finding inmate did not fail to exhaust even though grievance did not contain any names because, while the regulation required offender to name or describe the individual, the grievance form itself did not indicate that a name had to be provided
How later courts described this case
- finding inmate did not fail to exhaust even though grievance did not contain any names because, while the regulation required offender to name or describe the individual, the grievance form itself did not indicate that a name had to be provided
- affirming the dismissal of prison officials where the plaintiff’s grievance failed to mention the officials by name or otherwise implicate them in the alleged constitutional violation
- “[A] judge’s function at summary judgment is not to weigh the evidence and determine the truth of the matter but to determine whether there is a genuine issue for trial.”
- no hearing required where there are “no disputed facts regarding exhaustion, only a legal question”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ILLINOIS
LARRY KORUNKA, )
)
Plaintiff, )
)
vs. ) Case No. 3:21-CV-573-MAB1
)
SCOTT THOMPSON, ANN LAHR, and )
ROB JEFFREYS, )
)
Defendants. )
MEMORANDUM AND ORDER
BEATTY, Magistrate Judge:
This matter is before the Court on the motion for summary judgment on the issue
of exhaustion filed by Defendants Rob Jeffreys, Ann Lahr, and Scott Thompson (Doc. 31;
see also Doc. 32). For the reasons explained below, the motion is granted.
BACKGROUND
In June 2021, Plaintiff Larry Korunka, an inmate with the Illinois Department of
Corrections (“IDOC”), filed this lawsuit pursuant to 42 U.S.C. § 1983 for purported
deprivations of his constitutional rights at Centralia Correctional Center (Doc. 1).
Following a threshold review of the complaint pursuant to 28 U.S.C. § 1915A, Plaintiff
was permitted to proceed on an Eighth Amendment claim against Thompson, Lahr, and
1 This case was assigned to the undersigned for final disposition upon consent of the parties pursuant to
28 U.S.C. §636(c) (see Doc. 25).
Jeffreys for exhibiting deliberate indifference to Plaintiff’s serious medical needs related
to breathing issues (Doc. 9).
Defendants filed their motion for summary judgment on the issue of exhaustion
on November 22, 2021 (Docs. 31, 32). Defendants argue that Plaintiff’s grievances are not
all full exhausted but also none of the grievances name, describe, or identify Defendants
as the target of the grievances (Doc. 32). After receiving a couple lengthy extensions of
time, Plaintiff filed his response in opposition to the motion for summary judgment on
April 22, 2022 (Doc. 38). The Court reviewed both parties’ briefs and determined there
are no issues of fact and a hearing is not necessary.
LEGAL STANDARDS
Summary Judgment
Summary judgment is proper only if the movant shows that there is no genuine
issue as to any material fact and they are entitled to judgment as a matter of law. FED. R.
CIV. P. 56(a). In making that determination, the court must view the evidence in the light
most favorable to, and draw all reasonable inferences in favor of, the nonmoving party.
Apex Digital, Inc. v. Sears, Roebuck & Co., 735 F.3d 962, 965 (7th Cir. 2013) (citation omitted).
Courts generally cannot resolve factual disputes on a motion for summary judgment.
E.g., Tolan v. Cotton, 572 U.S. 650, 656, 134 S. Ct. 1861, 1866, 188 L. Ed. 2d 895 (2014) (“[A]
judge’s function at summary judgment is not to weigh the evidence and determine the
truth of the matter but to determine whether there is a genuine issue for trial.”) (internal
quotation marks and citation omitted). However, when the motion for summary
judgment pertains to a prisoner’s failure to exhaust, the Seventh Circuit has instructed
courts to conduct an evidentiary hearing and resolve contested issues of fact regarding a
prisoner’s efforts to exhaust. Wagoner v. Lemmon, 778 F.3d 586, 590 (7th Cir. 2015) (citing
Pavey v. Conley, 544 F.3d 739 (7th Cir. 2008)). Accord Roberts v. Neal, 745 F.3d 232, 234 (7th
Cir. 2014). Where there are no material factual disputes, an evidentiary hearing is not
necessary. See Doss v. Gilkey, 649 F. Supp. 2d 905, 912 (S.D. Ill. 2009) (no hearing required
where there are “no disputed facts regarding exhaustion, only a legal question”). Here,
there is no material facts in dispute and no hearing is required because, in his response,
Plaintiff did not assert any of his own facts or disagree with any of the facts asserted by
Defendants (see Doc. 38).
