no respondeat superior liability in a Bivens suit
How later courts described this case
- no respondeat superior liability in a Bivens suit
- stating that a district court “clearly has an obligation to notify parties regarding any court-instituted changes” in the posture of a motion, including conversion under Rule 12(d)
- “The court must give notice to ensure that the party is aware that it must ‘come forward with all of [its] evidence.’”
- no respondeat superior liability under § 1983
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
RUSASENE WATSON,
Plaintiff,
v. Civil Action No.: JRR-22-308
GAIL WATTS,
MS. WHITE,
Defendants.
MEMORANDUM OPINION
Defendant Gail Watts filed a Motion to Dismiss, or in the Alternative, for Summary
Judgment in response to this civil rights complaint. ECF No. 9. Although Plaintiff was advised
of his right to file an opposition or other response, and of the consequences of failing to do so, he
did not file a response. ECF No. 10. No hearing is necessary. See Local Rule 105.6 (D. Md.
2021). For the reasons stated below, Defendant Watts’ motion, construed as a motion to dismiss
shall be granted and the claim against Ms. White shall be dismissed.
BACKGROUND
Complaint Allegations
Self-represented Plaintiff Rusasene Watson, who at all times relevant to the complaint was
incarcerated at the Baltimore County Detention Center (“BCDC”), filed this civil rights complaint
on February 4, 2022. He raises nine claims in his complaint, one of which was previously
dismissed.1
A. Claim One - failure to protect from violence
1 On initial review of Watson’s complaint, this Court dismissed his claim against Judge Cahill on judicial
immunity grounds. ECF No. 3.
On March 2, 2021, Watson claims he was attacked by another inmate on “section 2G
between the hours of 4 and 8 p.m.” ECF No. 1 at 2. He claims the attack could have been
prevented because he asked unnamed correctional officers to move him to another cell after he and
his assailant had argued earlier that morning. Id. Watson alleges that although he told “the officer
working the bubble” that his assailant had threatened him multiple times, he was never moved. Id.
The failure to move him allegedly resulted in Watson fighting this inmate. Id.
B. Claim Two – free practice of religion
Watson claims he was deprived of all religious services because there are no religious
services offered at BCDC. ECF No. 1 at 2. According to Watson, the lack of religious services
violates his First Amendment right and the BCDC handbook. Id. Watson alleges that this absence
of any opportunity to attend religious services “has been going on before the pandemic.” Id.
C. Claim Three – access to courts
Watson claims that BCDC does not have a proper law library for detainees to study the
applicable law for their criminal cases. ECF No. 1 at 2. In Watson’s view, this amounts to “a
clear case of conflict of interest between the State’s attorney and BCDC to keep inmates ignorant
of the law and eventually be convicted.” Id. at 3.
D. Claim Four – meals
Watson alleges that food served at BCDC “is always ice cold every single meal.” ECF No.
1 at 3. While the BCDC handbook states that meals are to be served in individual thermal trays,
Watson alleges that this has not been the practice for “several months” prior to Watson’s
complaint. Id. Rather, meals are served in “cardboard carry out boxes or disposable trays.” Id.
He claims the meals are left on the “feed up cart” for an hour and “by the time the meals are
distributed the food is frozen.” Id. Watson alleges further that “they feed us spoiled meats and
rotten fruits every single day.” Id. Watson alleges that because the food made him ill, he elected
become a vegan, but that only served to “starve [him] even more because now [he is] fed a block
of cheese and bread, rotten fruit and 3 cookies.” Id. He claims that the poor quality of the food
has made him sickly and adds that the “department in charge of the food we eat also run[s] the
commissary” which he alleges is a “conflict of interest.” Id. He explains that they “starve us and
feed us rotting food so we buy their overpriced foods” in the commissary. Id.
E. Claim Five – mental health care
From September 23 to October 18, 2021, Watson was on suicide watch. ECF No. 1 at 3.
He alleges that Ms. White,2 who worked in the mental health unit, was “unprofessional and
disrespectful.” Id. at 4. He claims that “[o]ne day she asked me and a couple other people ‘why
don’t you just kill yourself to make things easier for us and the world.’” Id. Watson refused to
speak with Ms. White and instead spoke with “another mental health person name[d] Lauren.” Id.
