stating that the essential function of a complaint “is to give the opposing party fair notice of the nature and basis or grounds for a claim”
How later courts described this case
- stating that the essential function of a complaint “is to give the opposing party fair notice of the nature and basis or grounds for a claim”
- stating that federal courts are not required to “assume facts that are not alleged, just because an additional factual allegation would have formed a stronger complaint”
- explaining that municipal liability may attach if a constitutional violation “resulted from (1) an official municipal policy, (2) an unofficial custom, or (3) a deliberately indifferent failure to train or supervise”
- stating that a court “need not accept as true a plaintiff’s conclusory allegations or legal conclusions drawn from the facts”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MISSOURI
EASTERN DIVISION
ANSON NOLAND ROBINSON IV, )
)
Plaintiff, )
)
v. ) No. 4:21-cv-00693-PLC
)
ANTHONY MEHLING, et al., )
)
Defendants. )
MEMORANDUM AND ORDER
This matter comes before the Court on the motion of Plaintiff Anson Noland Robinson IV
for leave to commence this civil action without prepayment of the required filing fee.1 (Docket
No. 2). Having reviewed the motion and the financial information submitted in support, the Court
has determined that Plaintiff lacks sufficient funds to pay the entire filing fee, and will assess an
initial partial filing fee of $52.28. See 28 U.S.C. § 1915(b)(1). Additionally, for the reasons
discussed below, the Court will order Plaintiff to file an amended complaint on a Court form.
28 U.S.C. § 1915(b)(1)
Pursuant to 28 U.S.C. § 1915(b)(1), a prisoner bringing a civil action in forma pauperis is
required to pay the full amount of the filing fee. If the prisoner has insufficient funds in his or her
prison account to pay the entire fee, the Court must assess and, when funds exist, collect an initial
partial filing fee of 20 percent of the greater of (1) the average monthly deposits in the prisoner’s
account, or (2) the average monthly balance in the prisoner’s account for the prior six-month
period. After payment of the initial partial filing fee, the prisoner is required to make monthly
payments of 20 percent of the preceding month’s income credited to the prisoner’s account. 28
1 Plaintiff was granted provisional leave to proceed in forma pauperis by the United States District Court for the
Western District of Missouri on June 8, 2021. The Western District then transferred the case to this Court.
U.S.C. § 1915(b)(2). The agency having custody of the prisoner will forward these monthly
payments to the Clerk of Court each time the amount in the prisoner’s account exceeds $10.00,
until the filing fee is fully paid. Id.
Here, Plaintiff initially filed his complaint and motion for leave to proceed in forma
pauperis in the United States District Court for the Western District of Missouri. (Docket No. 1;
Docket No. 2). The Western District provisionally granted Plaintiff leave to proceed in forma
pauperis, and transferred the matter to this Court on June 8, 2021. (Docket No. 5). No filing fee
was assessed at that time.
In support of his motion for leave to proceed in forma pauperis, Plaintiff attached a copy
of his certified inmate account statement. (Docket No. 3). The account statement shows an average
monthly deposit of $261.38. The Court will therefore assess an initial partial filing fee of $52.28,
which is 20 percent of Plaintiff’s average monthly deposit.
Legal Standard on Initial Review
Under 28 U.S.C. § 1915(e)(2), the Court is required to dismiss a complaint filed in forma
pauperis if it is frivolous, malicious, or fails to state a claim upon which relief can be granted. To
state a claim, a plaintiff must demonstrate a plausible claim for relief, which is more than a “mere
possibility of misconduct.” Ashcroft v. Iqbal, 556 U.S. 662, 679 (2009). “A claim has facial
plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable
inference that the defendant is liable for the misconduct alleged.” Id. at 678. Determining whether
a complaint states a plausible claim for relief is a context-specific task that requires the reviewing
court to draw upon judicial experience and common sense. Id. at 679. The court must “accept as
true the facts alleged, but not legal conclusions or threadbare recitals of the elements of a cause of
action, supported by mere conclusory statements.” Barton v. Taber, 820 F.3d 958, 964 (8th Cir.
2016). See also Brown v. Green Tree Servicing LLC, 820 F.3d 371, 372-73 (8th Cir. 2016) (stating
that court must accept factual allegations in complaint as true, but is not required to “accept as true
any legal conclusion couched as a factual allegation”).
When reviewing a pro se complaint under 28 U.S.C. § 1915(e)(2), the Court must give it
the benefit of a liberal construction. Haines v. Kerner, 404 U.S. 519, 520 (1972). A “liberal
construction” means that if the essence of an allegation is discernible, the district court should
construe the plaintiff’s complaint in a way that permits his or her claim to be considered within
the proper legal framework. Solomon v. Petray, 795 F.3d 777, 787 (8th Cir. 2015). However, even
pro se complaints are required to allege facts which, if true, state a claim for relief as a matter of
law. Martin v. Aubuchon, 623 F.2d 1282, 1286 (8th Cir. 1980). See also Stone v. Harry, 364 F.3d
912, 914-15 (8th Cir. 2004) (stating that federal courts are not required to “assume facts that are
not alleged, just because an additional factual allegation would have formed a stronger
complaint”). In addition, affording a pro se complaint the benefit of a liberal construction does not
mean that procedural rules in ordinary civil litigation must be interpreted so as to excuse mistakes
by those who proceed without counsel. See McNeil v. United States, 508 U.S. 106, 113 (1993).
