stating that federal courts are not required to “assume facts that are not alleged, just because an additional factual allegation would have formed a stronger complaint”
How later courts described this case
- stating that federal courts are not required to “assume facts that are not alleged, just because an additional factual allegation would have formed a stronger complaint”
- stating that court must accept factual allegations in complaint as true, but is not required to “accept as true any legal conclusion couched as a factual allegation”
- stating that exhaustion of administrative remedies is a jurisdictional prerequisite
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MISSOURI
EASTERN DIVISION
SIDNEY KEYS, )
)
Plaintiff, )
)
v. ) No. 4:23-CV-00693 PLC
)
UNITED STATES POSTAL SERVICE, )
)
Defendant. )
OPINION, MEMORANDUM AND ORDER
This matter is before the Court on the motion of self-represented plaintiff Sidney Keys for
leave to commence this civil action without prepayment of the required filing fee.1 [ECF No. 2].
Upon consideration of the financial information provided with the motion, the Court finds plaintiff
is financially unable to pay any portion of the filing fee. As a result, plaintiff will be granted leave
to proceed in forma pauperis pursuant to 28 U.S.C. § 1915. Additionally, after reviewing plaintiff’s
complaint, the Court will dismiss this action, without prejudice.
Legal Standard on Initial Review
Under 28 U.S.C. § 1915(e)(2), the Court is required to dismiss a complaint filed in forma
pauperis if it is frivolous, malicious, or fails to state a claim upon which relief can be granted. To
state a claim, a plaintiff must demonstrate a plausible claim for relief, which is more than a “mere
possibility of misconduct.” Ashcroft v. Iqbal, 556 U.S. 662, 679 (2009). “A claim has facial
plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable
1The Court notes plaintiff Sidney Keys has previously filed twenty (20) in forma pauperis civil cases in this
Court, all of which have been dismissed upon initial review for failure to state a claim, voluntarily dismissed
by plaintiff, dismissed upon a Fed.R.Civ.P. 12(b)(6) motion, or dismissed for failure to comply with a Court
order. Plaintiff has four new civil filings that have not yet been reviewed by the Court pursuant to 28 U.S.C.
§ 1915.
inference that the defendant is liable for the misconduct alleged.” Id. at 678. Determining whether
a complaint states a plausible claim for relief is a context-specific task that requires the reviewing
court to draw upon judicial experience and common sense. Id. at 679. The court must “accept as
true the facts alleged, but not legal conclusions or threadbare recitals of the elements of a cause of
action, supported by mere conclusory statements.” Barton v. Taber, 820 F.3d 958, 964 (8th Cir.
2016). See also Brown v. Green Tree Servicing LLC, 820 F.3d 371, 372-73 (8th Cir. 2016) (stating
that court must accept factual allegations in complaint as true, but is not required to “accept as true
any legal conclusion couched as a factual allegation”).
When reviewing a pro se complaint under 28 U.S.C. § 1915(e)(2), the Court must give it
the benefit of a liberal construction. Haines v. Kerner, 404 U.S. 519, 520 (1972). A “liberal
construction” means that if the essence of an allegation is discernible, the district court should
construe the plaintiff's complaint in a way that permits his or her claim to be considered within the
proper legal framework. Solomon v. Petray, 795 F.3d 777, 787 (8th Cir. 2015). However,
even pro se complaints are required to allege facts which, if true, state a claim for relief as a matter
of law. Martin v. Aubuchon, 623 F.2d 1282, 1286 (8th Cir. 1980). See also Stone v. Harry, 364
F.3d 912, 914-15 (8th Cir. 2004) (stating that federal courts are not required to “assume facts that
are not alleged, just because an additional factual allegation would have formed a stronger
complaint”). In addition, affording a pro se complaint the benefit of a liberal construction does not
mean that procedural rules in ordinary civil litigation must be interpreted so as to excuse mistakes
by those who proceed without counsel. See McNeil v. United States, 508 U.S. 106, 113 (1993).
