concluding that the plaintiff who was terminated while on a leave of absence for medical reasons pled a prima facie retaliation claim under the LAD
How later courts described this case
- concluding that the plaintiff who was terminated while on a leave of absence for medical reasons pled a prima facie retaliation claim under the LAD
Written by the judges who cited it.
The opinion
Not for Publication
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
JOAN SIMON,
Plaintiff, Civil Action No. 19-cv-21271
v. OPINION
SAINT DOMINIC ACADEMY, et al.,
Defendants.
John Michael Vazquez, U.S.D.J.
Plaintiff Joan Simon alleges, among other things, that she was wrongfully terminated from
her position at Defendant Saint Dominic Academy (“SDA”) as a result of her age, disability, and
whistleblowing activities. Presently pending before the Court is the unopposed motion to dismiss
the Complaint pursuant to Federal Rule of Civil Procedure 12(b)(6) filed by Defendants SDA and
Guendolyn Farrales. D.E. 3. The Court reviewed the submission and decides the motion without
oral argument pursuant to Fed. R. Civ. P. 78(b) and L. Civ. R. 78.1(b). For the reasons set forth
below, Defendants’ motion is GRANTED in part and DENIED in part.
I. BACKGROUND1 AND PROCEDURAL HISTORY
Plaintiff alleges that she was terminated from her employment with SDA on October 9,
2018, the day she returned from a leave of absence due to a motor vehicle accident. Compl. ¶ 6,
D.E. 1-1. Prior to her termination, Plaintiff was the Chairperson of the Religious Department at
1 The factual background is taken from Plaintiff’s Complaint. D.E. 1-1. When reviewing a Rule
12(b)(6) motion to dismiss, “courts generally consider only the allegations contained in the
complaint, exhibits attached to the complaint and matters of public record.” Pension Ben. Guar.
Corp. v. White Consol. Indus., Inc., 998 F.2d 1192, 1196 (3d Cir. 1993).
SDA. Id. ¶ 5. Plaintiff alleges that while employed, she made a number of complaints regarding
“violations of the law and . . . educational process” at SDA. Id. ¶ 8. Plaintiff continues that she
made these complaints to members of the SDA administration, including to Defendant Farrales,
the Dean of SDA. Id. ¶¶ 5, 9. Plaintiff also contends that she suffered from “disabling conditions”
that SDA failed to accommodate. Id. ¶ 21. Finally, Plaintiff claims that she was terminated at the
direction of Farrales, and was “replaced by a younger employee, who lacked credentials to even
teach religion.” Id. ¶¶ 10, 15.
Plaintiff filed her eight-count complaint against SDA and Farrales in the Superior Court of
New Jersey. Counts One through Five of the Complaint assert claims under the New Jersey Law
Against Discrimination (“LAD”), N.J.S.A. 10:5-1 et seq.; Counts Six and Seven assert a claim for
breach of the SDA Employee Manual and breach of the implied covenant of good faith and fair
dealing, respectively; and Count Eight asserts a claim under the LAD and the Family Medical
Leave Act (“FMLA”), 29 U.S.C. § 2601 et seq. D.E. 1-1. Defendants removed the matter to this
Court on December 11, 2019, asserting federal question jurisdiction due to Plaintiff’s FMLA
claim. See Notice of Removal ¶ 5. Defendants subsequently filed the instant motion to dismiss
on January 8, 2020, seeking to dismiss Counts One through Seven of the Complaint pursuant to
Federal Rule of Civil Procedure 12(b)(6). D.E. 3.
Plaintiff did not oppose Defendants’ motion to dismiss. Instead, on February 3, 2020,
Plaintiff filed an Amended Complaint. D.E. 6. On February 7, 2020, the Court entered a text
order stating that “[i]t does not appear that Plaintiffs Amended Complaint was filed in accordance
with Fed. R. Civ. P. 15(a)(2).” 2 D.E. 7. The Court further explained that if Plaintiff filed an
2 Federal Rule of Civil Procedure 15(a) provides that “a party may amend its pleading once as a
matter of course . . . 21 days after service of a motion under Rule 12(b).” Fed. R. Civ. P.
15(a)(1)(B). If a party cannot amend its pleading as a matter of course pursuant to Rule 15(a), “a
appropriate motion or obtained Defendants’ written consent, the Court would terminate the
pending motion to dismiss and provide Defendants with leave to refile their motion to dismiss as
to the Amended Complaint. Id. Plaintiff did not file a motion, nor is there any indication that she
obtained Defendants’ consent to file the amended pleading. Accordingly, the Court does not
consider Plaintiff’s Amended Complaint, and rules on Defendants’ motion to dismiss as to the
initial Complaint.