When Ms. White came to Watson to speak with him again, he told her he did not want to talk to
her and would only speak with Lauren. Id. Watson implies that Ms. White put him back on suicide
watch as a result of his refusal to talk to her. Id. According to Watson, when he told Ms. White
he was “going to see to it that she was fired for what she did,” Ms. White responded that she did
not care because “with [her] credentials [she] can go anywhere.” Id.
F. Sixth Claim – conditions of confinement claim, sanitation
Watson alleges that correctional officers are responsible for sanitation inspections to
include inspection of “showers, toilets, dayroom, etc.” ECF No. 1 at 5. According to Watson,
these inspections never happen. Id. He alleges that mold is growing in the showers and the toilets
in the dayroom are “covered in urin[e], boogies, spit, etc.” Id. Watson believes these conditions
2 No response has been filed on behalf of Ms. White.
violate provisions in the Inmate Handbook and have placed him in fear for his life and health. Id.
He adds that there are “people who test positive for COVID-19 who are still housed with inmates
who tested negative.” Id. Further, he claims there is human waste on the wall because “an inmate
threw his own stool on another inmate” and that it has remained on the wall for a month. Id.
F. Seventh Claim – understaffing
According to Watson, BCDC is so understaffed that he has missed multiple court dates.
ECF No. 1 at 5. He alleges that in October of 2021, a warrant was issued for him because he did
not show up for a court date. Id. Watson has been at BCDC since June 24, 2021, and claims “this
has happened multiple times.” Id. Watson is concerned that issuance of failure to appear warrants
against him, affects the determination of his suitability for bail. Id. He adds that the BCDC staff
“use COVID-19 to say we can’t go to court or get proper rec time all because they are short
staffed.” Id.
G. Eighth Claim – conditions
Watson resides in the protective custody unit at BCDC and claims that the officers working
in that area regularly fall asleep on the job because they are overworked. ECF No. 1 at 6.
According to Watson, inmates on protective custody are let out of their individual cells into the
dayroom for recreation one cell at a time. Id. Despite this requirement, Watson recalls that on
January 29, 2022, he was locked out of his cell by the officer working “the bubble” and she let
another inmate out of his cell. Id. Watson states that he was “clearly put in harm’s way by BCDC
staff” because they were sleeping on the job. Id.
An additional danger is created “by screeming [sic] out peoples [sic] narcotic medications.”
ECF No. 1 at 6. According to Watson, this enables other inmates to identify which inmates have
access to narcotics making them vulnerable to exploitation. Id. Watson does not allege that he
was prescribed narcotics, nor does he allege that he was targeted as a result of this alleged practice.
Watson does, however, allege that another inmate was able to use his name to buy commissary
items. Id. He also describes an assault on an inmate named Dougie Sutton by inmate Joshua
Brown. Id.
As relief, Watson seeks monetary damages and an order requiring his release from BCDC
while he awaits trial.
Defendant’s Response
Defendant Gail Watts, who is the director of BCDC, seeks dismissal of the complaint
against her and raises the following defenses. Watts argues that Watson has not exhausted
administrative remedies prior to filing his lawsuit. ECF No. 9-1 at 1-2. She also states that the
claims against her are grounded in a theory of respondeat superior, which does not apply to § 1983
claims. Additionally, in Watts’ view, the complaint fails to allege deliberate indifference to a
substantial risk of serious harm; nor does it allege an actual injury. Watts also contends that she
is entitled to avail herself of a qualified immunity defense. Id.
STANDARDS OF REVIEW
A. Motion to Dismiss
Defendant’s motion is styled as a motion to dismiss under Fed. R. Civ. P. 12(b)(6) or, in
the alternative, for summary judgment under Fed. R. Civ. P. 56. A motion styled in this manner
implicates the court’s discretion under Rule 12(d) of the Federal Rules of Civil Procedure. See
Kensington Vol. Fire Dept., Inc. v. Montgomery County, 788 F. Supp. 2d 431, 436-37 (D. Md.
