stating that “[d]eliberate indifference is intentional or reckless conduct, not mere negligence.”
How later courts described this case
- stating that “[d]eliberate indifference is intentional or reckless conduct, not mere negligence.”
- stating that “negligence, even gross negligence does not violate the Constitution.”
- violating the Eighth Amendment requires “deliberate indifference to a substantial risk of serious harm”
- noting that every circuit court that has addressed the issue has extended the Monell standard to private corporations acting under color of state law
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ILLINOIS
MICHAEL THOMPSON, )
)
Plaintiff, )
)
v. ) Case No. 3:18-CV-1495-GCS
)
WEXFORD HEALTH SOURCES, INC., )
DR. STEPHEN RITZ, JOHN TROST, )
and FRANK LAWRENCE, )
)
Defendants.1 )
MEMORANDUM and ORDER
SISON, Magistrate Judge:
INTRODUCTION AND BACKGROUND
Pending before the Court are Defendants’ motions for summary judgment. (Doc.
106, 110).2 As of this date, Thompson only responded to the motion for summary
judgment filed by Defendants Trost, Ritz, and Wexford Health Sources, Inc. (“Wexford”).
Based on the reasons delineated below, the Court GRANTS the motion for summary
1 Jacqueline Lashbrook is no longer the Warden of Menard. Frank Lawrence is currently the Acting
Warden of Menard. Pursuant to Federal Rule of Civil Procedure 25(d), Frank Lawrence is substituted in
place of Jacqueline Lashbrook.
2 Pursuant to Federal Rule of Civil Procedure 56, Timms v. Frank, 953 F.2d 281 (7th Cir. 1992) and
Lewis v. Faulkner, 689 F.2d 100 (7th Cir. 1982), Defendants filed the required notice informing Thompson
of the consequences of failing to respond to the motions for summary judgment. (Doc. 108, 112).
Page 1 of 25
judgment filed by Trost, Ritz and Wexford and FINDS as moot Lawrence’s motion for
summary judgment.
Plaintiff Michael Thompson, an inmate in Menard Correctional Center (“Menard”)
brought this action for deprivations of his constitutional rights pursuant to 42 U.S.C. §
1983. Thompson contends officials at Menard were deliberately indifferent to his serious
medical condition (Crohn’s disease). The following allegations are taken from
Thompson’s complaint. Thompson arrived at Menard in November 2008. (Doc. 1, p. 2).
He informed medical staff he suffered from Crohn’s disease and took medication for the
disease. Id. Thompson explained that one of his medications, Remicade, was critical for
controlling the flare-ups associated with his condition and preventing his disease from
escalating. Id. Medical staff did not prescribe Remicade. Id. Instead, Thompson was
treated with a less effective medication that barely addressed his pain and never
alleviated the symptoms of his condition. Id. Over the next eight years, medical staff
ignored Thompson’s medical needs associated with his condition and continued to
provide only ineffective treatment options. Id. at p. 2-3.
Thompson alleges the inadequate medical care exacerbated his symptoms and
escalated the disease. (Doc. 1, p. 3). Specifically, he states the severity of the following
symptoms increased: (1) bloating; (2) stomach cramps/spasms; (3) vomiting; (4) body
aches; (5) hot and cold sweats; (6) loss of sleep; (7) loss of appetite; and (8) severe weight
loss (from 190 to 135 lbs.) Id. Thompson contends the ineffective treatment was the
equivalent of providing no medical care whatsoever. Id. at p. 2-3.
Page 2 of 25
In 2015, Thompson stayed in the infirmary at Menard’s Healthcare Unit on two
occasions and was hospitalized at outside facilities (Chester Hospital and Carbondale
Hospital) on two occasions for severe flare-ups. (Doc. 1, p. 3). Specialists at Carbondale
hospital indicated that Thompson’s condition was severe and recommended specific
follow-up treatment, including surgery. Id. The specialists told Thompson his condition
had deteriorated so much that further treatment would be ineffective and surgery was
the only option. Id. Dr. Trost ignored the recommendations, took no action, and refused
to appeal the Collegial Review Board’s denial of Thompson’s request for surgical
treatment.
On April 19, 2016, Thompson was taken to an outside hospital for an emergency
surgery that required removal of a significant portion of his large intestine. (Doc. 1, p. 3).
This led to a bladder infection that caused waste to be excreted through his urethra. Id.
Following the April 2016 surgery, Thompson was advised it would take six months to
reverse the operation and remove the colostomy bag. Id. Before that could happen, in
October 2016, Plaintiff was taken to an outside hospital for a second emergency surgery.
Id. This surgery was necessary because Thompson’s small intestine had become
strangulated (twisted in a knot), which resulted in that section of the small intestine being
removed. Id. Thompson alleges his condition unnecessarily deteriorated, resulting in
emergency surgeries and further injury due to the inadequate care provided by the
Defendants.
