noting that a motion to reconsider is “not the proper vehicle for rehashing evidence, legal theories, or arguments that could have been offered or raised before the entry of [the order].”
How later courts described this case
- noting that a motion to reconsider is “not the proper vehicle for rehashing evidence, legal theories, or arguments that could have been offered or raised before the entry of [the order].”
- finding no Canter liability despite that the employee defendant had “contact with [the decedent] on a daily basis”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF LOUISIANA
TERRI CAMBRE, ET AL. CIVIL ACTION
VERSUS NO. 21-1067
UNION CARBIDE CORPORATION, SECTION “R” (1)
ET AL.
ORDER AND REASONS
Before the Court is plaintiffs’ motion for reconsideration of the Court’s
October 18, 2021 denial of plaintiffs’ motion to remand.1 Defendants, The
Dow Chemical Company (“Dow”) and Union Carbide Corporation (“Union
Carbide”), oppose the motion.2 For the following reasons, the Court denies
plaintiffs’ motion.
I. BACKGROUND
This case arises out of alleged exposure to ethylene oxide (“EtO”) near
a petrochemical plant in Hahnville, Louisiana (the “facility”), owned and
operated by defendants Dow and Union Carbide.3 Plaintiffs are seven
Louisiana residents who live, or previously lived, within five miles of the
1 R. Doc. 41.
2 R. Doc. 42.
3 R. Doc. 1-1 ¶ 1.
facility,4 and who have contracted breast cancer allegedly because of
unknowing exposure to dangerous levels of EtO emitted by the facility.5
On April 26, 2021, plaintiffs filed suit in the Civil District Court for the
Parish of St. Charles, alleging that inhalation of EtO emitted from the facility
was a substantial factor in causing plaintiffs’ breast cancer.6 In their
complaint, plaintiffs named as defendants Dow and Union Carbide,7 as well
as five individual defendants (the “employee defendants” or the
“employees”): Jackie Yaworski,8 Jorge Cerame,9 Donald Eastepp,10 Brian
Eiler,11 and Michael Faulkner.12 Plaintiffs alleged that the employee
defendants were designated as Responsible Officials (“ROs”) who provided
emissions information to state regulators at the Louisiana Department of
Environmental Quality (“LDEQ”), and who knew or should have known that
the facility was emitting unsafe levels of EtO into the surrounding
4 Id. ¶¶ 12-18, 72-77.
5 Id. ¶¶ 1, 7-8.
6 Id. ¶¶ 1-9.
7 Id. ¶¶ 19-20.
8 Id. ¶ 21.
9 Id. ¶ 22.
10 Id. ¶ 23.
11 Id. ¶ 24.
12 Id. ¶ 25.
community.13 Plaintiffs alleged negligence14 and civil battery15 against the
five employee defendants. Four of the five employee defendants are
residents of Louisiana.16
On June 2, 2021, defendants Dow and Union Carbide removed the case
to federal court, contending that the non-diverse employee defendants were
improperly joined, and that, therefore, this Court has diversity jurisdiction
under 28 U.S.C. § 1332.17
On June 29, 2021, plaintiffs moved to remand the case to state court.18
They argued that the employee defendants were not improperly joined
because plaintiffs have shown a possibility of recovery against the employee
defendants under Louisiana law.19 They contended that, because the in-state
13 Id. ¶¶ 52-63.
14 Id. ¶¶ 97-101 (“Count 4 – Negligence of Jackie Yaworski”); id. ¶¶ 108-
112 (“Count 6 – Negligence of Jorge Cerame); id. ¶¶ 119-123 (“Count 8
– Negligence of Don Eastepp); id. ¶¶ 130-134 (“Count 10 – Negligence
of Brian Eiler); id. ¶¶ 141-145 (“Count 12 – Negligence of Michael
Faulkner).
