“State agent opinions merit significant consideration . . . .”
How later courts described this case
- “State agent opinions merit significant consideration . . . .”
- “[W]e are mindful that we must not substitute our own judgment for that of the fact finder.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW JERSEY
CHRISTINE M. DAVISON
Civ. No. 18-15840 (KM)
Plaintiff,
OPINION
v.
COMMISSIONER OF SOCIAL
SECURITY,
Defendant.
KEVIN MCNULTY, U.S.D.J.:
Plaintiff Christine M. Davison brings this action pursuant to 42 U.S.C.
§ 1383(c)(3) to review a final decision of the Commissioner of Social Security
(“Commissioner”) denying her claim for Child’s Insurance Benefits and
Supplemental Security Income (“SSI”) under Title XVI of the Social Security
Act, 42 U.S.C. § 1381. Davison seeks to reverse the finding of the
Administrative Law Judge (“ALJ”) that she has not met the Social Security Act’s
definition of disabled since January 31, 2013, the alleged disability-onset
date.1
The question is whether the ALJ’s decision is supported by substantial
evidence. Specifically, Davison contends that the evidence does not support the
ALJ’s findings as to (i) whether she is presumptively disabled and (ii) her
residual functional capacity (“RFC”).
For the reasons stated below, the decision of the ALJ is AFFIRMED.
1 Originally, the alleged disability-onset date was June 29, 2008. However, at her
hearing before the ALJ, Davison amended her onset date to reflect the fact that a
previous adjudication had barred her claims through the period ending January 30,
2013. (R. 831).
I. BACKGROUND2
On June 12, 2014, Davison filed an application for SSI under Title XVI of
the Social Security Act asserting that she was disabled as of June 29, 2008
(later amended to January 31, 2013, see n. 1, supra). (R. 237). Her application
was initially denied on July 28, 2014 (R. 166) and upon reconsideration on
November 13, 2014. (R. 831).
On December 2, 2016, Davison, represented by an attorney, appeared
and testified before the ALJ. (R. 24, 26-52). Testimony was heard from Brian
Daly, a Vocational Expert (“VE”). (R. 48-50) On March 15, 2017, the ALJ issued
a decision finding that Davison was not disabled within the meaning of the
Social Security Act. (R. 831-840). The ALJ determined that Davison had
attained the age of 22 prior to the alleged onset date, and that her
impairments, specifically bipolar disorder and anxiety, were severe, though not
of listing-level severity. (R. 832, 834). He concluded that Davison, given her
RFC, was able to perform work existing in significant numbers in the national
economy. (R. 839).
II. STANDARD
To qualify for child’s insurance benefits, a claimant must be 18 years old
or older and have a disability that began before the claimant attained the age of
22. 20 C.F.R. § 404.350(a)(5). To qualify for SSI, a claimant must meet income
and resource limitations, and show that he or she “is unable to engage in any
substantial gainful activity by reason of any medically determinable physical or
mental impairment which can be expected to result in death or which has
2 Citations to the record are abbreviated as follows:
“DE __” = Docket entry in this case;
“DE 22” = Davison’s brief;
“DE 27” = The Commissioner’s brief;
“R. __” = Administrative Record (DE 6, 7) (the ALJ’s decision
was separately filed as DE 7 but consecutively
paginated) (page numbers refer to the page numbers
in the lower-right corner of the page—not the ECF
docket page numbers).
lasted or can be expected to last for a continuous period of not less than twelve
months.” 42 U.S.C. § 1383c(a)(3)(A). A person is deemed unable to engage in
substantial gainful activity
only if his physical or mental impairment or impairments are of
such severity that he is not only unable to do his previous work
but cannot, considering his age, education, and work experience,
engage in any other kind of substantial gainful work which exists
in the national economy, regardless of whether such work exists in
the immediate area in which he lives, or whether a specific job
vacancy exists for him, or whether he would be hired if he applied
for work. For purposes of the preceding sentence (with respect to
any individual), “work which exists in the national economy”
means work which exists in significant numbers either in the
region where such individual lives or in several regions of the
country.
