The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF LOUISIANA
JAMES DANIELS CIVIL ACTION
VERSUS NO. 23-5237
BIOMET, INC. et al. SECTION: “G”(2)
ORDER AND REASONS
In this litigation, Plaintiff James Daniels (“Plaintiff”) alleges that he suffered personal
injuries after a defective artificial knee replacement device was implanted into his body during a
surgery.1 On August 2, 2023, Plaintiff filed a petition in the Civil District Court for the Parish of
Orleans, State of Louisiana against Defendants Biomet, Inc. and Zimmer Biomet Holdings, Inc.
(collectively, “Zimmer Biomet”) as manufacturers of the allegedly defective artificial knee
replacement device implanted in Plaintiff’s knee.2 Plaintiff also named Greg Baffes (“Baffes”),
and Boneafide Orthopaedics, Inc. (“Boneafide”) as Defendants and alleges that they were the sales
representative and distributor, respectively, of the artificial knee replacement device.3 On
September 13, 2023, Zimmer Biomet removed the case to this Court based on diversity jurisdiction
under 28 U.S.C. Section 1332(a).4
1 See Rec. Doc. 1-1.
2 Id. at 2.
3 Id. at 2–3.
4 Rec. Doc. 1.
1
Although Baffes and Boneafide are citizens of Louisiana, Zimmer Biomet argue that their
citizenship should be ignored for jurisdictional purposes because they were improperly joined.5
Pending before the Court is Plaintiff’s Motion to Remand.6 For the reasons discussed in more
detail below, Zimmer Biomet have not carried their “heavy burden” of showing that Plaintiff
cannot state a claim against Baffes and Boneafide.7 Accordingly, having considered the motion,
the memoranda in support and in opposition, the record, and the applicable law, the Court grants
Plaintiff’s Motion to Remand, and remands this case to state court.
I. Background
A. Factual Background
In the petition, Plaintiff alleges that Zimmer Biomet are the manufacturers of the Vanguard
Total Knee System, an artificial knee replacement device.8 Included in the Vanguard Total Knee
System (“Vanguard Knee System”) is the E1 Tibial Bearing, which Plaintiff alleges was
“marketed, advertised, and sold by Zimmer Biomet as a new class of polyethylene bearings that
achieves long-term oxidative stability by infusing the antioxidant, Vitamin E, into polyethylene
and thereby improves the wear performance and mechanical properties.”9 Plaintiff alleges that he
underwent his first surgery performed by Dr. Lance Estrada (“Dr. Estrada”) to implant the
Vanguard Knee System in his right knee on July 30, 2012.10 Plaintiff further alleges that after this
5 Id.
6 Rec. Doc. 8.
7 Smallwood v. Ill. Cent. R.R. Co., 385 F.3d 568, 574 (5th Cir. 2004) (en banc).
8 Rec. Doc. 1-1 at 2.
9 Id. at 3.
10 Id.
2
first surgery, he began experiencing pain due to the wear of the E1 Tibial Bearing and ultimately
followed the advice of Dr. Estrada to undergo a revision surgery on August 20, 2022.11
Plaintiff alleges that Boneafide is a distributor of the Vanguard Knee System.12 Plaintiff
further alleges that Boneafide is a Louisiana corporation with its principal place of business in
Beaux Bridge, Louisiana.13 Plaintiff alleges that Baffes is an employee of Boneafide, working as
a sales representative who sold the Vanguard Knee System to hospitals.14 Plaintiff alleges that as
part of the sales contract between Boneafide and Zimmer Biomet, Baffes was “trained by Zimmer
Biomet in the proper method of implantation, use, warnings, and limitations of the devices in order
to educate the surgeons who would eventually implant the devices.”15 Plaintiff alleges that Baffes
was “specifically trained by Zimmer Biomet in connection with the Vanguard Artificial Knee
device, including the E1 Tibial Bearing, prior to [Plaintiff’s] surgery.”16 Plaintiff alleges Baffes is
domiciled in Orleans Parish, Louisiana.17
Plaintiff alleges that as a result of the implantation of the Vanguard Knee System, which
contained the E1 Tibial Bearing that wore down prematurely, he suffered an additional surgery to
correct the defect, personal injuries, medical rehabilitation for the injuries, medical costs, and
11 Id. at 4.
12 Id. at 2–3.
13 Id. at 2.
14 Id. at 3.
15 Id.
16 Id.
17 Id.
3
emotional distress.18 Plaintiff brings negligence, design defect strict liability, manufacturing defect
strict liability, gross negligence, and products liability claims under Louisiana law against
Defendants.19 Central to Plaintiff’s claims against Defendants is Plaintiff’s allegation that
Defendants failed to report results of clinical studies of the E1 Tibial Bearings that “track[ed] the
wear, mechanical performance, and patient satisfaction of the E1 Tibial Bearings [which]
concluded in 2021 …”20 Plaintiff alleges that he would not have undergone the second surgery in
2022 if these clinical studies were released.21
B. Procedural Background
On August 2, 2023, Plaintiff filed a petition in the Civil District Court for the Parish of
Orleans, State of Louisiana, against Defendants.22 On September 13, 2023, Zimmer Biomet
removed the case to this Court pursuant to this Court’s diversity jurisdiction under 28 U.S.C.
