restriction to light work with environmental restrictions considered to be significant limitation
How later courts described this case
- restriction to light work with environmental restrictions considered to be significant limitation
- ALJ required to supplement record only if the existing medical record does not provide sufficient evidence to determine whether the claimant is disabled
- “Substantial evidence . . . means—and means only— ‘such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.’”
- “If an impairment can be controlled by treatment or medication, it cannot be considered disabling.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MISSOURI
EASTERN DIVISION
JENNIFER FOGERTY, )
)
Plaintiff, )
)
v. ) Case No. 4:21-CV-1504 RHH
)
KILOLO KIJAKAZI, )
Commissioner of Social Security, )
)
Defendant. )
MEMORANDUM AND ORDER
This matter is before the Court on Plaintiff Jennifer Fogerty’s appeal regarding the denial
of Disability Insurance Benefits (“DIB”) under Title II of the Social Security Act, 42 U.S.C. §§
401 et seq., and for Supplemental Security Income (“SSI”) under Title XVI of the Social Security
Act, 42 U.S.C. §§ 1381, et seq. (the “Act”). The parties have consented to the exercise of authority
by the undersigned United States Magistrate Judge pursuant to 28 U.S.C. § 636(c). (ECF No. 24.)
The Court has reviewed the parties’ briefs and the entire administrative record, including the
transcript and medical evidence. Based on the following, the Court will affirm the Commissioner’s
denial of Fogerty’s application.
I. Background
The Court adopts the statement of facts set forth in Fogerty’s statement of facts (ECF No.
21-1) and Defendant’s response with additional facts (ECF No. 22-1). Together, these statements
provide a fair description of the record before the Court. Specific facts will be discussed as needed
to address the parties’ arguments.
On October 7, 2019, Fogerty applied for DIB and SSI, alleging that she had been unable to
work due to disability since July 24, 2018. (Tr. 14, 225.) Fogerty alleged disability due to post-
traumatic stress disorder, traumatic brain injury with long-term issues, depression, anxiety,
fibromyalgia, and arthritis. (Tr. 84.) Her application was initially denied and she filed a Request
for Hearing by Administrative Law Judge (ALJ). (Tr. 116, 131-132.) On March 8, 2021, the ALJ
held a hearing on Fogerty’s claim. (Tr. 35-59.) Fogerty was represented by counsel at the hearing,
and an impartial vocational expert testified. Id.
In a decision issued on April 9, 2021, the ALJ found Fogerty was not disabled as defined
in the Act from the alleged onset date through the date of decision. (Tr. 23.) On April 21, 2021,
Fogerty filed a Request for Review of Hearing Decision with the Social Security Administration’s
(SSA) Appeals Council. (Tr. 222-224.) On October 29, 2021, the Appeals Council denied
Fogerty’s request for review, and adopted the ALJ’s decision in full. (Tr. 1-5.)
II. Standard for Determining Disability Under the Act
The Social Security Act defines as disabled a person who is unable “to engage in any
substantial gainful activity by reason of any medically determinable physical or mental impairment
which can be expected to result in death or which has lasted or can be expected to last for a
continuous period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A). The impairment must be
“of such severity that he is not only unable to do his previous work but cannot, considering his
age, education, and work experience, engage in any other kind of substantial gainful work which
exists in the national economy, regardless of whether such work exists in the immediate area in
which he lives, or whether a specific job vacancy exists for him, or whether he would be hired if
he applied for work.” 42 U.S.C. §§ 423(d)(2)(A); 1382c(a)(3)(B).
The Social Security Administration (“SSA”) uses a five-step analysis to determine whether
a claimant seeking disability benefits is in fact disabled. 20 C.F.R. § 404.1520(a)(1). First, the
claimant must not be engaged in substantial gainful activity. 20 C.F.R. § 404.1520(a)(4)(i).
Second, the claimant must establish that he or she has an impairment or combination of
impairments that significantly limits his or her ability to perform basic work activities and meets
the durational requirements of the Act. 20 C.F.R. § 404.1520(a)(4)(ii). Third, the claimant must
establish that his or her impairment meets or equals an impairment listed in the appendix of the
applicable regulations. 20 C.F.R. § 404.1520(a)(4)(iii). If the claimant’s impairments do not meet
or equal a listed impairment, the SSA determines the claimant’s residual functional capacity
(“RFC”) to perform past relevant work. 20 C.F.R. § 404.1520(e).
Fourth, the claimant must establish that the impairment prevents him or her from doing
past relevant work. 20 C.F.R. § 404.1520(a)(4)(iv). If the claimant meets this burden, the analysis
proceeds to step five. At step five, the burden shifts to the Commissioner to establish the claimant
maintains the RFC to perform a significant number of jobs in the national economy. Singh v. Apfel,
222 F.3d 448, 451 (8th Cir. 2000). If the claimant satisfied all of the criteria under the five-step
evaluation, the ALJ will find the claimant to be disabled. 20 C.F.R. § 404.1520(a)(4)(v).
