no respondeat superior liability in a Bivens suit
How later courts described this case
- no respondeat superior liability in a Bivens suit
- stating that a complaint need only satisfy the “simplified pleading standard” of Rule 8(a)
- no respondeat superior liability under § 1983
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT □□ □□
FOR THE DISTRICT OF MARYLAND □□
MARQUIS GREEN, □□□□
Plaintiff,
V. Civil Action No.: GJH-20-2527
CASEY CAMPBELL,
LT. RICHARD HAGUE,
FIVE JOHN DOES,
THREE TOLL SHIFT
CONTROL OFFICERS,
Defendants.
MEMORANDUM OPINION
In response to this civil rights action filed by pro se Plaintiff Marquis Green, Defendants
filed a Motion to Dismiss or for Summary Judgment. ECF No. 17. Green opposes the motion.
ECF No. 21. No hearing is necessary. See Local Rule 105.6 (D. Md. 2021). For the reasons stated
below, Defendants’ motion shall be granted in part and denied in part.
Background
A. Plaintiff's Allegations
Green, who was at all times relevant! to this complaint incarcerated in Roxbury
Correctional Institution (“RCI”), alleges he was assaulted by another inmate on February 28, 2020
at approximately 8:30 p.m., in housing unit (“HU”) 5A. ECF No. 1 at 2. Green states that his
assailant cut him with a homemade knife, requiring him to receive stitches to his face, mouth and
hands. Jd.
Green was transferred to a minimum-security facility in Sykesville, Maryland shortly after he filed the
complaint in this Court. As a consequence, any need for injunctive relief prohibiting Green being assigned to general
population with inmates who present a threat to his safety at RCI is moot.
Following the assault and his return from the hospital, Green was placed on disciplinary
segregation pending adjustment. ECF No. | at 3. On March 3, 2020, after he was found not guilty,
Green was released from disciplinary segregation back to general population. Id. He did not feel
safe returning to general population and asked to speak with Defendant Lt. Richard Hague,” a
member of the Intelligence Unit. Jd. When Green told Hague he didn’t feel safe, Hague reassured
him that he “knew everything that goes on in this prison” and that Green would “not be harmed.”
Jd. With that reassurance, Green walked to his new housing unit.
Before Green could get on the tier where his assigned cell was located, he claims an inmate
made a “threatening gesture” by “putting his finger across his throat.” ECF No. 1 at 3. Green
informed the tier officer that he was refusing housing because of the threat. Jd. Green was then
escorted back to disciplinary segregation for refusing housing where he remained until March 15,
2020. Id.
When Green was again due to be released from disciplinary segregation on March 15,
2020, he refused to go back to general population and Hague was called. ECF No. | at 3. Green
explained to Hague that he was scared he would be assaulted again if he returned to general
population. /d. Green claims that Hague dismissed his concerns, told him he didn’t want to hear
it, and threatened him with a transfer to North Branch Correctional Institution, where Green would
“really have something to be scared of.” Jd. Green feared that Hedge would follow through with
the threat and complied with orders to return to general population. Id.
Two days later, Green was asleep in his cell on cell restriction when “multiple people”
came into his cell, put a sheet over his head, and beat him unconscious. ECF No. | at 3. After
regaining consciousness, Green walked directly to the “bubble” to alert the officers there that he
2 The Clerk will be directed to correct the spelling of Lt. Hague’s name.
had been assaulted. Jd. Green alleges that the officers simply laughed and waived him off. Id.
Green then walked to the dispensary, bleeding from his face. Jd.
Upon his arrival to the dispensary, Green was transported to an area hospital for treatment
of his injuries. ECF No. 1 at 3. Green states he suffered two fractured eye sockets and a fractured
right arm. /d. at 3-4. Additionally, the injury to Green’s right eyelid required stitches. Id. at 4.
As relief, Green seeks declaratory judgment requiring better training and better supervision
of inmates. ECF No. 1 at 5. Additionally, he seeks compensatory damages for the mental and
physical injuries he suffered and punitive damages. Jd.
B. Defendants’ Response
Defendants Warden Casey and Lt. Hague acknowledge that Green was assaulted on the
two occasions he alleges. ECF No. 17.