§ 1332(a).23 Zimmer Biomet assert that Plaintiff, a Louisiana citizen, is completely diverse from
Biomet and Zimmer.24 Zimmer Biomet further argue that Plaintiff improperly joined Baffes and
Boneafide, both Louisiana citizens, as Plaintiff has no possibility of recovery against Baffes and
Boneafide.25 In its Notice of Removal, Zimmer attached the affidavit of Baffes, in which he
18 Id. at 5–8.
19 Id.
20 Id. at 3–4.
21 Id. at 4.
22 Id. at 2.
23 Rec. Doc. 1 at 1–2.
24 Id. at 3.
25 Id. at 4–11.
4
declares that he had no knowledge of defects in the Vanguard Knee System.26 Zimmer also
attached the affidavit of Shane Zeringue, the Principal of Boneafide in which he declares that
Boneafide does not have knowledge of defects in the Vanguard Knee System.27
On September 21, 2023, Plaintiff filed a motion to remand, contending that Baffes and
Boneafide were properly joined so that this Court does not have diversity jurisdiction.28 On
October 10, 2023, Zimmer Biomet filed a response opposing the motion.29 On October 19, 2023,
Plaintiff filed a reply to Zimmer Biomet’s response.30 On October 20, 2023, Zimmer Biomet filed
a sur-reply to Plaintiff’s reply.31 On October 26, 2023, Plaintiff filed a sur-reply to Zimmer
Biomet’s sur-reply.32
II. Parties= Arguments
A. Plaintiff’s Motion to Remand
In his Motion to Remand, Plaintiff argues that this case should be remanded to state court.33
Plaintiff argues that he has a reasonable basis for recovery from Baffes and Boneafide because
Baffes testified in an earlier medical products liability case, Daniels v. Baffes, et al., (“Daniels v.
26 Rec. Doc. 1-2 at 5.
27 Rec. Doc. 1-3 at 5.
28 Rec. Doc. 8.
29 Rec. Doc. 9.
30 Rec. Doc. 17.
31 Rec. Doc. 19.
32 Rec. Doc. 22.
33 Rec. Doc. 8 at 1; Rec. Doc. 8-1 at 1.
5
Baffes”) that he was aware of the failure mode of certain Zimmer Biomet’s medical devices.34
Plaintiff thus contends that Baffes’ testimony there contradicts his “self-serving Declaration” in
this instant case.35 Plaintiff notes that this instant case and Daniels v. Baffes involve the same
parties and concern another Zimmer Biomet medical device.36 Plaintiff also notes that “Baffes
testified that he was specifically trained by Zimmer Biomet in connection with the Vanguard
Artificial Knee device.”37
Plaintiff next argues that Baffes testified that he “uses his engineering background in
connection with evaluating the failure mode of Biomet devices …”38 Plaintiff notes that Baffes
has reviewed Daniels’ x-rays in Daniels v. Baffes and discussed the failure mode of the device
there with Dr. Estrada.39 Plaintiff also notes that Baffes communicated with Zimmer Biomet
representatives with suggestions for correcting the failure modes in Zimmer Biomet products.40
Plaintiff further notes that Baffes testified that he has a duty to report failure modes to Zimmer
Biomet by filling out a reporting form.41
34 Rec. Doc. 8-1 at 1–9 (citing Daniels v. Baffes, et al., No. 2019-6791 (Civ. Dist. Ct. 2019)).
35 Id. at 3.
36 Id. at 4.
37 Id.
38 Id. at 5.
39 Id. at 5–6.
40 Id. at 6.
41 Id.
6
Plaintiff also argues that Baffes was aware of the risks of polyethylene, a material contained
in the E1 Tibial Bearing that was implanted into Plaintiff with the Vanguard Knee System.42
Plaintiff further argues that whether Baffes spoke to Dr. Estrada or Zimmer Biomet about the
failure mode of the polyethylene product and whether the clinical studies Zimmer Biomet
performed on the polyethylene component that demonstrated the failure mode are both questions
of fact to be resolved by a fact-finder.43 Plaintiff offers that the Court could cross-examine Baffes
and Zeringue on their Declarations and could order the two clinical studies evaluating the E1 Tibial
Bearings be produced.44
B. Biomet and Zimmer’s Response Opposing Plaintiff’s Motion
Zimmer Biomet oppose the motion to remand. First, Zimmer Biomet contend that Plaintiff
did not address Zimmer Biomet’s referenced “cases similar to the instant case [that] have found
sales representatives and distributors to be improperly joined in product liability suits and denied
remand.”45
Second, Zimmer Biomet counter that Baffes’ deposition testimony from Daniels v. Baffes
is an unrelated case that concerns an “unrelated knee product that does not use the Vanguard Knee
or the E1 Tibial Bearing to conjure up non-existent inconsistence with the Baffes Declaration …”46
Zimmer Biomet reason that in Daniels v. Baffes, the medical device at issue was the OSS
42 Id. at 8–9.
43 Id. at 9.
44 Id. at 11.
45 Rec. Doc 9 at 4–5 (citing Brown v. Johnson & Johnson, No. 15-2308, 2015 WL 6128706, at *2 (E.D. La.
Oct. 16, 2016) (Fallon, J.); Daniels v. Touro Infirmary, No. 11-1586, 2011 WL 6140869, at *2 (E.D. La. Dec. 9, 2011)
(Lemelle, J.)).
