proper Defendant in a claim for injunctive relief is the government official responsible for ensuring any injunctive relief is carried out
How later courts described this case
- proper Defendant in a claim for injunctive relief is the government official responsible for ensuring any injunctive relief is carried out
- holding that to be properly considered a party, a defendant must be specified in the caption
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ILLINOIS
ANDREW DOWAUN, )
#R51695 )
)
Plaintiff, )
) Case No. 19-cv-775-SMY
vs. )
)
WEXFORD HEALTH SOURCES, INC., )
JOHN BALDWIN, )
JACQOLINE LASHBROOK, )
SIDDIQUI, )
MOLDENHAUER, )
ZIMMER, )
ANGELA CRAIN, )
MEARS, )
FRANK LAWRENCE, )
ROB JEFFREYS, and )
GAIL WALLS, )
)
Defendants. )
MEMORANDUM AND ORDER
YANDLE, District Judge:
Plaintiff Andrew Dowaun, an inmate of the Illinois Department of Corrections (“IDOC”)
currently incarcerated at Menard Correctional Center (“Menard”), brings this action pursuant to
42 U.S.C. § 1983 for alleged deprivations of his constitutional rights. Plaintiff asserts deliberate
indifference claims under the Eighth Amendment and a state law claim for intentional infliction of
emotional distress. (Doc. 1). He seeks monetary damages and injunctive relief.
This case is now before the Court for preliminary review of the Complaint under 28 U.S.C.
§ 1915A, which requires the Court to screen prisoner Complaints to filter out nonmeritorious
claims. 28 U.S.C. § 1915A(a). Any portion of the Complaint that is legally frivolous, malicious,
fails to state a claim for relief, or requests money damages from an immune defendant must be
dismissed. 28 U.S.C. § 1915A(b).
The Complaint
Plaintiff makes the following allegations in the Complaint: Menard is overcrowded and
the number of doctors and nurses on hand is inadequate to provide proper medical care for the
inmate population. (Doc. 1, p. 5). IDOC Director Baldwin, Dr. Siddiqui, (former) Menard Warden
Lashbrook, and Wexford Health Sources, Inc. (“Wexford”) have been made aware of this fact by
countless lawsuits filed by inmates. (Id.). They have the ability to fix this issue but have ignored
the situation, which has resulted in Plaintiff and other inmates suffering in pain without proper
medical care. (Id., pp. 5, 6). They were given a report from medical experts in a class action
lawsuit that shows Wexford was deliberately understaffing its health care units to save money.
(Id., p. 6). This policy has delayed and denied inmates access to medical care. (Id.). They knew
these issues existed and turned a blind eye to them. (Id., pp. 6, 12, 15).
Plaintiff suffered from a broken left hand and nerve damage in his right hand and was
treated by a nurse and nurse practitioner instead of a doctor. (Id.). The nurse and nurse practitioner
lack the medical knowledge to treat these serious medical conditions. (Id., p. 7). Because of
deliberate understaffing by Defendants, nurses are given responsibilities that exceed their medical
expertise. (Id.). Because of inadequate medical staffing, Plaintiff was denied access to medical
care and suffered in pain from an untreated broken hand. (Id.). Defendants’ intentional acts and
omissions caused extreme conditions that they knew would cause Plaintiff to suffer emotional
distress and pain. (Id., pp. 7, 8).
Wexford has a policy to deny inmates any pain medication other than ibuprofen, Mobic,
naproxen, and other over the counter medications even when those medications are ineffective at
pain management. (Id.). Wexford initiated this policy to save money. (Id., p. 10). Baldwin and
Lashbrook have ignored Wexford’s actions. (Id.). Wexford has trained its medical staff to enforce
this policy and they do so even though they know it results in inmates suffering excruciating pain.
(Id., pp. 9-10). On several occasions, Plaintiff made NP Zimmer, NP Moldenhauer, and Dr.
Siddiqui aware that he was in constant pain from injuries to his left and right hands and that the
pain medication he was given was not alleviating the pain. (Id., p. 9). Additionally, he advised
them the pain medication was causing constipation. (Id.). Defendants refused to discontinue the
medication or prescribe him a stronger pain medication. (Id.). They have ignored his complaints
of pain and know he is suffering unnecessarily. (Id., p. 10).