III. The ALJ’s Decision
Applying the foregoing five-step analysis, the ALJ here found that Fogerty met the insured
status requirements of the Social Security Act through December 31, 2018, and that she had not
engaged in substantial gainful activity since July 24, 2018, the alleged onset date. (Tr. 16.) Next,
the ALJ found that Fogerty has the following severe impairments: depression, anxiety, post-
traumatic stress disorder, degenerative disc disease/cervical spondylitis, cervical radiculopathy,
and obesity. (Tr. 16.) The ALJ found that Fogerty’s asthma is not a severe impairment. (Tr. 17.)
The ALJ determined that Fogerty did not have an impairment or combination of
impairments that meets or medically equals the severity of the listed impairments in 20 C.F.R. 404,
Subpart P, Appendix 1. The ALJ also determined that Fogerty had the residual functional capacity
to perform light work with additional limitations. Specifically, the ALJ found that
she may occasionally climb ramps and stairs, but never climb ladders, ropes, or
scaffolds. She can occasionally balance (as defined by the DOT), stoop, kneel,
crouch, and crawl. She cannot be exposed to unprotected heights and hazardous
machinery and can have only occasional exposure to extreme temperatures or
vibrations. She is limited to simple routine repetitive tasks. She has sufficient
concentration to persist in the performance of such tasks at a reasonable rate with
standard breaks, few changes in work setting, simple work related judgments, and
only occasional interactions with supervisors, coworkers, and the general public.
(Tr. 19.) The ALJ found that Fogerty was unable to perform any past relevant work. (Tr. 22.)
Fogerty was 38 years old on the alleged disability onset date and considered a younger individual
age 18-49. She has at least a high school education. The ALJ determined that the transferability of
job skills is not material to the determination of disability because using the Medical-Vocational
Rules as a framework supports a finding that the claimant is “not disabled” whether or not the
claimant has transferable job skills. (Tr. 22.) Based on the foregoing, the ALJ found that there are
jobs that exist in significant numbers in the national economy that Fogerty can perform, including
packer (Dictionary of Occupational Titles (DOT) No. 920.685-026, light exertion level,
approximately 72,000 jobs in the national economy), assembler (DOT No. 794.687-042, light
exertion level, approximately 55,000 jobs in the national economy), and product inspector (DOT
No. 529.687-186, light exertion level, approximately 63,000 jobs in the national economy). (Tr.
22-23.) Therefore, the ALJ concluded that Fogerty was not disabled, as defined in the Act, from
July 24, 2018, through April 9, 2021. (Tr. 23.)
IV. Standard for Judicial Review
The standard of review is narrow. Pearsall v. Massanari, 274 F.3d 1211, 1217 (8th Cir.
2001). This Court must affirm the Commissioner’s decision if it complies with the relevant legal
requirements and is supported by substantial evidence in the record as a whole. See 42 U.S.C.
§§ 405(g); 1383(c)(3); Richardson v. Perales, 402 U.S. 389, 401 (1971); Pate-Fires v. Astrue, 564
F.3d 935, 942 (8th Cir. 2009); Estes v. Barnhart, 275 F.3d 722, 724 (8th Cir. 2002). “Under the
substantial-evidence standard, a court looks to an existing administrative record and asks whether
it contains ‘sufficien[t] evidence’ to support the agency’s factual determinations.” Biestek v.
Berryhill, 139 S. Ct. 1148, 1154 (2019) (quoting Consolidated Edison Co. v. NLRB, 305 U.S. 197,
229 (1938)). “Substantial evidence is less than a preponderance, but is enough that a reasonable
mind would find it adequate to support the Commissioner’s conclusion.” Pate-Fires, 564 F.3d at
942. See also Biestek, 139 S. Ct. at 1154 (“Substantial evidence . . . means—and means only—
‘such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.’”)
(quoting Consolidated Edison, 305 U.S. at 229).
In determining whether substantial evidence supports the Commissioner’s decision, the
Court considers both evidence that supports that decision and evidence that detracts from that
decision. Renstrom v. Astrue, 680 F.3d 1057, 1063 (8th Cir. 2012). However, the Court “‘do[es]
not reweigh the evidence presented to the ALJ, and [it] defer[s] to the ALJ’s determinations
regarding the credibility of testimony, as long as those determinations are supported by good
reasons and substantial evidence.’” Id. at 1064 (quoting Gonzales v. Barnhart, 465 F.3d 890, 894
(8th Cir. 2006)). “If, after reviewing the record, the court finds it is possible to draw two
inconsistent positions from the evidence and one of those positions represents the ALJ’s findings,
the court must affirm the ALJ’s decision.” Partee v. Astrue, 638 F.3d 860, 863 (8th Cir. 2011)
(quoting Goff v. Barnhart, 421 F.3d 785, 789 (8th Cir. 2005)).