On September 17, 2018, the Court performed a preliminary review of the complaint
Page 3 of 25
pursuant to 28 U.S.C. § 1915A, and the following claims survived:
Count 1 – Eighth Amendment claim for deliberate indifference to serious
medical needs against Ritz, Feinerman, Shepherd, Fahim, Shearing, and Trost
in relation to Plaintiff’s Crohn’s disease.
Count 2 – Eighth Amendment claim for deliberate indifference against
Wexford Health Sources, Inc. for instituting and following cost-saving policies
and practices which delayed the provision of medical care, resulted in
inadequate medical treatment, and caused Menard providers to fail to treat
Plaintiff’s Crohn’s disease.
(Doc. 9, p. 3). Also, the Court added as a Defendant the Warden of Menard, in his or her
official capacity, for the purposes of carrying out any injunctive relief ordered in this
matter. Id. Thereafter, on June 4, 2019, Chief Judge Nancy J. Rosenstengel dismissed with
prejudice the claims against Fahim, Feinerman, Shearing, and Shepherd as being barred
by the statute of limitations. (Doc. 92).
FACTS
The following facts are taken from the record and presented in the light most
favorable to Thompson, the non-moving party, and all reasonable inferences are drawn
in his favor. See Ricci v. DeStefano, 557 U.S. 557, 586 (2009).
Thompson has been incarcerated at Menard since 2007. Defendant John Trost, a
licensed physician, was employed as the Medical Director at Menard from November 25,
2013 to March 17, 2017. Defendant Stephen Ritz, a Doctor of Osteopathic Medicine, has
been employed by Wexford as the Corporate Utilization Management Director since
September 2014. Defendant Wexford is a corporation that was contracted by the Illinois
Page 4 of 25
Department of Corrections (“IDOC”) to provide medical and dental services to inmates
housed at Menard during all relevant times in this case.
Thompson testified that he was first diagnosed with Crohn’s disease in 2003 and
that he is aware that Crohn’s disease is a condition that can worsen or become more
severe over time. (Doc. 111-1, p. 5). He also testified that he does not recall any specific
details regarding his appointments with medical staff. He did recall some of his
medications as follows: “[n]ot all the visits, but as far as medication, it has been
Sulfasalazine for the majority of the time up until 2016, Prednisone off and on during
flare-ups, and I was given CIMZIA in 2016.” Id.
On July 28, 2014, Thompson saw Trost for the first time for complaints of
abdominal pain and watery diarrhea associated with having approximately 6 stools per
day. Trost examined Thompson, noted Thompson’s abdomen was soft and non-tender,
and assessed that Thompson was experiencing a Crohn’s disease exacerbation. Trost
prescribed Prednisone 20mg and Tylenol 500mg for one month and ordered Thompson
to return to the clinic in one to two weeks.
On August 11, 2014, Trost saw Thompson for a follow-up appointment and noted
that Thompson’s cramping had subsided and he was having semi-formed bowel
movements. Trost examined Thompson, found Thompson’s abdomen flat and non-
tender, and assessed that Thompson’s Crohn’s symptoms had improved. Trost tapered
off the Prednisone and ordered Thompson to return to the clinic in two weeks.
About a month later on September 4, 2014, Thompson was admitted to the
Page 5 of 25
infirmary for a 23-hour observation for complaints of vomiting, diarrhea, and nausea.
The next day, Thompson’s blood was taken for a Complete Metabolic Panel (“CMP”) and
Complete Blood Count (“CBC”). Trost noted the need to pull Thompson’s chart after
reviewing his blood work.
On October 10, 2014, Thompson saw a Registered Nurse (“RN”) for complaints of
abdominal pain with bloody stools. Upon examination, Thompson showed expressions
of pain with palpation of his abdomen. His abdomen was also distended and rigid. Trost
was called, and he ordered Thompson to be sent to the Emergency Room.
From October 10-15, 2014, Thompson was at Memorial Hospital in Chester, Illinois
(“Memorial Hospital”). While at Memorial Hospital, Thompson underwent a CT scan, an
EGD (an endoscopic procedure to examine the esophagus, stomach, and the duodenum
(part of small intestine)), and a colonoscopy. The EGD suggested a small gastric ulcer.
The colonoscopy revealed perianal fistula and significant inflammation in the sigmoid
colon with narrowing obstruction. Once his symptoms improved, the hospital doctor
discharged Thompson and prescribed Azulfidine (generic: Sulfasalazine), Ferros Sulfate
(iron sulfate) Prilosec, Prednisone, Vitamin C, and a multivitamin. Upon return to
Menard, Trost prescribed the same medications and supplements.
On October 21, 2014, Thompson had blood work taken for a CBC. The next day,
Trost reviewed the blood work, which showed some levels out of the normal range.
