an action fails to state a claim upon which relief can be granted if it does not plead “enough facts to state a claim to relief that is plausible on its face”
How later courts described this case
- an action fails to state a claim upon which relief can be granted if it does not plead “enough facts to state a claim to relief that is plausible on its face”
- holding that prisoner's allegations, including that he suffered unnecessary pain while handcuffed for seven hours, were sufficient to state Eighth Amendment violation
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ILLINOIS
CALEB CHARLESTON, #M34856, )
)
Plaintiff, )
)
vs. ) Case No. 19−cv–00764−SMY
)
WARDEN JONES, )
J. SCHOENVECK, )
C/O WESTERMAN, )
C/O WOOLEY, )
C/O MCCALEB, )
C/O CARON, )
C/O GARDNER, )
SHAUN GEE, )
HEATHER MCGEE, )
JOHN DOE 1, )
JOHN DOE 2, )
JOHN DOE 3, )
JOHN DOE 4, )
JOHN DOE 5, )
JOHN DOE 6, )
JOHN DOE 7, )
JOHN DOE 8, )
JOHN DOE 9, )
JOHN DOE 10, )
JOHN DOE 11, )
JOHN DOE 12, and )
WEXFORD HEALTH SOURCE, INC., )
)
Defendants. )
MEMORANDUM AND ORDER
PHILIP G. REINHARD, United States District Court Judge:1
Plaintiff Caleb Charleston, an inmate of the Illinois Department of Corrections (“IDOC”)
currently incarcerated at Illinois River Correctional Center, brings this civil rights action pursuant
to 42 U.S.C. § 1983 for alleged deprivations of his constitutional rights that occurred while he was
in custody at Menard Correctional Center (“Menard”). Plaintiff alleges he was attacked by other
1 Sitting by designation pursuant to 28 U.S.C. § 294(c) and Administrative Order No. 248 of the
United States District Court for the Southern District of Illinois.
inmates after notifying corrections officers that he was in danger and then received inadequate
medical care following the attack. He requests money damages.
This case is now before the court for preliminary review pursuant to 28 U.S.C. § 1915A.
Under Section 1915A, the court is required to screen prisoner complaints to filter out non-
meritorious claims. See 28 U.S.C. § 1915A(a). Any portion of a complaint that is legally frivolous,
malicious, fails to state a claim upon which relief may be granted, or asks for money damages from
a defendant who by law is immune from such relief must be dismissed. 28 U.S.C. § 1915A(b). At
this juncture, the factual allegations of the pro se complaint are to be liberally construed.
Rodriguez v. Plymouth Ambulance Serv., 577 F.3d 816, 821 (7th Cir. 2009).
The Complaint
Plaintiff makes the following allegations in the complaint: On September 6, 2017, after not
being searched or shook down by John Doe correction officers 1, 2, 3, 4, 5, and 6, plaintiff and
other inmates from 7 gallery went to the yard. ([1], p. 17). While in the yard, other inmates started
to threaten plaintiff with physical violence if he did not leave the yard. He went to John Doe
correction officers 7, 8, 9, and 10 for help and told them that other inmates had shanks and were
threatening to attack him and asked to leave the yard. The officers laughed at plaintiff and taunted
him with racial and homosexual slurs. Id. at p. 18. John Doe 7 told plaintiff to get away from the
gate. After returning to the yard, plaintiff was attacked by multiple inmates, who kicked, punched,
and stabbed him. Plaintiff states that various officers and warden Jones all watched from behind
the gate as he and four other inmates were stabbed. Id. at p. 19.
Following the incident, while waiting to be handcuffed and escorted from the yard, plaintiff
told warden Jones, correction officer Westerman, and lieutenant Schoenveck that he had been
stabbed in his right arm and could not move it. Id. at pp. 19, 29. Warden Jones instructed
Westerman to cuff him extra tight. Using excessive force, Westerman forced plaintiff’s injured
arm behind his back causing additional pain to his arm, hands, and wrists.
At the health care unit, plaintiff was treated by nurse McGee who cleaned and put a small
bandage on his stab wound. Id. Even with the bandage, his arm continued to bleed. She said that
there was nothing more she could do for him and denied him medicine for the pain. He then told
correction officer Wooley, who was in the room with him, that he was in extreme pain and that his
arm was still bleeding. Wooley stated that it was not her job to get plaintiff adequate medical
treatment, and that she was only there to take pictures of the injuries and bloody clothes. Id. at p.
20. Plaintiff left health care with his arm still bleeding, still in pain, and was never seen by a doctor.
For the next week plaintiff’s arm continued to bleed and he was in extreme pain. At various
times he asked several officers and staff, including correction officers Gardner, Wooley, Gee, John
Doe 12, McCaleb, and Caron, and mental health staff member Jane Doe 11, for additional medical
attention, but was denied. Id. at pp. 20-21.