15 Id. ¶¶ 102-107 (“Count 5 – Civil Battery by Jackie Yaworski”); id.
¶¶ 113-118 (“Count 7 – Civil Battery by Jorge Cerame); id. ¶¶ 124-129
(“Count 9 – Civil Battery by Don Eastepp); id. ¶¶ 135-140 (“Count 11 –
Civil Battery by Brian Eiler); id. ¶¶ 146-151 (“Count 13 – Civil Battery
by Michael Faulkner).
16 See id. ¶¶ 21-25. Defendant Michael Faulkner attested in an affidavit
that he now lives in Texas. R. Doc. 32-8 ¶ 2.
17 R. Doc. 1 ¶¶ 14-23.
18 R. Doc. 21.
19 R. Doc. 21-1 at 8-17.
employee defendants were properly joined, the parties in the case are not
completely diverse, and the Court should therefore remand for lack of
subject-matter jurisdiction.20 Defendants Dow and Union Carbide opposed
the motion to remand, and argued that the five employee defendants were
improperly joined, and should be dismissed.21
On October 18, 2021, the Court denied the motion to remand, and
dismissed plaintiffs’ claims against the five employee defendants.22
On November 4, 2021, plaintiffs filed a motion for reconsideration of
the Court’s denial of the motion to remand.23 They contend that the Court’s
Order and Reasons denying remand contained multiple legal errors, and the
motion should therefore be reconsidered.24 Defendants Dow and Union
Carbide oppose the motion.25
The Court considers the motion below.
20 Id. at 6, 19.
21 R. Doc. 32.
22 R. Doc. 38.
23 R. Doc. 41.
24 R. Doc. 41-1.
25 R. Doc. 42.
II. LEGAL STANDARD
The Fifth Circuit has consistently recognized that parties may
challenge a court’s order under Rules 54(b), 59(e), or 60(b). Reyes v. Julia
Place Condo. Homeowners Ass’n, Inc., No. 12-2043, 2016 WL 4272943, at
*2 (E.D. La. Aug. 15, 2016) (collecting cases). “Rules 59 and 60, however,
apply only to final judgments.” Id. (citing S. Snow Mfg. Co., Inc. v.
Snowizard Holdings, Inc., 921 F. Supp. 2d 548, 563-64 (E.D. La. 2013)). If
a party seeks reconsideration of an order that adjudicates fewer than all the
claims among all the parties, then Rule 54(b) controls.
Here, plaintiffs seek reconsideration of an interlocutory order that
denied remand, and dismissed some, but not all, of the defendants from this
case. Accordingly, Rule 54(b) is the appropriate standard under which to
evaluate the motion. See Adams v. Columbia/HCA of New Orleans, Inc.,
No. 20-3030, 2021 WL 809372, at *1 (E.D. La. Mar. 3, 2021) (applying Rule
54(b) to plaintiff’s motion to reconsider the court’s order granting a Rule
12(b)(6) motion to dismiss that dismissed some but not all of plaintiff’s
claims); Butler v. Denka Performance Elastomer LLC, No. 18-6685, 2019
WL 697164, at *1 (E.D. La. Feb. 20, 2019) (applying Rule 54(b) to a motion
for reconsideration of the denial of plaintiff’s motion to remand); Hill v.
Travelers Indem. Co., No. 11-4146, 2012 WL 12895265, at *1 (S.D. Tex. Sept.
5, 2012) (same).
Rule 54(b) provides that an order that adjudicates fewer than all of the
claims among all of the parties “may be revised at any time” before the entry
of a final judgment. Fed. R. Civ. P. 54(b). As Rule 54 recognizes, a district
court “possesses the inherent procedural power to reconsider, rescind, or
modify an interlocutory order for cause seen by it to be sufficient.” Melancon
v. Texaco, 659 F.2d 551, 553 (5th Cir. 1981). Under Rule 54(b), the court “is
free to reconsider and reverse its decision for any reason it deems sufficient,
even in the absence of new evidence or an intervening change in or
clarification of the substantive law.” Austin v. Kroger Tex., L.P., 864 F.3d
326, 336 (5th Cir. 2017). Although reconsideration under Rule 54(b) is
within the trial court’s broad discretion, reconsideration “is not provided
indiscriminately whenever some party may wish it,” as judges “must protect
themselves and the other parties against the delays and burdens that could
be imposed by yielding to simple disappointment or a deliberate desire to
inflict delay and burden.” See 18B Wright & Miller, Fed. Prac. & Proc.