Exhaustion
The Prison Litigation Reform Act provides that a prisoner may not bring a lawsuit
about prison conditions unless and until he has exhausted all available administrative
remedies. 42 U.S.C. § 1997e(a); Pavey v. Conley, 663 F.3d 899, 903 (7th Cir. 2011). In order
for a prisoner to properly exhaust his or her administrative remedies, the prisoner must
“file complaints and appeals in the place, and at the time, the prison’s administrative
rules require.” Pozo v. McCaughtry, 286 F.3d 1022, 1025 (7th Cir. 2002); see also Woodford v.
Ngo, 548 U.S. 81, 90 (2006). Exhaustion is an affirmative defense, which the defendants
bear the burden of proving. Pavey, 663 F.3d at 903 (citations omitted).
As an inmate in the IDOC, Plaintiff was required to follow the grievance process
outlined in the Illinois Administrative Code to exhaust his claims. 20 ILL. ADMIN. CODE §
504.800, et seq. (2017). There are slightly different procedures for non-emergency and
emergency grievances. Here, only the procedure for emergency grievances is relevant.
The regulations provide that an inmate may request that a grievance be handled as an
emergency by submitting the request directly to the warden. Id. at § 504.840. If the warden
determines that “there is a substantial risk of imminent personal injury or other serious
or irreparable harm to the [inmate],” then the grievance is processed on an expedited
basis. Id. If the inmate is not satisfied with the warden’s expedited decision, he or she has
thirty days to appeal to the Director of the IDOC by sending the grievance to the
Administrative Review Board (“ARB”). Id. at § 504.850(a). The ARB submits a written
report of its findings and recommendations to the Director. Id. at § 504.850(d). The
Director then makes a final determination of the grievance. Id. at § 504.850(e). For
grievances that were processed as an emergency, the ARB “shall expedite processing” of
the appeal. Id. at § 504.850(f).
FACTUAL BACKGROUND
In the Complaint, Plaintiff alleged that he has difficulty breathing and needs an
oxygen machine (Doc. 1; Doc. 9). Plaintiff alleged that during the COVID-19 pandemic,
Warden Scott Thompson refused to direct the medical department to provide Plaintiff’s
breathing treatments (Doc. 1; Doc. 9). Additionally, Warden Thompson required Plaintiff
to wear an unsanitary face mask that exacerbated his breathing issues (Doc. 1; Doc. 9).
Plaintiff alleged that because he was required to wear an un-sanitary mask and was not
receiving breathing treatments, he suffered from a “lack of air, has a hard time walking
to and from the health care unit, the chow hall, and commissary, and has developed a
very bad cough.” (Doc. 1; Doc. 9). Plaintiff alleged that he filed grievances regarding these
issues that were denied by Ann Lahr (a member of the Administrative Review Board)
and Rob Jeffreys (the Director of the IDOC) (Doc. 1; Doc. 9).
There were purportedly three grievances submitted that were dated March 2, 2020,
February 18, 2021, and March 5, 2021 (Doc. 1, pp. 6–7).
Defendants were unable to find any record of a March 2, 2020 grievance (Doc. 32,
p. 2; see Doc. 32-1; Doc. 32-2; Doc. 32-3; Doc. 32-4; Doc. 32-5). And Plaintiff did not provide
any evidence or argument about this grievance (see Doc. 38).
