finding the argument that more medical evidence was necessary was unpersuasive because, among other reasons, counsel did not allege that the medical records were inadequate
How later courts described this case
- finding the argument that more medical evidence was necessary was unpersuasive because, among other reasons, counsel did not allege that the medical records were inadequate
- stating that step two acts as a filter and “allows only claims based on the most trivial impairments to be rejected”
- There is no prejudice when the assertion that the plaintiff would have benefitted from a more extensive hearing was speculative.
- ruling the district court erred in requiring that the ALJ’s finding to be “underpinned by a medical source opinion”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
TAMPA DIVISION
LILLIE MAE MOORE,
Plaintiff,
v. Case No. 8:23-cv-206-AAS
KILOLO KIJAKAZI,
Acting Commissioner,
Social Security Administration,
Defendant.
______________________________________/
ORDER
Plaintiff Lillie Mae Moore requests judicial review of a decision by the
Commissioner of Social Security (Commissioner) denying her claim for
disability insurance benefits (DIB) and supplemental security income (SSI)
under the Social Security Act, 42 U.S.C. Section 405(g). After reviewing the
record, including the transcript of the hearing before the Administrative Law
Judge (ALJ), the administrative record, and the parties’ briefs, the
Commissioner’s decision is AFFIRMED.
I. PROCEDURAL HISTORY
Ms. Moore applied for DIB and SSI on June 10, 2020, alleging a disability
onset date of May 4, 2019. (Tr. 343–52, 353–57). Disability examiners denied
Ms. Moore’s application initially and on reconsideration. (Tr. 114–25, 126–37,
1
138-65). Following a hearing, the ALJ issued a decision unfavorable to Ms.
Moore on January 27, 2022. (Tr. 28–42). The Appeals Council denied Ms.
Moore’s request for review, making the ALJ’s decision the Commissioner’s final
decision. (Tr. 1–4). Ms. Moore now requests judicial review of the
Commissioner’s decision. (Doc. 1).
II. NATURE OF DISABILITY CLAIM
A. Background
Ms. Moore was fifty-four years old on her alleged disability onset date
and the date she applied for social security benefits. (Tr. 74, 343, 353, 392). Ms.
Moore completed the eleventh grade and has past work experience as a
housekeeper. (Tr. 57, 58–59, 74, 425, 447).
B. Summary of the ALJ’s Decision
The ALJ must follow five steps when evaluating a claim for disability.1
20 C.F.R. §§ 404.1520(a), 416.920(a). First, if a claimant is engaged in
substantial gainful activity,2 he is not disabled. 20 C.F.R. §§ 404.1520(b),
416.920(b). Second, if a claimant has no impairment or combination of
impairments that significantly limit his physical or mental ability to perform
1 If the ALJ determines the claimant is disabled at any step of the sequential analysis,
the analysis ends. 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4).
2 Substantial gainful activity is paid work that requires significant physical or mental
activity. 20 C.F.R. §§ 404.1572, 416.972.
2
basic work activities, she has no severe impairment and is not disabled. 20
C.F.R. §§ 404.1520(c), 416.920(c); see McDaniel v. Bowen, 800 F.2d 1026, 1031
(11th Cir. 1986) (stating that step two acts as a filter and “allows only claims
based on the most trivial impairments to be rejected”). Third, if a claimant’s
impairments fail to meet or equal an impairment in the Listings, she is not
disabled. 20 C.F.R. §§ 404.1520(d), 416.920(d). Fourth, if a claimant’s
impairments do not prevent her from doing past relevant work, she is not
disabled. 20 C.F.R. §§ 404.1520(e), 416.920(e). At this fourth step, the ALJ
determines the claimant’s residual functional capacity (RFC).3 Id. Fifth, if a
claimant’s impairments (considering her RFC, age, education, and past work)
do not prevent her from performing work that exists in the national economy,
she is not disabled. 20 C.F.R. §§ 404.1520(g), 416.920(g).