§ 4478.1 (3d ed. 2021); Calpetco 1981 v. Marshall Expl., Inc., 989 F.2d 1408,
1414-15 (5th Cir. 1993).
Reconsideration of an interlocutory order under Rule 54(b) is less
stringent than reconsideration of judgments under Rule 59(e). Austin, 864
F.3d at 336. But “[a]lthough a less exacting standard applies, courts look to
similar considerations as those it considers when evaluating Rule 59(e)
motions.” Edwards v. Take Fo’ Records, Inc., No. 19-12130, 2020 WL
3832606, at *11 & n.12 (E.D. La. July 8, 2020); see also Pierce v. Kellogg
Brown & Root, Inc., No. 15-6585, 2017 WL 2082947, at *1 (E.D. La. May 15,
2017). A motion to reconsider is “not the proper vehicle for rehashing
evidence, legal theories, or arguments that could have been offered or raised
before the entry of [the order].” Templet v. HydroChem Inc., 367 F.3d 473,
478-79 (5th Cir. 2004).
III. DISCUSSION
Plaintiffs argue that the Court should reconsider its October 18, 2021
Order and Reasons denying remand and dismissing the employee
defendants because the Court: (i) failed to recognize that, under Louisiana
law, the employee defendants “may” have a personal duty to these plaintiffs,
thereby supporting plaintiffs’ dismissed negligence claims;26 (ii) misapplied
the improper-joinder framework of Smallwood v. Illinois Central Railroad
26 R. Doc. 41-1 at 2-4.
Co., 385 F.3d 568 (5th Cir. 2004);27 (iii) erroneously dismissed plaintiffs’
civil-battery claims against the employee defendants;28 and (iv) erroneously
applied the improper-joinder doctrine to Texas defendant Michael Faulkner,
resulting in his dismissal from the case.29 The Court addresses each of
plaintiffs’ contentions in turn. In so doing, the Court assumes the parties’
familiarity with its October 18, 2021 Order and Reasons.30
A. Personal Duty
First, the Court rejects plaintiffs’ renewed attempt to argue that the
employee defendants owed a personal duty to these plaintiffs for the
purposes of liability under Canter v. Koehring Co., 283 So. 3d 716 (La. 1973).
In its remand order, the Court gave no fewer than four distinct reasons why
plaintiffs were unable to show that such a duty was owed. Those reasons
were that: (1) Dow and Union Carbide did not, as required under Canter,
delegate relevant safety duties to the employee defendants by designating
them as ROs; (2) plaintiffs alleged no facts indicating that the employee
defendants had actual knowledge of the cited health risks; (3) the plaintiffs
27 Id. at 10-15.
28 Id. at 5-8.
29 Id. at 8-9.
30 R. Doc. 38.
were non-employees of the facility who were injured off the facility’s
premises; and (4) the employee defendants had never met any of the
plaintiffs.31
In seeking reconsideration, plaintiffs focus on the latter two reasons.
That they are unable to marshal legal authority or any other argumentation
challenging the Court’s first two reasons is grounds enough to deny their
motion for reconsideration. Nonetheless, the Court proceeds to address, and
reject, the substance of plaintiffs’ arguments regarding the other two
reasons: that the employee defendants had no personal contact with the
plaintiffs, and that the plaintiffs were non-employees injured off the
premises.
To the extent that the Court’s opinion denying remand could be read
to hold that there can never be a duty in the absence of personal contact, or
if the injury occurs off the employer’s premises, the Court acknowledges that
there is authority to the contrary. But, for the following reasons, these
authorities do not undermine the Court’s conclusion in this case, that these
employee defendants did not owe a personal duty to these plaintiffs.