II. LEGAL STANDARD
Defendants seek to dismiss the Complaint pursuant to Federal Rule of Civil Procedure
12(b)(6). Rule 12(b)(6) permits a court to dismiss a complaint that fails “to state a claim upon
which relief can be granted[.]” For a complaint to survive dismissal under Rule 12(b)(6), it must
contain sufficient factual matter to state a claim that is plausible on its face. Ashcroft v. Iqbal, 556
U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). A claim is
facially plausible “when the plaintiff pleads factual content that allows the court to draw the
reasonable inference that the defendant is liable for the misconduct alleged.” Id. Further, a
plaintiff must “allege sufficient facts to raise a reasonable expectation that discovery will uncover
proof of her claims.” Connelly v. Lane Const. Corp., 809 F.3d 780, 789 (3d Cir. 2016). In
evaluating the sufficiency of a complaint, district courts must separate the factual and legal
elements. Fowler v. UPMC Shadyside, 578 F.3d 203, 210-211 (3d Cir. 2009). Restatements of
the elements of a claim are legal conclusions, and therefore, are not entitled to a presumption of
truth. Burtch v. Milberg Factors, Inc., 662 F.3d 212, 224 (3d Cir. 2011). The Court, however,
“must accept all of the complaint’s well-pleaded facts as true.” Fowler, 578 F.3d at 210.
party may amend its pleading only with the opposing party’s written consent or the court’s leave.”
Fed. R. Civ. P. 15(a)(2).
III. ANALYSIS
a. Count One
In Count One, Plaintiff alleges that Defendants discriminated against her because of her
age. Compl. ¶¶ 11-18. The LAD prohibits unlawful employment practices and discrimination by
an employer. Tarr v. Ciasulli, 181 N.J. 70, 83 (N.J. 2004). To plead a prima facie LAD
discrimination claim, a plaintiff must allege that she (1) is a member of a designated protected
class; (2) was qualified for and performing the essential functions of the job; (3) suffered
termination or adverse employment action; and (4) others not in the protected class did not suffer
similar adverse employment decisions. Victor v. State, 203 N.J. 383, 408 (2010). The LAD does
not specify a qualifying age to assert an age discrimination claim. Accordingly, “courts have
modified the fourth element to require a showing that the plaintiff was replaced with ‘a candidate
sufficiently younger to permit an inference of age discrimination.’” Bergen Commercial Bank v.
Sisler, 157 N.J. 188, 213 (1999) (quoting Kelly v. Bally’s Grand, Inc., 285 N.J. Super. 422, 429
(App. Div. 1995)). Here, Plaintiff simply alleges that she was “replaced by a younger employee.”
Compl. ¶ 15. Plaintiff does not allege her age or the age of her replacement. In light of Plaintiff’s
conclusory allegation, the Court cannot infer that she was terminated because of her age.
Plaintiff’s age discrimination claim, therefore, is dismissed.
Plaintiff also appears to assert a LAD claim for retaliation in Count One, based on
complaints of her mistreatment due to her age. Id. ¶ 13. Retaliatory discrimination constitutes an
unlawful employment practice under the LAD. Delli Santi v. CNA Ins. Cos., 88 F.3d 192, 198 (3d
Cir. 1996). To state a retaliation claim, a plaintiff must put forth a prima facie case, showing that
(1) she engaged in a protected activity; (2) she suffered an adverse employment action either after
or contemporaneous with the protected activity; and (3) there is a causal connection between the
two events. Id. A court considers a broad array of evidence to find a causal link, such as an
“unusually suggestive” temporal proximity between the protected activity and adverse action,
ongoing antagonism, or other circumstantial evidence suggesting a retaliatory animus. Tinio v. St.
Joseph Reg’l Med. Ctr., 645 F. App’x 173, 176-77 (3d Cir. 2016). In this instance, even assuming
that Plaintiff engaged in a protected activity, she does not sufficiently allege a causal connection.