Thompson was scheduled to see Trost for a follow-up. Trost saw Thompson on
November 11, 2014. Thompson was feeling better and self-reported 2-3 non-bloody daily
Page 6 of 25
bowel movements. Trost examined Thompson, found Thompson’s abdomen soft and
non-tender, and prescribed Hydrocaine lotion (for hemorrhoids). Trost also ordered CBC
and CMP blood tests and instructed Thompson to return to the clinic in one month.
Thompson’s blood was drawn on November 17, 2014, and on November 19, 2014. Trost
examined the blood work results, which showed some levels were out of normal range.
Thompson was scheduled to be seen in the General Medicine Chronic Clinic (“GMCC”)
on November 21, 2014.
Thompson missed his appointments at the GMCC on November 21, 2014, and on
November 24, 2014, due to late chow lines. Later that month, a Nurse Practitioner (“NP”)
did a jacket review of Thompson’s chart and prescribed Prednisone 30mg daily for two
weeks and then Prednisone 20mg daily for two weeks.
On December 7, 2014, Thompson saw an NP in the GMCC who noted that he had
a recent Crohn’s flare-up and that he was taking Prednisone. The NP prescribed Ferrous
Sulfate and Prilosec and ordered a repeat of the CBC in two months. Five days later,
Thompson saw Trost, and Thompson self-reported twice daily formed bowel movements
without blood or abdominal pain. Trost examined Thompson, noted Thompson’s
abdomen was soft and non-tender, and ordered Thompson to return in two weeks.
Thompson saw Trost on December 12, 2014. Thompson reported twice daily
formed bowel movements without blood or abdominal pain. Trost examined Thompson,
found Thompson’s abdomen soft and non-tender, and ordered Thompson to return in
two weeks. Thompson next saw Dr. Fuentes on December 30, 2014. Thompson reported
Page 7 of 25
twice daily formed bowel movements. Dr. Fuentes ordered Thompson to return to the
clinic as needed.
A month later, an NP performed a jacket review of Thompson’s chart and
prescribed Ferrous Sulfate and Prilosec. Thereafter, Thompson had blood work taken for
a CBC on February 5, 2015. This blood work showed that some of his levels were slightly
out of normal range.
On March 3, 2015, Thompson saw an RN and reported that he had diarrhea six to
eight times a day for three days. The RN referred him to a doctor. The next day, Dr.
Fuentes saw Thompson. Thompson complained of diarrhea with no bloody stools. Dr.
Fuentes noted that Thompson appeared hydrated and prescribed Imodium for three days
and Prednisone 40mg daily for two months.
A month later, Thompson saw an RN and reported a Crohn’s flare-up wherein he
had diarrhea for three days. The RN referred him to a doctor. On April 7, 2015, Thompson
had blood work drawn for a CBC. The blood work showed that some levels were slightly
out of normal range, so Thompson was scheduled to see a doctor on April 10, 2015.
Thompson saw Dr. Fuentes on that day. Thompson told Dr. Fuentes that he had not
received his Sulfasalazine for one month and that he had diarrhea for four days. Dr.
Fuentes prescribed Sulfasalazine for Thompson.
In July 2015, Thompson saw an RN for complaints of diarrhea he had been having
for eight days. Trost gave the RN telephone orders prescribing Prednisone 30mg for two
weeks and a follow-up appointment in two weeks. Over a month later on August 31,
Page 8 of 25
2015, Trost saw Thompson and noted the need to refer him to Collegial Review for a
gastroenterology (“GI”) consultation. Additionally, Trost ordered a CBC, CMP, iron
studies, and a two week follow-up. On September 8, 2015, Thompson had his blood work
drawn for the CBC, CMP, and iron studies. The results showed that some of Thompson’s
levels were out of normal range.
On September 10, 2015, Trost presented Thompson at Collegial Review for a GI
consultation. Trost explained that Thompson had Crohn’s disease for 13 years, had 4
bowel movements a day, and required Prednisone on a near constant basis. Ritz
approved the referral to the GI.
Four days later, Trost saw Thompson for complaints of increased abdominal pain
and cramping associated with three soft, non-bloody daily bowel movements. Trost
noted that Thompson had not had a colonoscopy in at least eight years and that
Thompson previously took Remicade (biologic medication) with great results.
On October 6, 2015, Thompson had blood work taken again for a CBC. The blood
work showed some levels were slightly out of normal range, and it was noted that
Thompson needed to be seen again.
On October 16, 2015, Thompson saw Dr. McCain, who was a gastroenterologist.
Dr. McCain noted that Thompson previously had been treated with Remicade and that
he was currently taking Azulfidine. Dr. McCain recommended that Thompson start on a
biologic agent (Remicade or Humira) that the correctional system would approve. Dr.
McCain recommended that Thompson return in three weeks. Thereafter, on October 21,
Page 9 of 25
2015, Trost referred Thompson to Collegial Review for a GI consultation with Dr. McCain
and noted that Thompson was to receive Humira or Remicade per Dr. McCain’s
recommendations. The next day, Thompson was prescribed Sulfasalazine and a
multivitamin for one year.
