holding that the ALJ properly considered that the claimant watched television, read, drove, and attended church in concluding that subjective complaints of pain were not credible
How later courts described this case
- holding that the ALJ properly considered that the claimant watched television, read, drove, and attended church in concluding that subjective complaints of pain were not credible
- finding "[t]he inconsistency between [the claimant's] subjective complaints and evidence regarding her activities of daily living" raised questions about the weight to give to her subjective complaints.
- course of conservative treatment contradicted claims of disabling pain
- ALJ permissibly excluded greater limitations from RFC after finding that record was not consistent with degree of symptoms alleged by claimant
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MISSOURI
EASTERN DIVISION
ANTHONY P-B, )
)
Plaintiff, )
)
v. ) No. 4:21 CV 835 JMB
)
)
KILO KIJAKAZI, )
Commissioner of Social )
Social Security Administration, )
)
Defendant. )
MEMORANDUM AND ORDER
This action is before the Court pursuant to the Social Security Act, 42 U.S.C. §§ 401, et
seq. ("the Act"). The Act authorizes judicial review of the final decision of the Social Security
Administration denying Plaintiff Anthony P-B.’s ("Plaintiff") applications for child disability
benefits and supplemental security income under Titles II and XVI of the Social Security Act, see
42 U.S.C. §§ 401 et seq., 1381-1385. All matters are pending before the undersigned United States
Magistrate Judge with the consent of the parties, pursuant to 28 U.S.C. § 636(c). Substantial
evidence supports the Commissioner’s decision, and therefore it is affirmed. See 42 U.S.C. §
405(g).
I. Procedural History
On September 9, 2019, Plaintiff filed applications for child disability benefits and
supplemental security income, arguing that his disability began on April 1, 2016, as a result of
post-traumatic stress disorder ("PTSD"), paranoia, pain, drop foot,1 severe nerve damage, gunshot
1 By definition, foot drop is a neurological condition that makes it difficult for a person to lift his
foot off the ground. See Mayo Foundation for Medical Education and Research, Foot Drop, at
http://www.mayoclinic.com/health/foot-drop/DSO1031. Symptoms of foot drop include
wounds, unbalanced walking, and running/standing/sitting issues. (Tr. 118, 193-213, 225) After
Plaintiff's claims were denied upon initial consideration, he requested a hearing before an ALJ.
On August 26, 2020, Plaintiff appeared at a telephone hearing (with counsel), and testified
concerning the nature of his disability and his functional limitations. (Tr. 28-55) The ALJ also
heard testimony from Vocational Expert Susan Shea ("VE"). (Tr. 55-62, 298-99) After
considering Plaintiff’s testimony and the VE’s testimony, and after reviewing the other relevant
evidence of record, the ALJ issued a decision on November 4, 2020, finding that Plaintiff was not
disabled, and therefore denying benefits. (Tr. 12-23)
Plaintiff sought review of the ALJ’s decision before the Appeals Council. (Tr. 1-4) On
May 10, 2021, the Appeals Council denied review of Plaintiff’s claims, making the November 4,
2020, decision of the ALJ the final decision of the Commissioner. Plaintiff has therefore exhausted
his administrative remedies, and his appeal is properly before this Court. See 42 U.S.C. § 405(g).
As explained below, the Court has considered the entire record in this matter. Because the
decision of the Commissioner is supported by substantial evidence, it will be affirmed.
II. Medical Records
The administrative record before this Court includes medical records concerning Plaintiff's
health treatment from April 1, 2016, through July 21, 2020. The Court has considered the entire
record. The following is a summary of pertinent portions of the medical records relevant to the
matters at issue in this case.
A. St. Louis University Hospital (Tr. 302-32, 390-417)
On April 1, 2016, Plaintiff presented in the emergency room at St. Louis University
difficulty lifting the front part of the foot; dragging the foot on the floor when walking; slapping
your foot down on the floor with each step; raiding the thigh when walking as if you were
climbing stairs; and pain, weakness, or numbness in the foot. Id.
Hospital with six gunshot wounds, two in his bilateral inner thighs, two in his left buttock, one in
his right buttock, and one in his lower back. Dr. Jennifer La Plante admitted Plaintiff to the hospital
for treatment and performed an explorative laparotomy with bowel resection. Dr. LaPlante
recommended Plaintiff have a nerve conduction study and a possible surgical correction to remove
bullets from his buttocks.
On April 9, 2016, Dr. Carl Freeman discharged Plaintiff with the diagnoses of gunshot
wounds, trauma, small bowel resection, acute blood loss anemia, weakness of his left lower
extremity, retained bullets, enlarged lymph nodes, and sciatic nerve injury, with his condition
being stable. During follow-up treatment on April 12, 2016, Plaintiff reported having good pain
control and improved left leg strength and motor control when wearing a foot drop splint. On June
11, 2016, Plaintiff reported the AFO brace had helped his left foot mobility and improved his left
foot strength.
During treatment on November 18, 2018, musculoskeletal examination showed Plaintiff
had a normal range of motion.
B. Affinia Healthcare (Tr. 333-89)
From April 1, 2016, to June 18, 2019, various doctors at Affinia Healthcare treated
Plaintiff's foot drop and knee pain.