V. Discussion
Fogerty challenges the ALJ’s opinion in three ways. First, Fogerty contends that the ALJ
failed to support the RFC with medical evidence. Second, Fogerty contends the ALJ failed to
properly evaluate the opinion evidence of Dr. Gestring and Dr. Blattner. Third, Fogerty contends
that the ALJ failed to property evaluate Fogerty’s subjective pain.
A. Evaluation of Physical RFC
Fogerty first argues that the ALJ failed to support the physical RFC with medical evidence.
Specifically, she contends that the ALJ erred by not ordering a consultative exam or requesting a
medical expert to provide an opinion as to Fogerty’s physical RFC during the relevant time.
An ALJ must formulate a claimant’s residual functional capacity based on all the relevant,
credible evidence of record. Cox v. Astrue, 495 F.3d 614 619 (8th Cir. 2007). When a “crucial
issue is undeveloped” and the evidence is not sufficient to allow the ALJ to form an opinion, the
ALJ has a duty to develop the record. Ellis v. Barnhart, 392 F.3d 988, 994 (8th Cir. 2005). “The
ALJ is required to order medical examinations and tests only if the medical records presented to
him do not give sufficient medical evidence to determine whether the claimant is disabled.” McCoy
v. Astrue, 648 F.3d 605, 612 (8th Cir. 2011). Where other evidence in the record provides a
sufficient basis for an ALJ’s decision, then an ALJ “is permitted to issue a decision without
obtaining additional medical evidence.” Anderson v. Shalala, 51 F.3d 777, 779 (8th Cir. 1995)
(internal quotation marks and citation omitted). An ALJ’s duty to develop the record is not never-
ending. McCoy, 648 F.3d at 612.
In discussing Fogerty’s physical impairments, the ALJ noted that there are limited records
regarding treatment for her physical symptoms since she was found not disabled on July 23, 2018.1
Her medical records related to treating physical impairments are from Olympic Rehab Wellness
and Pain Center. (Tr. 339-384, 395-406, 437-441.) The ALJ explained that Fogerty complained of
neck and lower back pain, which was worse with motion and better with therapy and medication.
She told the pain management specialist that she is unable to work because of her pain. She
reported exacerbation of her back pain with prolonged sitting, standing, and walking. The ALJ
further explained that Fogerty’s gait was sometimes described as antalgic, and other times
described as stable and steady. As to her fibromyalgia, her records indicate a trigger point or points,
but there is no record of where they are or how many there are and there is no evidence of trigger
point testing to support the diagnosis of fibromyalgia, before or after July 23, 2018. (Tr. 20.) The
ALJ noted that Fogerty was counseled about weight management, was prescribed pain
medications, and advised to do daily stretching, apply heat and ice, and lose weight. (Id.) The ALJ
also reported that the records reflect Fogerty reported she was without insurance and unable to get
an MRI or steroid injections for that reason. The ALJ explained that she considered these findings
and Fogerty’s severe physical impairments in determining Fogerty’s RFC was for light work with
additional limitations. (Id.)
Here, I find that the substantial evidence in the record provides sufficient information to
allow the ALJ to decide Fogerty’s physical limitations. Importantly, when Fogerty’s attorney
presented her disability claim to the ALJ at her hearing in 2021, Fogerty and her attorney made no
1 On March 10, 2020, District Judge Audrey Fleissig affirmed the 2018 finding that Fogerty was not disabled. There,
the ALJ determined that Fogerty had the RFC to perform light work with additional restrictions . On appeal, Fogerty
took issue with the ALJ’s findings related to her mental impairments, and “Plaintiff d[id] not challenge the ALJ’s
findings with respect to her physical conditions.” Fogerty v. Saul, No. 4:19-CV-00636-AGF, 2020 WL 1158110, at
*2 (E.D. Mo. Mar. 10, 2020).
mention of her physical impairments or their impact on her ability to return to work. (Tr. 36-59.)
The discussion and her testimony was limited to her mental impairments. Fogerty’s counsel
explained that the reason she filed a new claim was because of new evidence from a new treating
source, Dr. Blattner, who provided a Medical Source Statement. (Tr. 39.) When the ALJ asked
Fogerty what was different between now and the previous denial of her disability claim, Fogerty
explained that “[t]hings have just gotten harder for me” and “I struggle to process things.” (Tr. 45.)
She discussed her stress and anxiety, but does not identify her physical impairments as having
changed before and after her alleged onset date. (Id.) Her function report reflects a similar
narrative—that her issues lie in her ability to focus and manage stress. See infra.