On February 8, 2020, Officer Rex Clark who was stationed in HU 5, witnessed inmate
Tanner Johnson swinging a white plastic toothbrush handle with two razor blades attached at
Green. ECF No. 17-2 at 4 (Incident Notes from Dispatch). Clark dispensed pepper spray to end
the fight; both inmates were taken to the infirmary for an evaluation. Jd. Green was taken by State
van to Meritus Medical Center where he received sutures for his wounds. Jd. Neither Johnson nor
Green cooperated with an investigation of the assault; both men were charged with rule violations.
Id. Johnson was placed on Green’s enemies list on March 3, 2020. ECF No. 17-3 at 2.
Detective Sergeant Pressman investigated the incident. ECF No. 17-2 at 5-6. Pressman
reviewed the “Offender Case Management System” or OCMS reports for Johnson and Green;
neither man was a member of a Security Threat Group (“STG”). Jd. at 5. When Pressman
attempted to interview Green on March 3, 2020, Green refused to speak to Pressman. Jd. at 6.
Pressman reviewed the institutional reports concerning the incident after speaking with Officer
Clark and determined that Clark’s report was consistent with the institutional reports. Jd.
On March 4, 2020, Pressman applied for criminal charges against Johnson in the State
district court. ECF No. 17-2 at 6. Johnson was charged with possession of a weapon while
confined and carrying a concealed weapon. Jd., see also id. at 31-32. When the charging statement
was served on Johnson by Detective Sergeant Fagan the following day, Johnson offered no
statements. ECF No. 17-2 at 6.
Captain Jerold Ambrose contacted the Intelligence and Investigative Division (“IID”) on
March 17, 2020 to report that Green had been assaulted in his cell by unknown inmates. ECF No.
17-2 at 48. Green’s cell door was opened for recreation when his assailants gained entry to his
cell. /d. Following the assault, Green refused to provide a statement or give any information about
his attackers but advised that no weapons had been used. Jd. Green was transported to the hospital
because medical staff determined he needed x-rays. Jd. Although the portion of the report attached
to Defendants’ motion indicates that pictures were taken of Green’s cell, those pictures were not
included with the exhibits. /d. Further, no serious incident report was prepared and no information
regarding the nature of Green’s injuries is provided. Green was placed on administrative
segregation when he returned to RCI pending his transfer to another prison. ECF No. 17-3 at 5;
ECF No. 17-4 at § 4.
Defendant Lt. Hague provides in his declaration that when he initially interviewed Green
after the February 28, 2020 assault, Green claimed he did not know why Johnson assaulted him.
ECF No. 17-5 at §/ 4. However, when Hague interviewed Green again on March 3, 2020, Green
told Hague that he owed money to the STG known as Dead Men Incorporated or “DMI” but did
not state any concerns for his safety at that time. Jd. Hague further maintains that neither he nor
the Investigations/Intel Office received any communication from Green prior to the March 17,
2020 incident that “would support a finding of a credible threat or danger to Marquis Green’s
safety or a basis to change his housing status.” Jd. at § 5.
Michael Lichtenberg, who is the Assistant Warden at RCI, asserts in his declaration that
no information was received in the Warden’s office before March 17, 2020 indicating that Green’s
life was in danger. ECF No. 17-6 at § 4. The declaration is silent regarding the first attack on
Green.
C. Green’s Opposition
Green states in his affidavit that he “should have been sent to administrative segregation
after [he] was stabbed the first time.” ECF No. 21 at 2. He further claims that he refused housing
on March 3, 2020 because he was afraid he would be stabbed again, which is documented in the
Notice of Inmate Rule Violation he received for refusing housing. Jd. at 3. He alleges he was
forced to go into general population on March 15, 2020 and “had to get assaulted a second time
for RCI officers to act.” Jd. He further states that “RCI officers had full knowledge that [he] could
be assaulted again after [he] told them but they did nothing to ensure [his] safety.” Jd.
Standard of Review
A. Motion to Dismiss
In reviewing the complaint in light of a Motion to Dismiss pursuant to Fed. R. Civ. Proc.
12(b)(6) the court accepts all well-pleaded allegations of the complaint as true and construes the
facts and reasonable inferences derived therefrom in the light most favorable to the plaintiff.
Venkatraman vy. REI Sys., Inc., 417 F.3d 418, 420 (4th Cir. 2005) (citing Mylan Labs., Inc. v.