Plaintiff has requested proper medical care for his right-hand nerve pain but has only been
seen by NP Zimmer, NP Moldenhauer, and Dr. Siddiqui who lack the medical expertise to
determine whether he is experiencing nerve damage or nerve pain. (Id., pp. 10, 11). Plaintiff
needs to be sent to a specialist for examination and diagnostic testing. (Id., p. 11). Defendants’
refusal to address this issue is pursuant to a policy to save money by denying access to medical
care. (Id.). Plaintiff’s right-hand nerve damage and pain was not adequately assessed or treated
by Nurse Mears, NP Zimmer, Crain, Dr. Siddiqui, or NP Moldenhauer because they lacked the
medical expertise to do so. (Id., pp. 13, 14). In response to a grievance he filed, NP Zimmer, Dr.
Siddiqui, and Crane acknowledged that Plaintiff has nerve damage and that they have done nothing
about it. (Id., pp. 11, 12).
Plaintiff injured his left hand on August 10 or 11, 2018. (Id., pp. 12, 16). He notified a
gallery officer, showed the officer his swollen hand, and requested a nurse and/or crisis team. (Id.,
pp. 12, 16). He also wrote sick call requests and placed them in the sick call box. (Id.). He was
not seen by medical staff until August 15, 2018 at which time he had an appointment for his right-
hand nerve damage and pain. (Id., pp. 12, 13). He explained to NP Zimmer that his left hand was
swollen and possibly broken. (Id., p. 13). She ordered an x-ray, which was done on August 17,
2018. (Id., p. 17). Plaintiff saw NP Moldenhauer on August 30, 2018 to discuss the results of the
x-ray which showed that his hand was broken. (Id.). The delay was caused by the policies of
Wexford, which are enforced by Dr. Siddiqui, Crain, NP Zimmer, NP Moldenhauer, Nurse Mears,
Healthcare Unit Administrator Walls, and Ritz. These individuals are aware of delays in medical
care provided to Plaintiff and other inmates which results in unnecessary pain and suffering. (Id.,
p. 18). Defendants were made aware of these delays in medical care by a class action lawsuit and
from countless inmate grievances written about this problem. (Id.). Defendants have done nothing
to stop the delays. (Id., pp. 18, 19).
On August 20, 2018, NP Moldenhauer told Plaintiff that his finger was broken and needed
to be splinted. (Id., p. 19). However, NP Moldenhauer refused to splint Plaintiff’s finger because
it was not approved by security. (Id., p. 20). NP Moldenhauer allowed non-medical staff to
overrule a medical decision and denied Plaintiff necessary medical care. (Id.). Medical Director
Dr. Siddiqui and Health Care Unit Administrator Walls have a policy that allows non-medical staff
to overrule medical decisions. (Id., pp. 20, 21). Plaintiff was not seen again until September 13,
2018 when his hand was placed in a cast. (Id., p. 21). The delay of over a month from the time of
injury until medical treatment was provided caused Plaintiff unnecessary pain and suffering. (Id.).
Baldwin and Lashbrook created policies that interfere with inmates receiving proper
medical care. They have created policies that determine what medical personnel can prescribe
and/or what treatment can be provided. (Id., p. 22). As a result of these policies, Plaintiff’s finger
could not be splinted, and he was forced to suffer pain. (Id.). Baldwin and Lashbrook know that
these policies deliberately denied Plaintiff and other inmates access to adequate medical care for
serious medical needs and caused unnecessary pain. (Id.).
Based on the allegations of the Complaint, the Court finds it convenient to designate the
following Counts:
Count 1: Eighth Amendment deliberate indifference to serious medical
needs claim arising from the denial of adequate medical
treatment due to understaffing of medical providers by
Wexford, Baldwin, Lashbrook, and Siddiqui.
Count 2: Eighth Amendment deliberate indifference to serious medical
needs claim against Wexford, Zimmer, Moldenhauer, Siddiqui,
Mears, and Crain for denying Plaintiff adequate medical care
for his right-hand nerve damage and pain.
Count 3: Eighth Amendment deliberate indifference to serious medical
needs claim against Wexford, Zimmer, Moldenhauer, Siddiqui,
Mears, Crain, and Walls for delaying and/or denying Plaintiff
medical care for his left-hand injury.
Count 4: Eighth Amendment deliberate indifference to serious medical
needs claim against Baldwin and Lashbrook arising from the
denial of adequate medical treatment because of the
Menard/IDOC policy that allows nonmedical staff to interfere
with medical decisions.
Count 5: Intentional infliction of emotional distress claim arising from
the denial of adequate medical treatment due to understaffing
of medical providers by Wexford, Baldwin, Lashbrook, and
Siddiqui.