First, on the issue of personal contact, the Court’s Order cited Kemp v.
CTL Distribution, Inc., 440 F. App’x 240 (5th Cir. 2011), which in turn
31 Id. at 11-18.
quoted the Louisiana Supreme Court in Esco v. Smith, 468 So. 2d 1169 (La.
1985) for the proposition that, for personal liability to attach under Canter,
the employee defendant must have had some personal contact with and
responsibility toward the injured plaintiff. Kemp, 440 F. App’x at 246
(quoting Esco, 468 So. 2d at 1175). Plaintiffs urging reconsideration contend
that the Fifth Circuit erred in Kemp when it cited Esco, because Esco involved
an older body of law regarding “executive officer” liability, under which
injured employees could sue their co-employed managers or supervisors for
injuries sustained in the course of their work.32 In 1976, Louisiana’s workers’
compensation law was amended to foreclose these suits, except for
intentional tort claims. See La. Rev. Stat. § 23:1032. Plaintiffs argue that
Esco’s “jurisprudential rule” requiring personal contact and responsibility
toward the injured claimant was thus “mooted.”33
But plaintiffs cite no authority for this proposition. They baldly assert
that Esco was “superseded” as of 1976, and that the Fifth Circuit was wrong
to cite it for the “personal contact” factor in 2011. But even though executive-
officer suits by co-employees were abrogated in 1976, it does not follow that
the personal-contact consideration shares the same fate. Notwithstanding
32 R. Doc. 41-1 at 3.
33 Id.
the 1976 amendment, the Court’s Canter inquiry remains focused on
whether the employee defendants owed and breached a duty that was
personal to the injured plaintiffs. Whether those people ever met is relevant
to that analysis. Consistent with this notion, Kemp and other Canter cases
illustrate that the nature of the contact, if any, between the employee
defendants and the plaintiff(s) is a factor that may be taken into account in
the duty analysis. See, e.g., Kemp, 440 F. App’x at 246 (finding no Canter
liability despite that the employee defendant had “contact with [the
decedent] on a daily basis”); Sam v. Genesis Behav. Hosp., Inc., 255 So. 3d
42, 50 (La. App. 3 Cir. 2018) (“[E]ven if [the employee defendant] handled
the clinical aspects of the facility and had some personal contact with the
clients, Plaintiff offered no evidence to support her contention that [the
employee defendant] assumed a duty to protect [those] clients from assaults
from other clients.” (emphasis added)).
Here, in its remand order, the Court found that the total absence of
contact between the employee defendants and the plaintiffs constituted yet
another reason why plaintiffs would be unable to show that the employees
owed them a personal duty. That reasoning is not undermined by the 1976
amendment to Louisiana’s workers’ compensation law. The Court’s citation
to Kemp and Esco does not warrant reconsideration of the remand order.
Second, as to the undisputed fact that these plaintiffs are non-
employees injured off the employer’s premises, the Court finds no reason to
reconsider its remand order. In their motion for reconsideration, plaintiffs
cite four cases that they contend undermine the Court’s finding that an off-
premises injury weighs against a finding of personal duty. As an initial
matter, in each of plaintiffs’ cited cases, the respective court merely granted
remand, and/or declined to dismiss certain claims, because plaintiffs in
those cases had shown a possibility of recovery under Canter, based on the
specific facts alleged. See Ford v. Elsbury, 32 F.3d 931 (5th Cir. 1994);
Garrett v. AEP River Operations, LLC, No. 15-5562, 2016 WL 945056 (E.D.
La. Mar. 14, 2016); Davis v. Omega Refining, LLC, No. 15-518, 2015 WL
3650832 (E.D. La. June 11, 2015); Turner v. Murphy Oil USA, Inc., No. 05-
45206, 2007 WL 4233676 (E.D. La. Nov. 28, 2007). But finding that certain
facts, if proven, might establish a personal duty, is not the same as finding
that a personal duty was owed.