Matkari, 7 F.3d 1130, 1134 (4th Cir. 1993)); Ibarra v. United States, 120 F.3d 472, 473 (4th Cir.
1997). Rule 8(a)(2) of the Federal Rules of Civil Procedure requires only a “short and plain
statement of the claim showing that the pleader is entitled to relief.” Migdal v. Rowe Price-
Fleming Int'l Inc., 248 F.3d 321, 325-26 (4th Cir. 2001); see also Swierkiewicz v. Sorema NA.,
534 U.S. 506, 513 (2002) (stating that a complaint need only satisfy the “simplified pleading
standard” of Rule 8(a)).
The Supreme Court of the United States explained a “plaintiff's obligation to provide the
“grounds” of his “entitlement to relief” requires more than labels and conclusions, and a formulaic
recitation of the elements of a cause of action will not do.” Bell Atl. Corp. v. Twombly, 550 U.S.
544, 555 (2007) (internal citations omitted). Nonetheless, the complaint does not need “detailed
factual allegations” to survive a motion to dismiss. Jd. at 555. Instead, “once a claim has been
stated adequately, it may be supported by showing any set of facts consistent with the allegations
in the complaint.” /d. at 563. To survive a motion to dismiss, “a complaint must contain sufficient
factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v.
Iqbal, 556 U.S. 662, 677-78 (2009) (quoting Twombly, 550 U.S. at 570). “A claim has facial
plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable
inference that the defendant is liable for the misconduct alleged.” Iqbal, 556 U.S. at 678. “But
where the well-pleaded facts do not permit the court to infer more than the mere possibility of
misconduct, the complaint has alleged -- but it has not ‘show[n]’ -- ‘that the pleader is entitled to
relief.’” Jd. at 679 (quoting Fed. R. Civ. P. 8(a)(2)).
“[O]nce a claim has been stated adequately, it may be supported by showing any set of
facts consistent with the allegations in the complaint.” Twombly, 550 U.S. at 563 (citing Sanjuan
v. Am. Bd. of Psychiatry and Neurology, Inc., 40 F.3d, 247, 251 (7th Cir. 1994)) (once a claim for
relief has been stated, a plaintiff ‘receives the benefit of imagination, so long as the hypotheses are
consistent with the complaint’).
B. Summary Judgment
Pursuant to Federal Rule of Civil Procedure 56(a), “[t]he court shall grant summary
judgment if the movant shows that there is no genuine dispute as to any material fact and the
movant is entitled to judgment as a matter of law.” The Court should “view the evidence in the
light most favorable to . . . the nonmovant, and draw all reasonable inferences in her favor without
weighing the evidence or assessing the witnesses’ credibility.” Dennis v. Columbia Colleton Med
Ctr., Inc., 290 F.3d 639, 645 (4th Cir. 2002). Importantly, “the mere existence of some alleged
factual dispute between the parties will not defeat an otherwise properly supported motion for
summary judgment; the requirement is that there be no genuine issue of material fact.” Anderson
v. Liberty Lobby, Inc., 477 U.S. 242, 247-48 (1986) (emphasis in original).
The Court maintains an “affirmative obligation . . . to prevent factually unsupported claims
and defenses from proceeding to trial.” Bouchat v. Baltimore Ravens Football Club, Inc., 346
F.3d 514, 526 (4th Cir. 2003) (internal quotation marks omitted) (quoting Drewitt v. Pratt, 999
F.2d 774, 778-79 (4th Cir. 1993), and citing Celotex Corp. v. Catrett, 477 U.S. 317, 323-24
(1986)). “A party opposing a properly supported motion for summary judgment ‘may not rest
upon the mere allegations or denials of his pleadings,’ but rather must ‘set forth specific facts
showing that there is a genuine issue for trial.’” /d. (quoting Fed. R. Civ. P. 56(e)). A dispute of
material fact is only “genuine” if sufficient evidence favoring the nonmoving party exists for the
trier of fact to return a verdict for that party. Anderson, 477 U.S. at 249-50.