Based on the allegations in the complaint, the court finds it convenient to delineate the
claims in this case into the following counts (claims):
Count 1: Eighth Amendment failure to protect claim against Jones and John Doe
correction officers 1-10.
Count 2: Eighth Amendment excessive force claim against Jones, Schoenveck, and
Westerman for handcuffing plaintiff after he received injuries to his arm.
Count 3: Eighth Amendment deliberate indifference to a serious medical need claim
against Jones, Westerman, Schoenveck, John Does 11 and 12, Wooley,
McCaleb, Caron, Gardner, Gee and McGee for failing to provide plaintiff
with adequate medical treatment following his attack.
The parties and the court will use these designations in all future pleadings and orders, unless
otherwise directed by a judicial officer of this court. Any claim that is mentioned in the
complaint but not addressed in this order is considered dismissed without prejudice as
inadequately pled under Twombly.2
Preliminary Dismissals
Plaintiff has listed Wexford Health Source, Inc. (“Wexford”), as a defendant in the case
caption, but he does not describe how Wexford has violated his constitutional rights. To state a
claim against Wexford, plaintiff must demonstrate that the alleged wrongdoers acted pursuant to
an unconstitutional policy or custom attributable to Wexford. See Jackson v. Ill. Medi–Car, Inc.,
300 F.3d 760, 766 n.6 (7th Cir. 2002); Gable v. City of Chicago, 296 F.3d 531, 537 (7th Cir.2002).
Here, not only has plaintiff not alleged any policy or custom attributable to Wexford, but he has
not referenced Wexford in the statement of claim at all. Federal Rule of Civil Procedure 8(a)(2)
requires “‘a short and plain statement of the claim showing that the pleader is entitled to relief,’ in
order to ‘give the defendant fair notice of what the . . . claim is and the grounds upon which it
rests.’” Twombly, 550 U.S. at 555 (quoting Conley v. Gibson, 355 U.S. 41, 47 (1957)). Merely
invoking the name of a potential defendant by listing him or her in the case caption is not sufficient
to state a claim against that individual. See Collins v. Kibort, 143 F.3d 331, 334 (7th Cir. 1998).
Therefore, because plaintiff has failed to allege any claims against Wexford, Wexford is dismissed
without prejudice.
Discussion
Count 1
To succeed on a failure-to-protect claim, an inmate must first demonstrate, objectively, that
he is “incarcerated under conditions posing a substantial risk of serious harm[,]” Farmer v.
Brennan, 511 U.S. 825, 834 (1994), and a beating of one inmate by another “clearly constitutes
serious harm.” Brown v. Budz, 398 F.3d 904, 910 (7th Cir. 2005). Second, he must show that prison
2 See Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007) (an action fails to state a claim
upon which relief can be granted if it does not plead “enough facts to state a claim to relief that is
plausible on its face”).
officials acted with deliberate indifference to that risk, a subjective inquiry into a prison official's
state of mind. Farmer, 511 U.S. at 838–39. As explained in Farmer, “a prison official cannot be
found liable under the Eighth Amendment for denying an inmate humane conditions of
confinement unless the official knows of and disregards an excessive risk to inmate health or
safety; the official must both be aware of facts from which the inference could be drawn that a
substantial risk of serious harm exists, and he must also draw the inference.” Id. at 837. A prisoner
must demonstrate that prison officials were aware of a specific, impending and substantial threat
to his safety, often “by showing that he complained to prison officials about a specific threat to his
safety.” Pope v. Shafer, 86 F.3d 90, 92 (7th Cir. 1996) (quoting McGill v. Duckworth, 944 F.2d
344, 349 (7th Cir. 1991)).
A showing of negligence, or even gross negligence, is insufficient to prove an official acted
with deliberate indifference. The standard is the “equivalent of criminal recklessness.” Grieveson
v. Anderson, 538 F.3d 763, 777 (7th Cir. 2008) (quoting Borello v. Allison, 446 F.3d 742, 747 (7th
Cir. 2006)).
At this stage of the process, plaintiff has pled sufficient facts to state a claim against John
Does 7, 8, 9, and 10 for failing to protect him from a known, specific threat of assault after he
notified them of the threat and requested to be removed from the yard. Additionally, a plausible
failure to protect claim is stated against warden Jones, who allegedly watched while plaintiff was
attacked and failed to intervene.
Plaintiff’s claim fails, however, against John Does 1, 2, 3, 4, 5, and 6. Plaintiff only claims
that these defendants failed to search inmates prior to going out to the yard and has not alleged that
they knew there was a specific threat to his safety and failed to take action. See Sanville v.
McCaughtry, 266 F.3d 724, 733-34 (7th Cir. 2001). Therefore, Count 1 will proceed against John
Does 7-10 and warden Jones, but will be dismissed without prejudice against John Does 1-6.