2011). Ordinarily, a court “is not to consider matters outside the pleadings or resolve factual
disputes when ruling on a motion to dismiss.” Bosiger v. U.S. Airways, 510 F.3d 442, 450 (4th
Cir. 2007). However, under Rule 12(b)(6), a court, in its discretion, may consider matters outside
of the pleadings, pursuant to Rule 12(d). If the court does so, “the motion must be treated as one
for summary judgment under Rule 56,” but “[a]ll parties must be given a reasonable opportunity
to present all the material that is pertinent to the motion.” Fed. R. Civ. P. 12(d); see Adams
Housing, LLC v. The City of Salisbury, Maryland, 672 F. App’x 220, 222(4th Cir. Nov. 29, 2016)
(per curiam). When the movant expressly captions its motion “in the alternative” as one for
summary judgment, and submits matters outside the pleadings for the court’s consideration, the
parties are deemed to be on notice that conversion under Rule 12(d) may occur; the court “does
not have an obligation to notify parties of the obvious.” Laughlin v. Metro. Wash. Airports Auth.,
149 F.3d 253, 261 (4th Cir. 1998).
In contrast, a court may not convert a motion to dismiss to one for summary judgment sua
sponte, unless it gives notice to the parties that it will do so. See Laughlin, 149 F.3d at 261 (stating
that a district court “clearly has an obligation to notify parties regarding any court-instituted
changes” in the posture of a motion, including conversion under Rule 12(d)); Finley Lines Joint
Protective Bd. Unit 200 v. Norfolk So. Corp., 109 F.3d 993, 997 (4th Cir. 1997) (“[A] Rule 12(b)(6)
motion to dismiss supported by extraneous materials cannot be regarded as one for summary
judgment until the district court acts to convert the motion by indicating that it will not exclude
from its consideration of the motion the supporting extraneous materials.”); see also Adams
Housing, LLC, 672 F. App’x at 622 (“The court must give notice to ensure that the party is aware
that it must ‘come forward with all of [its] evidence.’”) (citation omitted).
A district judge has “complete discretion to determine whether or not to accept the
submission of any material beyond the pleadings that is offered in conjunction with a Rule 12(b)(6)
motion and rely on it, thereby converting the motion, or to reject it or simply not consider it.” 5 C
WRIGHT & MILLER, FEDERAL PRACTICE & PROCEDURE § 1366, at 159 (3d ed. 2004,
2011 Supp.). This discretion “should be exercised with great caution and attention to the parties’
procedural rights.” Id. at 149. In general, courts are guided by whether consideration of extraneous
material “is likely to facilitate the disposition of the action,” and “whether discovery prior to the
utilization of the summary judgment procedure” is necessary. Id. at 165, 167.
B. Summary Judgment
Summary judgment is governed by Fed. R. Civ. P. 56(a), which provides, in part: “The
court shall grant summary judgment if the movant shows that there is no genuine dispute as to any
material fact and the movant is entitled to judgment as a matter of law.” The Supreme Court has
clarified that this does not mean that any factual dispute will defeat the motion. “By its very terms,
this standard provides that the mere existence of some alleged factual dispute between the parties
will not defeat an otherwise properly supported motion for summary judgment; the requirement is
that there be no genuine issue of material fact.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242,
247-48 (1986) (emphasis in original).
“The party opposing a properly supported motion for summary judgment ‘may not rest
upon the mere allegations or denials of [his] pleadings,’ but rather must ‘set forth specific facts
showing that there is a genuine issue for trial.’” Bouchat v. Baltimore Ravens Football Club, Inc.,
346 F.3d 514, 525 (4th Cir. 2003) (alteration in original) (quoting Fed. R. Civ. P. 56(e)), cert.
denied, 541 U.S. 1042 (2004). The court should “view the evidence in the light most favorable to
. . . the nonmovant, and draw all inferences in her favor without weighing the evidence or assessing
the witnesses’ credibility.” Dennis v. Columbia Colleton Med. Ctr., Inc., 290 F.3d 639, 644-45
(4th Cir. 2002); see FDIC v. Cashion, 720 F.3d 169, 173 (4th Cir. 2013).
The district court’s “function” is not “to weigh the evidence and determine the truth of the
matter but to determine whether there is a genuine issue for trial.” Anderson, 477 U.S. at 249.
Moreover, the trial court may not make credibility determinations on summary judgment. Jacobs
v. N.C. Administrative Office of the Courts, 780 F.3d 562, 569 (4th Cir. 2015); Mercantile
Peninsula Bank v. French, 499 F.3d 345, 352 (4th Cir. 2007); Black & Decker Corp. v. United
States, 436 F.3d 431, 442 (4th Cir. 2006); Dennis, 290 F.3d at 644-45. Therefore, in the face of
conflicting evidence, such as competing affidavits, summary judgment is generally not
appropriate, because it is the function of the fact-finder to resolve factual disputes, including
matters of witness credibility.