With respect to the medical evidence, Fogerty’s records establish that she reported some
neck and back pain, and that the pain was worse with sitting and walking for prolonged time
periods, but that it was improved with medication and therapy. She also reported that the pain was
constant and she had been on pain medication to manage it “for years” before the alleged onset
date. Despite often having normal range of motion on exams and conservative treatment during
the relevant time period, the ALJ limited Fogerty to light work with additional postural and
environmental limitations, which imposes a significant limitation in itself, demonstrating that the
ALJ considered her physical limitations in making the RFC determination. See Choate v.
Barnhart, 457 F.3d 865, 869–70 (8th Cir. 2006) (restriction to light work with environmental
restrictions considered to be significant limitation); see also Brown v. Barnhart, 390 F.3d 535, 540
(8th Cir. 2004) (“If an impairment can be controlled by treatment or medication, it cannot be
considered disabling.”) (quoting Roth v. Shalala, 45 F.3d 279, 282 (8th Cir. 1995)).
As indicated above, substantial evidence supports the ALJ’s physical RFC determination.
The ALJ properly analyzed the medical and non-medical evidence pertaining to Fogerty’s physical
impairments and acknowledged that Fogerty has some limitations. Fogerty has not offered any
arguments or evidence demonstrating that additional physical restrictions are warranted. Where,
as here, the RFC is supported by substantial evidence on the record as a whole, the ALJ was not
required to obtain a consultative examination or a doctor’s opinion to determine plaintiff’s work-
related limitations. Hensley v. Colvin, 829 F.3d 926, 932 (8th Cir. 2016) (ALJ not required to seek
additional information from treating physicians or order consultative examination where medical
record is adequately developed); Martise v. Astrue, 641 F.3d 909, 926-27 (8th Cir. 2011) (ALJ
required to supplement record only if the existing medical record does not provide sufficient
evidence to determine whether the claimant is disabled).
B. Evaluation of Mental RFC & Medical Opinions
Next, Fogerty argues that the ALJ failed to support the mental RFC with medical evidence.
She contends that instead of relying on supporting medical evidence, the ALJ formed her own
opinion about how “moderate” limitations in various areas of mental health affect Fogerty’s ability
to function in the workplace. (Tr. 6.) Fogerty further argues that the ALJ failed to properly evaluate
the opinion evidence from treating physicians.
The Commissioner’s regulations provide that, for claims filed on or after March 27, 2017,
ALJs will not defer to or give any specific evidentiary weight, including controlling weight, to any
medical opinion. See 20 C.F.R. § 416.920c(a) (2017). Instead, ALJs must evaluate the
persuasiveness of medical opinions and prior administrative medical findings in light of several
factors, the most important of which are supportability and consistency with the record. 20 C.F.R.
§ 416.920c(a)-(c) (2017). ALJs must explain how they considered the factors of supportability and
consistency in their decisions, but need not explain how they considered the other factors. 20
C.F.R. § 416.920c(b) (2017).
For supportability, “[t]he more relevant the objective medical evidence and supporting
explanations presented by a medical source are to support his or her medical opinion(s) or prior
administrative medical finding(s), the more persuasive the medical opinions or prior administrative
medical findings will be.” 20 C.F.R. §§ 404.1520c (c)(1); 416.920c (c)(1). Thus, supportability is
an assessment of how well a medical source supported and explained his or her opinion. Daniels
v. Kijakazi, No. 21 Civ. 712 (GWG), 2022 WL 2919747, at *5, (S.D.N.Y. July 26, 2022).
The regulations provide that “consistency” means “[t]he more consistent a medical
opinion(s) or prior administrative medical finding(s) is with the evidence from other medical
sources and nonmedical sources in the claim, the more persuasive the medical opinion(s) or prior
administrative medical finding(s) will be.” 20 C.F.R. §§ 404.1520c (c)(2); 416.920c (c)(2).
“Thus, ‘[c]onsistency is an all-encompassing inquiry focused on how well a medical source is
supported, or not supported, by the entire record, not just what a medical source had available to
them.’” Daniels, 2022 WL 2919747, at *5 (quoting Cuevas v. Comm'r of Soc. Sec., 2021 WL
363682, at *10 (S.D.N.Y. Jan. 29, 2021)).
Here, the record contains opinion evidence from two treating physicians, Dr. Gestring and
Dr. Blattner. Both physicians completed a form supplied by Fogerty’s counsel titled “Medical
Source Statement – Mental.” Fogerty is critical of the ALJ’s assessment of both providers’
opinions.