Count 2
A prison official inflicts cruel and unusual punishment on an inmate, in violation of the
Eighth Amendment, when the official intentionally uses excessive force against the inmate without
penological justification. See Wilkins v. Gaddy, 559 U.S. 34 (2010); Hudson v. McMillian, 503
U.S. 1 (1992). In order to prevail on an excessive force claim, an inmate must demonstrate that the
force used by the defendant was not applied in a good-faith effort to maintain or restore discipline,
but, rather, was applied maliciously and sadistically to cause harm. See Hudson, 503 U.S. at 7.
However, not every malicious touch by a prison official gives rise to a cause of action under the
Constitution. Unless the physical force is “repugnant to the conscience of mankind”, force that is
de minimis is not actionable. Id. at 9-10 (quoting Whitley v. Albers, 475 U.S. 312, 327 (1986))
(internal quotations omitted).
Plaintiff alleges that Jones, Schoenveck, and Westerman applied excessively tight
handcuffs to him and twisted his arm, even after he told them his arm was injured and that he could
not move it. His arm then continued to bleed through the week and he experienced numbness,
swelling, extreme pain, limited mobility, and discoloration. (Doc. [1-1], p. 16). Because security
measures as ordinary as handcuffs can still be used in ways that violate the constitution, Count 2
survives screening. See Hope v. Pelzer, 536 U.S. 730, 738 (2002) (holding that prisoner's
allegations, including that he suffered unnecessary pain while handcuffed for seven hours, were
sufficient to state Eighth Amendment violation).
Count 3
The Eighth Amendment prohibits cruel and unusual punishment of inmates and imposes
an obligation upon prison officials to provide them with adequate medical care for serious medical
conditions. Arnett v. Webster, 658 F.3d 742, 750 (7th Cir. 2011). A condition is considered
sufficiently serious if failure to treat it could result in the unnecessary and wanton infliction of
pain. See Gutierrez v. Peters, 111 F.3d 1364, 1373 (7th Cir. 1997). “[A] prisoner claiming
deliberate indifference need not prove that the prison officials intended, hoped for, or desired the
harm that transpired.” Haley v. Gross, 86 F.3d 630, 641 (7th Cir. 1996). It is enough to show the
defendants actually knew of a substantial risk of harm to the inmate and acted or failed to act in
disregard of that risk. Id. (citing Farmer).
Plaintiff alleges that during the attack he was stabbed in the arm and that his arm continued
to bleed for over a week. Despite continually asking defendants for medical care and informing
them about his injury, he was repeatedly denied or ignored. At this juncture plaintiff has alleged
sufficient facts to proceed on Count 3.
Motion to Appoint Counsel
Plaintiff has also filed a Motion for Recruitment of Counsel ([3]). There is no constitutional
or statutory right to appointment of counsel in federal civil cases. Romanelli v. Suliene, 615 F.3d
847, 851 (7th Cir. 2010). Federal district courts have discretion under 28 U.S.C. § 1915(e)(1) to
request counsel to assist pro se litigants. Id. When presented with a request to appoint counsel, the
court must consider: “(1) has the indigent plaintiff made reasonable efforts to retain counsel or
been effectively precluded from making such efforts, [and] (2) given the difficulty of the case, did
the plaintiff appear competent to try it himself.” Pruitt v. Mote, 503 F.3d 647, 654 (7th Cir. 2007)
(citations omitted).
With regard to the first step of the inquiry, plaintiff has not provided the court with any
information regarding his attempts to obtain counsel. For this reason, plaintiff’s motion is
DENIED without prejudice. The court encourages plaintiff to renew his request for the
appointment of counsel at a later date. If plaintiff does renew his request, he should give the court
rejection letters from at least three lawyers to prove that he has recently made reasonable efforts
to find a lawyer on his own.
Motion for Service of Process
Because plaintiff has been granted pauper status ([6]) and the court is obligated to arrange
service for incarcerated persons proceeding in forma pauperis, his Motion for Service of Process
at Government Expense ([4]) is DENIED as moot.
Identification of Unknown Defendants
As previously noted, plaintiff will be allowed to proceed with Count 1 against John Does
7-10 and Count 3 against John Does 11 and 12. However, these defendants must be identified with
particularity before service of the complaint can be made on them. Plaintiff will have the
opportunity to engage in limited discovery to ascertain their identity. Rodriguez v. Plymouth
Ambulance Serv., 577 F.3d 816, 832 (7th Cir. 2009). In that vein, the Clerk of Court will be
directed to add the current acting warden of Menard Correctional Center, Frank Lawrence (official
capacity only), as a party to this action. The warden shall be responsible for responding to
discovery aimed at identifying these unknown defendants. Once the names of these individuals are
discovered, plaintiff shall file a motion to substitute each newly identified defendant in place of
the generic designations in the case caption and throughout the complaint.