The parties and the Court will use these designations in all future pleadings and orders, unless
otherwise directed by a judicial officer of this Court. Any other claim that is mentioned in the
Complaint but not addressed in this Order should be considered dismissed without prejudice
as inadequately pled under the Twombly pleading standard.1
Discussion
The Eighth Amendment claims asserted in Counts 1, 2, 3, and 4 survive screening against
1 An action fails to state a claim upon which relief can be granted if it does not plead “enough facts to state
a claim that is plausible on its face.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007).
the defendants who are named above in connection with each claim. The state law claim for
intentional infliction of emotional distress in Count 5 will also proceed against the defendants
named in connection with that claim.
Plaintiff names IDOC Director Jeffreys and Acting Menard Warden Lawrence as
Defendants but they are not referenced in the statement of claims. Under Federal Rule of Civil
Procedure 8, the Complaint must include a short, plain statement of the case against each
individual. Merely naming a party in the caption of a Complaint is not enough to state a claim
against him. Collins v. Kibort, 143 F.3d 331, 334 (7th Cir. 1998). Because Plaintiff failed to allege
specific acts of wrongdoing by these individuals, the personal involvement requirement necessary
for Section 1983 liability is not met. Gentry v. Duckworth, 65 F.3d 555, 561 (7th Cir. 1995).
Additionally, IDOC Director Jeffreys and Warden Lawrence cannot be held liable based solely on
their positions as administrators as the doctrine of respondeat superior does not apply to section
1983 actions. Chavez v. Illinois State Police, 251 F.3d 612, 651 (2001); Sanville v. McCaughtry,
266 F.3d 724, 740 (7th Cir. 2001). However, to the extent Plaintiff seeks injunctive relief, Warden
Lawrence is a proper defendant in his official capacity. Gonzalez v. Feinerman, 663 F.3d 311,
315 (7th Cir. 2011) (proper Defendant in a claim for injunctive relief is the government official
responsible for ensuring any injunctive relief is carried out). Accordingly, IDOC Director Jeffreys
and Warden Lawrence, in his individual capacity, will be dismissed without prejudice.
Plaintiff also asserts claims against Defendants Baldwin, Lashbrook, Siddiqui,
Moldenhauer, NP Zimmer, Crain, Nurse Mears, and Walls in their individual and official
capacities. However, Plaintiff cannot proceed with claims for monetary damages against these
Defendants in their official capacities. That is because when a plaintiff seeks monetary damages
against a state official, he must bring the suit against the official only in his or her individual
capacity. Brown v. Budz, 904 F.3d 904, 918 (7th Cir. 2005); Shockley v. Jones, 823 F.2d 1068,
1070 (7th Cir. 1987). Accordingly, the official capacity claims against Defendants Baldwin,
Lashbrook, Siddiqui, Moldenhauer, NP Zimmer, Crain, Nurse Mears, and Walls will be dismissed
without prejudice.
Plaintiff makes allegations against Ritz, but he is not identified as a defendant in the case
caption. The Court will not treat individuals not listed in the caption as defendants, and any
intended claim against Ritz is dismissed without prejudice. Myles v. United States, 416 F.3d 551,
551–52 (7th Cir. 2005) (holding that to be properly considered a party, a defendant must be
specified in the caption).
Motion to Appoint Counsel
Civil litigants do not have a constitutional or statutory right to counsel. Pruitt v. Mote,
503 F.3d 647, 649 (7th Cir. 2007). Under 28 U.S.C. § 1915(e)(1), the Court has discretion to
recruit counsel to represent indigent litigants in appropriate cases. Johnson v. Doughty, 433 F.3d
1001, 1006 (7th Cir. 2006). When deciding whether to recruit counsel for an indigent litigant, the
Court must consider (1) whether the indigent plaintiff has made reasonable attempts to secure
counsel on his own, and, if so, (2) whether the difficulty of the case exceeds the plaintiff's capacity
as a layperson to coherently present it. Navejar v. Iyiola, 718 F.3d 692, 696 (7th Cir. 2013) (citing
Pruitt, 503 F.3d at 654).
Plaintiff provided a list of attorneys he has written in an attempt to retain counsel, but states
he has not received any responses. The Court finds that, while responses to Plaintiff’s requests are
pending, the recruitment of counsel is premature. Moreover, given the early stage of the litigation,
it is difficult to accurately evaluate the need for assistance of counsel. See Kadamovas v. Stevens,
706 F.3d 843, 845 (7th Cir. 2013). The Motion for Appointment of Counsel (Doc. 2) is, therefore,
denied without prejudice.