Nevertheless, to defeat summary judgment, conflicting evidence, if any, must give rise to
a genuine dispute of material fact. See Anderson, 477 U.S. at 247-48. If “the evidence is such that
a reasonable jury could return a verdict for the nonmoving party,” then a dispute of material fact
precludes summary judgment. Id. at 248; see Libertarian Party of Va. v. Judd, 718 F.3d 308, 313
(4th Cir. 2013). On the other hand, summary judgment is appropriate if the evidence “is so one-
sided that one party must prevail as a matter of law.” Id. at 252. And, “the mere existence of a
scintilla of evidence in support of the plaintiff’s position will be insufficient; there must be
evidence on which the jury could reasonably find for the plaintiff.” Id.
Because Watson is self-represented, his submissions are liberally construed. See Erickson
v. Pardus, 551 U.S. 89, 94 (2007). But, the court must also abide by the “‘affirmative obligation
of the trial judge to prevent factually unsupported claims and defenses from proceeding to trial.’”
Bouchat, 346 F.3d at 526 (internal quotation marks omitted) (quoting Drewitt v. Pratt, 999 F.2d
774, 778–79 (4th Cir. 1993), and citing Celotex Corp. v. Catrett, 477 U.S. 317, 323–24 (1986)).
C. 1983 Claims
Liability under § 1983 attaches only upon personal participation by a defendant in the
constitutional violation. It is well established that the doctrine of respondeat superior does not
apply in § 1983 claims. See Love-Lane v. Martin, 355 F.3d 766, 782 (4th Cir. 2004) (no respondeat
superior liability under § 1983); see also Trulock v. Freeh, 275 F.3d 391, 402 (4th Cir. 2001) (no
respondeat superior liability in a Bivens suit). Liability of supervisory officials “is not based on
ordinary principles of respondeat superior, but rather is premised on ‘a recognition that supervisory
indifference or tacit authorization of subordinates’ misconduct may be a causative factor in the
constitutional injuries they inflict on those committed to their care.’” Baynard v. Malone, 268
F.3d 228, 235 (4th Cir. 2001) (quoting Slakan v. Porter, 737 F.2d 368, 372 (4th Cir. 1984)).
Supervisory liability under § 1983 must be supported with evidence that: (1) the supervisor had
actual or constructive knowledge that his subordinate was engaged in conduct that posed a
pervasive and unreasonable risk of constitutional injury to citizens like the plaintiff; (2) the
supervisor's response to the knowledge was so inadequate as to show deliberate indifference to or
tacit authorization of the alleged offensive practices; and (3) there was an affirmative causal link
between the supervisor's inaction and the particular constitutional injury suffered by the plaintiff.
See Shaw v. Stroud, 13 F.3d 791, 799 (4th Cir. 1994).
DISCUSSION
A. Exhaustion of Administrative Remedies
Defendant raises the affirmative defense that Watson failed to exhaust administrative
remedies prior to filing this lawsuit. ECF No. 9-1 at 6. The administrative remedy procedure
applicable to BCDC inmates requires them to first request form #118 or speak with staff to seek
an informal resolution. ECF No. 9-10 at 2-3. If a form #118 is submitted, the inmate should
receive a response within 10 days of receipt. Id. at 3. “If the complaint cannot be resolved
informally, the inmate may request an Inmate Complaint Form #200.” Id. This form should
include all steps taken to informally resolve the complaint. Id. Inmate Complaint Forms #200
must be placed in the housing unit mailbox or given to a supervisor. Id. A response to the $200
form is due 15 days from the date of receipt. Id.
Under the Prison Litigation Reform Act of 1995 (“PLRA”), Pub. L. No. 104-134 § 803,
110 Stat. 1321 (1996) (codified as amended at 42 U.S.C. § 1997e(a)):
No action shall be brought with respect to prison conditions under section 1983 of
this title, or any other Federal law, by a prisoner confined in any jail, prison, or
other correctional facility until such administrative remedies as are available are
exhausted.
42 U.S.C. § 1997e(a). Inmates must exhaust administrative remedies before they bring any “suits
about prison life, whether they involve general circumstances or particular episodes, and whether
they allege excessive force or some other wrong.” Porter v. Nussle, 534 U.S. 516, 532 (2002).