Dr. Gestring
First, Fogerty’s psychiatrist, Dr. Gestring, completed the medical source statement and
dated it for August 20, 2020. (Tr. 407-410.) Dr. Gestring stated Fogerty’s diagnosis was major
depressive disorder, anxiety, ADHD, and PTSD based on Fogerty’s anxiety, depression,
irritability, hyperactivity, mood swings, outbursts, insomnia, and panic attacks. (Tr. 410.) When
asked why she may have difficulty working at any job on a full time sustained basis, Dr. Gestring
stated “due to the severity of the symptoms, she may be unable to function occupationally and
socially.” (Tr. 410.) The form provided check box options categorizing limitations as “No
problems,” “Moderate interference,” or “Marked interference.” For concentration, persistence,
and pace, Dr. Gestring checked moderate interference and that in an 8 hour workday, Fogerty’s
overall pace of production would be 6-10% below average. He opined that she had no limitation
in her ability to initiate and complete tasks in a timely manner, and had moderate limitations in her
ability to ignore or avoid distractions or sustain ordinary routine and regular attendance. (Tr. 407.)
For understand, remember, or apply information, Dr. Gestring checked the box that Fogerty had
moderate limitation in her ability to follow one or two step oral instructions to carry out a task, and
no limitations in her ability to use reason and judgment to make work related decisions and to
understand and learn terms, instructions and procedures. For adapt or manage oneself, Dr. Gestring
found no limitation in her ability to function independently; distinguish between acceptable and
unacceptable work performance; and regulate emotions, control behavior and maintain wellbeing
in a work setting. (Tr. 408.) Dr. Gestring found moderate limitation in her ability to work a full
day without needing more than the allotted number of length of rest periods. For interact with
others, Dr. Gestring found no limitation in her ability to ask simple questions or request help; keep
social interactions free of excessive irritability, argumentativeness, sensitivity or suspiciousness;
or maintain socially acceptable behavior. He found moderate limitation in her ability to respond
appropriately to requests, criticism, suggestions, correction and challenges. (Tr. 408.)
Dr. Gestring opined that Fogerty would have no significant limitation in interacting with
coworkers, supervisors, or the general public on a sustained basis. (Tr. 408-409.) He found she
would be late to work or need to leave early once a month because of her depressive symptoms,
anxiety, insomnia, and outbursts. (Tr. 409.)
The ALJ found:
The opinion of the claimant’s psychiatrist dated August 20, 2020 is not persuasive.2
He found no more than moderate limitations in the “paragraph B” criteria, which
would indicate she has the capacity to perform unskilled work. This is consistent
with the mental status examinations as discussed above, as well as the comments
indicating the capacity to adapt and manage herself, as discussed above. To this
extent, the opinion is consistent with his treatment notes and, therefore, persuasive.
However, he then stated that, due to the severity of her symptoms, she may be
unable to function occupationally, which is inconsistent with his prior assessments
and the record as a whole. (Exhibits B8F & B9F)
(Tr. 21.)
Fogerty contends that the ALJ failed to discuss supportability and gave an inadequate
explanation in discussing consistency. The undersigned disagrees. As to the supportability factor,
the ALJ determined that Dr. Gestring’s “no more than moderate” limitations were consistent with
Fogerty’s mental status examinations and that to this extent, Dr. Gestring’s opinion is consistent
with his treatment notes. (Tr. 21.) The ALJ explained that although Fogerty alleges she has been
doing much worse psychologically since the prior decision, it is not supported by Dr. Gestring’s
treatment notes, which reflect that during mental status exams Fogerty reported she was doing the
same or better, or “fair” or “ok,” and at no point did she report acute or debilitating psychological
problems. (Tr. 20-21.) See also Starman v. Kijakazi, No. 2:20-CV-00035-SRC, 2021 WL 4459729,
at *4 (E.D. Mo. Sept. 29, 2021) (When discussing supportability, ALJs can consider whether the
physician’s own treatment notes support the physician’s opinion).
2 Both parties suggest that referring to the opinion as “not persuasive” was a typo on the part of the ALJ. Fogerty states
“this appears to be a mistake and is meant to say ‘persuasive.’” (ECF No. 21 at 4.) The Commissioner states the ALJ
“reasonably found the opinion of Dr. Gestring only partially persuasive.” (ECF No. 22 at 11.) In light of the ALJ’s
explanation as to the weight given to the opinion, the undersigned agrees with the parties that the ALJ’s initial
statement that Dr. Gestring’s opinion was “not persuasive” was a mistake. Because the ALJ provided additional
explanation and appeared to give weight to the opinion in accordance with his evaluation of the opinion, I find the
error to be harmless.