46 Id. at 5.
7
Orthopedic Salvage System and Compress Device (collectively, the “OSS Salvage System”) and
that this was implanted in Plaintiff’s left knee.47 Zimmer Biomet contend that “Dr. Estrada used
the OSS Salvage System on Plaintiff’s left leg” while Dr. Estrada used the “Vanguard Knee, which
is a traditional knee replacement system intended for use in standard reconstruction surgeries” on
Plaintiff’s right knee.48 Zimmer Biomet also argue that “the OSS Salvage System and Vanguard
Knee do not share the same polyethylene bearing.”49
Third, Zimmer Biomet contend that Baffes’ deposition testimony does not show that he
was the “first” to know about alleged failure modes.50 Zimmer Biomet explain that Baffes’
deposition testimony actually shows that it was Dr. Estrada who first noticed the failure mode on
the OSS Salvage System, as Dr. Estrada called Baffes into his office to look at x-rays of Plaintiff’s
knee.51
Fourth, Zimmer Biomet contend that the term “defect” is not the same as “failure mode”
for a medical device as “[m]edical devices can fail or cause adverse symptoms for numerous
reasons that are not related to a defect,” and Baffes did not use the term defect in his testimony.52
Relatedly, Zimmer Biomet contend that Baffes’ testimony regarding device failure modes was
only based on hypothetical questions Plaintiff’s counsel asked Baffes, rather than Baffes’ actual
47 Id. at 9.
48 Id. at 11.
49 Id. (emphasis in original).
50 Id. at 12.
51 Id.
52 Id.
8
conduct.53 Zimmer Biomet also contend that Baffes reported device failure modes to Zimmer
Biomet because federal regulations require that manufacturers like Zimmer Biomet establish such
a process for distributors and sales representatives to report device failures.54
Fifth, Zimmer Biomet counter that Baffes’ testimony does not show that he designed any
part of the OSS Salvage System, only that “he merely had a conversation with a Zimmer Biomet
engineer in which he presented an idea that would allegedly ‘improve the device.’”55 Zimmer
Biomet also rejects Plaintiff’s assertion that Zimmer Biomet accepted Baffes’ suggestion for
improvement of the device, as the Zimmer Biomet “engineer told Baffes that Zimmer Biomet was
already ‘kind of working on ideas.’”56
Sixth, Zimmer Biomet contend that Plaintiff neither alleges in the petition that Baffes and
Boneafide had knowledge of the EI Tibial Bearings defect nor does Plaintiff offer evidence of this
knowledge in the motion.57 Zimmer Biomet note that the only study that Baffes and Boneafide
would have been aware of is a study (“Dr. Crawford Study”) found on Biomet’s online literature
that claims the Vanguard Knee has a 96.4% survivorship rate at 10 years.58 Relatedly, Zimmer
Biomet contend that Baffes’ testimony regarding his “awareness of a failure risk is not the same
as awareness of a defect …”59 Zimmer Biomet also note that the OSS Salvage System does not
53 Id. at 13.
54 Id. at 13–14.
55 Id. at 14.
56 Id. at 15.
57 Id.
58 Id.
59 Id. at 16 (citation omitted).
9
use the E1 Tibial Bearing system and that the OSS Salvage System and the Vanguard Knee do not
use the same polyethylene component.60
Seventh, Zimmer Biomet argue that Plaintiff’s request for sharply tailored discovery is
unnecessary because there are no inconsistencies between Baffes’ deposition in Daniels v. Baffes
and his declaration in this instant case.61 Zimmer Biomet also note that Plaintiff has stated that this
sharply tailored discovery is not necessary and that the Fifth Circuit has held that such discovery
should not be allowed unless there is a “showing of its necessity.”62
C. Plaintiff’s Reply
In his reply, Plaintiff contends that it is “irrelevant” that Baffes’ testimony in Daniels v.