Plaintiff returned for post-hospitalization treatment of gunshot wounds on April 18, 2016,
and reported controlling his pain adequately. Plaintiff reported that a SLU trauma surgeon treats
his trauma to his bowel and sciatic nerve damage. On June 7, 2016, Plaintiff complained of sharp
leg and abdominal pain. Dr. Lisa Armbruster referred Plaintiff to a counselor and encouraged him
to exercise. On July 21, 2016, Plaintiff reported having lumbar radiculopathy with severe constant
symptoms and permanent left foot drop. Dr. Armbruster opined that Plaintiff's nerve damage is
causing his back pain and his trauma surgeon no longer needed to treat Plaintiff for his current
symptoms. Dr. Armbruster provided leg strengthening exercises and prescribed a medication
regimen including 800 mg ibuprofen tablets. Plaintiff returned on August 22, 2016, for a
prescription refill and back pain treatment and reported that, although his symptoms were chronic,
they were fairly controlled. Plaintiff indicated that he had not been treated by a pain specialist or
a physical therapist. Plaintiff reported improved left foot mobility and strength with use of an
AFO brace Dr. Armbruster explained that once Plaintiff had Medicaid, she would order a new
ankle foot orthosis and physical therapy. Dr. Armbruster contacted Louis Appelman, a counselor,
about scheduling a counseling session and prescribed an antidepressant to help Plaintiff's anxiety
and depression. On August 30, 2016, Counselor Appelman noted Plaintiff had acute PTSD and
panic attacks.
Plaintiff reported continued low back pain at a moderate/severe level on September 22,
2016. Dr. Armbruster diagnosed Plaintiff with depression and radiculopathy, lowered his Lyrica
dosage, continued his ibuprofen prescription, and encouraged Plaintiff to exercise.
On January 19, 2017, Plaintiff reported going to school and being able to ambulate fairly
well. Dr. Armbruster opined that she would try to schedule a pain management consultation and
physical therapy now that Plaintiff had Medicaid. Examination showed normal lower extremity
strength except for Plaintiff's left foot drop. Dr. Armbruster indicated that she would get a new
ankle foot orthosis. Dr. Armbruster provided instructions on stretches for Plaintiff to do two to
three times each day and proper posture for sitting and lifting.
In follow-up treatment on February 6, 2018, Plaintiff requested paperwork, outlining his
limitations for his parole officer. Plaintiff explained that he attends HVAC school and is able to
tolerate sitting for forty minutes followed by ten minutes of standing/stretching, to stand for thirty
minutes, and to walk for fifteen minutes. Plaintiff noted some improvement since his last visit.
Examination showed normal strength of his lower extremity except for left foot drop. Dr.
Catherine Moore encouraged Plaintiff come to the office more often, not only when he needed a
letter. On June 18, 2019, Dr. Moore encouraged Plaintiff to exercise and to complete therapy.
C. Center for Interventional Pain Management (Tr. 483-516, 557-774)
From March 7, 2017, to July 21, 2020, Drs. Paul Catanzaro, Mark Belcher, and Padda
Gurpreet treated Plaintiff's low back and leg pain after other conservative treatment failed.
On March 7, 2017, Plaintiff reported his pain started on April 1, 2016, and medications
helped alleviate his pain. Dr. Gurpreet's diagnoses included cervical, thoracic, and lumbosacral
spondylosis. Dr. Gurpreet administered an intraarticular injection of Plaintiff's facet joints with
Plaintiff experiencing immediate reduction of his symptoms. An MRI showed reconstructed
anterior cruciate ligament, post-surgical changes, and small knee joint effusion. On July 5, 2017,
Dr. Gurpreet administered an intraarticular injection of Plaintiff's facet joints with Plaintiff
experiencing immediate reduction of his pain.
On August 14, 2017, Plaintiff reported having persistent and increasing low back pain. Dr.
Belcher administered a selective nerve root injection. Plaintiff reported almost complete resolution
of his radicular symptoms within fifteen seconds of the procedure. In follow-up treatment on
August 28 and September 11, 2017, Plaintiff reported no improvement of his pain. After Dr.
Belcher administered a selective nerve root injection, Plaintiff experienced nearly complete
resolution of his radicular symptoms.
On September 28 and October 12, 2017, Plaintiff reported having low back pain with
tenderness. Dr. Belcher diagnosed Plaintiff with sacroiliac joint pain and administered a sacroiliac
joint injection. Plaintiff reported an eighty to ninety percent reduction in his joint pain with
improvement of his gait, reduction in his compression pain, and improvement in his side-to-side
mobility. Dr. Belcher also provided a prescription for physical therapy for back strengthening
exercises and gait training.
On July 1 and 15, 2019, Dr. Belcher administered an intraarticular injection of Plaintiff's
facet joints. An MRI showed normal alignment of Plaintiff's lumbar spine and diffuse disc
protrusion. Plaintiff reported experiencing immediate reduction of his pain with normal ranges of
motion.
On August 12 and 26, 2019, Plaintiff reported having persistent and increasing low back
pain. Dr. Belcher administered a selective nerve root injection with Plaintiff experiencing almost
complete resolution of his radicular symptoms within fifteen seconds of the procedure.
On October 22, 2019, Plaintiff reported a seventy percent improvement of his pain after
the last injection. Dr. Catanzaro administered a selective nerve root injection. Plaintiff
experienced nearly complete resolution of his pain. On November 15, 2019, Dr. Cantanzaro
prescribed Narco. Dr. Cantanzaro's examination on November 19, 2019, showed reproducible
pain to palpation, and he observed Plaintiff's severe antalgic gait. After administering a sacroiliac
joint injection, Plaintiff reported a nearly eighty to ninety percent reduction in joint symptomology
with improvement in his gait and side-to-side mobility, and reduction in his compression pain. Dr.
Cantanzaro provided a prescription for physical therapy for back strengthening exercises and gait
training. On December 3, 2019, Plaintiff reported a fifty percent pain reduction for two weeks
after the last injection. Dr. Cantanzaro administered a sacroiliac joint injection. On December 17
and 31, 2019, Dr. Cantanzaro prescribed Norco.
On January 14 and February 4, 2020, Dr. Cantanzaro performed a percutaneous lumbar
caudal ESI, and prescribed Narco. Plaintiff reported improvement with his pain. On February 18
and March 3, 2020, Dr. Cantanzaro administered an intraarticular injection of his facet joints, and
prescribed Narco. Plaintiff reported immediate reduction of his symptomology with a normal
range of motion. On March 17, 2020, Dr. Cantanzaro administered a selective root injection and
prescribed Norco. Plaintiff reported experiencing nearly complete resolution of his radicular
symptoms within fifteen seconds.