The Complaint
Plaintiff is a self-represented litigant who is currently incarcerated at the Phelps County
Jail in Rolla, Missouri. He brings this action pursuant to 42 U.S.C. § 1983, alleging that excessive
force was used against him while he was a pretrial detainee. The complaint names Officer Anthony
Mehling and Officer Timothy Durbin as defendants. (Docket No. 1 at 2-3). Officers Mehling and
Durbin are sued in both their official and individual capacities.
In his brief “Statement of Claim,” Plaintiff asserts that on April 26, 2021, Officer Mehling
pepper-sprayed him while he was sitting on the ground in a holding cell. (Docket No. 1 at 4).
According to Plaintiff, Officer Durbin gave Officer Mehling the order to deploy mace.
As a result of this incident, Plaintiff’s eyes burned and his skin was irritated. Because he
had long hair, the mace was “stuck…for several days,” and when he tried to shower, the mace was
reactivated and caused additional pain. (Docket No. 1 at 5). Plaintiff seeks compensatory and
punitive damages. (Docket No. 1 at 6).
A. Deficiencies in Complaint
Having reviewed Plaintiff’s complaint, the Court has determined that it is subject to
dismissal for failure to state a claim. With regard to the official capacity claims against Officer
Mehling and Officer Durbin, the Court notes that such claims are treated as being made against
defendants’ employer, which is Phelps County. See White v. Jackson, 865 F.3d 1064, 1075 (8th
Cir. 2017) (explaining that an official capacity claim against an individual is actually “against the
governmental entity itself”). However, Plaintiff has not presented any facts demonstrating that his
constitutional rights were violated due to a Phelps County policy, custom, or failure to train. See
Mick v. Raines, 883 F.3d 1075, 1079 (8th Cir. 2018) (explaining that municipal liability may attach
if a constitutional violation “resulted from (1) an official municipal policy, (2) an unofficial
custom, or (3) a deliberately indifferent failure to train or supervise”).
As to the individual capacity claims, Plaintiff has accused Officers Mehling and Durbin of
using excessive force in violation of the Fourteenth Amendment. The Due Process Clause protects
pretrial detainees from the use of excessive force amounting to punishment. Kingsley v.
Hendrickson, 135 S.Ct. 2466, 2473 (2015). See also Bell v. Wolfish, 441 U.S. 520, 535 (1979)
(stating that “under the Due Process Clause, a detainee may not be punished prior to an
adjudication of guilt in accordance with due process of law”); and Smith v. Conway Cty., Ark., 759
F.3d 853, 858 (8th Cir. 2014) (stating that “the Due Process Clause prohibits any punishment of a
pretrial detainee, be that punishment cruel-and-unusual or not”). Analysis of excessive force
claims under the Due Process Clause focuses on whether the defendant’s purpose in using force
was “to injure, punish, or discipline the detainee.” Edwards v. Byrd, 750 F.3d 728, 732 (8th Cir.
2014).
The Fourteenth Amendment gives state pretrial detainees “rights which are at least as great
as the Eighth Amendment protections available to a convicted prisoner.” Walton v. Dawson, 752
F.3d 1109, 1117 (8th Cir. 2014). Indeed, pretrial detainees are afforded greater protection than
convicted inmates in the sense that the Due Process Clause prohibits the detainee from being
punished. Id.
Here, Plaintiff has not presented any facts indicating that the use of mace against him was
excessive or that it amounted to punishment. He states only that pepper spray was deployed against
him “while sitting on the floor.” Beyond this, there are no allegations describing the context of the
incident. For example, Plaintiff does not allege that he was being compliant, that he was following
directives, or that he was otherwise acting in such a way that would make the deployment of pepper
spray unnecessary. He also does not show that the officers were acting punitively in using mace.
Instead of providing the necessary factual support, Plaintiff asserts a legal conclusion, which is not
entitled to the presumption of truth. See Glick v. Western Power Sports, Inc., 944 F.3d 714, 717
(8th Cir. 2019) (stating that a court “need not accept as true a plaintiff’s conclusory allegations or
legal conclusions drawn from the facts”). Without any additional information, Plaintiff has not
sufficiently stated a claim under the Fourteenth Amendment.
For these reasons, Plaintiff’s complaint is subject to dismissal under 28 U.S.C. § 1915.
Rather than dismissing outright, however, the Court will give Plaintiff an opportunity to file an
amended complaint according to the instructions set forth below.
B. Amendment Instructions
Plaintiff should type or neatly print his amended complaint on the Court’s civil rights form.