Baffes concerns a different medical device because “[t]he seminal issue is the extent of Baffes’
training and actual knowledge of product failures and defects, and what he communicates to
surgeons regarding the product before and during surgery.”63 Plaintiff further contends that “[i]t is
highly unlikely that Baffes changed his product sales behavior, including knowledge of product
failures, for this single Biomet component.”64
Plaintiff next argues that “failure mode” and “defect” both mean that “the product is failing
to perform as intended and advertised by the manufacturer.”65 Plaintiff further argues that it is the
role of discovery to uncover whether the polyethylene used in the OSS Salvage System that Baffes
60 Id. at 17.
61 Id. at 17–18.
62 Id. at 18 (citing Smallwood, 385 F.3d at 574).
63 Rec. Doc. 17 at 1.
64 Id.
65 Id. at 2.
10
testified about is different from the polyethylene used in the Vanguard Knee system in this instant
case.66
Plaintiff then notes that the Dr. Crawford Study does not involve the polyethylene found
in the E1 Tibial Bearings, because the subjects of Dr. Crawford’s Study received their implants
between 2003 and 2008, but the FDA did not approve the E1 Tibial bearing for use until June 17,
2008.67 Based on Zimmer Biomet’s reference to this study, Plaintiff contends that “all
polyethylene made by Biomet is substantially the same for studying its failure mode.”68
D. Zimmer and Biomet’s Sur-Reply
In their sur-reply, Zimmer Biomet contend that Plaintiff has failed to show that Baffes and
Boneafide had actual knowledge of the defect in the Vanguard Knee System, which is what
Zimmer Biomet contend Louisiana law requires.69 Zimmer Biomet reason that Plaintiff has only
shown that Baffes and Boneafide had constructive knowledge of the defect in the Vanguard Knee
System.70 Zimmer Biomet next counters that there are differences between a “failure mode” and a
“defect” because “Louisiana law recognizes that medical devices can fail for reasons entirely
unrelated to product defect.”71 Zimmer Biomet then counters that their reference to the Dr.
Crawford Study was “for the narrow purpose of demonstrating that Baffes and Boneafide could
66 Id. at 3.
67 Id. at 3–4 (citation omitted).
68 Id. at 4.
69 Rec. Doc. 19 at 2 (citing Daniels v. Touro Infirmary, 2011 WL 6140869, at *2 (“Mere alleged constructive
knowledge is not enough to establish [such a claim].”)).
70 Id.
71 Id. (citing Lyles v. Medtronic Sofamor Danek, USA, Inc., 871 F.3d 305, 314 (5th Cir. 2017)).
11
‘boast about the long life of the [Vanguard Knee]’ without knowing about the alleged clinical
studies conducted on the E1 Tibial bearing because the product literature expressly provided a
survivorship rate for the Vanguard Knee at ten years.”72
E. Plaintiff’s Sur-Reply
In his sur-reply, Plaintiff argues that “[e]ither the polyethylene is so different that Biomet
shouldn’t tell surgeons that they can rely on the Dr. Crawford Study, or it is not so different that
Baffes’ testimony about the failure mode of the polyethylene applies to the polyethylene in this
case, as well.”73 Plaintiff asserts that he has sufficiently plead a claim against Baffes and whether
the E1 Tibial Bearing in the Vanguard Knee System contains the same polyethene in the OSS
Salvage System that Baffes testified about in Daniels v. Baffes will be a factual determination that
experts can assist with.74 Plaintiff avers that limited discovery of Baffes and production of the
studies referred to in his motion is necessary to resolve the issues in this motion to remand.75
III. Legal Standard
A defendant may remove a state civil court action to federal court if the federal court has
original jurisdiction over the action.76 Pursuant to 28 U.S.C. § 1332, a district court has subject
matter jurisdiction over “all civil actions where the matter in controversy exceeds the sum or value
of $75,000, exclusive of interests and costs, and is between . . . citizens of different States[.]” The
72 Id. at 4.
73 Rec. Doc. 22 at 1.
74 Id.
75 Id.
76 28 U.S.C. § 1441(a); Syngenta Crop Prot., Inc. v. Henson, 537 U.S. 28, 34 (2002).
12
removing party bears the burden of demonstrating that federal jurisdiction exists.77 In assessing
whether removal was appropriate, the Court is guided by the principle, grounded in notions of
comity and the recognition that federal courts are courts of limited jurisdiction, that “removal
statute[s] should be strictly construed in favor of remand.”78 Remand is appropriate if the Court
lacks subject matter jurisdiction, and “doubts regarding whether removal jurisdiction is proper
should be resolved against federal jurisdiction.”79
Improper joinder provides a “narrow exception” to the complete diversity requirement for
removal jurisdiction.80 “The party seeking removal bears a heavy burden of proving that joinder
of the in-state party was improper.”81 Any contested issues of fact and any ambiguities of state law
must be resolved in the plaintiff’s favor.82 The court must also take into account the “status of
discovery” and consider what opportunity the plaintiff has had to develop its claims against the
non-diverse defendant.83 The district court is “not to conduct a mini-trial” of the plaintiff’s claims,
but must only determine whether there is a possibility that the plaintiff had set forth a valid cause
77 See Allen v. R&H Oil & Gas Co., 63 F.3d 1326, 1335 (5th Cir. 1995).
78 Manguno v. Prudential Prop. & Cas. Ins. Co., 276 F.3d 720, 723 (5th Cir. 2002).
79 Acuna v. Brown & Root Inc., 200 F.3d 335, 339 (5th Cir. 2000) (citing Willy v. Coastal Corp., 855 F.2d
1160, 1164 (5th Cir. 1988)).