The grievance dated February 18, 2021 (#21-2-95) was submitted on an emergency
basis (Doc. 32-2, pp. 1–4). Plaintiff indicated that he suffered from various medical
conditions, including C.O.P.D., asthma, Hepatitis C, “PAD,”2 and [Barrett's esophagus],
which he was not being provided adequate treatment for. He stated that his medications
provided little relief and his request for a physical evaluation had been ignored or denied
by the doctor. The warden determined the grievance was an emergency and ordered it
to be addressed on an expedited basis. In order to respond to the grievance, the grievance
officer sought input from the Health Care Unit Administrator (“HCUA”), who indicated
that Plaintiff was seen on February 23, 2021, for his request for pain medication and again
the following day for his chronic conditions, and his treatment plan was reviewed and
revised. The HCUA further stated that if Plaintiff felt his needs had not been resolved, he
should request a nurse sick call visit or contact her for further clarifications of his current
orders. Based on the information received, the grievance officer determined that
2 “PAD” may stand for peripheral artery disease.
Plaintiff’s medical concerns were being addressed and recommended that the grievance
be denied. The warden concurred with the recommendation and denied the grievance on
March 8, 2021. The grievance and the warden’s response were returned to Plaintiff (see
Doc. 32-3; Doc. 32-4, p. 2), but Plaintiff admitted he did not appeal this grievance to the
ARB, claiming there was no need to do so because he would be taken care of at nurse sick
call (Doc. 38, p. 2).
The grievance dated March 5, 2021 (#21-3-44) was submitted on an emergency
basis (Doc. 32-1). Plaintiff indicated that he was sent by security staff to the Health Care
Unit on March 2, 2021, because he was having difficulty breathing but he was denied a
breathing treatment again. The warden determined the grievance was an emergency and
ordered it to be addressed on an expedited basis. In order to respond to the grievance,
the grievance officer sought input from the HCUA, who indicated that Plaintiff was seen
on March 2nd by a nurse and his exam was stable. Furthermore, Plaintiff did not have a
nebulizer treatment ordered so the nurse could not give him one. The nurse did not think
she needed to call the doctor given that Plaintiff was stable and she instead scheduled
Plaintiff for a follow-up with the doctor, who saw him on March 4th. The doctor altered
Plaintiff’s treatment plan based on his complaints and he had another follow-up
appointment scheduled in April. Based on this information, the grievance officer
determined that Plaintiff’s medical concerns were being addressed and recommended
that the grievance be partially upheld. The warden concurred with the recommendation.
Plaintiff appealed this grievance to the ARB. The ARB through Ann Lahr asked the
Health Care Unit Administrator for an update. Based on the information she received,
Lahr determined the grievance was moot given that Plaintiff had been see by the medical
staff for the issue and it was resolved. The Director concurred.
DISCUSSION
There is evidence of two relevant grievances: the emergency grievance dated
February 18, 2021, and the emergency grievance dated March 5, 2021. It is undisputed
that the March grievance was fully exhausted. The February grievance was not, but
Plaintiff argues that he did not need to appeal the grievance to the ARB because there
was no further relief available to him (Doc. 38). See White v. Bukowski, 800 F.3d 392, 395
(7th Cir. 2015) (“[T]here was no requirement to exhaust ‘where the relevant
administrative procedure lacks authority to provide any relief or to take any action
whatsoever in response to a complaint.’” (quoting Booth v. Churner, 532 U.S. 731 (2001)))
(emphasis in original). Even if the Court assumes Plaintiff is correct, there is another flaw
with the February grievance, as well as the March grievance, that render them insufficient
to exhaust as to Defendants: neither of the grievances name or describe Warden
Thompson, Ann Lahr, or Director Jeffreys or the conduct at issue in this case.