The ALJ determined Ms. Moore had not engaged in substantial gainful
activity since May 4, 2019, her alleged disability onset date. (Tr. 30). The ALJ
found Ms. Moore has these severe impairments: obesity, right rotator cuff
derangement, bilateral knee degenerative disease, asthma, left wrist fracture,
and neurocognitive disorder. (Tr. 31). However, the ALJ concluded Ms. Moore’s
impairments or combination of impairments fail to meet or medically equal the
3 A claimant’s RFC is the level of physical and mental work she can consistently
perform despite her limitations. 20 C.F.R. §§ 404.1545(a)(1), 416.945(a)(1).
3
severity of an impairment in the Listings. (Id.).
The ALJ found Ms. Moore had an RFC to perform light work4 with these
limitations:
occasionally reaching overhead with the right upper extremity;
frequent reaching in all other directions with the right upper
extremity; frequent handling with the left upper extremity, which
is dominant extremity; occasional climbing of ramps and stairs, no
climbing of ladders, ropes or scaffolds, occasional balancing,
frequent stopping, occasional kneeling, crouching, and crawling;
no exposure to unprotected heights or moving mechanical parts;
occasional concentrated exposure to dust, odors, fumes, and
pulmonary irritants; simple, routine and repetitive tasks that are
not performed at a production-rate pace, such as that found in
assembly-line work; and limited to occasional changes in a
predictable work setting.
(Tr. 35–36).
Based on these findings and the testimony of a vocational expert (VE),
the ALJ determined Ms. Moore could perform her past relevant work as a
housekeeper. (Tr. 41). As a result, the ALJ found Ms. Moore was not disabled
from May 4, 2019, through the date of the decision. (Tr. 42).
4 “Light work involves lifting no more than 20 pounds at a time with frequent lifting
or carrying of objects weighing up to 10 pounds. Even though the weight lifted may
be very little, a job is in this category when it requires a good deal of walking or
standing, or when it involves sitting most of the time with some pushing and pulling
of arm or leg controls. To be considered capable of performing a full or wide range of
light work, you must have the ability to do substantially all of these activities. If
someone can do light work, we determine that he or she can also do sedentary work,
unless there are additional limiting factors such as loss of fine dexterity or inability
to sit for long periods of time.” 20 C.F.R. §§ 404.1567(6), 416.967(6).
4
III. ANALYSIS
A. Standard of Review
Review of the ALJ’s decision is limited to determining whether the ALJ
applied the correct legal standards and whether substantial evidence supports
his findings. McRoberts v. Bowen, 841 F.2d 1077, 1080 (11th Cir. 1988).
Substantial evidence is more than a mere scintilla but less than a
preponderance. Dale v. Barnhart, 395 F.3d 1206, 1210 (11th Cir. 2005)
(citation omitted). There must be sufficient evidence for a reasonable person to
accept as enough to support the conclusion. Foote v. Chater, 67 F.3d 1553, 1560
(11th Cir. 1995) (citations omitted). The Supreme Court recently explained,
“whatever the meaning of ‘substantial’ in other contexts, the threshold for such
evidentiary sufficiency is not high.” Biestek v. Berryhill, 139 S. Ct. 1148, 1154
(2019).
A reviewing court must affirm a decision supported by substantial
evidence “even if the proof preponderates against it.” Phillips v. Barnhart, 357
F.3d 1232, 1240 n.8 (11th Cir. 2004) (citations omitted). The court must not
make new factual determinations, reweigh evidence, or substitute its judgment
for the Commissioner’s decision. Phillips, 357 F.3d at 1240 (citation omitted).
Instead, the court must view the whole record, considering evidence favorable
and unfavorable to the Commissioner’s decision. Foote, 67 F.3d at 1560; see
5
also Lowery v. Sullivan, 979 F.2d 835, 837 (11th Cir. 1992) (citation omitted)
(stating the reviewing court must scrutinize the entire record to determine the
reasonableness of the Commissioner’s factual determinations).
B. Issues on Appeal
Ms. Moore raises two issues on appeal: (1) whether substantial evidence
supports the ALJ’s evaluation of the medical opinions of Susan Johnson, M.D.
and Craig Barron, PsyD. (Doc. 19, pp. 3–20); and (2) whether substantial
evidence supports the ALJ’s RFC determination when she found Ms. Moore’s
limitations based on her left wrist fracture without support of any medical
opinion evidence (Id. at pp. 20–24).
1. Whether the ALJ properly evaluated the medical
evidence.