On October 30, 2015, Trost presented Thompson at Collegial Review for the GI
appointment. Dr. Ritz denied the appointment and requested that Trost call Dr. McCain
to obtain a Humira prescription that could be given to Thompson at Menard. Both Trost
and Ritz agreed to the alternate treatment plan. Trost was to call Dr. McCain to tell him
that Humira should be prescribed because it could be given to Thompson on site at
Menard. The medical note indicated the need to revisit this issue in two weeks. As to this
plan, Thompson testified that he had no complaints of being given his biologic
medication injections at Menard instead of Dr. McCain’s office. Specifically, Thompson
testified as follows:
Q. Okay. Do you recall any complaints with his decision?
A. No.
Q. So do you believe that you needed to be given these injections at
the GI’s office?
A. Are you talking about as far as being given it here, or –
Q. Yes, being given it here at Menard, or given the shots at the GI’s
office.
A. Oh, I have no complaint.
Q. So no complaint being given it here.
Page 10 of 25
A. Correct.
Q. Do you understand that there’s a security risk every time an
inmate leaves a facility?
A. Correct.
Q. And that requires a lot of coordination and staff to arrange and
attend every outside visit?
A. Correct.
Q. So you understand that the prison would always prefer treatment
that could be provided at the facility, versus outside treatment.
A. Yes.
(Doc. 111-1, p. 10).
On November 3, 2015, Thompson saw an RN for complaints of flu-like symptoms
consisting of vomiting with no blood. The RN noted that Thompson was awaiting
Humira and told Thompson to notify the Health Care Unit (“HCU”) if his symptoms
worsened. The next day, Thompson refused the Nurse Sick Call (“NSC”). The RN noted
that she received follow-up orders from Collegial Review via Trost’s telephone order that
Thompson was to start Humira. On November 5, 2015, Thompson saw an NP for a
medical furlough follow-up. The NP noted that Thompson’s abdomen was soft and flat
with active bowel sounds and no tenderness or guarding.
It was noted on both November 9 and 10, 2015, that Humira was not given to
Thompson because the HCU was awaiting a non-formulary approval from the outside
pharmacy. Trost also noted on November 11, 2015, that Humira was discontinued. As a
Page 11 of 25
result, Trost prescribed Cimzia injections to be given every two weeks for weeks 0, 2, 4
and then every four weeks thereafter.3 Trost also prescribed Phenergan (medication to
treat nausea and vomiting or allergies). In this case, Humira was deemed non-formulary,
so Cimzia was prescribed as an alternate.
On November 13, 2015, Thompson was admitted to the infirmary for a 23-hour
observation for complaints of vomiting and having loose stools. The RN gave Thompson
an IV. Trost admitted him to the infirmary for an exacerbation of Crohn’s disease based
on Thompson having nausea, vomiting, and diarrhea for two days. Trost examined
Thompson and found that Thompson appeared acutely ill and that his abdomen was soft
with mild tenderness. The next day, Dr. Caldwell discharged Thompson from the
infirmary finding that his flare-up came under control almost immediately and that it
was likely caused by viral gastroenteritis that was self-limiting. Dr. Caldwell noted that
Thompson was given IV fluids and Sulfasalazine and no further treatment was needed.
A doctor completed a jacket review of Thompson’s chart on November 19, 2015
and prescribed Vitamin C and a daily multivitamin for one year.
On November 21, 2015, Thompson received his first set of Cimzia injections (2
injections of 200mg). Trost saw Thompson three days later. Trost noted that Thompson
was tolerating his medication well and that Thompson had three semi-formed daily
bowel movements with no abdominal pain. Trost tapered the Prednisone to 10mg for one
3 Cimzia is a similar biologic medication to Humira and Remicade.
Page 12 of 25
week then 5mg daily for two weeks and then discontinued Prednisone. Trost also
prescribed a diet order for Thompson for a high sugar snack for six months. On December
6, 2015, Thompson received his second set of Cimzia injections. On December 20, 2015,
Thompson received his third set of Cimzia injections.
On December 21 and 28, 2015, Thompson was scheduled for the Nurse Practitioner
Call Line (“NPCL”) and Medical Doctor Call Line (“MDCL”), respectively, but was
recalled because of a prison lockdown.
On January 16, 2016, Thompson received his fourth set of Cimzia injections. The
next day, Dr. Caldwell saw Thompson for a post hospital admission follow-up and noted
that Thompson had no major complaints, but there were some mild flare-ups that may
have been from eating. Dr. Caldwell ordered follow-up as needed.