On March 31, April 14 and 28, May 12 and 26, June 9 and 23, July 7 and 21, 2020, Dr.
Cantanzaro prescribed Norco 10 mg-325 mg tablets four times a day as needed.
In a blank and unsigned Physical Residual Functional Capacity Questionnaire, there is the
following notation: "Per our conversation – this form requires an office visit & pre-payment of
$1,600.00 for completion." (Tr. 771)
D. Christian Hospital NE NW Emergency Room (Tr. 521-36)
On January 14, 2020, Plaintiff presented in the emergency room for treatment of low back
pain after being injured in a car accident. Plaintiff reported regularly using prescription pain
medication for non-medical reasons and having no history of falling with a zero fall risk score.
III. Medical Opinion Evidence and Function Reports (Tr. 226, 270-77, 771-74)
A. Function Reports
In a Function Report - Adult, Plaintiff reported his daily activities include dressing, sitting
around the house, playing games, and watching television. Plaintiff reported being able to clean
his room, wash his clothes, and complete other light duties.
In a Function Report Adult – Third Party, Plaintiff's mother reported that Plaintiff watches
television and plays games all day without any help. His mother also indicated that Plaintiff could
follow written and spoken instructions well.
B. Medical Opinion Evidence
1. Consultive Psychiatry Evaluation – Dr. Aqeeb Ahmad (Tr. 517-20)
On December 26, 2019, Dr. Aqeeb Ahmad completed a psychiatric examination. Plaintiff
reported completing high school and having a diploma in heating and cooling. Plaintiff explained
that his side job includes cleaning air conditioning or heating units. His daily activities include
playing video games, going out with his girlfriend, washing his clothes, doing some household
chores, and attending church weekly. Plaintiff reported that he has difficulty being around people
because of fear caused by his PTSD and paranoia after being shot. Plaintiff reported difficulty
walking, but no other symptoms. Plaintiff explained that a psychiatrist treated him for a few
months in 2017, but he stopped treatment due to transportation issues. Plaintiff reported smoking
two to three blunts (a cigar that has had the tobacco removed and replaced with marijuana) a day.
Dr. Ahmad's mental status examination showed Plaintiff's mood to be moderately anxious
and depressed, and Plaintiff was oriented to time, place, and situation. Dr. Ahmad opined that
after Plaintiff was shot several times, he "developed multiple symptoms of anxiety, withdrawal,
fear of being attacked again, nightmares, and mild-to-moderate pain." Based on his examination,
Dr. Ahmad opined that PTSD, gunshot wounds to both legs, back, and upper extremity, and left
foot drop were the diagnoses to be considered. Dr. Ahmad found that Plaintiff's ability to
understand, remember, and apply information appeared to be adequate; his ability to interact with
others is somewhat decreased as he had difficulty trusting people; and Plaintiff is moderately
impaired in concentration, persistence, and pace due to his physical limitations and fear for his
life.
2. Consultive Psychological/Disability Evaluation – Dr. Laura Tishey (Tr.
537-39)
On April 23, 2019, Dr. Laura Tishey completed a psychological/disability evaluation.
Plaintiff presented claiming to be disabled due to PTSD and depression. Plaintiff provided his
Missouri driver's license as proof of ID. Plaintiff reported receiving outpatient psychiatric services
in 2017, but he stopped seeing the psychiatrist due to lack of insurance. After being shot, Plaintiff
reported having nightmares and intrusive thoughts about the incident, and feeling nervous and
anxious most of the time.
Plaintiff explained that his ability to walk was impaired by the nerve damage in his left
foot and his drop foot. Plaintiff reported his daily activities include performing hygiene tasks,
chores, and grocery shopping, but he does not drive independently, and he is able to take public
transportation.
Dr. Tishey noted that it appeared Plaintiff was able to get along with peers and authority
figures, but he had difficulty trusting others since being shot. Dr. Tishey opined that Plaintiff
displayed signs of mild depression and PTSD and concluded that Plaintiff had "a mental disability
which prevents him from engaging in that employment or gainful activity for which his age,
training, experience or education will fit him." (Tr. 539)
IV. The Hearing Before the ALJ
The ALJ conducted a telephone hearing on August 26, 2020. Plaintiff participated in the
telephone hearing with an attorney and testified at the hearing. The VE also testified at the
telephone hearing.
A. Plaintiff’s Testimony
Plaintiff testified that he lives with his mother and little sister. (Tr. 38) Plaintiff explained
that he can drive, and he completed high school. (Id. at 39)
Plaintiff testified that he last worked part time in 2015. The ALJ noted that Plaintiff does
not have any past relevant work. (Id. at 40)
Plaintiff testified that he has foot drop, causing difficulty walking and going up and down
stairs. (Id. at 41) Plaintiff experiences constant tingling and burning sensation in his left foot. (Id.
at 43) Plaintiff testified that the bullet lodged in his pelvis makes sitting longer than five minutes
uncomfortable. When sitting, Plaintiff testified that he has to change positions every five minutes.
(Id. at 44) Plaintiff testified that he can only stand or walk for ten minutes, and he cannot lift more
than ten pounds. (Id. at 41, 44, 52) Plaintiff explained he needs to take a five minute break after
standing. (Id. at 47) Plaintiff indicated that he experiences foot and back pain. (Id. at 50) Plaintiff
indicated that he experiences side effects from his medications.
