Opinion

Frakes v. Dodd

Court
District Court, S.D. Illinois
Filed
Nov 13, 2023
Cited by
0 cases
Authority
More cited than 21.3%

“Section 1983 does not establish a system of vicarious responsibility. Liability depends on each defendant’s knowledge and actions, not on the knowledge or actions of the persons they supervise.”

How later courts described this case

  • “Section 1983 does not establish a system of vicarious responsibility. Liability depends on each defendant’s knowledge and actions, not on the knowledge or actions of the persons they supervise.”
  • it is appropriate to dismiss a defendant if he is named, but there is no sufficient allegation of personal involvement
  • an action fails to state a claim upon which relief can be granted if it does not plead “enough facts to state a claim that is plausible on its face”

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE SOUTHERN DISTRICT OF ILLINOIS

WILLIAM L. FRAKES, )

Y56729, )

)

Plaintiff, )

)

vs. )

) Case No. 23-cv-2963-MAB

RACHEL DODD, )

WEXFORD MEDICAL GROUP, )

SARGENT WARREN, )

C/O HECKLER, )

C/O JOHNSON, )

)

Defendants. )

MEMORANDUM & ORDER

BEATTY, Magistrate Judge:

Plaintiff William L. Frakes, an inmate of the Illinois Department of Corrections

(IDOC) currently detained at Robinson Correctional Center (Robinson), brings this civil

rights action pursuant to 42 U.S.C. § 1983 for alleged deprivations of his constitutional

rights (Doc. 1). Specifically, Plaintiff alleges that the defendants failed to protect him by

a severe attack from a fellow inmate, and after his return from the hospital they have

failed to render adequate follow-up care for his injuries.

The Complaint (Doc. 1) is now before the Court1 for preliminary review pursuant

to 28 U.S.C. § 1915A. Under Section 1915A, the Court is required to screen prisoner

1 The Court has jurisdiction to resolve Plaintiff’s motions and to screen his Complaint in light of his consent

to the full jurisdiction of a magistrate judge and the Illinois Department of Corrections’ and Wexford’s

limited consent to the exercise of magistrate judge jurisdiction as set forth in the Memorandums of

Understanding between the Illinois Department of Corrections and Wexford and this Court.

complaints to filter out non-meritorious claims. See 28 U.S.C. § 1915A(a)-(b). Any portion

of a complaint that is legally frivolous, malicious, fails to state a claim upon which relief

may be granted, or asks for money damages from a defendant who by law is immune

from such relief must be dismissed. 28 U.S.C. § 1915A(b). At this juncture, the factual

allegations of the pro se complaint are to be liberally construed. Rodriguez v. Plymouth

Ambulance Serv., 577 F.3d 816, 821 (7th Cir. 2009).

THE COMPLAINT

Plaintiff alleges that on May 20, 2023, he and a fellow inmate (Inmate Lageese) got

into a physical altercation. Defendant C/O Warren responded and told him to return to

his cell. Plaintiff returned to his cell and fell asleep. Plaintiff was awakened by “boiling

bleach, Vaseline, and muscle rub being thrown on his face.” (Doc. 1 at 7). He was then

repeatedly bludgeoned with a hot pot. Immediately after the attack he saw Inmate

Lageese run away with a bloody hot pot.

Defendant Johnson came to his cell and told him to get into a shower to run water

on his burns until more staff could respond. Plaintiff was eventually taken to the

healthcare unit, and he was transported by ambulance to the Robinson hospital. Plaintiff

suffered severe second- and third-degree burns, and he spent almost a month at a burn

unit of an Indianapolis hospital after he was airlifted away from an Illinois hospital.

Plaintiff also had six of his teeth knocked out, and his injuries required eighty staples and

six stitches.

Upon return to Robinson, Plaintiff alleges that he needed follow-up medical care

and physical therapy, but as of August 6, 2023, he had been provided with little to none

of the needed care. He sent frequent requests for care, until eventually he was told not

to send more requests. (Doc. 1 at 9).

After describing the attack and following medical issues, Plaintiff circles back to

the attack. He alleges that in the lead-up to the attack, several critical things happened.