Furthermore, even construing these cases as favorably as possible to
plaintiffs, the facts in each case—two of which were already discussed in the
Court’s remand order—are crucially different from the facts presented here.
For instance, in Davis, plaintiffs alleged that the defendants, including a
plant manager sued individually, “failed to prevent frequent, foreseeable,
and preventable breakdowns” at the facility, and, “along with the improper
functioning of refinery equipment, violated [their] hourly permit emission
limits for” multiple chemicals. 2015 WL 3650832, at *1. Plaintiffs further
alleged that the facility “concealed and misrepresented information” to
LDEQ; “neglected to disclose a new un-permitted point-source altogether—
inevitably resulting in the direct emissions of harmful pollutants without any
measure of protection for the surrounding community;” and caused certain
unpermitted discharges that went unreported to the proper authorities. Id.
In denying the plant manager’s motion to dismiss, the court found that more
discovery was warranted as to the potential liability of the manager, who was
an RO, and who testified that she was a “liaison for the plant with [LDEQ].”
Id. at *4. There was thus a clear nexus between plaintiffs’ alleged violations
and the substance of the plant manager’s role. Here, there are no allegations
that the employee defendants made misrepresentations or omissions in their
submissions to LDEQ, nor that they failed to report any unauthorized
discharges from the facility. The significant differences between the
allegations here and those in Davis make Davis unpersuasive.
In plaintiff’s other three cases, evidence of the employee defendants’
actual, personal knowledge of the risks favored a finding that the plaintiffs
might be able to establish that a personal duty was owed. Specifically, Ford,
Garrett, and Turner all involved factually substantial allegations that the
employee defendants had personal knowledge of the relevant hazards, and
had disregarded the risk. In Ford, a case involving an explosion caused by a
rupture of the plant’s urea reactor, employees had testified that they had
complained of a leaky reactor and an unsafe work area, that management
had not acted, and that the plant-manager defendant had said, “[s]ometimes
you have to overlook safety to get the job done.” 32 F.3d at 939. Similarly,
in Garrett, plaintiffs allegedly injured by nearby sandblasting operations had
lodged complaints about the harmful practice with the employee defendant,
and the employee did not remedy the situation. 2016 WL 945056, at *4. And
in Turner, an oil-spill case involving allegations that the employee defendant
did not follow the refinery’s protocol for flood risk, the employee defendant
testified that he was aware of the relevant flood protocol, that he understood
the rationale behind the protocol, that he knew the risks posed by possible
flooding at the refinery, and that, before the relevant incident, he was “aware
of the potential for flooding.” 2007 WL 4233676, at *3-4. Facts like these,
indicating that an employee defendant had personal knowledge of the hazard
that ultimately caused the plaintiffs’ injuries, are significant for the purposes
of Canter liability. As the Fifth Circuit has explained, “[a] supervisor’s
knowledge of the dangers present ‘could give rise to the personal duty
contemplated in Canter.’” Ford, 32 F.3d at 936 (quoting Hayden v. Phillips
Petroleum Co., 788 F. Supp. 285, 287 (E.D. La. 1992)). As discussed in the
Court’s remand order, plaintiffs here have alleged no facts of this kind. What
these cases stand for, at most, is that an off-premises injury does not alone
preclude liability if other factors favor the existence of a personal duty. For
these reasons, the cases that plaintiffs cite do not warrant reconsideration of
the Court’s findings that it was proper to consider in its duty analysis that
plaintiffs’ injuries occurred off-premises, or that the off-premises location of
plaintiffs’ injuries weighs against a finding of personal duty.
Because plaintiffs’ Canter arguments fail, and because the Court’s
other reasoning on the duty question remains unchallenged, the Court denies
plaintiffs’ request to reconsider its finding that the employee defendants did
not owe a personal duty to plaintiffs for the purposes of Canter liability.