42 U.S.C. § 1382c(a)(3)(B).
A. The Five-Step Process and This Court’s Standard of Review
Under the authority of the Social Security Act, the Administration has
established a five-step evaluation process for determining whether a claimant
is disabled and entitled to benefits. 20 C.F.R. §§ 404.1520, 416.920. This
Court’s review necessarily incorporates a determination of whether the ALJ
properly followed the five-step process prescribed by regulation. The steps may
be briefly summarized as follows:
Step One: Determine whether the claimant has engaged in substantial
gainful activity since the onset date of the alleged disability. 20 C.F.R.
§§ 404.1520(b), 416.920(b). If yes, the claimant is not disabled. If not, move to
step two.
Step Two: Determine if the claimant’s alleged impairment, or
combination of impairments, is “severe.” Id. §§ 404.1520(c), 416.920(c). If not,
the claimant is not disabled. If the claimant has a severe impairment, move to
step three.
Step Three: Determine whether the impairment meets or equals the
criteria of any impairment found in the Listing of Impairments. 20 C.F.R. Pt.
404, subpt. P, app. 1, Pt. A. (Those Part A criteria are purposely set at a high
level to identify clear cases of disability without further analysis). If so, the
claimant is automatically eligible to receive benefits; if not, move to step four.
Id. §§ 404.1520(d), 416.920(d).
Step Four: Determine whether, despite any severe impairment, the
claimant retains the Residual Functional Capacity (“RFC”) to perform past
relevant work. Id. §§ 404.1520(e)–(f), 416.920(e)–(f). If yes, the claimant is not
disabled. If not, move to step five.
Step Five: At this point, the burden shifts to the Commissioner to
demonstrate that the claimant, considering her age, education, work
experience, and RFC, is capable of performing jobs that exist in significant
numbers in the national economy. 20 C.F.R. §§ 404.1520(g), 416.920(g); see
Poulos v. Comm’r of Soc. Sec., 474 F.3d 88, 91-92 (3d Cir. 2007). If so, benefits
will be denied; if not, they will be awarded.
As to all legal issues, this Court conducts a plenary review. See
Schaudeck v. Comm’r of Soc. Sec., 181 F.3d 429, 431 (3d Cir. 1999). As to
factual findings, this Court adheres to the ALJ’s findings, as long as they are
supported by substantial evidence. Jones v. Barnhart, 364 F.3d 501, 503 (3d
Cir. 2004) (citing 42 U.S.C. § 405(g)). Where facts are disputed, this Court will
“determine whether the administrative record contains substantial evidence
supporting the findings.” Sykes v. Apfel, 228 F.3d 259, 262 (3d Cir. 2000).
“Substantial evidence is such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.” Zirnsak v. Colvin, 777 F.3d 607,
610 (3d Cir. 2014) (internal quotation marks and citation omitted). Substantial
evidence “is more than a mere scintilla but may be somewhat less than a
preponderance of the evidence.” Id. (internal quotation marks and citation
omitted).
When there is substantial evidence to support the ALJ’s factual findings,
this Court must abide by them. See Jones, 364 F.3d at 503 (citing 42 U.S.C. §
405(g)); Zirnsak, 777 F.3d at 610-11 (“[W]e are mindful that we must not
substitute our own judgment for that of the fact finder.”). This Court may,
under 42 U.S.C. § 405(g), affirm, modify, or reverse the Commissioner’s
decision, or it may remand the matter to the Commissioner for a rehearing.
Podedworny v. Harris, 745 F.2d 210, 221 (3d Cir. 1984); Bordes v. Comm’r of
Soc. Sec., 235 F. App’x 853, 865-66 (3d Cir. 2007).
Remand is proper if the record is incomplete, or if there is a lack of
substantial evidence to support a definitive finding on one or more steps of the
five-step inquiry. See Podedworny, 745 F.2d at 221-22. Remand is also proper
if the ALJ’s decision lacks adequate reasoning or support for its conclusions, or
if it contains illogical or contradictory findings. See Burnett v. Comm’r of Soc.
Sec., 220 F.3d 112, 119-20 (3d Cir. 2000).
B. The ALJ’s Decision
The ALJ followed the five-step process in determining that Davison was
not disabled. The ALJ’s findings may be summarized as follows:
Step One: At step one, the ALJ determined that Davison had not
engaged in substantial gainful activity since January 31, 2013, the amended
alleged onset date.3 (R. 833).