Ms. Moore argues the ALJ failed to properly consider the medical
opinions of Dr. Johnson and Dr. Barron. (Doc. 19, pp. 3–20). In response, the
Commissioner contends the ALJ properly considered the medical opinion
evidence in reaching his RFC assessment. (Doc. 20, pp. 6–15).
Under the revised regulations, an ALJ will not “defer or give any specific
evidentiary weight, including controlling weight, to any medical opinion(s) or
prior administrative medical finding(s), including those from [the claimant’s
own] medical sources.” 20 C.F.R. §§ 404.1520c(a); 416.920c(a). The new
6
regulatory scheme “forbids administrative law judges from ‘defer[ring] or
giv[ing] any specific evidentiary weight, including controlling weight, to any
medical opinion(s),’” Harner v. Social Security Admin., Comm’r, 38 F.4th 892,
898 (11th Cir. 2022), and an ALJ does not have to “explain why good cause
exists to disregard the treating source’s opinion.” Matos v. Comm’r of Soc. Sec.,
No. 21-11764, 2022 WL 97144, at *4 (11th Cir. Jan. 10, 2022). The ALJ must
now determine the persuasiveness of medical opinions by considering
supportability, consistency, treatment relationship, specialization, and other
factors. 20 C.F.R. §§ 404.1520c(c)(1)–(5), 416.920c(c)(1)–(c)(5). The ALJ must
articulate how the supportability and consistency factors were considered for
a medical source’s opinions or prior administrative medical findings, but an
ALJ need not articulate how the remaining factors were considered unless
there are equally persuasive medical opinions or prior administrative medical
findings. 20 C.F.R. §§ 404.1520c(b)(2), 416.920c(b)(2).
On October 5, 2020, Dr. Johnson evaluated Ms. Moore. (Tr. 503–06). Dr.
Johnson assessed bilateral knee pain. (Tr. 504). Dr. Johnson opined that Ms.
Moore would have difficulty with stairs and should avoid heavy lifting. (Id.).
Ms. Moore could stand/walk six hours, but she should be allowed to sit every
one to two hours. (Id.). Finally, Dr. Johnson opined that Ms. Moore could
occasionally reach overhead. (Id.).
7
The ALJ found Dr. Johnson’s opinion “generally persuasive” as the
limitations she assessed are “generally consistent with the record, including
her own mostly intact examination findings, claimant’s self-reported
symptoms, and the lack of treatment for her knee and shoulder impairment
during the relevant time period.” (Tr. 41). The ALJ found additional limitations
related to Ms. Moore’s left which fracture, which occurred after Dr. Johnson’s
evaluation. (Id.). However, the ALJ found that:
As for the need to change positions, a change every two hours is
consistent with normal breaks throughout the workday and would
not require a specific limitation. The undersigned finds that a
need to change position every hour is not consistent with the
record, including the minimal examination findings as well as the
claimant’s complete lack of treatment for her knee impairment
during the relevant time period.
(Id.).
Ms. Moore claims that the ALJ failed sufficiently articulate the
supportability factor and explain her reasoning and build a “logical bridge”
from the evidence to the conclusion that Dr. Johnson’s opinion was not
supported and was inconsistent with the minimal examination finding and Ms.
Moore’s lack of treatment for her knee impairment during the relevant time
period. (Doc. 19, pp. 6–14). Ms. Moore further claims that the ALJ
impermissibly “picked and chose” through the consultative examination. (Id.,
p. 11).
8
Ms. Moore’s logical bridge argument fails. In essence, she argues that
the ALJ’s evaluation of the persuasiveness of Dr. Johnson’s opinion was
conclusory and without explanation. However, a “logical bridge” simply means
that “an ALJ must articulate at some minimum level, her analysis of the
evidence.” Dixon v. Massanari, 270 F.3d 1171, 1176 (7th Cir. 2001). Ultimately,
this requirement does not alter the substantial evidence standard. Brumbaugh
v. Saul, 850 F. App’x 973, 977 (7th Cir. 2021). The ALJ has satisfied the
substantial evidence standard here.
The ALJ’s decision, read as a whole, supports the ALJ’s finding that Dr.