The Complaint
Plaintiff is a self-represented litigant who filed the instant civil action against the United
States Postal Service. [ECF No. 1]. Plaintiff’s complaint contains two wholly separate allegations
against the Postal Service. The first allegation relates to plaintiff’s claim of harassment against the
United States Postal Service in May of 2023. Plaintiff states:
I was harassed and discriminated against by a employee and supervisor Scott at
Chesterfield Missouri on May 23, 2023, discrimination that’s being occurring since
1994 Chesterfield Missouri Post Office called me on my personal phone and told
me they sent all my mail back to the sender.
He states that the postal worker that called to tell him that they had to send his mail back indicated
that they were unable to hold his mail for him for an unspecified time.
The second allegation appears to lie in employment discrimination. Plaintiff asserts that he
was fired from the Postal Service after working there for twenty-five (25) years. He alleges that
his termination was the result of race discrimination.
Plaintiff also purports that during his employment at the Postal Service he was denied a
transfer from Florissant, Missouri to the Miami, Florida Postal Office around 1996 “based on
racism.” He states that he was also denied a transfer to the Las Vegas, Nevada Postal Office around
this same time.
Last, plaintiff claims that he was sexually assaulted by his supervisor at the Postal Office
during the course of his employment. Plaintiff seeks monetary damages in this action against
defendant.
Discussion
Because plaintiff is proceeding in forma pauperis, the Court has reviewed his complaint
under 28 U.S.C. § 1915. Based on that review, and for the reasons discussed below, the Court has
determined that plaintiff’s complaint is subject to dismissal.
A. Plaintiff’s Employment Discrimination Claims Are Barred By Res Judicata
The Court takes judicial notice of plaintiff’s prior filings in this Court relating to his
litigation against his prior employer, the United States Postal Service.2 Plaintiff was a postal carrier
at the Florissant, Missouri Post Office. His employment was terminated by the Postal Service in
2010. On October 26, 2012, the Equal Employment Opportunity Commission (“EEOC”), Office
of Federal Operations (OFO) issued to Keys a Dismissal of Appeal which recited the Plaintiff’s
Right to File a Civil Action in connection with his Formal Complaint of Discrimination dated June
10, 2010, alleging that the Postal Service discriminated against him on the bases of his race and
reprisal for prior protected EEO activity. The OFO’s Right to File a Civil Action pertained to two
issues: (1) On or about March 4, 2010, plaintiff learned that the Postmaster purposely tried to
prevent him from receiving food assistance in a negative and adverse letter to his case worker
which was received on February 19, 2010; and (2) on May 17, 2010, he learned that he had been
charged as Absent Without Official Leave.
On March 22, 2011, plaintiff filed an employment discrimination complaint against the
United States Postal Service, Keys v. Donahoe, No. 4:11-552 RWS (E.D.Mo), alleging race
discrimination, pursuant to Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e, et seq.,
discrimination under the American with Disabilities Act of 1990 (ADA), 42 U.S.C. §§ 12101, et
seq., and harassment and retaliation. On September 11, 2011, plaintiff filed another employment
discrimination complaint against the United States Postal Service, Keys v. Donahoe, No. 4:11-cv-
1649 RWS (E.D.Mo), based on the ADA, the Rehabilitation Act of 1973, 29 U.S.C. §§ 701, et
seq., and alleging harassment and retaliation in connection with discrimination allegedly occurring
2See Keys v. Potter, No. 4:10-cv-461 TCM (E.D.Mo); Keys v. Potter, No. 4:10-cv-847 DJS (E.D.Mo); Keys
v. Donahoe, No. 4:11-552 RWS (E.D.Mo); Keys v. Donahoe, No. 4:11-cv-1649 RWS (E.D.Mo); Keys v.
Donahoe, No. 4:12-cv-2320 ERW (E.D.Mo); and Keys v. United States Postal Service, No. 4:18-cv-1031
RWS (E.D.Mo).
on December 15, 2009. On March 6, 2012, Judge Sippel consolidated case number 4:11-cv-1649
RWS with case number 4:11-cv-552 RWS and ordered the Clerk of Court to administratively close
4:11-cv-1649 RWS. On November 28, 2012, Judge Sippel dismissed with prejudice the
consolidated cases filed in 2011 because of Keys’ failure to comply with multiple court orders
regarding the filing of exhibits, the scheduling of a mediation and the scheduling of his deposition.