As to the consistency factor, the ALJ found part of Dr. Gestring’s opinion to be not
persuasive because the opinion that she may not be able to function occupationally due to the
severity of her symptoms is inconsistent with the record as a whole. (Tr. 21.) Fogerty argues that
in discussing consistency, the ALJ was selective in identifying mental status exams and failed to
discuss how “the other mental status findings listed in the preceding paragraph [of Fogerty’s
brief]” affect the RFC. The “other mental status findings” referenced in Fogerty’s brief are not
medical records reflecting mental status exams; rather, Fogerty cites to her Function Report, in
which she reports that she often starts things and struggles to finish them, has difficulty with
motivation and forgetfulness, and that she in general has trouble trusting people and has bad
anxiety that prevents most social activities. (ECF No. 21 at 13 (citing Tr. 262-272.)) While some
information in the function report could certainly support more serious limitations, the ALJ
explained that Fogerty’s statements concerning the intensity, persistence and limiting effects of
her reported symptoms are not supported by the medical evidence. (Tr. 21.) Therefore, after
review, the Court finds that the ALJ’s evaluation of Dr. Gestring’s opinion is consistent with the
regulations and is supported by substantial evidence.
Dr. Blattner
Second, Fogerty’s psychologist, Dr. Blattner, completed the medial source statement form
and dated it for August 24, 2020. (Tr. 389-393.) Dr. Blattner stated Fogerty’s diagnosis was anxiety
disorder, based on “disfunction due to former husband’s shaming of her children.” (Tr. 392.) When
asked why she may have difficulty working at any job on a full time sustained basis, Dr. Blattner
stated “she cannot physically leave her young children.” (Tr. 392.) For concentration, persistence,
and pace, Dr. Blattner checked the box for marked interference and that in an 8 hour workday,
Fogerty’s overall pace of production would be 31% or more below average. (Tr. 389.) For
understand, remember or apply information, Dr. Blattner checked the box that Fogerty had
moderate limitation in her ability to follow one or two step oral instructions to carry out a task, and
marked limitations in her ability to use reason and judgment to make work related decisions and
to understand and learn terms, instructions and procedures. For adapt or manage oneself, Dr.
Blattner found a marked limitation in her ability to function independently; work a full day without
needing more than the allotted number of length of rest periods; distinguish between acceptable
and unacceptable work performance; and regulate emotions, control behavior and maintain
wellbeing in a work setting. (Tr. 390.) For interact with others, Dr. Blattner found a moderate
limitation in her ability to ask simple questions or request help, and marked limitation in her ability
to keep social interactions free of excessive irritability, argumentativeness, sensitivity or
suspiciousness; maintain socially acceptable behavior; and respond appropriately to requests,
criticism, suggestions, correction and challenges. When asked how well she could interact with
coworkers on a sustained basis, Dr. Blattner found she could not perform in proximity to coworkers
without being distracted or distracting. (Tr. 390-91.) Dr. Blattner found she could not consistently
perform for supervisors without exhibiting insubordinate behavior in response to supervision. (Tr.
391.) He found she could not perform in a setting with any contact with the general public. He
found she would be late to work or need to leave early three times a month or more, and would
miss days of work three times a month because of “anxiety due to children’s behavior due to
father.” (Tr. 391.)
The ALJ found Dr. Blattner’s opinion is not persuasive. The ALJ noted Dr. Blattner found
marked impairment in all areas of the paragraph B criteria, and the ALJ determined that
[Dr. Blattner’s] assessment is not supported by the very limited treatment notes
supplied or the record as a whole. He indicated the claimant was unable to work
because she could not leave her “young children.” Not only is that irrelevant to the
determination of disability, the claimant’s children were 12 and 15 years old on the
date of the hearing. (Exhibit B5F)
(Tr. 21-22.)
Fogerty contends that the ALJ erred in failing to discuss or consider the consistency factor.
(ECF No. 21 at 14.) Fogerty also argues that the ALJ fails to mention or discuss supportability or
how it was considered. (Id. at 10.) The undersigned disagrees. In articulating how they considered
the supportability factor, ALJs may note that the physician’s own treatment notes do not support
the physician’s opinion, that the physician’s opinion stems from a checklist, that the physician did
not consider certain evidence, or did or did not provide a detailed explanation for the opinion.
Starman, 2021 WL 4459729, at *4 (collecting cases). Here, the ALJ addressed supportability by
noting that Dr. Blattner’s opinion was not supported by the very limited treatment notes he
provided. (Tr. 21-22.) The ALJ noted that Fogerty began treatment with Dr. Blattner after her
psychiatrist told her she needed a therapist, and that the record contains a letter from Dr. Blattner
indicating he was treating Fogerty for anxiety related to family issues concerning her ex-husband
and children, and that she had eight appointments between February and June 2020. (Tr. 21.) The
ALJ also noted the record “includes handwritten, brief summaries of appointments” from April
21, 2020, through January 12, 2021, and that the brief summaries “do not include any assessments,
such as mental status examinations.” (Tr. 21.) The ALJ sufficiently discussed supportability.