Step Two: At step two, the ALJ determined that Davison had the
following severe impairments: bipolar disorder and anxiety. (R. 834).
Step Three: At step three, the ALJ determined that Davison did not have
an impairment, or combination of impairments, that meet or medically equal
the severity of one of the listed impairments in 20 C.F.R. Pt. 404, subpt. P.,
app. 1. (R. 834-836).
Under Listings 12.04 and 12.06 for mental disorders, the ALJ concluded
that Davison’s impairments did not cause at least two “marked” limitations, or
one “extreme” limitation, under the Paragraph B criteria for mental functioning.
(R. 834). To satisfy the Paragraph B criteria, a claimant’s mental disorder must
result in an extreme limitation of one, or a marked limitation of two, of the four
Paragraph B areas of mental functioning.
3 See n. 1, supra.
Of the four areas evaluated for mental functioning, the ALJ found that
Davison had moderate difficulty in three areas: (1) understanding,
remembering, or applying information; (2) interacting with others; and (3)
concentrating, persisting, or maintaining pace. (R. 834-835). He found that she
experienced marked limitations in area four: adapting or managing herself. (R.
835).
The ALJ also considered whether Davison satisfied the Paragraph C
criteria. (R. 835). He concluded that she did not, because the medical evidence
of record did not show that she satisfied Section 2 of the Paragraph C criteria.
(R. 835-836).
Step Four: At step four, the ALJ determined that Davison had the RFC
to perform a full range of work at all exertional levels, but with the following
non-exertional limitations: She could understand, remember, and carry out
simple instructions; have occasional interactions with co-workers, supervisors,
and the general public; and handle changes to essential job functions on an
occasional basis. (R. 836).
The ALJ also determined that Davison did not have past relevant work.
(R. 838).
Step Five: At step five, the ALJ considered Davison’s age, education,
work experience and RFC in conjunction with the Medical-Vocational
Guidelines. (R. 839). Relying on the testimony of the VE, the ALJ identified
several representative jobs that Davison could perform: (1) Counter Clerk
(Director of Occupational Titles (“DOT”) #249.366-010); Parking Lot Attendant
(DOT # 915.478-010); and Cashier II (DOT # 211.462-010). (Id.). The ALJ also
determined, based on the VE’s testimony, that a significant number of these
jobs were available nationally. (Id.).
Accordingly, the ALJ determined that Davison was not under a disability,
as defined in the Social Security Act, since January 31, 2013. (Id.).
III. DISCUSSION
Davison argues that the ALJ erred in determining her limitations at Step
3, ignored critical evidence in establishing her RFC, and failed to consider the
effect of her obesity.,
A. Step 3 Evaluation
Davison argues that the ALJ did not consider the cumulative effect of her
mental impairments in conducting the Step 3 evaluation. Specifically, she
argues that the ALJ did not properly evaluate the Paragraph B and C criteria.
(Pl. Br. at 20).
1. Paragraph B Criteria
First, she claims that the ALJ erred in determining the third Paragraph B
criterion: concentrating, persisting, or maintaining pace. (Pl. Brf. at 15). The
ALJ found that this limitation was “moderate”, whereas Davison believes it
ought to have been “marked.” (R. 834-835). This area of focus “refers to the
abilities to focus attention on work activities and stay on task at a sustained
rate.” See 20 C.F.R., pt. 404, subpt. P, § 12.00(E)(3).4
Davison points to the opinion of Dr. Brown, a consultative psychologist
retained by the Commissioner to examine her in connection with her
application. (R. 741). Dr. Brown, she says, opined that she “appears to be
limited intellectually and has poor focus and concentration and should not be
allowed to manage her own funds.” (R. 739-740). She also references other of
his findings that illustrate marked limitations. (Pl. Brf. at 16).
The ALJ concluded the following regarding Davison’s capacity for
concentrating, persisting or maintaining pace:
4 Examples include: Initiating and performing a task that you understand and
know how to do; working at an appropriate and consistent pace; completing
tasks in a timely manner; ignoring or avoiding distractions while working;
changing activities or work settings without being disruptive; working close to
or with others without interrupting or distracting them; sustaining an ordinary
routine and regular attendance at work; and working a full day without needing
more than the allotted number or length of rest periods during the day.