For example, Plaintiff does not state when she made her alleged complaints such that the Court
could assume there was unusually suggestive temporal proximity between her complaint and
termination. As a result, Plaintiff fails to state a retaliation claim in Count One. Count One is
dismissed in its entirety.
b. Count Two
In Count Two, Plaintiff alleges a claim for disability discrimination. Compl. ¶¶ 20-24. To
plead a claim for the failure to accommodate a disability, a plaintiff must allege that (1) she is
disabled; (2) her requests for accommodations were reasonable; and (3) those requests were
denied. Mucci v. Rutgers, No. 08-4806, 2011 WL 831967, at *21 (D.N.J. Mar. 3, 2011). Plaintiff’s
claim for disability discrimination is conclusory. Plaintiff alleges that she has a “disabling
condition” and that SDA failed to accommodate Plaintiff. Compl. ¶ 20. But Plaintiff fails to
provide any details about her condition, her requests for a reasonable accommodation, or that SDA
denied her requests. Count Two is also dismissed.
c. Count Three
Plaintiff asserts a claim for hostile work environment in Count Three. Compl. ¶¶ 25-38.
To state a hostile work environment claim, a plaintiff must allege that there was conduct that a
reasonable person would consider “sufficiently severe or pervasive to alter the conditions of
employment and create an intimidating, hostile, or offensive working environment.” Schiavo v.
Marina Dist. Dev. Co., LLC, 442 N.J. Super. 346, 368 (App. Div. 2015) (quoting Lehmann v. Toys
‘R’ Us, Inc., 132 N.J. 587, 603-04 (1993)). A plaintiff must also allege that the conduct would not
have occurred but for her protected status. Id. When assessing the sufficiency of a hostile work
environment claim, “[c]ourts must consider the frequency or severity of the conduct, whether the
conduct was physically threatening or humiliating, or merely an offensive utterance and whether
the conduct unreasonably interfered with plaintiff’s work performance.” Rich v. State, 294 F.
Supp. 3d 266, 281 (D.N.J. 2018) (quoting Jackson v. Gannett Co., No. 08-6403, 2011 WL
3362154, at *5 (D.N.J. Aug. 3, 2011)). Thus, severe or pervasive conduct may be established
through “numerous incidents that, if considered individually, would be insufficiently severe to
state a claim, but considered together are sufficiently pervasive to make the work environment
intimidating or hostile.” Lehmann, 132 N.J. at 607. However, “the LAD is not intended to be a
general civility code for conduct in the workplace . . . . [S]imple teasing, offhand comments, and
isolated incidents (unless extremely serious) will not amount to discriminatory changes in the
terms and conditions of employment.” Mandel v. UBS/PaineWebber, Inc., 373 N.J. Super. 55, 73
(App. Div. 2004) (internal quotations omitted) (quoting Heitzman v. Monmouth County, 321 N.J.
Super. 133, 147 (App. Div. 1999)). Here, Plaintiff pleads in a conclusory fashion that she was
subjected to severe and pervasive harassment because of her age. Compl. ¶¶ 27-28. But Plaintiff
fails to plead any adequate facts to support her claim. Thus, Count Three is dismissed.
d. Count Four
Count Four asserts a claim for “Termination in Violation” of the LAD, and states that
Plaintiff was “terminated for being out for a period of time after a motor vehicle accident.” Compl.
¶ 40. Plaintiff appears to allege that she was retaliated for taking sick leave. As discussed, to state
a retaliation claim, a plaintiff must put forth a prima facie case showing that (1) she engaged in a
protected activity; (2) she suffered an adverse employment action either after or contemporaneous
with the protected activity; and (3) there is a causal connection between the two events. Delli
Santi, 88 F.3d at 198. Viewing the Complaint in a light most favorable to Plaintiff, the Court
concludes that Plaintiff states a retaliation claim in Count Four. Taking a leave of absence for
medical reasons can constitute a protected activity. See Boles v. Wal-Mart Stores, Inc., No. 12-
1762, 2014 WL 1266216, at *8 (D.N.J. Mar. 26, 2014) (stating that “the requesting and taking of
medical leave are protected activities under the NJLAD”). Next, being terminated clearly
constitutes an adverse employment action. Finally, Plaintiff’s allegation that she was terminated
the day she returned to work after leave is sufficient to establish a causal connection between the
protected activity and the termination because of the suggestive temporal proximity. See Nusbaum
v. CB Richard Ellis, Inc., 171 F. Supp. 2d 377, 388 (D.N.J. 2001) (concluding that the plaintiff
who was terminated while on a leave of absence for medical reasons pled a prima facie retaliation
claim under the LAD).
Plaintiff asserts her retaliation LAD claim in Count Four against SDA and Farrales. As
discussed, the LAD prohibits unlawful employment practices and discrimination by an employer.
Tarr, 181 N.J. at 83. An employer “includes one or more individuals, partnerships, associations,
organizations, labor organizations, corporations, legal representatives, trustees in bankruptcy,
receivers, and fiduciaries.” N.J.S.A. 10:5-5(a), (e). Here, Plaintiff only pleads that SDA is her
employer. Compl. ¶ 5.