Johnson’s opinion was generally persuasive except for the need to change
positions every hour. See Rice v. Barnhart, 384 F.3d 363, 370 n.5 (7th Cir. 2004)
(“[I]t is proper to read the ALJ’s decision a whole, and ... it would be a needless
formality to have the ALJ repeat substantially similar factual analyses”
multiple times throughout decision); see also Jones v. Barnhart, 364 F.3d 501,
505 (3d Cir. 2004) (holding that the ALJ’s decision contained a sufficient
explanation for the step three finding because the ALJ is not required to “use
particular language or adhere to a particular format”).
While the ALJ did not use the word “supportability,” elsewhere in the
decision, the ALJ noted that, upon examination by Dr. Johnson, Ms. Moore had
a normal range of motion in the lumbar spine and knees bilaterally, intact
9
strength and sensation, a negative straight leg test and a normal Romberg.
(Tr. 37, 504). Ms. Moore was able to walk on heels and toes and had a normal
gait and station. (Tr. 37–38, 503). Contrary to Ms. Moore’s argument, the ALJ
acknowledged the Ms. Moore had decreased reflexes (although Dr. Johnson did
not indicate which reflexes), crepitus, and complained of pain in the knees with
palpitation. (Tr. 37, 504).
The articulation requirement is met so long as the evaluation addresses
the substance of the factors, regardless of the specific language used in the
evaluation. See Cook v. Comm’ r of Soc. Sec., No. 6:20-cv-1197-RBD-DCI, 2021
WL 1565832, at *5 (M.D. Fla. Apr. 6, 2021). As the ALJ assessed Dr. Johnson’s
medical findings, the articulation requirement has been met.
The ALJ addressed consistency too, concluding that Dr. Johnson’s
opinion that Ms. Moore would need to change positions every hour was
contradicted by Dr. Johnson’s minimal findings upon examination and Ms.
Moore’s lack of treatment during the relevant time period. (Tr. 41).
While Ms. Moore points to her subjective complaints of pain and other
symptoms as support for Dr. Johnson’s opinion (Doc. 20, pp. 11–12), the ALJ
considered Ms. Moore’s statements and found that they were not consistent
with the overall record, including her minimal treatment, the minimal
examination findings, and Ms. Moore’s activities of daily living. (Tr. 36–37).
10
Ms. Moore does not dispute that finding.
Ms. Moore points to other evidence she claims supports Dr. Johnson’s
opinion that Ms. Moore needs to change positions every hour. (Doc. 19, p. 12
(citing Tr. 457–59)). Ms. Moore essentially requests that the court reweigh the
medical evidence in her favor, something it cannot do. See Phillips v. Barnhart,
357 F.3d 1232, 1240 (11th Cir. 2004) (citations omitted). The ALJ’s conclusion
that Dr. Johnson’s medical opinion was generally persuasive except for the
need to change positions every hour is supported by substantial evidence.
Dr. Barron conducted a psychological evaluation of Ms. Moore on May
12, 2021. (Tr. 610–15). WAIS-IV testing indicated a full-scale I.Q. in the
borderline range. (Tr. 611). Overall, testing showed low average intellectual
abilities except for a mild disability range verbal comprehension score. (Id.).
WMS-IV testing showed global impairment in both verbal and nonverbal
memory. (Id.). Dr. Barron opined that Ms. Moore’s test scores suggested
neurocognitive disorder secondary to a traumatic brain injury and a cerebral
vascular accident. (Id.). Dr. Barron opined that Ms. Moore was not capable of
communicating, comprehending, and retaining simple directions at an
unskilled competitive employment. (Tr. 615). Dr. Barron further opined that
Ms. Moore was not capable of withstanding work-related stresses, attending
work regularly, rapidly performing routine repetitive activities on a sustained
11
basis, meeting production requirements, and relating to others at an unskilled,
competitive employment level. Dr. Barron also found that Ms. Moore was not
capable of managing financial benefits independently in a responsible manner.
(Id.).
The ALJ evaluated Dr. Barron’s opinion and found it not persuasive. (Tr.
41). The ALJ shared how she evaluated supportability and consistency:
This opinion is not consistent with the record as a whole, including
the claimant’s good activities of daily living, including her ability
to work a competitive part-time job during the relevant time period
and ability to assist her mother. It is also inconsistent with the
doctor’s own examination findings, which aside from low scores in
verbal comprehension and memory were fairly normal. This
includes her low average scores in processing speed, perceptual
reasoning, and working memory indices of the WAIS-IV and her
intact mental status examination.