80 McDonal v. Abbott Lab’ys, 408 F.3d 177, 183 (5th Cir. 2005).
81 Smallwood, 385 F.3d at 574.
82 McKee v. Kan. City S. Ry. Co., 358 F.3d 329, 334 (5th Cir. 2004).
83 Id.
13
of action against that defendant.84 Unless it is clear that the non-diverse defendant has been
improperly joined, the case should be remanded to the state court from which it was removed.85
If a non-diverse defendant has been improperly joined to an action, a party may remove
the action by showing either: (1) actual fraud in pleading jurisdictional facts; or (2) inability of the
plaintiff to establish a cause of action against the non-diverse defendant.86 Under the second prong,
joinder is improper if “there is no reasonable basis for the district court to predict that the plaintiff
might be able to recover against an in-state defendant.”87
District courts may assess whether a plaintiff has “a reasonable basis of recovery under
state law” in either of two ways. First, the court may conduct a Rule 12(b)(6)-type analysis, looking
initially at the allegations of the complaint to determine whether the complaint states a claim under
state law against the in-state defendant.88 Second, in rare cases, if “a plaintiff has stated a claim,
but has misstated or omitted discrete facts that would determine the propriety of joinder . . . the
district court may, in its discretion, pierce the pleadings and conduct a summary inquiry.”89 If a
court decides to “pierce the pleadings” when assessing a claim of fraudulent joinder, it may
“consider summary judgment-type evidence in the record, but must also take into account all
unchallenged factual allegations, including those alleged in the complaint, in the light most
favorable to the plaintiff,” and resolve “[a]ny contested issues of fact and any ambiguities of state
84 Id. at 336 (citing Travis v. Irby, 326 F.3d 644, 648 (5th Cir. 2003)).
85 Id. at 337.
86 Smallwood, 385 F.3d at 573 (citing Travis, 326 F.3d at 646–47).
87 Id.; see also Landry v. State Farm Fire & Cas. Co., 428 F. Supp. 2d 531, 536 (E.D. La. 2006).
88 Id.
89 Id.
14
law” in the plaintiff’s favor.90 However, in conducting a summary inquiry for the purposes of
determining fraudulent joinder, the court does not assess “whether the plaintiff will actually or
even probably prevail on the merits of the claim,” but only determines whether there is “a
possibility that the plaintiff might do so.”91 In other words, where courts choose to pierce the
pleadings, the party asserting fraudulent joinder must provide evidence that “negate[s] the
possibility” that the non-diverse party may be held liable.92
IV. Analysis
In his Motion to Remand, Plaintiff contends that Zimmer Biomet improperly removed this
case to this Court based on diversity jurisdiction because there is no complete diversity of the
parties, as Defendants Baffes and Boneafide are Louisiana citizens and are properly joined.93
Plaintiff contends that Baffes and Boneafide had knowledge of the Vanguard Knee System’s
defect—the premature wearing of the E1 Tibial Bearing containing polyethylene.94 In opposition,
Zimmer Biomet contend that removal of this case to this Court is proper because Baffes and
Boneafide were improperly joined, as Plaintiff does not have a possibility of recovering from
Baffes and Boneafide under Louisiana law.95 Accordingly, to defeat Plaintiff’s motion to remand,
Zimmer Biomet must demonstrate that Plaintiff cannot establish a cause of action against Baffes
90 Travis, 326 F.3d at 648–49.
91 Guillory v. PPG Indus., Inc., 434 F.3d 303, 308–09 (5th Cir. 2005).
92 Travis, 326 F.3d at 650.
93 Rec. Docs. 8, 8-1, 17, 22.
94 Id.
95 Rec. Docs. 1, 9 19.
15
and Boneafide, i.e. that there would be “no reasonable basis for the district court to predict that the
plaintiff might be able to recover against an in-state defendant.”96
A. The LPLA Claim
1. Applicable Law
Louisiana substantive law applies in this diversity case.97 In Louisiana, the LPLA
“establishes the exclusive theories of liability for manufacturers for damage caused by their
products.”98 Louisiana Revised Statue § 9:2800.53(1) defines a “manufacturer” as “a person or
entity who is in the business of manufacturing a product for placement into trade or commerce.”99
The term “manufacturer” includes “[a] seller of a product who exercises control over or influences
a characteristic of the design, construction or quality of the product that causes damage.”100
Exercising control or influence over a product suggests “‘remanufacturing, reconditioning, or
refurbishing a product’ as opposed to merely cosmetic repairs[]” or influencing the product in a
“meaningful and creative way.”101 “The LPLA does not provide a cause of action against sellers
of products not falling under the LPLA’s definition of ‘manufacturer.’”102
96 See Smallwood, 385 F.3d at 573; Landry, 428 F. Supp. 2d at 536.
97 Ayala v. Enerco Grp., Inc., 569 Fed. App’x. 241, 245 (5th Cir. 2014) (citing Seacor Holdings, Inc. v.
Commonwealth Ins. Co., 635 F.3d 675, 680 (5th Cir. 2011)).