B. Improper Joinder
Second, the Court rejects plaintiffs’ arguments regarding the Court’s
improper-joinder analysis. Plaintiffs argue that the Court erred by
(i) piercing the pleadings to consider the employee defendants’ declarations,
(ii) failing to consider certain “unchallenged factual allegations” in the
complaint, (iii) failing to draw “reasonable inferences from the facts alleged”
in the complaint, and (iv) “appear[ing]” not to have considered the sworn
permit applications that plaintiffs attached to their reply memorandum.34
These arguments lack merit. The Court properly considered the
employee defendants’ sworn declarations, attesting to certain discrete facts
that would preclude plaintiffs’ recovery, including, for instance, that the
employee defendants’ “‘sole responsibility’ as ROs, as to emissions levels,
was ‘certifying the accuracy of [Union Carbide]’s regulatory submissions.’”35
These statements, coupled with the regulatory definition of an RO, and the
insufficiency of plaintiffs’ factual allegations regarding the employee
defendants’ RO status and job responsibilities, persuaded the Court that Dow
and Union Carbide did not, for Canter purposes, delegate any relevant duty
to the employee defendants. The Court’s other citations to the declarations
served a similar purpose: to further illustrate, alongside plaintiffs’ factually
vacant allegations in the complaint, that their Canter theory was meritless.
And in any case, the Court already considered plaintiffs’ objections to these
declarations in their original briefing on the motion to remand. The Court
declines to rehear those arguments on the present motion.
34 R. Doc. 41-1 at 10.
35 R. Doc. 38 at 11.
The Court also rejects plaintiffs’ contentions that the Court failed to
consider, or to draw reasonable inferences from, the factual allegations in the
complaint. The Court cited extensively to plaintiffs’ complaint, and found it
factually wanting. And the “facts” that plaintiffs re-urge at this stage were
either considered and found inadequate to state a claim, or are indeed legal
conclusions couched as factual allegations. See Ashcroft v. Iqbal, 556 U.S.
662, 678 (2009).
Finally, plaintiffs protest that the Court did not cite in its remand order
the permit applications that plaintiffs attached to their reply brief. But the
Court found these exhibits to be useless for the remand motion. The
documents merely indicate that the employee defendants submitted permit
applications, and that they certified that they met the regulatory criteria to
be ROs.36 But there is no dispute that the employee defendants were ROs,
that they submitted permit applications, and that they purportedly satisfied
the regulatory criteria. The documents therefore do nothing to salvage
plaintiffs’ RO theory. And that the Court did not cite them in its order
denying remand does not warrant reconsideration.
36 See, e.g., R. Doc. 35-2 at 23 (Certification of Compliance with
Applicable Requirements, signed by Jackie Yaworski) (June 8, 2020).
C. Battery Claims
Third, the Court rejects plaintiffs’ arguments regarding the dismissal
of their battery claims. In opposing remand, defendants Dow and Union
Carbide explicitly argued that plaintiffs had not stated a claim for civil
battery, with citations to case authority.37 Of course, defendants were
prudent to do so—their removal to federal court was premised on the
improper joinder of the employee defendants. If plaintiffs had shown a
possibility of recovery against any of the nondiverse employees, under any
theory of liability, then joinder was not improper, and the case would have
had to be remanded for lack of diversity. Accordingly, defendants sought
dismissal of plaintiffs’ civil-battery claims. Plaintiffs, in reply, did not
dedicate one word to their expressly challenged battery claims. This 54(b)
motion is not the proper vehicle for these belated arguments. Cf. Templet,
367 F.3d at 478-79 (noting that a motion to reconsider is “not the proper
vehicle for rehashing evidence, legal theories, or arguments that could have
been offered or raised before the entry of [the order].”).