(Id.).
Similar to her arguments relating to Dr. Johnson’s opinion, Ms. Moore
contends that the ALJ failed to properly explain how she considered the
supportability factor. (Doc. 20, pp. 15–18). She claims that the ALJ failed to
explain her reasoning and build a “logical bridge” from the evidence to the
conclusion that Dr. Barron’s opinion was not supported and was inconsistent
with Ms. Moore’s daily activities, ability to work a part-time job, and assist her
mother. (Id. at 15–19). She also claims that the ALJ impermissibly “picked and
chose” through the consultative examination. (Id. at 16). In essence, she argues
12
that the ALJ’s evaluation of the persuasiveness of Dr. Barron’s opinion was
conclusory and without explanation.
Ms. Moore’s logical bridge argument again fails. A logical bridge, as
discussed above, does not alter the substantial evidence standard, which is met
here. The regulations do not prevent an ALJ from referring to evidence
discussed elsewhere in the decision when evaluating medical opinions. See
Rice, 384 F.3d at 370 n.5. Substantial evidence supports the ALJ’s finding that
Dr. Barron’s opinion was not persuasive.
Although the ALJ only briefly addressed supportability when discussing
the reasons she found Dr. Barron’s opinion unpersuasive (Tr. 41), elsewhere in
the decision the ALJ discussed Dr. Barron’s psychological evaluation of Ms.
Moore at length. (Tr. 33, 39). Contrary to Ms. Moore’s claim, the ALJ
acknowledged Ms. Moore’s test results including a Full-Scale I.Q. (“FSIQ”) on
the Weschler Adult Intelligence Scale-IV (“WAIS-IV”) in the borderline range,
a comprehension score in the mildly disabled range, a Weschler Memory Scale-
IV (“WSM-IV”) score showing impaired memory and that she did poorly on the
math section of WAIS-IV. (Tr. 33, 39, 610-11). The ALJ also noted that Ms.
Moore’s perceptual reasoning, working memory, and processing scores where
in the low average range. (Tr. 33, 611).
The ALJ, however, noted that the mental status examination showed
13
well-articulated speech without paraphrasic error, appropriate affective
reactions, congruent mood, and logical and goal-directed thoughts with no
evidence of blocking or flighitive ideas. (Tr. 39, 612). Ms. Moore was oriented,
made good eye contact, and demonstrated good task orientation, cooperation,
motivation, and effort. (Tr. 39, 612–13). Ms. Moore was able to recall the name
of the current and previous president, interpret proverbs abstractly, and could
perform serial 7’s. (Tr. 33, 39, 613). She was able to recall seven digits forward
and four backwards. (Id.).
Likewise, the decision, read as a whole, support’s the ALJ’s rejection of
Dr. Barron’s opinion as inconsistent with Ms. Moore’s activities of daily living,
her abilities to work a part-time job and care for her mother. The ALJ noted
that Ms. Moore was able to perform regular cleaning tasks, cook, shop, go out
alone, drive a car, do laundry, manage her finances, play cards, and games,
read and watch television. (Tr. 32–33, 397–99, 417–19). She also could engage
in social activities and hobbies. (Tr. 34, 399, 419). The ALJ also noted that Ms.
Moore worked an unskilled part-time job until COVID-19 restrictions caused
her to cease working. (Tr. 33–34, 57–58, 60). She was also able to assist her
ailing mother. (Tr. 33–34, 56, 439). Ms. Moore reported that she got along with
others, including authority figures, and could follow written and spoken
instructions well. (Tr. 33, 420–21).
14
Ms. Moore again points to other evidence to support Dr. Barron’s opinion,
including her reports of subjective symptoms and related complaints. (Doc. 19
at 16). But again, Ms. Moore does not dispute the ALJ’s finding that Ms.
Moore’s subjective complaints were not consistent with the overall record,
including her minimal treatment, the minimal examination findings, and Ms.
Moore’s activities of daily living. (Tr. 36–37). While Ms. Moore argues that Dr.