The ALJ also considered the consistency factor. While he did not use the word
“consistency,” the ALJ explained that Dr. Blattner’s assessment was not supported by the record
as a whole. In other words, the ALJ found Dr. Blattner’s opinion inconsistent with other medical
evidence in the record. The ALJ specifically cites that Dr. Blattner stated Fogerty may have
difficulty working any job on a full time basis because “she cannot physically leave her young
children.” (Tr. 22, 392.) The ALJ found this irrelevant to the determination of disability, and
further discounted the opinion because the ALJ determined that to consider them “young children”
was inconsistent with the evidence in the record that Fogerty’s children were 12 and 15 on the date
of the hearing. (Tr. 22, 39-40.)
Moreover, Dr. Blattner’s opinion also ran contrary to an opinion which the ALJ gave more
weight—Dr. Gestring’s opinion. For example, while Dr. Blattner found Fogerty had “marked”
limitations in every area of functioning, Dr. Gestring found that Fogerty had “none” or “moderate”
limitations in each area. While Dr. Blattner found that Fogerty could not perform in a setting where
she had to interact with coworkers, supervisors, or the general public, Dr. Gestring found that
Fogerty had no significant limitation in any of these respects, and could interact normally with
coworkers, supervisors, and the general public. While Dr. Blattner found Fogerty would need to
be late to work, leave early, or miss work three times or more a month, Dr. Gestring opined Fogerty
would need to be late, leave, or miss work only once a month. The Court finds that the ALJ’s
evaluation of Dr. Blattner’s opinion is consistent with the regulations and is supported by
substantial evidence.
Although Fogerty focuses her arguments on evaluation of the medical opinions, she also
contends that the mental RFC is not supported by the evidence. In light of the discussion above
and after a careful review of the record, the Court finds that the ALJ’s RFC assessment was
supported by substantial evidence. The ALJ’s decision to give more weight to Dr. Gestring’s
opinion than Dr. Blattner’s opinion was reasonable. “Once the ALJ has decided how much weight
to give a medical opinion, the Court’s role is limited to reviewing whether substantial evidence
supports this determination, not deciding whether the evidence supports the plaintiff’s view of the
evidence.” Beamer v. Saul, No. 2:18-CV-00094 JAR, 2020 WL 1511350, at *7 (E.D. Mo. Mar.
30, 2020) (citation omitted). To the extent that the ALJ did not take into account Dr. Gestring’s
opinion that Fogerty may not be able to function occupationally due to the severity of her
symptoms, her reason for doing so was consistent with the relevant regulations and supported by
the record. It was reasonable for the ALJ to discount an opinion that was never mentioned in the
treatment records and was not supported by the limitation levels identified by Dr. Gestring
throughout his medical source statement. See, e.g., Aguiniga v. Colvin, 833 F.3d 896, 902 (8th Cir.
2016) (“[A]n ALJ may discount a treating source opinion that is unsupported by treatment notes.”);
Hogan v. Apfel, 239 F.3d 958, 961 (8th Cir. 2001) (affirming the ALJ’s decision to discount the
opinion of a treating physician where it contained limitations that “stand alone,” “were never
mentioned in [the physician’s] numerous records of treatment,” and were not “supported by any
objective testing or reasoning which would indicate why the claimant's functioning need be so
restricted”).
Importantly, the Court notes that the ALJ included several significant mental limitations in
the RFC. It appears that the ALJ accommodated Fogerty’s anxiety, stress, and issues with
concentration and memory by limiting her to performing “simple routine repetitive tasks” and
limiting her to perform such tasks “at a reasonable rate with standard breaks, few changes in work
setting, simple work related judgments, and only occasional interactions with supervisors,
coworkers, and the general public.” (Tr. 19.) See, e.g., Howard v. Massanari, 255 F.3d 577, 582
(8th Cir. 2001) (hypothetical concerning a claimant who is capable of doing simple, repetitive,
routine tasks adequately captured the individual’s deficiencies in concentration, persistence or
pace); King v. Berryhill, No. 1:18-CV-23 NCC, 2019 WL 1200334, at *5-6 (E.D. Mo. Mar. 14,
2019) (RFC limitation to “unskilled, simple, routine work” appropriately accommodated the
plaintiff's moderate limitations in concentration and attention); Fleming v. Colvin, No. 4:15-CV-
1150 SPM, 2016 WL 4493683, at *8 (E.D. Mo. Aug. 26, 2016) (RFC addressed the plaintiff's
concentration deficit by limiting the plaintiff to “simple, repetitive tasks,” “only occasional
interaction with supervisors, co-workers and the public,” and work “which does not require close
attention to detail”). To the extent that the ALJ did not find Fogerty’s impairments would impose
additional mental limitations, that conclusion was supported by substantial evidence, including
medical evidence. The ALJ reasonably found the relatively normal objective findings undermined
Fogerty’s allegations that she had symptoms so severe that she would be incapable of even the
limited range of work set forth in the RFC. See, e.g., Halverson v. Astrue, 600 F.3d 922, 931-33
(finding that the ALJ reasonably discounted allegations of disability based in part on unremarkable
examination findings). It is not the role of this Court to reweigh the evidence. The ALJ’s
assessment of the medical opinions and the RFC determination were supported by substantial
evidence, and the Court cannot say that the ALJ’s determinations were outside the “available zone
of choice.” See Hacker v. Barnhart, 459 F.3d 934, 937-38 (8th Cir. 2006).
