 F.2d 26, 29 (3d Cir. 1986), and where there is
no other medical evidence available to the ALJ, see Frankenfield, 861 F.2d 405, here the state
expert found that Appellant can engage in activities consistent with the SSA’s definition of light
work. Second, after conducting perhaps the most extensive examination in the record, a
“kinetmatic strength and work capacity protocol,” id. 320-37, the physical therapist found that
Appellant could perform “light category work” despite “demonstrate[ing] significant sub-
maximum effort,” i.e., “a conscious [] effort to portray work ability below actual ability.” Id. 335.
The ALJ adopted the therapist’s conclusion as to Appellant’s limitations, notwithstanding the fact
that Appellant overstated them. In other words, despite Appellant’s “self-limiting strength effort,”
id., which implies an even smaller “true residual functional deficit,” id., the ALJ included
significant limitations in his residual functional capacity determination. Certainly, if there were
grounds to disregard any limitations because of “strong symptom magnification,” id., then the ALJ
did not commit reversible error by failing to conclude that Appellant has greater functional
limitations.
In sum, as the ALJ stated, Drs. Kulkarni, Vekhnis, and Freeman are “contradicted by
evidence that showed full strength and normal walking.” A.R. 18. While ALJ could have provided
a more thorough explanation, his decision is supported by substantial evidence. In making his
residual functional capacity determination, the ALJ need not discuss “every tidbit of evidence
included in the record.” Hur v. Barnhart, 94 Fed. App’x. 130, 133 (3d Cir. 2004). He must simply
“explain [any] conciliations and rejections,” as he did here. Burnett, 220 F.3d at 122. Moreover,
“there is no format to which an ALJ must adhere when giving [his] reasoning,” as long as his
opinion permits “meaningful review,” which it does. Tompkins v. Astrue, 2013 WL 1966059, at
*13 (D.N.J. May 10, 2013) (quoting Jones, 364 F.3d at 505); Stockett, 216 F. Supp. 3d at 459.
Accordingly, the Court affirms the ALJ’s decision to credit and reject certain medical experts, as
well as his conclusion that the record does not support “a functional limitation severe enough to
preclude [Appellant] from working.” Jones, 954 F.2d at 128-29.
Appellant also takes issue with how the ALJ weighed her obesity. See Opp. Br., 9-15. “[A]n
ALJ must meaningfully consider the effect of a claimant’s obesity, individually and in
combination with her impairments.” Diaz, 577 F.3d at 504. A single, cursory assurance that an
ALJ has considered a claimant’s obesity will be insufficient to satisfy this requirement. See, e.g.,
Sutherland v. Berryhill, No. 3:17-00124, 2018 WL 2187795, at *9 (M.D. Pa. Mar. 6, 2018), report
and recommendation adopted sub nom, 2018 WL 2183359 (M.D. Pa. May 11, 2018). On the other
hand, evidence that an ALJ has “considered any additional and cumulative effects of obesity,”
coupled with an analysis of the relevant medical evidence, will be sufficient. See, e.g., Cooper v.
Comm’r of Soc. Sec., 563 Fed. App’x. 904, 911 (3d Cir. 2014). Here, the ALJ adequately and
explicitly contemplated the aggravating effects of Appellant’s obesity, evaluating it within the
context of the overall record and her other physical impairments. See A.R. 17; Woodson v. Comm’r
Soc. Sec., 661 Fed. App’x. 762, 765 (3d Cir. 2016). Accordingly, although a more thorough
explanation would have been helpful, I find that substantial evidence supports the ALJ’s
determination in this regard. See Hoyman v. Colvin, 606 Fed. App’x. 678, 680 (3d Cir. 2015).
The same is true for Appellant’s claim that the ALJ did not consider the side effects of her
pain medication, such as fatigue, her self-reported severe pain and peripheral neuropathy, or her
headaches. See Opp. Br., at 7, 17-18. The Court finds that substantial evidence supports the ALJ’s
decision not to include these limitations in his residual functional capacity assessment. As the ALJ
explained, see A.R. 17-19, Appellant’s claims are contradicted by the medical evidence, her course
of treatment, and other evidence in the record, such as her testimony. See Hartranft v. Apfel, 181
F.3d 358, 362 (3d Cir. 1999) (“Allegations of pain and other subjective symptoms must be
supported by objective medical evidence.”); Arreizaga v. Berryhill, No. 17-10631, 2019 WL
851581, at *8 (D.N.J. Feb. 21, 2019) (“An ALJ may discount a claimant’s subjective complaints
if they are inconsistent with the evidence of record.”).
With respect to side effects from her medication, during multiple medical examinations
between 2014 and 2018, Appellant never complained of and often affirmatively denied
experiencing any. See, e.g., A.R. 309, 502, 509, 511-12, 580, 582, 583, 585, 586, 591-92, 595,
597, 600, 601, 603, 606, 615, 618, 626, 630, 631, 634, 635, 637, 639, 643, 643, 645, 647, 650-51,
654, 655, 658, 659, 661, 662, 664. When Appellant applied for DIB, she likewise answered “none”
when asked whether she suffers from side effects. Id. 260. As for her headaches, aside from
isolated complaints in 2012 and 2014, see A.R. 439, Appellant denied having them at five
appointments in 2014, eleven appointments in 2015; and nine appointments in 2016. See A.R. 466,
467, 469, 498, 501, 504, 507, 510, 513, 581, 584, 587, 590, 593, 596, 599, 602, 605, 608, 611, 614,
617, 620, 624, 628, 632, 635. The ALJ also explained that the record belies Appellant’s claim of
peripheral neuropathy: there is medical evidence showing that Appellant has a normal gait, can
ambulate without difficulty, and is able to use her hands for a variety of daily tasks. See A.R. 18-
19; 45-60. Finally, the ALJ explained that the medical record, see A.R. Ex. 2F, and Appellant’s
daily routine alike contradict the “intensity, persistence, and limiting effects” of her self-reported
pain. See Stockett, 216 F. Supp. 3d at 462 (“In any case, Plaintiff’s reports of her activities of daily
living support a finding that no such limitations existed.”); Woodson, 661 Fed. App’x. at 766-67
(“[E]vidence reasonably supports the ALJ’s credibility finding, including [Appellant’s] daily
routines, including doing household chores, and driving locally . . . . Substantial evidence supports
the ALJ’s decision regarding the credibility of Woodson’s subjective statements.”).