Johnson’s opinion was consistent with the opinion of a state agency consultant,
Doc. 19, p. 19), the ALJ found that opinion only partially persuasive and
rejected the finding of moderate limitations in interacting with others and
adapting or managing oneself and corresponding social limitations. (Tr. 40).
Ms. Moore did not dispute that finding.
While a different factfinder may have credited Dr. Barron’s opinion,
that is not the test. The dispositive question here is whether there is “such
relevant evidence as a reasonable mind might accept as adequate” to support
the ALJ’s conclusion. Biestek, 139 S. Ct. at 1154. “The substantial evidence
threshold is not high and defers to the presiding ALJ, who heard testimony
and reviewed the medical evidence.” Rodriguez v. Berryhill, 836 F. App’x 797,
803 (11th Cir. 2020).
Here, substantial evidence supports the ALJ’s consideration of the
medical opinions of Dr. Johnson and Dr. Barron in reaching her RFC
15
assessment.
2. Whether the ALJ properly evaluated Ms. Moore’s RFC.
Ms. Moore argues the ALJ’s RFC assessment fails to account for Ms.
Moore’s left wrist limitations. (Doc. 19, pp. 20–25). Ms. Moore claims that the
ALJ failed to develop the record by not ordering a consultative examination on
Ms. Moore’s left wrist or recontacting her physician. (Id., p. 22 ). She argues
that, had the ALJ further developed the record, additional limitations might
have been posed by the ALJ to the VE which could have changed the VE’s
responses to hypothetical questions, and, in turn, could have resulted in a
lesser RFC and a finding of disabled. (Id., p. 24). In response, the
Commissioner argues that the ALJ sufficiently developed the record and did
not require a physician’s opinion to assess Ms. Moore’s RFC. (Doc. 15, pp. 15–
20).
A claimant’s RFC is the most she can still do despite her limitations and
is based on all the relevant evidence in the case record, including medical
history, medical reports, medical source statements, and descriptions of
limitations from the claimant and others. 20 C.F.R. §§ 404.1545(a), (a)(3),
416.945(a), (a)(3). An ALJ does not “play doctor” merely by determining a
claimant’s RFC based on her review of the record as a whole. Castle v. Colvin,
557 F. App’x 849, 853 (11th 2014). Indeed, the pertinent regulations obligate
16
an ALJ to render such an assessment. Id. at 853–54 (citation omitted); see also
Moore v. Soc. Sec. Admin., Comm’r, 649 F. App’x 941, 945 (11th Cir. 2016) (per
curiam).
Here, the ALJ found Ms. Moore had exertional limitations and mental
limitations. (Tr. 35-36). Regarding Ms. Moore’s left wrist impairment, the ALJ
found a frequent handling limitation was appropriate. (Tr. 38). But given Ms.
Moore’s lack of pain based on the fracture, lack of treatment, and Ms. Moore’s
activities of daily living, the ALJ did not find additional limitations. (Id.).
Contrary to Ms. Moore’s argument, the ALJ was not required to base the
RFC finding on a medical opinion. See Castle, 557 F. App’x at 854 (ruling the
district court erred in requiring that the ALJ’s finding to be “underpinned by
a medical source opinion”); Green v. Soc. Sec. Admin., 223 F. App’x 915, 923–
24 (11th Cir. 2007) (per curiam) (concluding that the ALJ did not err in
predicating the claimant’s RFC on the medical evidence before him although
this finding conflicted with the only medical opinion of record, which the ALJ
discredited); Jackson v. Colvin, Case No. 8:14-cv-1159-T-TGW, 2015 WL
12844406, at *4 (M.D. Fla. July 16, 2015) (stating that an ALJ’s RFC finding
“need not be based on a physician's opinion of the plaintiff's functioning”);
Gregory v. Astrue, Case No. 5:07-cv-19-Oc-GRJ, 2008 WL 4372840, at *8 (M.D.
Fla. Sept. 24, 2008) (“A medical opinion is...not required to validate a RFC
17
finding by the ALJ.”).