On May 19, 2023, Defendant Heckler was in the process of confiscating a hot pot from

Lageese that he knew had been converted to an improper boiler, but he gave Lageese a

chance to keep it if Lageese snitched on other inmates. Lageese was allowed to keep his

hot pot, though nearly 100 others were confiscated in the weeks following the attack.

He also alleges that in the lead-up to the attack, Lageese was observed in the

dayroom after hours with his ‘associates’ eating a homemade cake. It was also observed

that Lageese had all his property packed up. Affidavits that Plaintiff attached to his

complaint give more context for these allegations. Specifically, other inmates indicate

that Lageese’s behavior of packing his property was a clear sign that Lageese planned to

do something for which he would be relocated, and Lageese actually bragged about his

plans to attack Plaintiff before the attack occurred. Fellow inmates aver that any

correctional officer who walked the unit would have known that something was amiss,

but that at Robinson many officers tended to ignore things to avoid having to fill-out

paperwork.

Based on the allegations in the Complaint, the Court designates the following

count:

Claim 1: Eighth Amendment failure to protect claim against

Defendant Sargent Warren prior to the attack, or against

Defendant Heckler for failing to confiscate Inmate

Lageese’s boiler plate prior to the attack;

The parties and the Court will use these designations in all future pleadings and orders

unless otherwise directed by a judicial officer of this Court. Any claim that is mentioned

in the Complaint but not addressed in this Order is considered dismissed without

prejudice as inadequately pled under Twombly. See Bell Atl. Corp. v. Twombly, 550 U.S.

544, 570 (2007) (an action fails to state a claim upon which relief can be granted if it does

not plead “enough facts to state a claim that is plausible on its face”).

DISCUSSION

To establish a failure to protect claim under the Eighth Amendment, a plaintiff

must allege “(1) that he was incarcerated under conditions posing a substantial risk of

serious harm and (2) that the defendants acted with deliberate indifference to his health

or safety.” Santiago v. Walls, 599 F.3d 749, 756 (7th Cir. 2010). Under the Eighth

Amendment, correctional officials have a constitutional duty to protect inmates from

violence. Farmer v. Brennan, 511 U.S. 825, 844 (1994). But, “prisons are dangerous places.

Inmates get there by violent acts, and many prisoners have a propensity to commit more.”

Grieveson v. Anderson, 538 F.3d 763, 777 (7th Cir. 2008). A failure to protect claim cannot

be predicated “merely on knowledge of general risks of violence in a detention facility.”

Brown v. Budz, 398 F.3d 904, 913 (7th Cir. 2005). Instead, the plaintiff must establish that

“the defendant had actual knowledge of an impending harm easily preventable, so that

a conscious, culpable refusal to prevent the harm can be inferred from the defendant's

failure to prevent it.” Santiago, 599 F.3d at 756. “[N]egligence, or even gross negligence

does not equate to deliberate indifference” and does not state a claim for a violation of

the Eighth Amendment. Johnson v. Dominguez, 5 F.4th 818, 825 (7th Cir. 2021).

Here, Plaintiff does not provide much information about what he might have told

Defendant Warren before the attack, or if Warren should have realized there was a

serious risk, but the affidavits from fellow inmates give context. Other inmates aver that

given Lageese’s behavior in the hours leading up to the attack, any officer should have

realized that there was a serious and imminent threat. As such, Plaintiff will be allowed

to proceed on Claim 1 against Defendant Warren.

Plaintiff’s complaint also suggests that Defendant Heckler created a risk by

allowing Lageese to keep an illegal hot pot that he ultimately used as a weapon. While

this claim is much more attenuated than a traditional failure to protect claim, the Court

will allow Plaintiff to proceed on this claim at this juncture.

By contrast, Plaintiff has not identified a sufficient claim against the other three

defendants—Rachel Dodd (the Warden), Wexford Medical Group, or Officer Johnson.