See E.D. Mo. L.R. 2.06(A) (“All actions brought by self-represented plaintiffs or petitioners should
be filed on Court-provided forms”). If the amended complaint is handwritten, the writing must be
legible. In the “Caption” section of the Court-provided form, Plaintiff should clearly name each
and every party he is intending to sue. See Fed. R. Civ. P. 10(a) (“The title of the complaint must
name all the parties”). If there is not enough room in the caption, Plaintiff may add additional
sheets of paper. However, all the defendants must be clearly listed. Plaintiff should fill out the
complaint form in its entirety, and ensure that it is signed.
In the “Statement of Claim” section, Plaintiff should provide a short and plain statement of
the factual allegations supporting his claim. See Fed. R. Civ. P. 8(a). Plaintiff should put each
claim into a numbered paragraph, and each paragraph should be “limited as far as practicable to a
single set of circumstances.” See Fed. R. Civ. P. 10(b).
In structuring his amended complaint, Plaintiff should begin by writing the defendant’s
name. In separate, numbered paragraphs under that name, Plaintiff should write a short and plain
statement of the factual allegations supporting his claim against that specific defendant. If Plaintiff
is suing more than one defendant, he should follow the same procedure for each defendant.
Plaintiff must specify whether he intends to sue each defendant in an official capacity, an
individual capacity, or both. If Plaintiff is suing a defendant in an individual capacity, he is
required to allege facts demonstrating a defendant’s personal responsibility for causing harm to
him. See Madewell v. Roberts, 909 F.2d 1203, 1208 (8th Cir. 1990) (stating that § 1983 liability
“requires a causal link to, and direct responsibility for, the deprivation of rights”). Furthermore,
the Court emphasizes that the “Statement of Claim” requires more than “labels and conclusions or
a formulaic recitation of the elements of a cause of action.” See Neubauer v. FedEx Corp., 849
F.3d 400, 404 (8th Cir. 2017).
If Plaintiff is suing multiple defendants, it is important that he establish the responsibility
of each separate defendant for harming him. That is, for each defendant, Plaintiff must allege facts
showing how that particular defendant’s acts or omissions violated his constitutional rights. It is
not enough for Plaintiff to make general allegations against all the defendants as a group. Rather,
Plaintiff needs to provide the role of each named defendant in this case, in order that each specific
defendant can receive notice of what he or she is accused of doing. See Topchian v. JPMorgan
Chase Bank, N.A., 760 F.3d 843, 848 (8th Cir. 2014) (stating that the essential function of a
complaint “is to give the opposing party fair notice of the nature and basis or grounds for a claim”).
The amended complaint should only include claims that arise out of the same transaction
or occurrence. In other words, Plaintiff should only include claims that are related to each other.
See Fed. R. Civ. P. 20(a)(2). Alternatively, Plaintiff may choose a single defendant and set forth
as many claims as he has against that defendant. See Fed. R. Civ. P. 18(a).
Plaintiff is warned that the filing of an amended complaint completely replaces the original
complaint. This means that claims that are not re-alleged in the amended complaint will be deemed
abandoned. See In re Wireless Tel. Fed. Cost Recovery Fees Litig., 396 F.3d 922, 928 (8th Cir.
2005) (“It is well-established that an amended complaint supercedes an original complaint and
renders the original complaint without legal effect”).
After receiving the amended complaint, the Court will review it pursuant to 28 U.S.C. §
1915. Plaintiff’s failure to make specific factual allegations against a defendant will result in the
dismissal of that defendant. If Plaintiff fails to file an amended complaint on a Court-provided
form within thirty days in accordance with the instructions set forth herein, the Court will dismiss
this action without prejudice and without further notice to Plaintiff.
Accordingly,
IT IS HEREBY ORDERED that Plaintiff’s motion for leave to proceed in forma pauperis
(Docket No. 2) is GRANTED.
IT IS FURTHER ORDERED that Plaintiff must pay an initial partial filing fee of $52.28
within thirty (30) days of the date of this order. Plaintiff is instructed to make his remittance
payable to “Clerk, United States District Court,” and to include upon it: (1) his name; (2) his prison
registration number; (3) the case number; and (4) the statement that the remittance is for an original
proceeding.
IT IS FURTHER ORDERED that the Clerk of Court shall send to Plaintiff a copy of the
Court’s prisoner civil rights complaint form.
IT IS FURTHER ORDERED that plaintiff shall file an amended complaint on the Court-
provided form in accordance with the instructions set forth above within thirty (30) days of the
date of this order.
IT IS FURTHER ORDERED that if Plaintiff fails to file an amended complaint on the
Court-provided form in accordance with the instructions set forth above within thirty (30) days
of the date of this order, the Court will dismiss this action without prejudice and without further
notice.
IT IS FURTHER ORDERED that upon the filing of Plaintiff's amended complaint, the
Court will review it pursuant to 28 U.S.C. § 1915.
5 Dp a ? a
Jef 1 7 them
PATRICIA L. COHEN
UNITED STATES MAGISTRATE JUDGE
Dated this 18th day of November, 2021