On January 24, 2016, Thompson stopped a nurse during medicine rounds and
complained of a flare-up after not receiving his Sulfasalazine for two weeks. Thompson
also reported abdominal pain and diarrhea. As such, the nurse scheduled Thompson for
the next MDCL for evaluation. The next day, Trost saw Thompson for complaints of
abdominal pain he had been having for two weeks. Thompson also reported having eight
to ten bowel movements per day. Trost noted that Thompson had been doing well with
Cimzia and Sulfasalazine until the Sulfasalazine ran out. Trost prescribed Sulfasalazine
for one year and ordered a CBC, CMP and a follow-up appointment. That same day,
Thompson had blood work done for CBC, CMP and erythrocyte sedimentation rate
(“ESR”) tests. The results showed that Thompson’s Albumin, sed rate, and HGB levels
Page 13 of 25
were outside of normal range. Thompson was scheduled for a follow-up appointment
with Trost on February 2, 2016 to discuss the results.
When Thompson saw Trost on February 2, 2016, Thompson still complained that
he was feeling poorly. Trost noted that Thompson’s HGB level was 8.9 with the normal
range being 12.3 to 18.0, which means the oxygen level in Thompson’s blood was low.
Trost prescribed Ferrous Sulfate for three months, Prednisone 40mg for 10 days, blood
work for a CBC in a month, and ordered Thompson to return for a follow-up in a week.
A week later, Thompson saw Trost for the follow-up. Trost noted that his HGB level was
8.9, sed rate was 52, with normal range being 0 to 10, and Albumin level was 2.6, with
normal range being 2.4-5.0. Trost also noted that Thompson had five loose bowel
movements daily and left quadrant abdominal pain. Trost indicated that he would inform
Collegial Review and ordered Thompson to return in seven to ten days.
Three days later, a nurse noted that Thompson refused his Cimzia injections. The
nurse also noted that Thompson talked to Trost and discussed the side effects. During his
deposition, Thompson could not recall refusing his Cimzia injections. Thompson also
could not recall any of the alleged side effects of the medication. (Doc. 111-1, p. 13).
On February 18, 2016, Thompson saw Trost for complaints of nausea, vomiting,
severe cramping, abdominal pain, and having a minimal stool for 24 hours. Trost
indicated that Thompson’s abdomen was distended with tenderness and guarding. Trost
ordered Thompson to be sent to the hospital on an emergency medical furlough. At
Memorial Hospital, Thompson received a CT scan that revealed stricture and soft tissue
Page 14 of 25
thickening of the sigmoid colon. The scan also revealed fluid through Thompson’s
abdomen pelvis and mild thickening of the left superior urinary bladder wall. Thompson
additionally had blood work done. On February 20, 2016, Memorial Hospital discharged
Thompson with referrals to gastroenterology and to a colon rectal surgeon. That day,
Thompson returned to Menard, and Trost gave telephone orders for Thompson to
continue with his medications and return to the cell house.
On March 4, 2016, Thompson complained of a urinary tract infection, and the
nurse referred him to a doctor. The next day, Thompson saw Dr. Caldwell who
prescribed Milk of Magnesia, Fiberlax, and ordered a two-week follow-up.
On March 17, 2016, Thompson refused a physical examination. On March 20, 2016,
Thompson walked out of nurse sick call after refusing to pay the co-pay and refusing to
verbalize his medical complaints. On March 24, 2016, Dr. Butalid saw Thompson,
prescribed a Prednisone dose pack, and ordered urinalysis.
On April 14, 2016, Thompson refused his Cimzia injections due to complaints of
stomach discomfort. On April 19, 2016, Thompson again refused his Cimzia injections.
That day, Trost noted that Thompson refused his Cimzia injections because according to
Thompson, the side effects were intolerable with no benefit. Thompson complained that
he had 10-15 watery bowel movements daily. Trost noted that Thompson just finished
Prednisone and complained of abdominal pain with no vomiting. Thompson also had
pneumaturia and a 30-pound weight loss. Trost admitted Thompson to the infirmary for
evaluation and possible surgery for Crohn’s disease with a probable colovesical fistula.
Page 15 of 25
Trost referred Thompson to Collegial Review for general surgery.
On April 19, 2016, Thompson was sent to Memorial Hospital in Belleville, Illinois.
On April 26, 2016, Thompson had the following surgical procedures: repair of colovesical
fistula; subtotal colectomy; ileostomy; rigid cystoscopy with bilateral stent insertion; and
bladder repair. The discharge instructions indicated that Thompson would receive a 2-
piece ostomy appliance to ensure the stoma would shrink. Thompson testified that his
surgery went well. (Doc. 111-1, p. 14).
On May 3, 2016, Thompson returned to Menard and was admitted to the infirmary
until May 11, 2016. Trost ordered that Thompson continue his medications as prescribed
by the hospital and undergo daily dressing changes. Thompson testified that he had no
complaints regarding his infirmary stay after surgery or with his post-surgery medical
treatment. (Doc. 111-1, p. 14).