Johnson was the first one to apparently respond to Plaintiff’s cell, and she directed him

to get in the shower for his burns. An Eighth Amendment claim arising from the denial

of medical care consists of an objective and a subjective component. Berry v. Peterman, 604

F.3d 435, 439–40 (7th Cir. 2010). A plaintiff must show that he suffered from a serious

medical condition (i.e., an objective standard) and also show that each defendant

responded with deliberate indifference (i.e., a subjective standard). Id. To satisfy the

subjective component, a prisoner must demonstrate that an official knew of and

disregarded an excessive risk to inmate health. Greeno v. Daley, 414 F.3d 645, 653 (7th Cir.

2005). There is no indication that Johnson could have done more or should have known

to do differently when she responded to Plaintiff’s cell. It also appears that she escorted

Plaintiff to the medical unit, and he was eventually taken to the hospital. At most, these

facts could perhaps give rise to a negligence claim against Johnson, but not a deliberate

indifference claim.

As to Warden Dodd, Plaintiff does not mention her at all in his complaint. The

mere naming of a defendant, without factual allegations is not sufficient. Naming a

person on the first page of the complaint, without giving any facts about what they

personally did is not sufficient to state a § 1983 claim. See Black v. Lane, 22 F.3d 1395, 1401

n. 8 (7th Cir. 1994) (it is appropriate to dismiss a defendant if he is named, but there is no

sufficient allegation of personal involvement). Additionally, to the extent he tries to hold

Dodd responsible merely as a supervisor of the prison, this theory fails because there is

no respondeat superior liability under § 1983. See, Burks v. Raemisch, 555 F.3d 592, 593-94

(7th Cir. 2009) (“Section 1983 does not establish a system of vicarious responsibility.

Liability depends on each defendant’s knowledge and actions, not on the knowledge or

actions of the persons they supervise.”). Here, Plaintiff has not identified anything that

Defendant Dodd personally did other than hold a supervisory role, so his claims against

Dodd are insufficient.

As for Wexford Medical Group, Wexford is a private corporation that cannot be

held liable under § 1983 unless the constitutional violation was caused by an

unconstitutional policy or custom of the corporation itself. Shields v. Illinois Dept. of

Corrections, 746 F.3d 782, 789 (7th Cir. 2014); see also Monell v. Department of Social Services

of City of New York, 436 U.S. 658 (1978). Thus, under Monell, for Plaintiff to recover from

Wexford, he must show that the alleged constitutional violation was caused by: (1) an

express policy that caused a constitutional deprivation when enforced; (2) a widespread

practice that was so permanent and well-settled that it constituted a custom or practice;

or (3) a person with final policymaking authority. Dean v. Wexford Health Sources, Inc., 18

F.4th 214, 235 (7th Cir. 2021). Plaintiff does not present any allegations that mention

Wexford or identify a harmful policy, practice, or custom, so Wexford is dismissed for

failure to state a claim.

MOTION FOR RECRUITMENT OF COUNSEL

Plaintiff’s Motion for Recruitment of Counsel (Doc. 3) is GRANTED. There is no

constitutional or statutory right to counsel in federal civil cases. Romanelli v. Suliene, 615

F.3d 847, 851 (7th Cir. 2010); see also Johnson v. Doughty, 433 F.3d 1001, 1006 (7th Cir. 2006).

In determining whether to recruit counsel, the Court considers two factors—plaintiff’s

efforts to secure his own counsel, and his competence to represent himself given the

difficulty of the case. See Pruitt v. Mote, 503 F.3d 647, 654 (7th Cir. 2007). Here, Plaintiff

has not provided proof of efforts to secure his own counsel, but he has indicated that

English is not his primary language, and his complaint is understandable, but certainly

not as clear as it could be. Plaintiff alleges that he sustained very serious injuries, and his

complaint suggests that he needs ongoing care. Given the severity of the allegations, and

to promote an efficient resolution of Plaintiff’s claims, the Court finds it best to assign

counsel to assist with this matter. Counsel will be assigned by a separate order.