Regardless, plaintiffs have not shown that the Court’s conclusion was
erroneous. Plaintiffs challenge the Court’s statement that it was unaware of
any Louisiana case law recognizing the viability of a claim of battery by
37 R. Doc. 32 at 11 n.4.
omission. In support of their argument, plaintiffs cite three cases: Swope v.
Columbian Chemicals Co., 281 F.3d 185 (5th Cir. 2002), Mulkey v. Century
Indemnity Co., No. 2016-1119, 2017 WL 1378234 (La. App. 1 Cir. 2017), and
Nase v. Teco Energy, 347 F. Supp. 2d 313 (E.D. La. 2004). The Court
welcomes plaintiffs’ belated research, which would have been useful had it
been supplied in the original briefing. The Court further acknowledges that
two of these cases, Swope and Mulkey, could be read to support the view that
a failure to act, under circumstances where the non-actor knows that
imminent and direct harm will result from his inaction, could amount to
battery under Louisiana law. But this does not rectify plaintiffs’ theory as
alleged here. As explained in the Court’s remand order, plaintiffs’ complaint
merely recites the elements of civil battery in a conclusory fashion, with no
discernible factual content.
At any rate, the cases that plaintiffs cite do not change this Court’s prior
conclusion that plaintiffs have not stated a battery claim. In Swope, 281 F.3d
185, the Fifth Circuit reversed summary judgment as to plaintiff’s battery
claims because the record indicated that plaintiff’s employer, Columbian,
continually required [plaintiff] to breathe ozone without
protective respiratory equipment throughout his nine
years and some months of employment. Columbian in this
manner repeatedly caused him and other employees to
breathe levels of ozone high enough to cause them
respiratory discomfort, “choke ups,” nausea, headaches,
and chest pains. On at least three occasions, employees
other than Mr. Swope had passed out from breathing too
much ozone and had been taken to hospital emergency
rooms or given oxygen on the plant premises. Many other
times, employees had to flee the immediate vicinity in
which they were working because the ozone level had
become intolerable. In fact, from the deposition testimony,
it appears that the only safety instruction Columbian ever
gave to Mr. Swope and his fellow employees for dealing
with such levels of ozone was to vacate the area of excessive
concentration of ozone, get some fresh air, and return to
work when feeling better.
Id. at 194. The Fifth Circuit held that this evidence could lead a
reasonable jury to find that defendant “knew to a substantial certainty that it
was continually exposing [plaintiff] to high levels of ozone without affording
him the protection of any respiratory safeguard,” and that “his direct
inhalations of such large quantities of ozone would do gradual, but definite
and repeated, bodily harm to him.” Id. at 201. Defendants’ inaction was akin
to recklessness or deliberate indifference. Plaintiffs here have alleged no
facts that even remotely resemble these facts supporting a battery claim in
Swope.
Similarly, in Mulkey, 2017 WL 1378234, the Louisiana First Circuit
Court of Appeal reversed the trial court’s dismissal of plaintiffs’ battery
claims because plaintiffs had “elaborate[d] in articulated detail individuals
at Exxon who were aware of problems with benzene exposure and the dates
of their knowledge.” Id. at *3. As explained at length in the Court’s remand
order, plaintiffs here have asserted no specific facts to this effect.
Finally, this Court’s opinion in Nase, 347 F. Supp. 2d 313, is
inapplicable. There, the sole basis of defendants’ assertion that plaintiff had
not stated a claim for an intentional tort was that plaintiff said at his
deposition that he did not know whether the individual defendant “intended
to hurt” him, and that plaintiff did not experience personal apprehension
that the individual defendant was trying to hurt him. Id. at 321-22. The
Court noted that these statements are not fatal to a battery claim, because an
act can be “intentional” so long as the person who acts “knows that the result
is substantially certain to follow from his conduct.” Id. at 322. The basis of
defendants’ argument was therefore legally meritless. Here, the Court
explained and considered the elements of battery under Louisiana law, and
found that plaintiffs had not stated a claim.
None of plaintiffs’ cited cases warrant reconsideration of the Court’s
remand order. The Court denies reconsideration as to the dismissal of
plaintiffs’ civil-battery claims.