98 La. Rev. Stat. Ann. § 9:2800.53.
99 Id. at § 9:2800.53(1).
100 Id. at § 9:2800.53(1)(b).
101 See Slaid v. Evergreen Indem., Ltd., 32–363, p. 9 (La. App. 2d Cir. 10/27/99); 745 So. 2d 793, 799 (citing
John N. Kennedy, A Primer on the Louisiana Products Liability Act, 49 LA. L. REV. 565, 572 (1989)).
102 Ayala, 569 Fed. App’x. at 245 (citing La. Rev. Stat. Ann. § 9:2800.53.).
16
2. Analysis
In the “Product’s Liability” section of the petition, Plaintiff references the LPLA and
alleges that “Defendants are also deemed to be a seller in accordance with Louisiana Civil Code
articles 2545, et seq.”103 Because Plaintiff did not specify which “Defendants” he was referencing
in that section of the petition, the Court will infer that it includes Baffes and Boneafide. To the
extent that Plaintiff asserts a claim under the LPLA against Baffes and Boneafide, the LPLA does
not provide a cause of action against sellers of products. Plaintiff does not allege any facts to
suggest that Baffes and Boneafide could be held liable as manufacturer-sellers under the LPLA.
Therefore, Plaintiff cannot recover from Baffes and Boneafide under the LPLA.104
B. The negligence claim
1. Applicable Law
Although the LPLA does not afford Plaintiff a cause of action against Baffes and Boneafide
for being sellers and distributors, Plaintiff may still bring a negligence claim against Baffes and
Boneafide under Louisiana tort law. To establish a negligence claim against a non-manufacturing
seller, Plaintiff must prove that: (1) the product sold by the seller was defective, (2) the seller must
have had actual or constructive knowledge that the product it sold was defective, and (3) that the
seller failed to declare the defect.105 In addition, “unlike a manufacturer, a non-manufacturing
103 Rec. Doc. 1-1 at 8. La. Civ. Code art. 2545 provides that “A seller who knows that the thing he sells has
a defect but omits to declare it, or a seller who declares that the thing has a quality with interest from the time it was
paid, for the reimbursement of the reasonable expenses occasioned by the sale and those incurred for the preservation
of the thing, and also for damages and reasonable attorney fees.”
104 See Ayala, 569 Fed. App’x. at 245.
105 Id. (citing Alexander v. Toyota Motor Sales, U.S.A., No. 2013-C-0756, p. 714 (La. 9/27/13); 123 So. 3d
712). See also Kelley v. Price-Macemon, Inc., 992 F.2d 1408, 1414 (5th Cir. 1993).
17
seller of a product is not presumed to have knowledge of a product’s vices, and it is not required
to inspect the product it sells prior to sale to determine the possibility of any inherent vices or
defects in the product.”106
In Marie v. Biomet Inc., et al., a federal judge in the Northern District of Indiana remanded
a medical device products liability case back to state court, the 24th Judicial District Court for the
Parish of Jefferson, State of Louisiana because the salesperson and distributor defeated complete
diversity for the federal court to exercise diversity jurisdiction.107 The plaintiffs originally filed a
petition in state court and brought LPLA claims against several Biomet entities as manufacturers
of the Biomet M2a-Magnum Hip Implant (“Magnum System”).108 The plaintiff also brought
negligence claims against distributor Boneafied and Boneafied’s owner, Steve Vallette
(“Vallette”).109 Biomet then removed the case to this Court based on diversity jurisdiction,
asserting that the plaintiffs improperly joined Boneafide and Vallette to defeat jurisdiction.110 In
its Notice of Removal, Biomet provided an affidavit from Greg Baffes, in which Baffes, as a sales
representative at Boneafide, declares that he had “no knowledge of risks associated with the
Biomet M2a Magnum Hip System …”111 The Judicial Panel on Multidistrict Litigation then
transferred the case into the Biomet multi-district litigation docket in the Northern District of
106 Diaz v. Goodyear Tire and Rubber Co., No. 07-353, 2008 WL 4528186, at *6 (M.D. La. Oct. 1, 2008)
(citing Kelley, 992 F.2d at 1414–15).