Plaintiff may renew his request for the appointment of counsel at a later date. If Plaintiff
does renew his request, he should submit rejection letters from at least three attorneys to prove that
he has made reasonable efforts to obtain counsel on his own.
Disposition
IT IS HEREBY ORDERED that Count 1 will proceed against Defendants Wexford,
Baldwin, Lashbrook, and Siddiqui. Count 2 will proceed against Wexford, Zimmer, Moldenhauer,
Siddiqui, Mears, and Crain. Count 3 will proceed against Wexford, Zimmer, Moldenhauer,
Siddiqui, Mears, Crain, and Walls. Count 4 will proceed against Baldwin and Lashbrook. Count
5 will proceed against Wexford, Baldwin, Lashbrook, and Siddiqui.
IT IS ORDERED that Plaintiff’s Motion for Appointment of Counsel (Doc. 2) is
DENIED without prejudice.
IT IS FURTHER ORDERED that Jeffreys is dismissed without prejudice and the Clerk
of Court is DIRECTED to TERMINATE him as a party. Additionally, the individual capacity
claim against Lawrence and the official capacity claims against Defendants Baldwin, Lashbrook,
Siddiqui, Moldenhauer, Zimmer, Crain, Mears, and Walls are dismissed without prejudice.
Lawrence, as the Warden of Menard Correctional Center, shall remain in the case in his official
capacity as to any injunctive relief requested.
IT IS FURTHER ORDERED that the Clerk of Court shall prepare for Defendants
Wexford, Baldwin, Lashbrook, Siddiqui, Zimmer, Moldenhauer, Mears, Crain, Walls, and
Lawrence (official capacity only): (1) Form 5 (Notice of a Lawsuit and Request to Waive Service
of a Summons), and (2) Form 6 (Waiver of Service of Summons). The Clerk is DIRECTED to
mail these forms, a copy of the Complaint, and this Memorandum and Order to each Defendant’s
place of employment as identified by Plaintiff. If a Defendant fails to sign and return the Waiver
of Service of Summons (Form 6) to the Clerk within 30 days from the date the forms were sent,
the Clerk shall take appropriate steps to effect formal service on that Defendant, and the Court will
require that Defendant to pay the full costs of formal service, to the extent authorized by the Federal
Rules of Civil Procedure.
If a Defendant cannot be found at the work address provided by Plaintiff, the employer
shall furnish the Clerk with the Defendant’s current work address, or, if not known, the
Defendant’s last-known address. This information shall be used only for sending the forms as
directed above or for formally effecting service. Any documentation of the address shall be
retained only by the Clerk. Address information shall not be maintained in the court file or
disclosed by the Clerk.
Defendants are ORDERED to timely file an appropriate responsive pleading to the
Complaint and shall not waive filing a reply pursuant to 42 U.S.C. § 1997e(g). Pursuant to
Administrative Order No. 244, Defendants need only respond to the issues stated in this
Merit Review Order.
If judgment is rendered against Plaintiff, and the judgment includes the payment of costs
under Section 1915, Plaintiff will be required to pay the full amount of the costs, regardless of
whether his application to proceed in forma pauperis is granted. See 28 U.S.C. § 1915(f)(2)(A).
Finally, Plaintiff is ADVISED that he is under a continuing obligation to keep the Clerk of
Court and the opposing party informed of any change in his address; the Court will not
independently investigate his whereabouts. This shall be done in writing and not later than 7 days
after a transfer or other change in address occurs. Failure to comply with this order will cause a
delay in the transmission of court documents and may result in dismissal of this action for want of
prosecution. See Fed. R. Civ. P. 41(b).
IT IS SO ORDERED.
DATED: January 15, 2020
s/ Staci M. Yandle_________
STACI M. YANDLE
United States District Judge
Notice to Plaintiff
The Court will take the necessary steps to notify the appropriate Defendants of your lawsuit
and serve them with a copy of your complaint. After service has been achieved, the Defendants
will enter their appearance and file an Answer to your complaint. It will likely take at least 60 days
from the date of this Order to receive the Defendants’ Answers, but it is entirely possible that it
will take 90 days or more. When all the Defendants have filed Answers, the Court will enter a
Scheduling Order containing important information on deadlines, discovery, and procedures.
Plaintiff is advised to wait until counsel has appeared for the Defendants before filing any motions,
to give the Defendants notice and an opportunity to respond to those motions. Motions filed before
Defendants’ counsel has filed an appearance will generally be denied as premature. Plaintiff need
not submit any evidence to the Court at this time, unless specifically directed to do so.