20 C.F.R., pt. 404, subpt. P, § 12.00(E)(3).
The medical evidence of record shows the claimant generally did
not complain to treating practitioners of serious difficulty
maintaining concentration, persistence, and pace. The claimant
often reported adequate symptom control from psychiatric
medications. Mental status examination results show the claimant
had no serious problems with memory, or simple calculations.
Additionally, treating practitioners did not observe that the
claimant was overly distractible or slow. The claimant has reported
watching TV and reading for pleasure, which requires from
concentration and persistence. She has also reported doing a
variety of daily tasks that require some concentration, persistence,
and pace.
(R. 835).
Substantial evidence supports the determination that Davison’s
limitations were “moderate” rather than “marked.” All of the evidence cited
above points to some level of impairment, but demonstrates that Davison was
not entirely debilitated in terms of concentration. The ALJ did not ignore the
evidence of her limitations altogether. He concluded that limitations did exist
and were moderate.
Moreover, it is not clear that Davison’s reading of Dr. Brown’s report is
correct. As the Commissioner notes, the statement that Davison “has poor
focus and concentration” appears under the heading “Ability to Manage
Funds”; it appears to be limited to that topic, and does not appear to be
intended as a general comment on Davison’s ability to concentrate. (R. 739-
740).
Even if Dr. Brown’s report expressly indicated that Davison had a
marked limitation, which it did not, the ALJ would not have been required to
privilege that conclusion above other evidence. The ALJ was of course required
to consider Dr. Brown’s report. See Chandler v. Comm’r of Soc. Sec., 667 F. 3d
356 (3d Cir. 2011) (“State agent opinions merit significant consideration . . . .”).
It appears that he did so. The ALJ explained the results of mental status
reports, including Dr. Brown’s. True, the ALJ did not cite the report by name,
but in concluding that “mental status exams showed no serious problems with
memory or simple calculations,” the ALJ cited to the exhibit consisting of Dr.
Brown’s report. (R. 835). The ALJ did in fact consider Dr. Brown’s report and
aggregated the information therein into a general pronouncement. Thus this is
not a case where in which the ALJ ignored or failed to explain his rejection of
an expert’s finding of disability. Dr. Brown did not say Davison was disabled,
and the ALJ’s summary of the mental status reports is consistent with his
findings.
The record does not indicate that the Plaintiff had more than moderate
limitations in maintaining concentration, or that the ALJ lacked substantial
evidence for his conclusions. The evidence Davison now cites relates more
specifically to her ability to adapt and manage herself—another Paragraph B
criterion—the ALJ did find she had marked limitations in that area.
Accordingly, I find that the ALJ properly considered the evidence,
including Dr. Brown’s report, in coming to the conclusion that Davison had a
moderate limitation in concentrating, persistence, and maintaining pace.
Substantial evidence also existed for the other Paragraph B criteria, which
Davison does not challenge.
2. Paragraph C Criteria
Davison next argues that the ALJ erred in determining whether she
satisfied the Paragraph C criteria. She claims that the ALJ’s determination was
conclusory and wrongfully put the burden on the Plaintiff to point to specific
evidence supporting the finding. She also argues that the conclusion was made
in the face of uniform evidence to the contrary. (Pl. Brf. at 17-20).
Paragraph C is a component of the listing analysis for certain mental
disorders, including the two that Davison complains of:
Paragraph C of listings 12.02, 12.03, 12.04, 12.06, and 12.15
provides the criteria we use to evaluate “serious and persistent
mental disorders.” To satisfy the paragraph C criteria, your mental
disorder must be “serious and persistent”; that is, there must be a
medically documented history of the existence of the disorder over
a period of at least 2 years, and evidence that satisfies the criteria
in both C1 and C2 (see 12.00G). (When we refer to “paragraph C”
or “the paragraph C criteria” in the introductory text of this body
system, we mean the criteria in paragraph C of listings 12.02,
12.03, 12.04, 12.06, and 12.15.)