Plaintiff testified that during the day, he helps around the house and take care of his
girlfriend's six-year old son. (Id. at 45)
In response to the ALJ's query, Plaintiff testified that he is able to watch television for
twenty-five to thirty minutes. (Id. at 52)
B. The VE’s Testimony
The VE noted that Plaintiff did not have any past relevant work. (Id. at 40, 55)
The ALJ asked the VE a series of hypothetical questions to determine whether someone
Plaintiff's age, at least a high school education, and specific functional limitations would be able
to perform a sedentary exertional level job. First, the ALJ asked the VE to assume a hypothetical
individual who cannot climb ladders, ropes, or scaffolds; can occasionally balance on narrow,
slippery, or erratically moving surfaces; can occasionally stoop or crouch but never kneel or crawl,
never use hazardous machinery, foot controls with left lower extremity, or operate motor vehicles
as part of a work function; no exposure to unprotected heights or extreme vibrations; able to
remember, understand, and carry out simple and routine instructions and tasks; cannot have strict
production quotas with an emphasis on a per shift rather than a per hour basis; limited to only
simple work-related decisions with few, if any workplace changes; no interaction with the general
public; and only occasional interaction with coworkers and supervisors. (Id. at 55-56) The VE
responded that such hypothetical person would be to perform work such as a hand assembler, a
sedentary machine tender, and a table worker, all sedentary jobs. (Id. at 56)
The ALJ then asked the VE to assume an individual with the same limitations as the first
hypothetical but the individual can never climb ladders, ramps, and stairs. The VE responded that
such individual could not perform any competitive work. (Id. at 57) Next, the ALJ asked the VE
to assume an individual with the same limitations as the first hypothetical, but the individual while
seated would require the ability to shift from side to side staying on task when shifting, and the
opportunity to stand and stretch after thirty minutes of sitting staying on task while standing and
stretching. The VE responded that such hypothetical person would be able to perform the jobs she
listed in the first hypothetical. (Id. at 58) Finally, the ALJ asked the VE to assume the first
hypothetical, but the individual would be able to stand or walk for five minutes at a time and stand
and walk for a total of two hours out of an eight-hour workday. The VE responded that such
individual would not be able to perform competitive work.
The ALJ also asked about the amount of time a person could be off task. The VE explained
that an employee cannot be off task fifteen percent of the workday. (Id. at 59) The VE further
explained that if the individual would have two or more unexcused or unscheduled absences each
month, the individual could not perform competitive work.
Counsel asked if the individual in the first hypothetical would need a sit/stand option every
thirty minutes with the need to walk for five minutes and be off task, could the individual perform
competitive work. The VE responded no. (Id. at 60)
V. The ALJ’s Decision
In a decision dated November 4, 2020, the ALJ determined that Plaintiff was not disabled
under the Social Security Act. (Tr. 12-23)
The ALJ determined that Plaintiff had severe impairments of six gunshot wounds with
residual left radiculopathy and left foot drop, degenerative disc disease, sacroiliitis, peripheral
neuropathy, obesity, major depressive disorder, anxiety disorder, and PTSD.. (Id. at 14) The ALJ
determined that Plaintiff had a residual functional capacity ("RFC") to perform a reduced range of
sedentary work with the following modifications: (1) he can never climb ladders, ropes, or
scaffolds, kneel or crawl, but he can occasionally climb ramps and stairs, balance on narrow,
slippery, or erratically moving surfaces, stoop, and crouch; (2) he should avoid all exposure to
unshielded moving mechanical parts, unprotected heights, and extreme vibrations with no use of
hazardous machinery; (3) he cannot use foot controls with the left lower extremity, and he cannot
drive a motor vehicle as part of his work function; (4) he can understand, remember, and carry out
simple and routine instructions and tasks consistent with SVP level 1 and 2 jobs with no strict
production quotas with an emphasis on e per-shift rather than per-hour basis; (5) he can make
simple work-related decisions, and few, if any workplace changes; and (6) he can have no public
interaction with occasional coworker and supervisor interaction. (Id. at 16-20)
The ALJ found that Plaintiff does not have any past relevant work. (Id. at 21) The ALJ
found, based on Plaintiff's age, education, and residual functional capacity ant the VE's testimony,
that Plaintiff could perform the demands of jobs such as a hand assembler and a machine tender
Therefore, the ALJ found that Plaintiff was not under a disability within the meaning of the Social
Security Act.
The ALJ's decision is discussed in additional detail below.
VI. Standard of Review and Legal Framework
"To be eligible for … benefits, [Plaintiff] must prove that she is disabled …." Baker v.
Sec’y of Health and Human Servs., 955 F.2d 552, 555 (8th Cir. 1992); see also Pearsall v.
Massanari, 274 F.3d 1211, 1217 (8th Cir. 2001). Under the Act, a disability is defined as the
"inability to engage in any substantial gainful activity by reason of any medically determinable
physical or mental impairment which can be expected to result in death or which has lasted or can
be expected to last for a continuous period of not less than 12 months." 42 U.S.C. §§ 423(d)(1)(A)
and 1382c (a)(3)(A). A plaintiff will be found to have a disability "only if her physical or mental
impairment or impairments are of such severity that she is not only unable to do her previous work
but cannot, considering her age, education and work experience, engage in any other kind of
substantial gainful work which exists in the national economy." 42 U.S.C. § 423(d)(2)(A) and
1382c(a)(3)(B). See also Bowen v. Yuckert, 482 U.S. 137, 140 (1987).
"To receive disability benefits, [Plaintiff] must establish a physical impairment lasting at
least one year that prevents her from engaging in any gainful activity." Kelley v. Callahan, 133
F.3d 583, 587 (8th Cir. 1998).
Per regulations promulgated by the Commissioner, 20 C.F.R § 404.1520, "[t]he ALJ
follows ‘the familiar five-step process’ to determine whether an individual is disabled…. The ALJ
consider[s] whether: (1) the claimant was employed; (2) she was severely impaired; (3) her
impairment was, or was comparable to, a listed impairment; (4) she could perform past relevant
work; and if not, (5) whether she could perform any other kind of work." Martise v. Astrue, 641
F.3d 909, 921 (8th Cir. 2011) (quoting Halverson v. Astrue, 600 F.3d 922, 929 (8th Cir. 2010)).