C. Evaluation of Subjective Complaints
Next, Fogerty contends that the ALJ did not properly evaluate her subjective complaints of
pain. In considering subjective complaints, the ALJ must fully consider all of the evidence
presented, including the claimant’s prior work record, and observations by third parties and
treating examining physicians relating to such matters as:
(1) The claimant’s daily activities;
(2) The subjective evidence of the duration, frequency, and intensity of the
claimant’s pain;
(3) Any precipitating or aggravating factors;
(4) The dosage, effectiveness, and side effects of any medication; and
(5) The claimant’s functional restrictions.
Polaski v. Heckler, 725 F.2d 1320, 1322 (8th Cir. 1984). The ALJ, however, “need not explicitly
discuss each Polaski factor.” Strongson v. Barnhart, 361 F.3d 1066, 1072 (8th Cir. 2004). The
ALJ need only acknowledge and consider those factors before discounting a claimant’s subjective
complaints. Id. Although credibility determinations are primarily for the ALJ and not the court,
the ALJ’s credibility assessment must be based on substantial evidence. Rautio v. Bowen, 862 F.2d
176, 179 (8th Cir. 1988). “While the extent of daily living activities does not alone show an ability
to work, such activities may be considered along with other evidence when evaluating a claimant's
credibility.” Walker v. Colvin, 124 F.Supp. 3d 918, 936 (E.D. Mo. 2015).
“After careful consideration of the evidence,” the ALJ concluded that Fogerty’s
“statements concerning the intensity, persistence and limiting effects of [her] symptoms are not
entirely consistent with the medical evidence and other evidence in the record[.]” (Tr. 20.) Prior
to this statement, and consistent with the Eighth Circuit’s requirements, the ALJ recognized her
obligation to assess Fogerty’s symptoms based on the requirements of 20 C.F.R. §§ 404.1529,
416.929, and SSR 16-3p. (Tr. 19.) See Schultz v. Astrue, 479 F.3d 979, 983 (8th Cir. 2007) (citation
omitted) (recognizing 20 C.F.R. § 404.1529 “largely mirror[s] the Polaski factors”).
Here, Fogerty challenges the ALJ’s decision by arguing that it fails to explain any specific
inconsistencies in Fogerty’s activities of daily living or in the medical evidence. The
Commissioner asserts that the decision is supported by substantial evidence.
The Court finds that the ALJ appropriately discounted Fogerty’s subjective complaints
based on the objective medical evidence. The ALJ explained that her subjective complaints were
taken into account, but “her complaints of incapacitating physical symptoms and overwhelming
mental illness are inconsistent with the medical evidence and her activities of daily living.” (Tr.
21.) The ALJ noted that Fogerty’s function report reflects that Fogerty goes shopping, goes to her
kids’ schools, visits her parents, and attends doctor’s appointments on a regular basis. (Tr. 20.) She
also drives to run errands, but only when she needs to. (Id.) Despite checking the boxes for 15 of
the 19 options for items that her illness, injuries, or conditions affect, Fogerty reports that she can
take care of her children, pets, clean, drive, go shopping, and generally care for herself. (Tr. 263-
268.) The Eighth Circuit has held that an ALJ “is entitled to make a factual determination that a
claimant’s subjective pain complaints are not credible in light of objective medical evidence to the
contrary.” Grindley v. Kijakazi, 9 F 4th 622, 630 (8th Cir. 2021) (citation omitted); see also
Medhaug v. Astrue, 578 F.3d 805, 817 (8th Cir. 2009) (acts such as cooking, vacuuming, washing
dishes, doing laundry, shopping, driving, and walking are inconsistent with subjective complaints
of disabling pain and reflect negatively upon the claimant's credibility and ALJ can consider that
an impairment is being controlled with medication to determine credibility). The ALJ’s findings
regarding the limitations caused by pain are supported by substantial evidence in the record as a
whole.
VI. Conclusion
Having reviewed the entire record, the Court finds that the ALJ made a proper RFC
determination based on a fully and fairly developed record. Consequently, the Court determines
that the ALJ’s decision is supported by substantial evidence.
Accordingly,
IT IS HEREBY ORDERED that the relief requested in Plaintiff's Complaint and Brief
in Support of Complaint is DENIED. (Docs. 1, 21.)
IT IS FURTHER ORDERED that the decision of the Commissioner is AFFIRMED.
Dated this 4th day of May, 2023.
po, A —
ROD TE HOLMES
UNITED STATES MAGISTRATE JUDGE
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