D. Dismissal of Michael Faulkner
Fourth and finally, the Court declines to reconsider its dismissal of
plaintiffs’ claims against Michael Faulkner. Plaintiffs urging reconsideration
assert that the improper-joinder doctrine does not apply to Faulkner,
because he is a diverse defendant. Be that as it may, plaintiff lodged identical
allegations against the five employee defendants, and this Court found that,
under Smallwood’s improper-joinder standard, plaintiffs had shown no
possibility of recovery against those defendants. For the same reasons, the
Court found that plaintiffs had not stated a viable claim against Michael
Faulkner. Irrespective of the applicability of the improper-joinder doctrine,
his dismissal was proper. As the Fifth Circuit has explained, “[a] district
court may consider the sufficiency of a complaint on its own initiative, ‘as
long as the procedure employed is fair,’” which generally requires notice and
the opportunity to respond. Hager v. DBG Partners, Inc., 903 F.3d 460, 464
(5th Cir. 2018) (citations omitted). Here, defendants’ removal and plaintiffs’
motion to remand placed squarely at issue the viability of plaintiffs’ claims
as to all employee defendants. Plaintiffs had clear notice and an opportunity
to be heard on the possible dismissal of their claims against the employee
defendants. And nowhere in their briefing did plaintiffs attempt to
distinguish their factual allegations against Faulkner from their allegations
against the in-state employee defendants. Accordingly, once the Court
concluded that plaintiffs’ claims against the in-state employee defendants
must be dismissed, “it would [have] be[en] ‘incongruous’ and ‘unfair’ to allow
[those] defendants to prevail, while not providing the same benefit to”
Faulkner, a “similarly situated defendant[].” Lewis v. Lynn, 236 F.3d 766,
768 (5th Cir. 2001) (citing Gulf Coast Fans, Inc. v. Midwest Elec. Importers,
Inc., 740 F.2d 1499, 1512 (11th Cir. 1984)); see also Davis v. Ducote, No. 14-
84, 2014 WL 6982427, at *1 & n.1 (W.D. La. Dec. 9, 2014) (granting one
defendant’s motion to dismiss and allowing a non-moving defendant to
benefit from the dismissal).
Relatedly, plaintiffs’ attempt to invoke the “common defense” rule
fails. Though the rule’s relevance to plaintiffs’ contentions regarding
Faulkner’s dismissal is unclear, the Court nonetheless addresses the
argument. Under the “common defense” corollary to the improper-joinder
doctrine, “if the showing of no possibility of recovery against the local
defendant applies equally to all defendants, a remand [is] the appropriate
disposition . . . .” McDonal v. Abbott Labs., 408 F.3d 177, 184 (5th Cir. 2005)
(emphasis added). The principle underlying this rule is that, if the common
defense disposes of all claims against all defendants, then the issue is not
with joinder, but with the merits of the claims. See id. at 183. But the Fifth
Circuit has been clear that, if “the common defense proffered would not
dispose ‘of every claim against every defendant, [the district court] should
continue to deny remand and proceed with the proper disposition of the
case.” Id. at 184 (citing Rainwater v. Lamar Life Ins. Co., 391 F.3d 636, 638
(5th Cir. 2004)). Here, the asserted defense is common only to the employee
defendants, and not to the corporate defendants, Dow and Union Carbide.
Because this defense does not “appl[y] uniformly to all defendants” or result
in the “dismiss[al] [of] the suit as a whole,” id., the “common defense”
doctrine has no application.
Accordingly, the Court declines to reconsider its dismissal of plaintiffs’
claims against Michael Faulkner.
IV. CONCLUSION
For the foregoing reasons, plaintiffs’ motion to reconsider is DENIED.
New Orleans, Louisiana, this 7th _ day of March, 2022.
phere Vane
SARAH S. VANCE
UNITED STATES DISTRICT JUDGE
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