Discussion
Defendants allege that they are immune from suit in their official capacities; the complaint
does not state sufficient facts against them; Warden Campbell did not personally participate in any
wrongdoing; they are entitled to qualified immunity; and there is no basis for an Eighth
Amendment claim for failure to protect Green from violence. ECF No. 17-1. As there is no
indication in the complaint that Green is suing Defendants in their official capacities, the complaint
is construed as raising only personal capacity claims. Further, the claim asserted by Green, a
failure to protect him from violence despite his warnings that he was in danger of being assaulted,
is a clearly established constitutional claim so that the qualified immunity defense is without
applicability. The remaining assertions by Defendants are addressed below.
A. Sufficiency of Facts Alleged
Defendants assert that Green has failed to meet the pleading requirements for a
constitutional claim and characterize his claims as “constructed . . . out of bare legal conclusions.”
ECF No. 17-1 at 6. They further assert that Green has not stated “specific ‘circumstances,
occurrences and events’ . . . attributable to these Defendants to support his bald allegations of
constitutional derelictions.” /d., quoting Twombly, 550 U.S. at 576, n. 3. To the contrary, Green
specifically asserts that he told Defendant Hague he feared for his safety when he was ordered to
return to general population on March 15, 2020; a statement Green asserts was met with a threat
to transfer him to NBCI. The claim against Hague survives analysis under the Rule 12(b)(6)
dismissal standard.
Green’s claims against the John Doe Defendants and the Shift Control Officers are vague.
He provides no explanation as to how these defendants contributed to his injury. The claims
against these Defendants shall accordingly be dismissed for failure to state a claim.
B. Personal Participation — Warden Campbell
Green does not raise any specific claims against Defendant Warden Campbell. Liability
under § 1983 attaches only upon personal participation by a defendant in the constitutional
violation. It is well established that the doctrine of respondeat superior does not apply in § 1983
claims. See Love-Lane v. Martin, 355 F.3d 766, 782 (4th Cir. 2004) (no respondeat superior
liability under § 1983); see also Trulock v. Freeh, 275 F.3d 391, 402 (4th Cir. 2001) (no respondeat
superior liability in a Bivens suit). Liability of supervisory officials “is not based on ordinary
principles of respondeat superior, but rather is premised on ‘a recognition that supervisory
indifference or tacit authorization of subordinates’ misconduct may be a causative factor in the
constitutional injuries they inflict on those committed to their care.”” Baynard v. Malone, 268
F.3d 228, 235 (4th Cir. 2001) (quoting Slakan v. Porter, 737 F.2d 368, 372 (4th Cir. 1984)).
Supervisory liability under § 1983 must be supported with evidence that: (1) the supervisor had
actual or constructive knowledge that his subordinate was engaged in conduct that posed a
pervasive and unreasonable risk of constitutional injury to citizens like the plaintiff; (2) the
supervisor's response to the knowledge was so inadequate as to show deliberate indifference to or
tacit authorization of the alleged offensive practices; and (3) there was an affirmative causal link
between the supervisor's inaction and the particular constitutional injury suffered by the plaintiff.
See Shaw v. Stroud, 13 F.3d 791, 799 (4th Cir. 1994).
Where, as here, a Defendant is simply named in the caption of the complaint and appears
to have been named as a Defendant on the sole basis that he is a supervisor, the claims against him
fail. Green has not asserted that he spoke with Warden Campbell or otherwise communicated his
fears about returning to general population to Campbell. Accordingly, the claims against Warden
Campbell are dismissed.
C. Eighth Amendment Claim
In order to prevail on an Eighth Amendment claim of failure to protect from violence,
Green must establish that Defendants exhibited deliberate or callous indifference to a specific
known risk of harm. See Pressly v. Hutto, 816 F.2d 977, 979 (4th Cir. 1987). “Prison conditions
may be ‘restrictive and even harsh,’ but gratuitously allowing the beating or rape of one prisoner
by another serves no legitimate penologicial objective, any more than it squares with evolving
standards of decency. Being violently assaulted in prison is simply not part of the penalty that
criminal offenders pay for their offenses against society.” Farmer v. Brennan, 511 U.S. 825, 833-
34 (1994) (citations omitted). “[A] prison official cannot be found liable under the Eighth
Amendment for denying an inmate humane conditions of confinement unless the official knows
of and disregards an excessive risk to inmate health or safety; the official must both be aware of
facts from which the inference could be drawn that a substantial risk of serious harm exists, and
he must also draw the inference.” Jd. at 837, see also Rich v. Bruce, 129 F.3d 336, 339-40 (4th
Cir. 1997).