Ms. Moore is correct that an ALJ “has a basic obligation to develop a full
and fair record.” Ellison v. Barnhart, 355 F.3d 1272, 1276 (11th Cir. 2003).5
Nevertheless, “the claimant bears the burden of proving that he is disabled,
and consequently, he is responsible for proving evidence in support of his
claim.” Id. Further, “there must be a showing of prejudice before it is found
that the claimant’s right to due process has been violated to such a degree that
the case must be remanded to the [Commissioner] for further development of
the record.” Graham v. Apfel, 129 F.3d 1420, 1422 (11th Cir. 1997). In
evaluating the necessity for a remand, the court is guided by “whether the
record reveals evidentiary gaps which result in unfairness or clear prejudice.”
Brown v. Shalala, 44 F.3d 931, 935 (11th Cir. 1995) (internal quotation marks
omitted). Unless the record contains insufficient evidence to make an informed
decision, the ALJ is not required to contact a treating physician or order a
consultative exam. See 20 C.F.R. §§ 404.1520b(c), 416.920b(c).
Here the ALJ fully developed the record, and there was sufficient
evidence in the record to support the ALJ’s RFC determination related to Ms.
5 The basic duty to develop the record rises to a “special duty” where the claimant is
not represented during the administrative proceedings. Brown v. Shalala, 44 F.3d
931, 934–35 (11th Cir. 1995). Ms. Moore was represented during the administrative
proceedings. (See Tr. 48–78). Therefore, the ALJ, in this case, only had a basic duty
to develop the record.
18
Moore’s left wrist impairment. Ms. Moore’s initial application for disability was
concerned with impairments of the knee, shoulder, and back along with her
history of stroke, tendonitis, high blood pressure and swelling. (Tr. 386). In
November 2020, Ms. Moore fell and suffered a left distal radius/wrist fracture.
(Tr. 415, 560, 565, 569). Ms. Moore underwent an open reduction internal
fixation surgery in December 2020. (Tr. 556–58). On March 10, 2021, she could
make a near full fist with fingers three through five but had difficulty in flexion
with her second finger. (Tr. 635). Ms. Moore had intact grip strength,
sensation, and motor strength at the extensor pollici longus and flexor pollcis
longus. (Tr. 635-36). Upon follow-up in June 2021, Ms. Moore could not make
a full grip, but had intact sensation and grip strength and motor strength. (Tr.
617). An x-ray showed that Ms. Moore’s left distal radius fractured had healed
completely but there was nonunion of the ulnar styloid. (Id.). Ms. Moore did
not have pain in that location, however. (Id.). She was encouraged to do
exercises to increase her range of motion but was released to resume all
activities as tolerated. (Tr. 618). Ms. Moore testified that she had no sought
follow up care since June 2021. (Tr. 62).
Because the medical records contained enough information for the ALJ
to make an RFC determination, there was no requirement to order a
19
consultative exam.6 See Outlaw v. Barnhart, 197 F. App’x 825, 828 (11th Cir.
2006) (finding that the ALJ did not err in refusing to order a consultative exam
because the record contained extensive medical records about the claimant’s
physical complaints). Additionally, as Ms. Moore had not sought treatment
since June 2021 and the ALJ had the records from her last evaluation, she has
not shown prejudice as a result of the ALJ’s failure to contact her treating
physician.
In short, Ms. Moore only provides speculative evidence that contacting
her treating physician or ordering a consultative exam would provide evidence
supporting her claim. Speculative evidence is not a basis for remanding the
case. Cf. Kelley v. Heckler, 761 F.2d 1538, 1540 (11th Cir. 1985) (There is no
prejudice when the assertion that the plaintiff would have benefitted from a
more extensive hearing was speculative.).
IV. CONCLUSION
Accordingly, the Commissioner’s decision is AFFIRMED. The Clerk of
Court is directed to enter judgment in favor of the Commissioner and close the
6 Neither Ms. Moore nor her attorney requested the ALJ order a consultative
examination. See Osborn v. Barnhart, 194 F. App’x 654, 668–69 (11th Cir. 2006)
(finding the argument that more medical evidence was necessary was unpersuasive
because, among other reasons, counsel did not allege that the medical records were
inadequate). Rather, Ms. Moore’s attorney advised the ALJ that “[t]he record is
complete.” (Tr. 53)
20
case.
ORDERED in Tampa, Florida on November 27, 2023.
Aranda. Arno Sasone_
AMANDA ARNOLD SANSONE
United States Magistrate Judge
21