See also Bowen, 482 U.S. at 140-42 (explaining the five-step process).
The Eighth Circuit has repeatedly emphasized that a district court’s review of an ALJ’s
disability determination is intended to be narrow and that courts should "defer heavily to the
findings and conclusions of the Social Security Administration." Hurd v. Astrue, 621 F.3d 734,
738 (8th Cir. 2010) (quoting Howard v. Massanari, 255 F.3d 577, 581 (8th Cir. 2001)). The ALJ’s
findings should be affirmed if they are supported by "substantial evidence" on the record as a
whole. See Finch v. Astrue, 547 F.3d 933, 935 (8th Cir. 2008). Substantial evidence is "less than
a preponderance, but enough that a reasonable mind might accept it as adequate to support a
decision." Juszczyk v. Astrue, 542 F.3d 626, 631 (8th Cir. 2008); see also Wildman v. Astrue, 596
F.3d 959, 965 (8th Cir. 2010) (same).
Despite this deferential stance, a district court’s review must be "more than an examination
of the record for the existence of substantial evidence in support of the Commissioner’s decision."
Beckley v. Apfel, 152 F.3d 1056, 1059 (8th Cir. 1998). The district court must "also take into
account whatever in the record fairly detracts from that decision." Id. Specifically, in reviewing
the Commissioner’s decision, a district court is required to examine the entire administrative
record and consider:
1. The credibility findings made by the ALJ.
2. The claimant’s vocational factors.
3. The medical evidence from treating and consulting physicians.
4. The claimant’s subjective complaints relating to exertional and non-
exertional activities and impairments.
5. Any corroboration by third parties of the claimant’s impairments.
6. The testimony of vocational experts, when required, which is based upon a
proper hypothetical question which sets forth the claimant’s impairment.
Stewart v. Sec’y of Health & Human Servs., 957 F.2d 581, 585-86 (8th Cir. 1992) (citation
omitted).
Finally, a reviewing court should not disturb the ALJ’s decision unless it falls outside the
available "zone of choice" defined by the evidence of record. Buckner v. Astrue, 646 F.3d 549,
556 (8th Cir. 2011). A decision does not fall outside that zone simply because the reviewing court
might have reached a different conclusion had it been the finder of fact in the first instance. Id.;
see also McNamara v. Astrue, 590 F.3d 607, 610 (8th Cir. 2010) (explaining that if substantial
evidence supports the Commissioner’s decision, the court "may not reverse, even if inconsistent
conclusions may be drawn from the evidence, and [the court] may have reached a different
outcome").
VII. Analysis of Issues Presented
In his brief to this Court, Plaintiff argues that the ALJ erred in evaluating his subjective
pain complaints, and the RFC is not supported by some medical evidence. In response, Defendant
argues that the ALJ properly evaluated Plaintiff's pain, and the RFC is supported by substantial
evidence, including some medical evidence.
A. Subjective Complaints
As for Plaintiff's subjective complaints, the ALJ fully considered these complaints and
discounted them for the following reasons:
[Plaintiff] reported fair to good pain control and improved left foot mobility and
strength with the use of an AFO brace shortly after his hospitalization. [Plaintiff]
previously had issues with accessing pain management and physical therapy due
to lack of health insurance, but after starting pain management, he typically rated
his pain at 5/10-6/10 and previously reported 70% improvement with improved
activities of daily living after injections, suggesting some positive response to
conservative treatment. Since his gunshot wound injuries, he has had only one
emergency room visit in January 2020 for back pain, but this was for temporary
injuries from a motor vehicle accident while driving. Such evidence strongly
suggests his symptoms are not as limiting or frequent as claimed.
(Tr. 18) (internal citations omitted)
A claimant's subjective complaints may be discounted if they are inconsistent with the
evidence as a whole. Casey v. Astrue, 503 F.3d 687, 695 (8th Cir. 2007). The Eighth Circuit
requires that an ALJ consider the following factors when assessing a claimant's subjective
complaints: 1) the claimant's daily activities; 2) the duration, intensity, and frequency of the pain;
3) precipitating and aggravating factors; 4) the dosage, effectiveness, and side effects of
medication; 5) any functional restrictions; 6) the claimant's work history; and 7) the absence of
objective medical evidence to support the claimant's complaints. Finch, 547 F.3d at 935 (citing
Polaski v. Heckler, 739 F.2d 1320, 1322 (8th Cir. 1994)). The ALJ is in the best position to gauge
subjective complaints and is granted deference in that regard as long as she explicitly discredits a
claimant's subjective testimony and gives good reason for doing so. Jones v. Kijakazi, 2022 WL
888139, at *5 (E.D. Mo. Mar. 25, 2022).