20 C.F.R. Pt. 404, subpt. P., app. 1., § 12.00(A)(1)(c).
Section 12.00G describes the two sections in detail:
The criterion in C1 is satisfied when the evidence shows that you
rely, on an ongoing basis, upon medical treatment, mental health
therapy, psychosocial support(s), or a highly structured setting(s),
to diminish the symptoms and signs of your mental disorder (see
12.00D). We consider that you receive ongoing medical treatment
when the medical evidence establishes that you obtain medical
treatment with a frequency consistent with accepted medical
practice for the type of treatment or evaluation required for your
medical condition. We will consider periods of inconsistent
treatment or lack of compliance with treatment that may result
from your mental disorder. If the evidence indicates that the
inconsistent treatment or lack of compliance is a feature of your
mental disorder, and it has led to an exacerbation of your
symptoms and signs, we will not use it as evidence to support a
finding that you have not received ongoing medical treatment as
required by this paragraph.
The criterion in C2 is satisfied when the evidence shows that,
despite your diminished symptoms and signs, you have achieved
only marginal adjustment. “Marginal adjustment” means that your
adaptation to the requirements of daily life is fragile; that is, you
have minimal capacity to adapt to changes in your environment or
to demands that are not already part of your daily life. We will
consider that you have achieved only marginal adjustment when
the evidence shows that changes or increased demands have led to
exacerbation of your symptoms and signs and to deterioration in
your functioning; for example, you have become unable to function
outside of your home or a more restrictive setting, without
substantial psychosocial supports (see 12.00D). Such deterioration
may have necessitated a significant change in medication or other
treatment. Similarly, because of the nature of your mental
disorder, evidence may document episodes of deterioration that
have required you to be hospitalized or absent from work, making
it difficult for you to sustain work activity over time.
20 C.F.R. Pt. 404, subpt. P., app. 1., § 12.00(G)(2)(b);(c).
Davison is correct that, when discussing Paragraph C, the ALJ stated
simply that the Plaintiff did not satisfy the requirements. (R. 835). However,
Davison does not explain why this was insufficient. The ALJ outlined the
relevant evidence at length when analyzing the Paragraph B criteria in the
preceding paragraphs. He found that the Plaintiff satisfied section C1 but that
there was no evidence to support a finding under C2. (R. 835).
Neither Davison nor the Commissioner points to any authority
articulating the template for analyzing Paragraph C criteria. One possible
template is that deeper analysis is required only when the record reflects some
evidence that the criteria are fulfilled. See Searles v. Comm’r of Soc. Sec., No.
18-cv-15804, 2019 WL 6337890, at *6 (D.N.J. Nov. 27, 2019) (holding that the
ALJ did not adequately support her Paragraph C analysis where the ALJ failed
to explain how strong evidence that the Plaintiff could not function
independently was outweighed by other evidence). But in cases where no such
evidence exists, a brief mention of the criteria can be sufficient. See Lewis v.
Comm’r of Soc. Sec., No. 15-cv-06275, 2017 WL 6329703, at *8 (D.N.J. Dec. 11,
2017) (“Although the ALJ only briefly addressed the matter, no more seemed to
be necessary. Paragraph C deals with criteria related to adapting to work and
being able to live alone, and multiple documents from the record support the
conclusion that there [were] no criteria to examine in this regard.”).
Davison does not point to specific evidence supporting the conclusion
that there were any such criteria to examine. She explains that the “medical
and life-experience evidence overwhelmingly confirms the uncontradicted
reality that plaintiff meets the C criteria and the ALJ’s own paragraph B finding
that plaintiff suffers ‘marked limitations’ denoting ‘serious problems in
adapting and managing oneself’ should be seen as endorsing that conclusion.”
(Pl. Brf. at 18). She argues that she cannot function outside her mother’s
home, cannot attend psychotherapy sessions without her mother sitting in,
and could not tolerate her senior year of high school. (Pl. Brf. at 19).
This hyperbolic survey does not demonstrate that the Plaintiff is unable,
as of 2013, to function outside of her home. As the ALJ noted, she frequently
leaves her house to socialize and engage in activities. (R. 835). She went on a
vacation with her family and her fiancé. (Id.). Her updated treatment records
showed that when she was compliant with her medications, she was stable and
handled typical daily activities on her own. (Id.). The ALJ was not required to
reiterate it when assessing whether she met Paragraph C criteria. Nor does
Davison point to any evidence indicating that she really did meet those criteria.
Davison attempts to throw responsibility back on the ALJ, or this Court.