“The Eighth Amendment's prohibition on cruel and unusual punishments imposes certain
basic duties on prison officials.” Raynor v. Pugh, 817 F.3d 123, 127 (4th Cir. 2016) (citing
Farmer, 511 U.S. at 832). Those duties “include maintaining humane conditions of confinement,
including the provision of adequate medical care and... ‘reasonable measures to guarantee the
safety of the inmates.’” Jd. “[N]ot every injury suffered by a prisoner at the hands of another
translates into constitutional liability for prison officials responsible for the victim’s safety.”
Makdessi v. Fields, 789 F.3d 126, 133 (4th Cir. 2015). A two-part inquiry that includes both an
objective and a subjective component must be satisfied before liability is established. See Raynor,
817 F.3d at 127.
Objectively, the prisoner “must establish a serious deprivation of his rights in the form of
a serious or significant physical or emotional injury” or substantial risk of either injury. Danser v.
Stansberry, 772 F.3d 340, 346-47 (4th Cir. 2014). The objective inquiry requires this Court to
“assess whether society considers the risk that the prisoner complains of to be so grave that it
10
violates contemporary standards of decency to expose anyone unwillingly to such a risk.” Helling
v. McKinney, 509 U.S. 25, 36 (1993). A genuine dispute of fact regarding the extent of the injury
suffered precludes summary judgment. Raynor, 817 F.3d at 128.
Subjectively, a plaintiff must establish that the prison official involved had “a sufficiently
culpable state of mind” amounting to “deliberate indifference to inmate health or safety.” Farmer,
511 U.S. at 834. Evidence establishing a culpable state of mind requires actual knowledge of an
excessive risk to the prisoner’s safety or proof that prison officials were aware of facts from which
an inference could be drawn that a substantial risk of serious harm exists and that the inference
was drawn. Jd. at 837. A plaintiff may “prove an official’s actual knowledge of a substantial risk
‘in the usual ways including inference from circumstantial evidence” so that “’a factfinder may
conclude that a prison official knew of a substantial risk from the very fact that the risk was
obvious.” Raynor, 817 F.3d at 128. Actual knowledge of a substantial risk does not alone impose
liability. Where prison officials responded reasonably to a risk, they may be found free of liability.
Farmer, 511 U.S. at 844.
Defendant Hague asserts he was unaware of a risk of harm to Green when he was returned
to general population two days before he was assaulted in his cell by multiple inmates. “[A] prison
official who was unaware of a substantial risk of harm to an inmate may nevertheless be held liable
under the Eighth Amendment if the risk was obvious and a reasonable prison official would have
noticed it.” Farmer, 511 U.S. at 842. The undisputed evidence establishes that Green informed
Hague on March 3, 2020 that he owed money to DMI, an explanation why Johnson assaulted
Green. ECF No. 17-5 at 4. Although Hague maintains that Green did not “express concerns for
his safety” (see id.) when he explained that he owed money to a STG, Green maintains he refused
11
housing on March 3, 2020 due to his concern for his safety and received an infraction? for doing
so. There is no indication on this record that an investigation into Green’s assertion that he owed
money to the DMI and that his safety was still in peril took place prior to requiring Green to return
to general population. This makes Hague’s assertion that there was no “communications prior to
March 17, 2020 that would support a finding of a credible threat or danger” perplexing at best.
This Court finds that there is a genuine dispute of material fact regarding whether Hague’s actions
in requiring Green to return to general population were reasonable in light of the information
provided by Green. The Motion for Summary Judgment as to the Ei ghth Amendment claim against
Lt. Hague is therefore denied.
Conclusion
Green’s claims against Warden Campbell, Five John Does, and Shift Control Officers shall
be DISMISSED. Defendant’s Motion for Summary Judgment as to the claim against Lt. Hague
shall be DENIED. Green is granted 28 days to move for appointment of counsel. A separate Order
follows.
Noverty 3 20e/ 2 Z A
Date GEORGE J. HAZEL
UNITED STATES DISTRICT JUDGE
3 Absent from this record are any of the disciplinary records made on or about March 3, 2020.
12