“[I]ndividual liability of a supervisor for acts of discrimination or for creating or
maintaining a hostile environment can only arise through the aiding and abetting mechanism.”
Cicchetti v. Morris Cty. Sheriff’s Office, 194 N.J. 563, 594 (2008). Pursuant to N.J.S.A. 10:5-
12(e), it is unlawful “[f]or any person, whether an employer or employee . . . to aid, abet, incite,
compel or coerce any of the acts forbidden under [the LAD].” To conclude that an individual
person is liable under an aiding and abetting theory there must be “active and purposeful conduct.”
Tarr, 181 N.J. at 83. Specifically,
a plaintiff must show that (1) the party whom the defendant aids
must perform a wrongful act that causes an injury; (2) the defendant
must be generally aware of his role as part of an overall illegal or
tortious activity at the time that he provides the assistance; and (3)
the defendant must knowingly and substantially assist the principal
violation.
Id. at 84 (quoting Hurley v. Atl. City Police Dep’t, 174 F.3d 95, 127 (3d Cir. 1999)) (internal
quotations marks and brackets omitted). Plaintiff pleads that Farrales gave “substantial assistance
or encouragement to the unlawful conduct” of SDA. Compl. ¶ 41. But Plaintiff fails to plead any
facts to support this conclusory allegation. As a result, Count Four is dismissed as to Farrales.
e. Count Five
In Count Five, Plaintiff asserts a claim for religious discrimination. Compl. ¶¶ 44-49.
Again, to plead a prima facie LAD discrimination claim, a plaintiff must allege that she (1) is a
member of a designated protected class; (2) was qualified for and performing the essential
functions of the job; (3) suffered termination or adverse employment action; and (4) others not in
the protected class did not suffer similar adverse employment decisions. Victor, 203 N.J. at 408.
Plaintiff alleges that she was terminated in part because of her religious beliefs, but fails to explain
her religious beliefs. This allegation is, again, entirely conclusory. In addition, even assuming
that Plaintiff sufficiently pled she is in a protected class due to her religious beliefs, Plaintiff fails
to allege that others outside of her protected class were treated differently. As a result, Plaintiff
fails to plead a prima facie claim for religious discrimination. Count Five is also dismissed.
f. Counts Six and Seven
Plaintiff asserts a breach of contract claim in Count Six and a claim for breach of the
implied covenant of good faith and fair dealing in Count Seven, which are both premised on SDA’s
“[e]mployee manual and the rules of the workplace.” Compl. ¶¶ 51-58. “New Jersey law does
recognize a cause of action for breach of contract against employers who fail to honor the express
or implied promises made in an employee manual or handbook.” Spence-Parker v. Del. River &
Bay Auth., 616 F. Supp. 2d 509, 524 (D.N.J. 2009). To state a breach of contract claim based on
an employment manual, a plaintiff “must point to a provision that contains ‘an express or implied
promise concerning the terms and conditions of employment.’” Michaels v. BJ’s Wholesale Club,
Inc., No. 11-5657, 2014 WL 2805098, at *14 (D.N.J. June 19, 2014) (quoting Witkowski v. Thomas
J. Lipton, Inc., 136 N.J. 385, 393 (1994)). Plaintiff does not point to any specific provisions of the
employee manual. Instead, Plaintiff merely alleges that a contract exists “because the document’s
plain language led her to reasonably believe that the company’s policies . . . would be honored.”
Compl. ¶ 51. Again, Plaintiff fails to provide sufficient allegations to support her claim.
Consequently, Count Seven is dismissed.
“In the absence of a contract, there can be no breach of an implied covenant of good faith
and fair dealing.” Noye v. Hoffman-La Roche Inc., 238 N.J. Super. 430, 433 (App. Div. 1990).
Thus, because Plaintiff pleads insufficient facts to infer that the Employee Manual created an
express or implied contract, Plaintiff’ s breach of the implied covenant of good faith and fair dealing
claim must also fail. Count Seven, therefore, is also dismissed.
IV. CONCLUSION
For the reasons set forth above, Plaintiff’s Amended Complaint is dismissed for failure to
comply with Federal Rule of Civil Procedure 15. In addition, Defendants’ motion to dismiss the
Complaint is GRANTED in part and DENIED in part. The dismissed claims are dismissed
without prejudice and Plaintiff is provided with thirty (30) days to file an amended complaint that
cures the deficiencies noted herein. An appropriate Order accompanies this Opinion.
Dated: July 28, 2020
nw VOON A
J ohri Michael Vazquez, U.S.D.J. / □□
10