She contends that it is neither her nor her attorney’s responsibility to “spoon-
feed each element to the ALJ in digestible portions.” (Pl. Brf. at 19). To Davison,
her burden is met when the evidence is “produced,” that is, when she has
submitted the medical reports. In some sense that is true, but on appeal she
must still point to some error by the ALJ.
The burden was on the claimant to establish that she meets the criteria.
She did not meet her burden and does not suggest on appeal how she could or
did do so. Davison points to no medical evidence that she has been unable to
function independently. As discussed above, the record indicates that she can.
No more than a brief mention of the Paragraph C criteria was therefore
required. Accordingly, I find that the ALJ’s determination that the Plaintiff did
not satisfy Paragraph C criteria was supported by substantial evidence.
3. Sufficiency of RFC Analysis
Davison makes a number of arguments that the ALJ did not
appropriately factor in various strands of evidence in determining her RFC. She
claims that “[t]here are no reasons given, there is very little evidence articulated
in support and the majority of the evidence is both omitted and contradictory
to the ALJ’s findings.” (Pl. Brf. at 27). This argument is essentially two-fold: (1)
there was not enough positive evidence to support the ALJ’s RFC determination
and (2) the evidence cited was in fact contradictory to omitted evidence.
As for the first argument, the ALJ surveyed the record evidence
thoroughly. He noted evidence that indicated Davison was able to function at a
relatively normal level, and explained why that outweighed evidence that she
could not. For example, the ALJ mentioned an August 2011 hospital visit
“based upon serious symptomatology[.]” (R. 837). However, the ALJ discounted
the impact of this visit on the Plaintiff’s disability status because it occurred
following non-compliance with treatment and medications, and it appeared to
be anomalous in relation to Davison’s otherwise stable and improved condition.
(Id.). The ALJ summarized the theme of the record by noting that Davison “has
received conservative mental health treatment, has not had any crises, and
appears on balance to be getting better control of her symptoms.” (R. 838).
Davison points to evidence that her situation is worse than the ALJ
accepts. She argues that it cannot be the case that she can occasionally
interact with coworkers and handle changes to essential job functions when
the ALJ himself found that she had marked and moderate limitations in those
abilities. (Pl. Brf. at 24). She also argues that even though the evidence shows
that she has sufficient intellect to perform job duties, she lacks the ability to
control herself, which renders her intellect “entirely irrelevant.” (Pl. Brf. at 25).
A finding that a claimant has marked or moderate limitations does not
automatically require an RFC that she cannot function in those areas at all. It
is the role of the ALJ to craft the RFC. The marked and moderate limitations
were just that—limitations. They were incorporated into the RFC. To support
the theory that she could have “occasional” interactions with others, the ALJ
cited her treatment notes which indicated that “she consistently denied any
mood swings, any feelings of being overwhelmed or sadness. She also denied
any symptoms of mania, crying spells, disturbed sleep or preoccupation.” (R.
837). Davison argues that her personality disorder overrides her average
intelligence, but the ALJ was not required to accept that argument. Instead, he
outlined positive evidence showing Davison could behave within acceptable
limits.
Davison also claims that basing this RFC on the findings of consultative
examinations without specifying the examiners by name somehow runs afoul of
the ALJ’s duties, but she does not provide any legal support for that
contention. Further, a key finding of the ALJ’s opinion is the fact that “[t]here
are no treating physician medical source statements opining that claimant was
disabled.” (R. 837). The ALJ did not need to engage in any deductive reasoning
discounting opinions that the Plaintiff was disabled because there were none. I
disagree with Davison’s contention that the ALJ did not survey enough
evidence to support the RFC determination.
As for the second argument, it is not accurate to say that the majority of
the evidence is both omitted and contradictory. Davison points to a report from
one Dr. Baharlias describing symptoms of bipolar disorder and an older report
from Dr. Brown.5 (Pl. Brf. 26-27). These reports do not represent the majority of
evidence. The ALJ cited to multiple other reports and surveyed a significant
amount of evidence. He was not required to discuss or describe every page of
the record. He did not, as Davison seems to suggest, cherry pick a handful of
positive statements out of a universe of negative statements.