On May 4, 2016, Trost referred Thompson to Collegial Review for a general
surgery follow-up which was approved by Dr. Garcia. The next day, Trost indicated that
Thompson returned from the hospital after his subtotal colectomy, ileostomy, and
takedown of the colovesical fistula. Trost ordered Thompson to continue the same
medications and have daily dressing changes. Trost examined Thompson and found that
the stoma looked satisfactory. However, there was semi-purulent drainage, so Trost
prescribed the antibiotic Levaquin for ten days.
On May 9, 2016, Thompson had blood work taken for a CBC and a urine sample
for urinalysis. The blood work showed several levels out of normal range. Thompson was
Page 16 of 25
scheduled to see his surgeon for a follow-up on May 11, 2016. On May 11, 2016,
Thompson went out on the medical furlough for his follow-up.
On May 19, 2016, Thompson saw Trost. Trost noted that Thompson was feeling
well and had an excellent post-surgery prognosis. Trost scheduled a two-week follow-
up. On May 25, 2016, Trost referred Thompson to Collegial Review for a second general
follow-up which Ritz approved. The next day, Trost saw Thompson and noted that
Thompson’s Crohn’s disease was improving and under control. Trost granted Thompson
a permit to shower on the gallery for one year.
On June 20, 2016, Trost saw Thompson and noted that Thompson had no
complaints and that he had a good appetite. Further, Trost noted that Thompson’s wound
was satisfactory and that Thompson was having excellent post-surgery results and
recovery. Trost ordered a three-month follow-up appointment.
Thompson testified that he did not believe that Remicade was the only medication
that could treat his Crohn’s disease. Thompson also did not believe that Remicade would
cure his Crohn’s disease, and he did not believe that Crohn’s disease could be cured by
current medical treatment. (Doc. 111-1, p. 11). Thompson also testified that his complaints
against Trost and Ritz span from July 28, 2014 until April 18, 2016. Id at. p. 16. Thompson
does not have any medical training. Id. at p. 3.
LEGAL STANDARDS
Federal Rule of Civil Procedure 56 governs motions for summary judgment.
Summary judgment is appropriate if the movant shows that there is no genuine dispute
Page 17 of 25
as to any material fact and that the movant is entitled to judgment as a matter of law. See
Archdiocese of Milwaukee v. Doe, 743 F.3d 1101, 1105 (7th Cir. 2014)(citing FED. R. CIV. PROC.
56(a)). Accord Anderson v. Donahoe, 699 F.3d 989, 994 (7th Cir. 2012). A genuine issue of
material fact remains “if the evidence is such that a reasonable jury could return a verdict
for the nonmoving party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). Accord
Bunn v. Khoury Enterpr., Inc., 753 F.3d 676, 681-682 (7th Cir. 2014).
In assessing a summary judgment motion, the district court views the facts in the
light most favorable to, and draws all reasonable inferences in favor of, the nonmoving
party. See Anderson, 699 F.3d at 994; Delapaz v. Richardson, 634 F.3d 895, 899 (7th Cir. 2011).
As the Seventh Circuit has explained, and as required by Rule 56(a), “we set forth the
facts by examining the evidence in the light reasonably most favorable to the non-moving
party, giving [him] the benefit of reasonable, favorable inferences and resolving conflicts
in the evidence in [his] favor.” Spaine v. Community Contacts, Inc., 756 F.3d 542, 544 (7th
Cir. 2014). The Court’s role at summary judgment is not to evaluate the weight of
evidence, to judge witness credibility, or to determine the truth of the matter. Instead, the
Court is to determine whether a genuine issue of fact exists. See Nat’l Athletic Sportwear
Inc. v. Westfield Ins. Co., 528 F.3d 508, 512 (7th Cir. 2008).
It is well established that “supervisory liability” or respondeat superior liability is
not applicable in Section 1983 claims. See Sanville v. McCaughtry, 266 F.3d 724, 740 (7th
Cir. 2001). Section 1983 requires proof of individual responsibility. See Shields v. Ill. Dept.
of Corr., 746 F.3d 782, 797 (7th Cir. 2014). The Supreme Court has recognized that
Page 18 of 25
deliberate indifference to the serious medical needs of prisoners may constitute cruel and
unusual punishment under the Eighth Amendment. See Estelle v. Gamble, 429 U.S. 97, 104
(1976). To prevail on a claim for deliberate indifference to a serious medical need, there
are “two high hurdles, which every inmate-plaintiff must clear.” Dunigan ex rel. Nyman
v. Winnebago Cnty., 165 F.3d 587, 590 (7th Cir. 1999). First, the plaintiff must demonstrate
he suffered from an objectively serious medical condition. Id. at 591-592. Second, the
plaintiff must establish the individual prison officials were deliberately indifferent to that
condition. Id.
The first consideration is whether the prisoner has an “objectively serious medical
condition.” Arnett v. Webster, 658 F.3d 742, 750 (7th Cir. 2011). “A medical condition is
objectively serious if a physician has diagnosed it as requiring treatment, or the need for
treatment would be obvious to a layperson.” Pyles v. Fahim, 771 F.3d 403, 409 (7th Cir.