Exhaustion is mandatory and generally may not be excused unless the administrative
procedure is not available. See Ross v. Blake, 578 U.S. 632, 642 (2016) (holding that “[a]n inmate
must exhaust available remedies, but need not exhaust unavailable ones”). “[A]n administrative
remedy is not considered to have been available if a prisoner, through no fault of his own, was
prevented from availing himself of it.” Moore v. Bennette, 517 F.3d 717, 725 (4th Cir. 2008). In
Ross, the United States Supreme Court identified three circumstances when an administrative
remedy is unavailable: an administrative procedure is not available when officers are “unable or
consistently unwilling to provide any relief to aggrieved inmates,” the procedure is “so opaque
that it becomes, practically speaking, incapable of use,” or “prison administrators thwart inmates
from taking advantage of [filing grievances] through machination, misrepresentation, or
intimidation.” Ross, 578 U.S. at 643-44.
Although Defendant Watts generally argues that Watson admits he did not exhaust
administrative remedies prior to filing suit, there is no such admission included in Watson’s
complaint. Further, as an affirmative defense, were the Motion being treated as one for summary
judgment, it would be incumbent upon Defendant to present evidence that Watson failed to avail
himself of administrative remedies. However, as set forth earlier, the court construes the Motion
as one to dismiss, and Plaintiff need not plead exhaustion of remedies. Moore v. Bennette, 517
F.3 717 (4th Cir. 2008).
B. Personal Participation
Nowhere in the complaint does Watson allege that Watts committed any wrong-doing;
rather, he appears to have named her as a defendant simply because of her position as director. As
noted, a theory of respondeat superior is inapplicable to claims raised under 42 U.S.C. § 1983.
Even if the complaint could be construed to assert a supervisory liability claim, it fails.
To the extent Watson implies that Watts is responsible for the lack of congregate worship,
the inadequate law library, overcrowding, poor food quality, and the general dereliction of staff
who work there, his claims fail to state that Watts had knowledge of the alleged unconstitutional
conditions and that any injury he suffered was a result of her failure to act. Watson offers no
factual allegations from which it might be inferred that he made Watts aware of any of the
conditions in which he bases his claims. Further, as to many of his claims, Watson has failed to
allege that he suffered any injury and further that such injury was due to Watts’ action or inaction.
While Watson does mention injuries suffered by other inmates, he lacks standing to assert a claim
on behalf of another inmate. For these reasons the claims against Watts will be dismissed.
C. Claim against Ms. White
As noted, there has not been a response filed on behalf of Defendant White. Under the
provisions of 28 U.S.C. § 1915(e)(2), a case shall be dismissed at any time if the court determines
that (A) the allegation of poverty is untrue; or (B) the action or appeal (i) is frivolous or malicious;
(ii) fails to state a claim on which relief may be granted; or (iii) seeks monetary relief against a
defendant who is immune from such relief. Watson’s claim against Defendant White fails to state
a claim.
The only allegation asserted against Defendant White is that she told Watson to “go ahead
and kill himself” or words to that effect. While the Court is inclined to agree with Watson that the
comment was unprofessional, in this instance, the alleged words alone do not amount to a
constitutional rights violation. But see Bowring v. Godwin, 551 F.2d 44, 47 (4th Cir. 1977); see
also DePaola v. Clarke, 884 F.3d 481, 486 (4th Cir. 2018) (“Courts treat an inmate’s mental health
claims just as seriously as any physical health claims.”).
[A prisoner] is entitled to psychological or psychiatric treatment if a physician
or other health care provider, exercising ordinary skill and care at the time of
observation, concludes with reasonable medical certainty (1) that the prisoner's
symptoms evidence a serious disease or injury; (2) that such disease or injury is
curable or may be substantially alleviated; and (3) that the potential for harm to
the prisoner by reason of delay or the denial of care would be substantial.
Bowring, 551 F.2d at 47. The Bowring court further concluded that the right to such treatment is
based upon the essential test of medical necessity, not mere desirability. Id. at 48.
Here, there is no indication that the statement made by Defendant White adversely
impacted Watson such that his symptoms of mental illness, i.e., depression with suicidal thoughts,
worsened. Indeed, Watson seems to imply that Defendant White’s decision to place him on suicide
watch again was inappropriate under the circumstances. In short, Defendant Watson has failed to
allege a cognizable injury. The claim against Defendant White shall also be dismissed.
_____8/24/22___________ __________/S/___________________
Date Julie R. Rubin
United States District Judge