Moreover, the ALJ’s conclusions are not contradicted by these reports,
which date from before the claimed period of disability. Dr. Baharlias
interviewed the Plaintiff on January 26, 2010. (R. 510). He consulted with the
patient in conjunction with a disability benefits application, and was not her
regular treating physician. (Id.). He described her behavior during the visit as
“cooperative and appropriate, and very frank.” (R. 511). Symptoms were typical
of the symptoms described in other reports: she exhibited signs of bipolar
disorder, sometimes became confrontational with her mother, and had an
impaired emotional range. (Id.). He also mentioned that “there is a history of
violence when explosive.” (R. 512). Davison draws attention to the finding that
she had difficulty with serial 7s. (R. 511). However, nothing in this report
contradicts the evidence that the ALJ cited indicating that Davison’s symptoms
had generally been under control following her August 2011 hospitalization.
Nor do the findings indicate that her symptoms were worse than those
described by the ALJ in his RFC analysis.
Dr. Brown’s older report is similar. He interviewed the Plaintiff on March
14, 2011 (prior to her August 2011 hospitalization). (R. 604). Dr. Brown
5 Davison also seems to argue that the ALJ was not permitted to rely on reports
of the patient prior to the amended alleged onset date. She provides no legal support
for that claim, and even if she did, the argument is contradictory. The older reports are
her only evidence that the ALJ ignored indicia of disability.
described Davison as depressed and apathetic. (R. 605). He also reported that
she had a history of agitation, including starting physical altercations with little
provocation. (Id.). He also, however, witnessed her as “pleasant and
cooperative” during the examination. (Id.). In this visit, too, she had difficulty
with serial 7s. (R. 606). However, she also described a relatively ordinary level
of functioning; she had relationships with friends and family, managed her own
money, and spent time watching television and bowling. (Id.). Dr. Brown
diagnosed her with bipolar disorder, and explained that her prognosis was
“fair” contingent on her continuing to benefit from mental health care. (R. 607).
This report, like the report of Dr. Baharlias, demonstrates a patient
profile consistent with the one described by the ALJ. The ALJ acknowledged
her emotional limitations. (R. 836-837). But the ALJ also found that the
evidence supported a conclusion that the Plaintiff had improved since 2011
and generally can function normally when receiving treatment. (R. 837). He
makes numerous citations to the record to support this finding. (Id.). Davison
is therefore incorrect that the ALJ hid the majority of the evidence, which
would show her as disabled. On the contrary, the ALJ cites to substantial
evidence supporting his RFC finding, and that finding is not contradicted by
these older reports or other evidence in the record.
I therefore find that the ALJ’s determination of the RFC was supported
by substantial evidence.
4. Consideration of Plaintiff’s Obesity
Davison argues that the ALJ’s RFC determination was tainted by a
failure to consider the effects of her obesity. (Pl. Brf. at 28-33). She cites a case
suggesting that the ALJ must consider obesity at every step of the analysis. (Pl.
Brf. at 31 (citing Diaz v. Comm’r of Soc. Sec., 577 F. 3d 500, 504 (3d Cir.
2009)). But in that case, the Plaintiff asserted that his obesity impacted his job
performance, and the ALJ had agreed that the impairment was severe. Diaz,
577 F. 3d at 504. True, references to obesity in physician reports are enough to
put the ALJ on notice that obesity could be a factor in the ALJ’s analysis. Id.
But the Plaintiff is still required to argue that her obesity would impact her job
performance. Id. To warrant remand, the Plaintiff would have to explain how
“obesity impacts [her] functioning or ability to work or identif[y] medical
evidence of the same . . . .” Cosme v. Comm’r of Soc. Sec., No. 18-cv-01327,
2020 WL 2079284, at *4 (D.N.J. April 30, 2020). She does not.
Davison’s disability report listed “[b]ipolar disorder, depression, anxiety”
as disabling factors. (R. 286). While she does point to medical evidence
documenting her obesity, she does not point to any evidence showing that her
obesity would impact her ability to perform any job, nor does she even make an
argument that it does. Accordingly, I will not remand on this basis.
IV. CONCLUSION
For the foregoing reasons, the ALJ’s decision is affirmed. An appropriate
order accompanies this Opinion.
Dated: July 2, 2020
/s/ Kevin McNulty
______________________________
Hon. Kevin McNulty
United States District Judge