2014)(citations omitted). It is not necessary for such a medical condition to “be life-
threatening to be serious; rather, it could be a condition that would result in further
significant injury or unnecessary and wanton infliction of pain if not treated.” Gayton v.
McCoy, 593 F.3d 610, 620 (7th Cir. 2010). Accord Farmer v. Brennan, 511 U.S. 825, 828
(1994)(violating the Eighth Amendment requires “deliberate indifference to a substantial
risk of serious harm”)(internal quotation marks omitted)(emphasis added)).
To show prison officials acted with deliberate indifference, a plaintiff must put
forth evidence that prison officials not only knew that the prisoner’s medical condition
posed a serious health risk, but they consciously disregarded that risk. See Holloway v.
Page 19 of 25
Delaware Cnty. Sheriff, 700 F.3d 1063, 1073 (7th Cir. 2012). “This subjective standard
requires more than negligence and it approaches intentional wrongdoing.” Id. Accord
Berry v. Peterman, 604 F.3d 435, 440 (7th Cir. 2010)(stating that “[d]eliberate indifference
is intentional or reckless conduct, not mere negligence.”); McGowan v. Hulick, 612 F.3d
636, 640 (7th Cir. 2010)(stating that “negligence, even gross negligence does not violate
the Constitution.”).
Assessing the subjective prong is more difficult in cases alleging inadequate health
care as opposed to lack of care. Without more, a “mistake in professional judgment
cannot be deliberate indifference.” Whiting v. Wexford Health Sources, Inc., 839 F.3d 658,
662 (7th Cir. 2016). The Seventh Circuit explained:
By definition a treatment decision that is based on professional judgment
cannot evince deliberate indifference because professional judgment implies a
choice of what the defendant believed to be the best course of treatment. A
doctor who claims to have exercised professional judgment is effectively
asserting that he lacked a sufficiently culpable mental state, and if no
reasonable jury could discredit that claim, the doctor is entitled to summary
judgment.
Id. (citing Zaya v. Sood, 836 F.3d 800, 805-806 (7th Cir. 2016)).
This is in contrast to a case “where evidence exists that the defendant [ ] knew
better than to make the medical decision[] that [he] did.” Whiting, 839 F.3d at 662 (quoting
Petties v. Carter, 836 F.3d 722, 731 (7th Cir. 2016)(alterations in the original). A medical
professional’s choice of an easier, less efficacious treatment can rise to the level of
violating the Eighth Amendment if the treatment is known to be ineffective but is chosen
anyway. See Berry, 604 F.3d at 441. The Eighth Amendment does not require that
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prisoners receive “‘unqualified access to health care.’ Rather, they are entitled only to
“‘adequate medical care.’” Johnson v. Doughty, 433 F.3d 1001, 1013 (7th Cir. 2006)(citations
omitted).
Lawrence moves for summary judgment arguing the claims against him are
barred by the doctrine of sovereign immunity. Trost, Ritz and Wexford move for
summary judgment arguing that Thompson cannot set forth any evidence demonstrating
that Trost and Ritz were deliberately indifferent to Thompson’s serious medical needs or
that Wexford had an unconstitutional policy, practice, or procedure. Thompson only filed
an opposition to the summary judgment motion filed by Trost, Ritz, and Wexford.
Thompson counters that Trost, Ritz and Wexford are liable because they were aware of
the severity of his Crohn’s disease, but persisted in the same form of treatment despite
this knowledge. Thompson also argues that his condition continued to get worse and that
it was not until his condition became life threatening that the Defendants changed their
course of treatment. As the motions are ripe, the Court turns to the merits of the motions
and addresses first the motion filed by Trost, Ritz and Wexford.
ANALYSIS
Construing the evidence in the light most favorable to Thompson, the Court finds
that he has not established that Dr. Trost or Dr. Ritz were deliberately indifferent to his
medical needs regarding his Crohn’s disease. The record reveals that Trost provided
appropriate medical treatment to Thompson on countless occasions. For example, Dr.
Trost routinely saw, examined, and prescribed medications for Thompson’s Crohn’s
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disease. Trost ordered appropriate follow-ups as necessary and regularly accessed the
course of treatment that was being provided for Thompson. Trost also referred
Thompson several times for Collegial Review so that he could see a GI specialist. Trost
additionally adjusted the course of treatment based on his own review and the
examination and recommendation of the outside specialists. Trost furthermore promptly
requested that Thompson be admitted to the hospital for emergency treatment and
ensured that he received proper post-surgery care. Obviously, the treatment Thompson
received was not the treatment Thompson wanted or demanded. However, mere
disagreement or dissatisfaction as to the treatment received does not amount to deliberate
indifference. See Edwards v. Snyder, 478 F.3d 827, 831 (7th Cir. 2007); Forbes v. Edgar, 112
F.3d 262, 267 (7th Cir. 1997); Ciarpaglini v. Saini, 352 F.3d 328, 331 (7th Cir. 2003); Snipes v.