Here, the ALJ provided several reasons for his finding that Plaintiff's "statements
concerning the intensity, persistence, or limiting effects of these symptoms are not entirely
consistent with the medical evidence and other evidence in the record for the reasons explained in
this decision." (Tr. 17) The ALJ cited to Plaintiff's pain management treatment and how Plaintiff
rated his pain at 5/10-6/10 level and reported 70% improvement with activities of daily living after
injections. The ALJ also noted that, since Plaintiff's gunshot injuries, Plaintiff has had only one
emergency room visit for back pain caused by a motor vehicle accident while driving. The
objective medical record shows that during treatment Plaintiff reported fair to good pain control
and improved left foot mobility and strength with the use of an AFO brace, going to school and
being able to ambulate fairly well. The ALJ specifically found that Plaintiff's "treatment history
suggests less than disabling symptoms." (Tr. 18)
Plaintiff’s daily activities can also be considered as inconsistent with his subjective
complaints of a disabling impairment, and may be considered by the ALJ in judging the subjective
complaints. While a plaintiff "need not prove []he is bedridden or completely helpless to be
found disabled," Reed v. Barnhart, 399 F.3d 917, 923 (8th Cir. 2005) (internal quotation marks
omitted), Plaintiff's daily activities can nonetheless be seen as inconsistent with his subjective
complaints of a disabling impairment, and may be considered alongside other factors in assessing
the severity of his symptoms. See Vance v. Berryhill, 860 F.3d 1114, 1121 (8th Cir. 2017)
(finding "[t]he inconsistency between [the claimant's] subjective complaints and evidence
regarding her activities of daily living" raised questions about the weight to give to her subjective
complaints.). Plaintiff's daily activities included performing personal care, cleaning his room and
making his bed, doing laundry, taking out trash each day, lifting ten to fifteen pounds, driving,
going out with his girlfriend and helping take care of her child, and sitting around the house
watching television and playing games most of the day without any help. See Estes v. Kijakazi,
2022 WL 782299, at * 6 (E.D. Mo. Mar. 15, 2022). See also Eichelberger v. Barnhart, 390 F.3d
584, 590 (8th Cir. 2004) (holding that the ALJ properly considered that the claimant watched
television, read, drove, and attended church in concluding that subjective complaints of pain were
not credible). The ALJ found these activities consistent with a sedentary exertion level work.
Substantial evidence supports the ALJ’s finding that Plaintiff’s daily activities are inconsistent
with his allegations of disabling symptoms. The undersigned finds therefore, that the ALJ
properly considered Plaintiff’s daily activities as another factor that weighed against Plaintiff's
subjective complaints.
Further, the ALJ also considered Plaintiff's treatment was generally conservative after his
initial hospitalization. "Claims of disabling symptoms may be discredited when the record reflects
minimal or conservative treatment." Brown v. Astrue, 2012 WL 8868789, *14 (E.D. Mo. Mar.
15, 2012); see also Reece v. Colvin, 834 F.3d 904, 909 (8th Cir. 2016) (affirming claimant was
not disabled, in part, because claimant's treatment was routine and conservative.). Treatment that
does not involve more aggressive treatments than appointments with therapy, and prescription
medications is routine. Rivers v. Saul, 2022 WL 1080937, at *13 (E.D. Mo. Apr. 11, 2022).
Although the fact that Plaintiff did not receive inpatient treatment is not dispositive, the lack of
hospitalization supports his treatment was routine and conservative. See Fritzke v. Colvin, 2015
WL 12781200, at *14 (D. Minn. Mar, 2, 2015); see also Wise v. Astrue, 2012 WL 3156763, at *4
(W.D. Mo. Aug. 2, 2012) (affirming the claimant's treatment, which included outpatient visits and
psychiatric medications, was routine and conservative treatment for her depression and anxiety.).
Plaintiff received routine and conservative treatment, including outpatient visits and medication
management. See Robinson v. Sullivan,, 956 F.2d 836, 840 (8th Cir. 1992) (course of conservative
treatment contradicted claims of disabling pain). Indeed, the ALJ found after Plaintiff's initial
injury, he visited the emergency room just once for back pain stemming from a car accident.
Routine or conservative treatment supports a finding that a claimant is not disabled.
The undersigned also finds inconsistencies in the record that tend to militate against
Plaintiff's sworn hearing testimony. His hearing testimony was inconsistent with what he
reported as his activities of daily living and with much of the objective medical evidence. The
record shows that Plaintiff failed to report pain comparable to his allegations of disabling pain.
He reported helping take care of his girlfriend's six-year old son, and his mother reported that
Plaintiff watches television and plays games all day without any help. Although Plaintiff
testified that when sitting he has to change positions every five minutes, in response to the ALJ's
query, Plaintiff also testified that he is able to watch television for twenty-five to thirty minutes.
(Tr. 44, 52) Further, during the forty-six minute administrative hearing, it appears Plaintiff was
able to sit without changing positions every five minutes, showing that Plaintiff was able to sit
for forty-six minutes without getting up and changing positions every five minutes. (Id. at 30,
61)
The undersigned finds that the ALJ considered Plaintiff's subjective complaints on the
basis of the entire record before him and set out the inconsistencies on the record as a whole.
See Pierce v. Kijakazi, 22 4th 769, 772-73 (8th Cir. 2022) (ALJ properly discounted claimant's
allegations, as he considered discrepancies between pain complaints and objective examination
results, and relatively conservative course of treatment). While there is evidence to support a
contrary result, the ALJ's determination is supported by substantial evidence on the record as a
whole. "It is not the role of [the reviewing] court to reweigh the evidence presented to the ALJ
or to try the issue in this case de novo." Wiese v. Astrue, 552 F.3d 728, 730 (8th Cir. 2009)
(citation omitted). Accordingly, the ALJ was justified in discounting Plaintiff's subjective
complaints due to the inconsistencies between Plaintiff's sworn testimony, his daily activities,
and the objective medical evidence. See VanVickle v. Astrue, 539 F.3d 835, 828 (8th Cir. 2008)
("An ALJ may discount a claimant's subjective complaints if there are inconsistencies in the
record as a whole.").
"As is true in many disability cases, there is no doubt that [Plaintiff] is experiencing pain."
Perkins v. Astrue, 648 F.3d 892, 901 (8th Cir. 2011). "While pain may be disabling if it precludes
a claimant from engaging in any form of substantial gainful activity, the mere fact that working
may cause pain or discomfort does not mandate a finding of disability." Id. at 900. As summarized
above, the ALJ acknowledged that Plaintiff suffered pain and symptoms attributable to his
conditions, however, Plaintiff has not demonstrated that such symptoms preclude him from
performing a limited range of sedentary work.