107 Marie v. Biomet Inc. et al., Case No. 3:16-cv-872, 2017 WL 2060655, at *1 (N.D. Ind. May 15, 2017).
108 Id.; Case No. 16-13138, Rec. Doc. 1-1 at 16–19.
109 Case No. 16-13138, Rec. Doc. 1-1 at 3, 19–20.
110 Case No. 16-13138, Rec. Doc. 1; Marie, 2017 WL 2060655, at *1.
111 Case No. 2:16-cv-13138, Rec. Doc. 1-5 at 3.
18
Indiana.112 The plaintiffs then moved to remand the case back to the 24th Judicial District Court
for the Parish of Jefferson, arguing that Boneafide and Vallete were properly joined Louisiana
defendants, as they had a reasonable possibility of recovery from Boneafide and Vallete.113
The presiding judge in the Northern District of Indiana granted the plaintiffs’ motion to
remand, in part because the plaintiffs’ allegations as to the negligence claim were sufficient.114 In
the petition, the plaintiffs alleged that “ORTHOPAEDICS and VALLETTE knew the Magnum
System was failing at [a] high rate and failed to disclose this information to Plaintiff … prior to
installation of the Magnum System.”115 The plaintiffs also alleged that “ORTHOPAEDICS and
VALLETTE represented [to] the Plaintiff … that the Magnum System is clinically proven to
reduce wear when, in fact, no clinical trials were submitted for approval by the FDA.”116 The
plaintiffs further alleged that “ORTHOPEDICS and VALLETTE represented [to] the Plaintiff …
prior to Plaintiff’s [] surgery, that the Mangum System is based on a strong clinical history and
reduces wear compared to traditional hip replacement components when, in fact, no clinical history
was ever provided to the FDA for approval.”117 Finally, the plaintiffs alleged that “VALLETE or
an employee or agent of ORTHOPAEDICS was present in the operating room during Plaintiff’s
… surgery and was materially involved in selecting the Magnum Components, and failed to warn
112 Marie, 2017 WL 2060655, at *1
113 Id.
114 Id. at *2, 4.
115 Case No. 16-13138; Rec. Doc. 1-1 at 20.
116 Id.
117 Id.
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Plaintiff … of the known defects of the Magnum.”118After summarizing the plaintiffs’ allegations
as to the defendants’ knowledge of the defects of the Magnum device, the presiding judge
concluded that “[b]ecause I must resolve all issues of fact in favor of the plaintiff when considering
Biomet’s fraudulent joinder claim, I can’t find that Boneafied and Mr. Vallette didn’t know or
shouldn’t have known that the device was allegedly defective.”119
2. Analysis
In this case, Plaintiff asserts a negligence claim against “Defendants,” alleging that they
failed “to use reasonable care in the design, manufacture, testing packaging, labeling, marketing,
and sales of the E1 Tibial Bearing …”120 Plaintiff further alleges that the “E1 Tibial Bearings
contained a defect that made them unreasonably dangerous” and that it was “defectively designed,
manufactured, and/or tested and marketed as to be unreasonably dangerous to Plaintiff at the time
it was implanted …”121 Plaintiff has alleged the first element of a negligence claim, that the seller
sold a defective product, against Baffes and Boneafide.122
As to the second element, that the seller had actual or constructive knowledge of the
product’s defect, Plaintiff alleges that Baffes was “trained by Zimmer Biomet in the proper method
of implantation, use, warnings, and limitations of the devices in order to educate the surgeons who
would eventually implant the devices,” including the Vanguard Knee System and the E1 Tibial
118 Id.
119 Marie, 2017 WL 2060655, at *2.
120 Rec. Doc. 1-1 at 5.
121 Id. at 6.
122 See Ayala, 569 Fed. App’x. at 245 (citing Alexander, 123 So.3d at 714).
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Bearing.123 Plaintiff further alleges that “[a]t all relevant times … Baffes, was either present in the
operating room or in constant contact with Dr. Estrada … and marketed, represented, and sold the
E1 Tibial Bearings at Touro Infirmary for implantation in Plaintiff’s knee without communicating
any warnings regarding its lack of long-term clinical studies supporting the long-term use of the
tibial bearings in patients, such as Plaintiff.”124 Plaintiff further alleges that “[a]t the time of
Plaintiff’s first surgery in 2012, there had been no clinical study results published in reputable
journals … by Zimmer Biomet showing long-term stability of their E1, Vitamin E infused,
polyethylene.”125 Plaintiff then alleges that “Defendants Zimmer Biomet and Greg Baffes were
aware of clinical studies being conducted to track the wear, mechanical performance, and patient
satisfaction of the E1 Tibial Bearings concluded in 2021, but did not disclose the results of the
studies to the public.”126
As to the second element, Zimmer Biomet admit that Plaintiff has presented a theory of
Baffes’ constructive knowledge of the defect in the Vanguard Knee System containing the E1
Tibial Bearing, but Zimmer Biomet contend that actual knowledge is the required showing.127 The
123 Rec. Doc. 1-1 at 3. See Marie v. Biomet Inc. et al, No. 16-13138; Rec. Doc. 1-1 at 20 (The plaintiff’s
petition alleges “VALLETTE or an employee or agent of ORTHOPAEDICS was present in the operating room during
Plaintiff’s … surgery and was materially involve in selecting the Magnum Components, and failed to warn Plaintiff
… of the known defects of the Magnum.”); Marie, 2017 WL 2060655, at *2 (holding that the plaintiff sufficiently
plead a negligence claim against sellers Vallette and Boneafide).
124 Rec. Doc. 1-1 at 4. See Marie v. Biomet Inc. et al, No. 16-13138; Rec. Doc. 1-1 at 20 (The plaintiff’s
petition alleges that “ORTHOPAEDICS and VALLETTE represented [to] plaintiff … and/or his orthopaedic surgeon,
prior to Plaintiff’s … surgery, that the Magnum System is clinically proven to reduce wear when, in fact, no clinical
trials were submitted for approval by the FDA and … no clinical history was ever provided to the FDA for approval”);
Marie, 2017 WL 2060655, at *2 (holding that the plaintiff sufficiently plead a negligence claim against sellers Vallette
and Boneafide).