Plaintiff’s current employment discrimination claims are precluded under the doctrine of
res judicata as the claims as these claims have previously been dismissed with prejudice. A claim
will be precluded based on the determination of a prior lawsuit when five elements are satisfied:
(1) the first suit resulted in a final judgment on the merits; (2) the first suit was based on proper
jurisdiction; (3) both suits involve the same parties (or those in privity with them); (4) both suits
are based upon the same claims or causes of action; and (5) the party against whom res judicata is
asserted must have had a full and fair opportunity to litigate the matter in the proceeding that is to
be given preclusive effect. Rutherford v. Kessel, 560 F.3d 874, 877 (8th Cir. 2009).
The dismissal of plaintiff’s previous claims against the Postal Service was a final judgment
on the merits under Fed.R. Civ.P. 41(b), and the Court had competent jurisdiction to adjudicate
the claims. The prior suits were between the same parties, and plaintiff raises the same or similar
claims or causes of action. In the current suit plaintiff seeks payment for purported discrimination
at his employment with the Postal Service. In his previous suit, Keys alleged that he was racially
discriminated against during his work with the Postal Service and in his termination, that the Postal
Service was not properly compensating him for a work-related injury, and he sought payment of
disability and workers’ compensation benefits. Both suits arise out of the same alleged injuries
that purportedly occurred between 2009 and 2010 and constitutes the same nucleus of operative
facts. Keys had a full and fair opportunity to litigate the matters in both of his prior proceedings.
As all the elements of doctrine of res judicata are satisfied, plaintiff’s current action is
barred, and he has failed to state a claim upon which relief can be granted.
B. Plaintiff’s Claims Relating to the Return of His Mail against the United States Postal
Service
“Absent a waiver, sovereign immunity shields the Federal Government and its agencies
from suit.” FDIC v. Meyer, 510 U.S. 471, 475 (1994) (citations omitted). “Sovereign immunity is
jurisdictional in nature.” Id. This Court may have subject matter jurisdiction over this action if
plaintiff demonstrates a waiver of sovereign immunity. Barnes v. United States, 448 F.3d 1065,
1066 (8th Cir. 2006). A waiver of sovereign immunity is strictly and narrowly construed in favor
of the sovereign, and the plaintiff bears the burden of demonstrating the waiver. See Snider v.
United States, 468 F.3d 500, 509 (8th Cir. 2006) (citing Lane v. Pena, 518 U.S. 187, 192 (1996));
see also V S Ltd. P’ship v. HUD, 235 F.3d 1109, 1112 (8th Cir. 2000).
In this case, plaintiff has alleged nothing that would establish a waiver of sovereign
immunity with respect to any claim he can be understood to bring. This Court therefore lacks
subject matter jurisdiction over plaintiff’s claim of harassment against the United States Postal
Service. See Fed. R. Civ. P. 12(h)(3). Construing the complaint as brought pursuant to the Federal
Tort Claims Act (“FTCA”) would not be helpful to plaintiff. A federal agency like the defendant
cannot be sued under the FTCA. See Duncan v. Dep’t of Labor, 313 F.3d 445, 447 (8th Cir. 2002).
Also, there is no basis to infer that administrative remedies are exhausted, as required before the
judicial process is invoked. See McNeil v. United States, 508 U.S. 106, 112 (1980); see also Porter
v. Fox, 99 F.3d 271, 274 (8th Cir. 1996) (stating that exhaustion of administrative remedies is a
jurisdictional prerequisite).
Accordingly,
IT IS HEREBY ORDERED that plaintiffs motion for leave to proceed in forma pauperis
[ECF No. 2] is GRANTED.
IT IS FURTHER ORDERED that this action DISMISSED without prejudice.
IT IS FURTHER ORDERED that plaintiff's motion for appointment of counsel [ECF
No. 3] is DENIED as moot.
IT IS FURTHER ORDERED that an appeal of this Order would not be taken in good
faith.
A separate Order of Dismissal shall accompany this Memorandum and Order.
Dated this 26" day of May, 2023.
UNITED STATES DISTRICT JUDGE