DeTella, 95 F.3d 586, 592 (7th Cir. 1996). There is no evidence that either Trost or Ritz’s
medical decisions/treatment plans were such a substantial departure from accepted
professional judgment, or so plainly inappropriate, as to permit the inference they
intentionally or recklessly disregarded Thompson’s serious medical needs. Rather, these
doctors exercised their professional judgment and provided Thompson with Dr.
McCain’s recommended course of treatment, which included the use of a biologic agent
subject to the approval of the correction facility (due to security concerns). When Humira
was determined to be non-formulary, Cimzia, a similar biologic agent was approved as
an alternate. Further, the medical records indicate that Thompson’s condition only
worsened to the point where he needed surgery after Thompson decided not to take
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Cimzia, despite Trost’s notation that Thompson tolerated Cimzia well. Thus, the Court
finds that Thompson has not established that Dr. Trost or Dr. Ritz were deliberately
indifferent to his medical needs. As such, summary judgment is granted in favor of
Trost and Ritz.
Thompson’s claim against Wexford likewise meets the same fate. Wexford is a
private corporation, but the Seventh Circuit held that the Monell theory of municipal
liability applies in § 1983 claims brought against private companies that act under color
of state law. See, e.g., Shields v. Ill. Dept. of Corr., 746 F.3d 782 (7th Cir. 2014)(noting that
every circuit court that has addressed the issue has extended the Monell standard to
private corporations acting under color of state law). To prevail on his Monell claim,
Thompson needs to show that Wexford’s policy, practice, or custom, caused a
constitutional violation. See Thomas v. Cook Cty. Sheriff's Dep't, 604 F.3d 293, 303 (7th Cir.
2009). However, as previously discussed, there is no evidence of an underlying deliberate
indifference for the treatment of Thompson’s Crohn’s disease. Without any evidence of
deliberate indifference regarding Thompson’s treatment, Wexford cannot be held liable
for damages on Thompson’s Monell claim. See Pyles, 771 F.3d at 411 (citing City of Los
Angeles v. Heller, 475 U.S. 796, 799, 106 S. Ct. 1571 (1986)).
Furthermore, Thompson has not demonstrated that there were any Wexford
policies that existed, which served to deny care for Thompson’s Crohn’s disease. In fact,
Thompson testified that he gained the information about Wexford’s alleged policies from
the inmate who prepared his complaint. (Doc. 111-1, p. 19-20). Specifically, he testified:
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Q. Okay. So in your Complaint you write that Wexford Health
Sources, Inc. is also named as a Defendant because they are
liable for having policies, procedures, and practices in place
that emphasize the minimization of monetary expenditures
over access to the medical care for serious medical needs.
A. Correct.
Q. Where did you get this information?
A. The guy that wrote my Complaint wrote that down.
Q. Okay, so this was based off of what he believes?
A. Yes.
Q. And prior to the guy helping you write this down, do you have
any, did you have any information regarding such policies,
practices, or procedures?
A. None whatsoever.
Q. Okay. And then you continued saying, and also for having
policies, procedures and practices in place that interfere with
appropriate courses of treatment by creating a standard of
monitoring an illness, resulting in the unnecessary
prolongment of suffering until a condition becomes life-
threatening. Is this also what this guy wrote, or
A. Yes.
Q. -- do you – yes? And did you have any information regarding
this policy, practice of procedure –
A. No.
Q. -- before that? No?
A. No.
Id. Additionally, Thompson noted that he could not recall any specific Wexford policy
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with which he had an issue. Id. at p. 20. Based on the record, Thompson has not
demonstrated the existence of any Wexford policy that served to violate his constitutional
rights.
Lastly, as the Court found in favor of Trost, Ritz and Wexford, the Court need not
address the merits of Lawrence’s summary judgment motion. The finding in favor of
those Defendants on Thompson’s claims moots the claim against Lawrence as Thompson
is not entitled to injunctive relief.
CONCLUSION
Accordingly, the Court FINDS as moot Defendant Lawrence’s motion for
summary judgment (Doc. 106) and GRANTS the motion for summary judgment filed by
Trost, Ritz and Wexford (Doc. 110). The Court finds in favor of John Trost, Stephen Ritz,
Wexford Health Sources, Inc., and Frank Lawrence against Michael Thompson. Further,
the Court DIRECTS the Clerk of the Court to enter judgment reflecting the same and
close the case. Thompson shall take nothing from this case.
IT IS SO ORDERED.
Digitally signed
Dated: June 1, 2020. Kine a 32, byJudge Sison
XS Date: 2020.06.01
12:59:38 -05'00'
HON.GILBERTC.SISON
United States Magistrate Judge
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