125 Rec. Doc. 1-1 at 3–4.
126 Id. at 4.
127 Rec. Doc. 9 at 7–8; Rec. Doc. 19 at 2.
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Court will abide by the Fifth Circuit’s citation to the Louisiana Supreme Court’s rule that Plaintiff
may show that the seller “had actual or constructive knowledge that the product it sold was
defective” to satisfy the second required element of a negligence claim against a seller.128 The
Court construes all ambiguities in the controlling state law and all disputed questions of fact in
favor of Plaintiff.129
Plaintiff’s allegations as to Baffes’ constructive knowledge of a defect in the Vanguard
Knee System is imprecise and inartful. Nevertheless, because Plaintiff alleges that Baffes was
involved in the surgery operations of patients using Zimmer Biomet medical devices, the Court
could infer that Baffes also became aware of issues with certain Zimmer Biomet medical devices,
including the Vanguard Knee System containing the E1 Tibial Bearing at issue here. In addition,
Plaintiff’s allegations that Zimmer Biomet trained and provided Baffes with information about a
product’s warnings and limitations and that Baffes and Zimmer Biomet became aware of clinical
studies on the E1 Tibial Bearings allows the Court to infer that it is plausible Zimmer Biomet
communicated about these clinical studies with Baffes in the course of Zimmer Biomet’s training
of Baffes as a salesperson for Zimmer Biomet’s medical devices. Therefore, Plaintiff has
adequately plead the second element of a negligence claim against Baffes and Boneafide.
As to the third element of a negligence claim, Plaintiff alleges that “Baffes [was] aware of
clinical studies being conducted to track the wear, mechanical performance, and patient
satisfaction of the E1 Tibial bearings concluded in 2021 but did not disclose the results of the
128 Ayala, 569 Fed. App’x. at 245 (citing Alexander, 123 So.3d at 714).
129 Gasch v. Hartford Acc. & Indem. Co., 491 F.3d 278, 281 (5th Cir. 2007).
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studies to the public.”130 Plaintiff here has sufficiently alleged the third element of a negligence
claim against Baffes, that Baffes concealed the defect from Plaintiff.131
The Fifth Circuit has cautioned that the district court is “not to conduct a mini-trial” of the
plaintiff’s claims, but must only determine whether there is a possibility that the plaintiff had set
forth a valid cause of action against the allegedly improperly joined defendant.132 As the Fifth
Circuit has further instructed, the Court need not assess “whether the plaintiff will actually or even
probably prevail on the merits of the claim,” but only determines whether there is “a possibility
that the plaintiff might do so.”133 Here, Plaintiff has a reasonable possibility of recovery against
Baffes and Boneafide, as he has sufficiently plead all three elements of a negligence claim against
Baffes and Boneafide.
In “rare” cases—where the plaintiff survives a Rule 12(b)(6) analysis but “misstate[s] or
omit[s] discrete facts that would determine the propriety of joinder”—a district court “may, in its
discretion, pierce the pleadings and conduct a summary inquiry.”134 Stated differently, the Court
may end the inquiry and remand the case once the Plaintiff survives a Rule 12(b)(6) analysis.135
That is true even when the Plaintiff misstates or omits discrete facts that would determine the
propriety of joinder.136 As discussed above, Plaintiffs survive a Rule 12(b)(6) analysis because the
130 Rec. Doc. 1-1 at 4.
131 Ayala, 569 Fed. App’x. at 245 (citing Alexander, 123 So.3d at 714).
132 McKee, 358 F.3d at 336 (citation omitted)).
133 Guillory, 434 F.3d at 308–09.
134 Vigne v. Cooper Air Freight Servs., No. 19-1213, 2019 WL 2710502, at *4 (E.D. La. June 28, 2019)
(quoting Smallwood, 385 F.3d at 573) (emphasis added).
135 See Cumpian v. Alcoa World Alumina, L.L.C., 910 F.3d 216, 220 (5th Cir. 2018).
136 See id.
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Petition adequately pleads negligence claims against Baffes and Boneafide. Therefore, the Court
need not conduct a summary inquiry. Remand is appropriate.
V. Conclusion
Based on the foregoing, the Court finds that Zimmer Biomet have not carried their “heavy
burden” of showing that Plaintiff cannot state a claim against Baffes and Boneafide.'°’ Zimmer
Bioment have not demonstrated that this case falls within the “narrow exception” to the complete
diversity requirement of improper joinder.'** Therefore, the Court concludes that remand of the
above-captioned matter pursuant to 28 U.S.C. § 1447(c) is proper, and grants Plaintiff's motion to
remand.
Accordingly,
IT IS HEREBY ORDERED that Plaintiff James Daniels’ “Motion to Remand”! is
GRANTED. The case is hereby remanded to the Civil District Court for the Parish of Orleans.
NEW ORLEANS, LOUISIANA, this 12th day of January, 2024.
NANNETTE JOLIV E BROWN
CHIEF JUDGE
UNITED STATES DISTRICT COURT
37 Smallwood, 385 F.3d at 574.
88 McDonal, 408 F.3d at 183.
39 Rec. Doc. 8.
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