Disposition
The Clerk of Court is DIRECTED to add Frank Lawrence, warden of Menard (official
capacity only), as a defendant in this action. Wexford Health Sources, Inc. is DISMISSED without
prejudice and the Clerk of Court is DIRECTED to terminate Wexford Health Source, Inc. as a
defendant in the Case Management/Electronic Case Filing (“CM/ECF”) system.
IT IS HEREBY ORDERED that the Motion for Recruitment of Counsel ([3]) is DENIED
without prejudice and Motion for Service of Process at Government Expense ([4]) is DENIED
as moot.
IT IS FURTHER ORDERED that COUNT 1 shall proceed against John Does 7-10 and
Jones, but is DISMISSED as to John Does 1-6. Because there are no other claims against John
Does 1-6, the Clerk of Court is DIRECTED to terminate them in the Case Management/
Electronic Case Filing (“CM/ECF”) system.
IT IS FURTHER ORDERED that COUNT 2 shall proceed against Jones, Schoenveck,
and Westerman, and COUNT 3 shall proceed against Jones, Westerman, Schoenveck, John Does
11 and 12, Wooley, McCaleb, Caron, Gardner, Gee, and McGee.
IT IS FURTHER ORDERED the Clerk of Court shall prepare for Jones, Schoenveck,
Westerman, Wooley McCaleb Caron, Gardner, Gee, McGee, and Lawrence (official capacity
only): (1) Form 5 (Notice of a Lawsuit and Request to Waive Service of a Summons), and (2)
Form 6 (Waiver of Service of Summons). The Clerk of Court is DIRECTED to mail these forms,
a copy of the complaint, and this memorandum and order to each defendant’s place of employment
as identified by plaintiff. If a defendant fails to sign and return the Waiver of Service of Summons
(Form 6) to the Clerk of Court within 30 days from the date the forms were sent, the Clerk of Court
shall take appropriate steps to effect formal service on that defendant, and the court will require
that defendant pay the full costs of formal service, to the extent authorized by the Federal Rules of
Civil Procedure.
If a defendant cannot be found at the work address provided by plaintiff, the employer shall
furnish the Clerk of Court with the defendant’s current work address, or, if not known, the
defendant’s last-known address. This information shall be used only for sending the forms as
directed above or for formally effecting service. Any documentation of the address shall be
retained only by the Clerk of Court. Address information shall not be maintained in the court file
or disclosed by the Clerk of Court.
Service shall not be made on unknown defendants John Does 7-12, until such time as
plaintiff has identified them by name in a properly filed motion for substitution of parties. Plaintiff
is ADVISED that it is his responsibility to provide the court with the name and service address for
each John Doe defendant.
Defendants are ORDERED to timely file an appropriate responsive pleading to the
complaint and shall not waive filing a reply pursuant to 42 U.S.C. § 1997e(g). Pursuant to
Administrative Order No. 244, defendants need only respond to the issues stated in this merit
review order.
This entire matter shall be REFERRED to a United States Magistrate Judge for
disposition, pursuant to Local Rule 72.2(b)(3) and 28 U.S.C. § 636(c), ifall parties consent to such
a referral.
IT IS ALSO ORDERED that if judgment is rendered against plaintiff, and the judgment
includes the payment of costs under § 1915, plaintiff will be required to pay the full amount of the
costs, even though his application to proceed in forma pauperis was granted. See 28 U.S.C. §
1915@)(2)(A).
Finally, plaintiff is ADVISED that he is under a continuing obligation to keep the Clerk of
Court and each opposing party informed of any change in his address; the court will not
independently investigate his whereabouts. This shall be done in writing and not later than 7 days
after a transfer or other change in address occurs. Failure to comply with this order will cause a
delay in the transmission of court documents and may result in dismissal of this action for want of
prosecution. See FED. R. Civ. P. 41(b).
IT IS SO ORDERED.
DATED: 10/02/2019 p
PHILIP G. REINHARD
United States District Judge
Notice to Plaintiff
The court will take the necessary steps to notify the appropriate defendants of your lawsuit
and serve them with a copy of your complaint. After service has been achieved, the defendants
will enter their appearance and file an answer to your complaint. It will likely take at least 60 days
from the date of this order to receive the defendants’ answer, but it is entirely possible that it will
take 90 days or more. When all the defendants have filed answers, the court will enter a scheduling
order containing important information on deadlines, discovery, and procedures. Plaintiff is
advised to wait until counsel has appeared for the defendants before filing any motions, to give the
defendants notice and an opportunity to respond to those motions. Motions filed before
defendants’ counsel has filed an appearance will generally be denied as premature. Plaintiff need
not submit any evidence to the court at this time, unless specifically directed to do so.