DISPOSITION

IT IS HEREBY ORDERED THAT Claim 1 of the Complaint (Doc. 1) survives

initial screening as described above against Defendants Sargent Warren and C/O

Heckler. By contrast, Plaintiff failed to state a claim against Defendants Rachel Dodd,

C/O Johnson, or Wexford Medical Group. The Clerk of Court is DIRECTED to

TERMINATE Defendants Rachel Dodd, C/O Johnson, and Wexford Medical Group

because Plaintiff has failed to state a claim against them. The dismissal of these three

Defendants is without prejudice.

The Clerk of Court is DIRECTED to prepare for Defendants Sargent Warren and

C/O Heckler: (1) Form 5 (Notice of a Lawsuit and Request to Waive Service of a

Summons), and (2) Form 6 (Waiver of Service of Summons). The Clerk is DIRECTED to

mail these forms, a copy of the Complaint (Doc. 1), and this Memorandum and Order to

Defendants’ place of employment as identified by Plaintiff. If Defendant fails to sign and

return the Waiver of Service of Summons (Form 6) to the Clerk within 30 days from the

date the forms were sent, the Clerk shall take appropriate steps to effect formal service

on Defendant, and the Court will require Defendant to pay the full costs of formal service,

to the extent authorized by the Federal Rules of Civil Procedure.

If a Defendant cannot be found at the work address provided by Plaintiff, the

employer shall furnish the Clerk with the Defendant’s current work address, or, if not

known, the Defendant’s last-known address. This information shall be used only for

sending the forms as directed above or for formally effecting service. Any documentation

of the address shall be retained only by the Clerk. Address information shall not be

maintained in the court file or disclosed by the Clerk.

Defendants are ORDERED to timely file an appropriate responsive pleading to

the Complaint and shall not waive filing a reply pursuant to 42 U.S.C. § 1997e(g).

Pursuant to Administrative Order No. 244, Defendants need only respond to the issues

stated in this Merits Review Order.

If judgment is rendered against Plaintiff, and the judgment includes the payment

of costs under Section 1915, Plaintiff will be required to pay the full amount of the costs,

regardless of whether his application to proceed in forma pauperis was granted. See 28

U.S.C. § 1915(f)(2)(A).

Plaintiff is ADVISED that he is under a continuing obligation to inform the Clerk

of Court and each opposing party of any address changes; the Court will not

independently investigate his whereabouts. This shall be done in writing and not later

than 7 days after a transfer or other change of address occurs. Failure to comply with this

order will cause a delay in the transmission of court documents and may result in

dismissal of this action for failure to prosecute. FED. R. CIV. P. 41(b).

The Clerk of Court is DIRECTED to enter the standard HIPAA protective order,

because this case will involve the exchange of medical records.

IT IS SO ORDERED.

DATED: November 13, 2023

/s/ Mark A. Beatty

MARK A. BEATTY

United States Magistrate Judge

Notice to Plaintiff

The Court will take the necessary steps to notify the appropriate defendants of

your lawsuit and serve them with a copy of your complaint. After service has been

achieved, the defendants will enter their appearance and file an Answer to the complaint.

It will likely take at least 60 days from the date of this Order to receive the defendants’

Answers, but it is entirely possible that it will take 90 days or more. When all of the

defendants have filed Answers, the Court will enter a Scheduling Order containing

important information on deadlines, discovery, and procedures. Plaintiff is advised to

wait until counsel has appeared for the defendants before filing any motions, to give the

defendants notice and an opportunity to respond to those motions. Motions filed before

defendants’ counsel has filed an appearance will generally be denied as premature.

Plaintiff need not submit any evidence to the Court at his time, unless otherwise directed

by the Court.

The Court wishes to remind the Plaintiff that litigation is often viewed a series of

hurdles that the Plaintiff must clear to get to another hurdle. Initial screening is such a

hurdle, but it is a very low one for the Plaintiff to clear. As noted above, surviving initial

screening only requires the bare statement of a claim that, if proven, could entitle Plaintiff

to some relief. At trial, he will need to prove by a preponderance of evidence that the facts

alleged actually occurred and that those facts satisfy the legal requirements for recovery.

Trial is the highest and most difficult of hurdles for any Plaintiff to clear.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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