The administrative regulations require a prisoner’s grievance to “contain factual
details regarding each aspect of the offender’s complaint, including what happened,
when, where, and the name of each person who is the subject of or who is otherwise
involved in the complaint.” 20 ILL. ADMIN. CODE § 504.810(b). If the offender does not
know the names of the individual, he “must include as much descriptive information
about the individual as possible.” Id. The grievance forms used by Plaintiff likewise asked
for “a description of what happened, when and where it happened, and the name or
identifying information for each person involved” (see Doc. 32-1, p. 5; Doc. 32-2, p. 2).
Contra Maddox v. Love, 655 F.3d 709, 721, 722 (7th Cir. 2011) (finding inmate did not fail to
exhaust even though grievance did not contain any names because, while the regulation
required offender to name or describe the individual, the grievance form itself did not
indicate that a name had to be provided); Conley v. Anglin, 513 Fed. Appx. 598, 601 (7th
Cir. 2013) (“We have held that when a prisoner uses a grievance form asking only for a
‘Brief Summary of Grievance,’ . . . then the omission of names or identifying information
does not necessarily mean that the prisoner failed to exhaust his administrative remedies
so long as he otherwise followed the grievance process.”). In short, the grievance must
provide sufficient information to identify the defendant as the target of the complaint or
to implicate them in the alleged wrongdoing. See Roberts v. Neal, 745 F.3d 232, 234 (7th
Cir. 2014) (explaining “fatal defect” in grievance was “the absence of anything in it to
indicate that [the defendant] was the target.”); see also Ward v. Hoffman, 670 Fed. Appx.
408, 410 (7th Cir. 2016) (affirming summary judgment based on prisoner’s failure to
exhaust where he complained only about the procedures used by the adjustment
committee and did not mention excessive force or the defendants); Ambrose v. Godinez,
510 Fed. Appx. 470, 472 (7th Cir. 2013) (affirming the dismissal of prison officials where
the plaintiff’s grievance failed to mention the officials by name or otherwise implicate
them in the alleged constitutional violation).
Here, neither grievance contains any reference to Warden Thompson, Ann Lahr,
or Director Jeffreys by name, title, description, or any other identifiers. Nor do the
grievances describe any conduct that can be imputed to Defendants. In fact, the
grievances do not even appear to address the conduct at issue in this lawsuit. In the
February 2021 grievance, Plaintiff complained generally that he was not receiving
adequate treatment for his various medical conditions and his request to be seen had
gone unanswered. In the March 2021 grievance, he complained that he was denied a
breathing treatment in the Health Care Unit. There is no indication in this grievance or
the response that the breathing treatment was denied for reasons related to the pandemic,
or that it was somehow Warden Thompson’s fault. And there is absolutely no mention
in either grievance of Plaintiff being forced to wear unsanitary masks. Instead, Plaintiff
only complained about the actions (or inactions) of the medical staff and the medical care
he received (or did not receive) from them. Nothing in the grievances suggests Plaintiff
was complaining about non-medical prison officials improperly handling
his grievances and turning a blind eye to the inadequate medical care he was
purportedly receiving. A claim that medical staff was providing inadequate treatment is
distinct and unique from a claim that administrators were ignoring Plaintiff’s complaints
about the treatment he received or failing to ensure that he received adequate treatment.
As such, the grievances cannot serve to exhaust Plaintiff’s claims against Defendants. See
Roberts, 745 F.3d at 236; Waldrop v. Wexford Health Sources, Inc., 646 Fed.Appx. 486, 490
(7th Cir. 2016) (unpublished opinion).
Accordingly, Defendants Thompson, Lahr, and Jeffreys are entitled to summary
judgment and shall be dismissed without prejudice as Defendants in this case.
CONCLUSION
The motion for summary judgment on the issue of exhaustion filed by Defendants
Rob Jeffreys, Ann Lahr, and Scott Thompson (Doc. 31) is GRANTED. This case is
DISMISSED without prejudice for failure to exhaust. The Clerk of Court is DIRECTED
to enter judgment and close this case on the Court’s docket.
IT IS SO ORDERED.
DATED: July 21, 2022
s/ Mark A. Beatty
MARK A. BEATTY
United States Magistrate Judge