B. RFC Determination
Plaintiff argues that the ALJ's RFC determination is not supported by some medical
evidence showing his ability to function in the workplace, and the ALJ improperly made
interpretations of the medical findings.
A claimant's RFC is the most an individual can do despite the combined effects of his
credible limitations. See 20 C.F.R. § 404.1545. "The RFC 'is a function-by-function assessment
based upon all of the relevant evidence of an individual’s ability to do work-related activities."
Roberson v. Astrue, 481 F.3d 1020, 1023 (8th Cir. 2007) (quoting SSR 96-8p, 1996 WL 374184,
at *3 (S.S.A. 1996)). An ALJ’s RFC finding is based on all of the record evidence, the claimant’s
testimony regarding symptoms and limitations, the claimant’s medical treatment records, and the
medical opinion evidence. See Wildman v. Astrue, 596 F.3d 959, 969 (8th Cir. 2010); see also 20
C.F.R. § 404.1545; SSR 96-8p (listing factors to be considered when assessing a claimant’s RFC,
including medical source statements, recorded observations, and "effects of symptoms … that are
reasonably attributed to a medically determinable impairment."). The ALJ must explain his
assessment of the RFC with specific references to the record. SSR 96-8 (the RFC assessment must
cite "specific medical facts (e.g., laboratory findings) and nonmedical evidence (e.g., daily
activities, observations)" in describing how the evidence supports each conclusion). Disability is
not determined by the presence of impairments, but by the effect the impairments have on the
individual’s ability to perform substantial gainful activity. 20 C.F.R. §§ 404.1545(e), 416.945(e).
"It is the claimant's burden, and not the Social Security Commissioner's burden, to prove
the claimant's RFC." Pearsall, 274 F.3d at 1217. Because a claimant's RFC is a medical
question, an ALJ's assessment of it must be supported by substantial medical evidence that
Plaintiff could perform the requirements of competitive work without having his pain result in
impermissible levels of off-task behavior such as lying down and absenteeism. See Lauer v.
Apfel, 245 F.3d 700, 704 (8th Cir. 2001).
In this case, the ALJ reviewed Plaintiff's testimony and medical records, examined the
consistency of his subjective complaints with evidence of record, analyzed each of the medical
opinions in the record, and determined Plaintiff's RFC. Based on a careful review of the record,
the Court finds that the ALJ's determination that Plaintiff had the RFC to perform sedentary2 work
with several additional limitations was supported by substantial evidence, including medical
evidence. The Court also finds that the ALJ did not impermissibly make interpretations of the
medical findings, and substantial evidence supports the ALJ's RFC determination.
In reaching his decision, the ALJ considered and found generally persuasive the opinions
of State agency psychological reviewers who found that Plaintiff could interact with coworkers
and supervisors where social interaction was not a primary job requirement and could have no
intense or extensive interpersonal interaction, handling complaints, or work that requires close
proximity to coworkers or the general public which were mostly consistent with the record as a
whole. The ALJ considered and found persuasive the opinion Dr. Ahmad.
Regarding his mental limitations, the ALJ observed that examination findings occasionally
showed anxiety, mild to moderate depression, lability, a fair thought process, paranoia, ideas that
people might hurt him, anxious psychomotor activity, anhedonia, and evidence of uncooperative
behavior. Examination findings also showed normal mental status, appropriate mood and affect,
pleasant and socially appropriate demeanor, good eye contact, normal speech, no paranoia or
preoccupations, intact insight and judgment, normal memory, no agitation or anhedonia, normal
attention and concentration, normal thought content, and no suicidal ideation. The ALJ also
considered examination findings that Plaintiff could follow commands, spell "world" forward and
2 A limitation to sedentary work is itself a significant limitation. See, e.g., Ellis v. Barnhart, 392
F.3d 988, 994 (8th Cir. 2005) (explaining that sedentary work is itself a significant limitation,
showing the ALJ assigned some weight to the claimant's physician's opinion). Although state
agency medical consultants determined Plaintiff could perform light work with additional
restrictions, the ALJ found the objective evidence supported greater physical restrictions by
formulating a physical RFC limiting Plaintiff to sedentary exertional work with additional postural
limitations.
backward, perform serial three subtractions, perform serial seven subtractions slowly, calculate
basic math, recite five digits forward and four backward, and recall 3/3 words after a delay. The
ALJ further noted that, although Plaintiff had been referred to a counselor, he stopped seeing a
psychiatrist in 2017 due to transportation issues, but once Plaintiff received Medicaid coverage in
2019, he did not seek further psychiatric treatment or medications. The ALJ also considered that
Plaintiff's mental impairments did not prevent Plaintiff from being able to help care for his
girlfriend's son, manage finances, go out with his girlfriend, and attend church weekly and
occasional family dinners. The ALJ also found Plaintiff's ability to use public transportation
independently inconsistent with his alleged inability to go out alone due to his anxiety. The ALJ
next found that Plaintiff's mother's function report where she reported that Plaintiff could pay
attention, finish tasks, and follow instructions well supported Plaintiff's intact ability to understand,
remember, persist, concentrate, and maintain pace. The ALJ concluded that the objective medical
evidence did not document the reported severity of symptoms that Plaintiff alleged.
Plaintiff specifically argues that the ALJ exceeded his authority be inferring limitations
from the state agency providers' opinions. The Court recognizes that an ALJ "may not draw upon
his own inferences from medical reports." Nevland v. Apfel, 204 F.3d 853, 858 (8th Cir. 2000).
Rather than making interpretations of the state agency providers' opinions, the ALJ's conclusions
were based on the objective medical findings and other relevant evidence before him to establish
an RFC, without his own interpretation of the medical findings as alleged by Plaintiff. The Eighth
Circuit has held, moreover, that the "interpretation of physicians' findings is a factual matter left
to the ALJ's authority." Mabry v. Colvin, 815 F.3d 386, 391 (8th Cir. 2016) (citation omitted).