As such, I find that the ALJ’s determination in this regard is supported by substantial
evidence. See, e.g., Horodenski v. Comm’r of Soc. Sec., 215 F. App’x 183, 189 (3d Cir. 2007)
(stating that an ALJ’s credibility determination should only be rejected in an “extraordinary case”);
Hoyman v. Colvin, 606 Fed. App’x. 678, 681 (3d Cir. 2015) (“The credibility determinations of an
administrative judge are virtually unreviewable on appeal.”) (quoting Bieber v. Dep’t of the Army,
287 F.3d 1358, 1364 (Fed. Cir. 2002)); Blue Ridge Erectors v. Occupational Safety & Health
Review Comm’n, 261 Fed. App’x. 408, 410 (3d Cir. 2008) (refusing to overturn an ALJ’s
credibility determination unless it is “inherently incredible or patently unreasonable”); see also St.
George Warehouse, Inc. v. NLRB, 420 F.3d 294, 298 (3d Cir. 2005).
B. The ALJ’s Hypotheticals to the Vocational Expert
Appellant finally raises an objection to the ALJ’s conclusion at Step four1 that Appellant
retains the limited functional capacity to perform her past relevant work as an administrative clerk.
Appellant asserts that the ALJ “is required to propound a hypothetical containing all of the
claimant’s credibly established limitations” but failed to do so. Mot. to Remand, at 18. The Third
Circuit does “not require an ALJ to submit to the vocational expert every impairment alleged by a
claimant.” Rutherford v. Barnhart, 399 F.3d 546, 554 (3d Cir. 2005). While a hypothetical omitting
“medically undisputed evidence of scientific impairments . . . is not substantial evidence” on which
an ALJ can rely, Podedworny v. Harris, 745 F.2d 210, 218 (3d Cir. 1984), and such a hypothetical
“must reflect all of a claimant’s impairments,” Chrupcala v. Heckler, 829 F.2d 1269, 1276 (3d
Cir. 1987), the Third Circuit has interpreted this directive to require an ALJ to “accurately convey”
only a claimant’s “credibly established limitations.” Rutherford, 399 F.3d at 554. Even so, a
limitation need not be “medically supported and otherwise uncontroverted in the record” to be
credibly established. Rutherford, 399 F.3d at 554. “[L]imitations that are asserted by the claimant
but that lack objective medical support may possibly be considered nonetheless credible.” Id. As
1 Appellant calls this the ALJ’s Step five determination, see Mot. to Remand, at 17-18, but this case was
decided at Step four, see A.R. 19.
to such limitations, “the ALJ . . . should not reject a claimed symptom that is related to an
impairment and is consistent with the medical record” even if “there is no objective medical
evidence to support it.” Id.; see also C.F.R. §929(c)(3).
With this framework in mind, I turn to the present case. The ALJ asked the vocational
expert the following question: “Say a hypothetical individual is limited to light work [as Appellant
is]. Could she return to . . . [her] past work [as an administrative clerk]?” A.R. 64. The vocational
expert answered yes, but “only as [it] is described in the [Dictionary of Occupational Titles], not
as the Claimant performed it.” Id. The ALJ also asked the vocational expert whether a hypothetical
person limited to either frequent or occasional “reaching, fingering, and handling, bilaterally”
could return to past work. Id. If frequent, then the expert said yes, but if occasional, then no. Id.
Finally, the ALJ asked whether Appellant could perform sedentary work if she were limited to
occasional reaching, fingering, and handling. The vocational expert testified that Appellant could
not, which supports a finding of disability for such a person. Although more specific hypotheticals
would have been helpful, see Burns v. Barnhart, 372 F.3d 113, 122 (3d Cir. 2002) (directing the
ALJ to describe in “greater specificity” the “type of limitations” from which claimants suffer);
Ramirez v. Barnhart, 372 F.3d 546, 554 (3d Cir. 2004) (interpreting Burns to require, simply,
“great specificity”), the Court finds that the ALJ’s hypotheticals here constitute substantial
evidence. Even though the ALJ found no manipulative limitation in his residual functional capacity
assessment, a finding supported by substantial evidence, see supra, his second and third
hypotheticals “adequately capture and recite” such a limitation. Ramirez, 372 F.3d at 555.
Moreover, the ALJ was entitled to exclude Appellant’s self-reported pain level, headaches, and
the side effects of her medication, because he found them to be belied by other evidence in the
record. See supra; Rutherford, 399 F.3d at 554 (“Limitations that are medically supported but are
also contradicted by other evidence in the record may or may not be found credible—the ALJ can
choose to credit portions of the existing evidence.”). As such, the ALJ properly conveyed
Appellant’s impairments to the vocational expert.
IV. CONCLUSION
Because there is substantial evidence supporting the ALJ’s residual functional capacity
determination, and because the ALJ properly applied the SSA’s five-step process for evaluating
whether a claimant is entitled to disability benefits, the Court DISMISSES Appellant’s appeal.
DATED: August 18, 2020 /s/ Freda L. Wolfson
Freda L. Wolfson
U.S. Chief District Judge