While the ALJ did not find any medical opinion completely persuasive, it is apparent that the
RFC reflects the ALJ's interpretation of such opinions along with the full record. The ALJ
explicitly considered Plaintiff's mental impairments in determining the RFC and consequently
limited Plaintiff to understanding, remembering, and carrying out simple instructions, simple
work-related decisions, and few, if any, workplace changes. The ALJ's decision reflects that he
accounted for Plaintiff's difficulty interacting with other people by limiting Plaintiff to work
where he primarily works with objects rather than people; having only casual and infrequent
interaction with coworkers, and only occasional interaction with supervisors during the initial
training period; and limiting him to no direct interaction with public and coworker/supervisor
interaction. "Despite [Plaintiff's] dissatisfaction with how the ALJ weighed the evidence, it is
not the Court's role to reweigh that evidence." Schmitt v. Kijakazi, 27 F.4th 1353, 1361 (8th Cir.
2022) (citation omitted). As stated earlier, Plaintiff bears the burden to prove his RFC, Pearsall,
274 F.3d at 1217, and he has not shown that his medically determinable impairments and the
limiting effects of these symptoms are not entirely consistent with the medical evidence and other
evidence in the record. Accordingly the Court finds that Plaintiff's argument that the ALJ
improperly made interpretations of the medical findings in reaching his RFC is without merit;
substantial evidence supports the ALJ's RFC determination.
Regarding his physical limitations, the ALJ articulated the clinical findings in the record
without any interpretation of those clinical observations. The record contains Plaintiff reporting
during treatment, fair to good pain control and improved left foot mobility and strength with the
use of an AFO brace shortly after his hospitalization, attending school, and being able to ambulate
fairly well. The ALJ found that the most recent examinations showed Plaintiff had 5/5 strength in
the bilateral extremities, no acute distress, normal motor function, otherwise normal muscle bulk
and tone, otherwise normal deep tendon reflexes, and normal station and posture. The ALJ
concluded that, although the medical evidence supports some limitations, the medical evidence
does not support a finding of disability.
Plaintiff once again argues that the ALJ exceeded his authority be inferring limitations
from the medical evidence. It does not appear to the Court, however, that the ALJ improperly
inferred limitations from the medical evidence. Instead, the ALJ evaluated the objective medical
findings by treating doctors, along with other objective evidence, to establish an RFC with
substantial support in the record. The ALJ explicitly considered Plaintiff's pain, decreased
sensation and strength, decreased mobility, abnormal gait, and drop foot in determining the RFC
and, consequently, limited Plaintiff to sedentary exertional level work with postural limitations.
The ALJ also considered Plaintiff's daily activities as being consistent with sedentary exertional
work. While the ALJ did not find any medical opinion completely persuasive, it is apparent that
the RFC reflects the ALJ's interpretation of such opinions along with the full record. "Despite
[Plaintiff's] dissatisfaction with how the ALJ weighed the evidence, it is not the Court's role to
reweigh that evidence." Schmitt v. Kijakazi, 27 F.4th 1353, 1361 (8th Cir. 2022) (citation
omitted). Despite Plaintiff's assertions that his pain would preclude him from working,
substantial medical evidence supports the ALJ's RFC determination.
Finally, no treating or examining source ever indicated that Plaintiff was disabled or unable
to work or imposed functional limitations on Plaintiff's capacity for work. See Young v. Apfel,
221 F.3d 1065, 1069 (8th Cir. 2009) (significant that no examining physician submitted medical
conclusion that claimant is disabled or unable to work); Edwards v. Secretary of Health & Human
Servs., 809 F.2d 506, 508 (8th Cir. 1987) (examining physician's failure to find a disability a factor
in discrediting subjective complaints). Plaintiff's treating sources never placed any meaningful
restrictions on Plaintiff. To the contrary, doctors encouraged Plaintiff to be more physically active
and to exercise. See Moore v. Astrue, 572 F.3d 520, 524 (8th Cir. 2004).
Substantial evidence supports the ALJ's RFC determination, see Julin v. Colvin, 826 F.3d
1082, 1089 (8th Cir. 2016) (ALJ permissibly excluded greater limitations from RFC after finding
that record was not consistent with degree of symptoms alleged by claimant); Cypress v. Colvin,
807 F.3d 948, 951 (8th Cir. 2015) (ALJ's RFC determination was supported by substantial
evidence, including objective findings on examination, diagnostic imaging results, and evidence
regarding claimant's treatment.).
VIII. Conclusion
When reviewing an adverse decision by the Commissioner, the Court’s task is to determine
whether the decision is supported by substantial evidence on the record as a whole. Davis v. Apfel,
239 F.3d 962, 966 (8th Cir. 2001). “Substantial evidence is defined to include such relevant
evidence as a reasonable mind would find adequate to support the Commissioner’s conclusion. Id.
Where substantial evidence supports the Commissioner’s decision, this Court may not reverse the
decision merely because substantial evidence exists in the record that would have supported a
contrary outcome or because another court could have decided the case differently. Id.; see also
Igo v. Colvin, 839 F.3d 724, 728 (8th Cir. 2016). For the foregoing reasons, the Court finds that
the ALJ’s determination is supported by substantial evidence on the record as a whole. See Finch,
547 F.3d at 935. Similarly, the Court cannot say that the ALJ’s determinations in this regard fall
outside the available “zone of choice,” defined by the record in this case. See Buckner, 646 F.3d
at 556. For the reasons set forth above, the Commissioner’s decision denying benefits is affirmed.
Accordingly,
IT IS HEREBY ORDERED that the decision of the Commissioner be AFFIRMED.
A separate Judgment shall accompany this Memorandum and Order.
Dated this 14th day of September, 2022.
/s/ John M. Bodenhausen
JOHN M. BODENHAUSEN
UNITED STATES MAGISTRATE JUDGE