“Resolution of conflicts in the evidence, including conflicting medical opinions and determinations of credibility are not for the courts; such functions are solely within the province of the Secretary.”
How later courts described this case
- “Resolution of conflicts in the evidence, including conflicting medical opinions and determinations of credibility are not for the courts; such functions are solely within the province of the Secretary.”
- “[T]hose guidelines apply only if the administrative law judge determines that a claimant is incapable of performing his past relevant work at step four of the evaluation”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
FORT MYERS DIVISION
KAREN J. KOLOZS,
Plaintiff,
v. Case No.: 2:22-cv-418-KCD
COMMISSIONER OF SOCIAL
SECURITY,
Defendant.
/
ORDER
Plaintiff Karen Kolozs sues under 42 U.S.C. §§ 405(g) and 1383(c)(3) for
judicial review of the Commissioner of Social Security’s decision denying her
application for disability insurance benefits. (Doc. 1.)1 For the reasons below,
the Commission’s decision is affirmed.
I. Background
The procedural history, administrative record, and law are summarized
in the parties’ briefs (Doc. 15; Doc. 16; Doc. 17) and are not fully repeated here.
In short, Kolozs filed for disability insurance benefits claiming she could not
work because of a cancer diagnosis and back problems. (Tr. 217.) After her
1 Unless otherwise indicated, all internal quotation marks, citations, and alterations have
been omitted in this and later citations.
application was denied, Kolozs sought review by an administrative law judge
(“ALJ”). (Tr. 15.)
Following a hearing, the ALJ agreed that Kolozs was not disabled.
(Tr. 17, 30.) To make this determination, the ALJ used the multi-step
evaluation process established by the Commissioner. See 20 C.F.R. §
404.1520(a).2 The ALJ found that although several of Kolozs’s impairments
qualified as severe, she retained the residual functional capacity (“RFC”) to
engage in some work with restrictions:
[She can] lift and carry 10 pounds occasionally and 5
pounds frequently; sit for six hours in an eight hour
workday; stand and/or walk for two hours in an eight hour
workday; no operation of foot controls; permitted to stand
and stretch after 30 minutes of work while being off task
for one minute; occasional climbing of ramps or stairs, but
no climbing of ladders, ropes, or scaffolds; frequent
balancing, stooping, kneeling, and crouching; no crawling;
and no exposure to hazardous machinery or unprotected
heights.
2 An individual claiming Social Security disability benefits must prove that she is
disabled. Moore v. Barnhart, 405 F.3d 1208, 1211 (11th Cir. 2005). “The Social
Security Regulations outline a five-step, sequential evaluation process used to
determine whether a claimant is disabled: (1) whether the claimant is currently
engaged in substantial gainful activity; (2) whether the claimant has a severe
impairment or combination of impairments; (3) whether the impairment meets or
equals the severity of the specified impairments in the Listing of Impairments; (4)
based on a residual functional capacity assessment, whether the claimant can
perform any of his or her past relevant work despite the impairment; and (5) whether
there are significant numbers of jobs in the national economy that the claimant can
perform given the claimant’s RFC, age, education, and work experience.” Winschel v.
Comm’r of Soc. Sec., 631 F.3d 1176, 1178 (11th Cir. 2011).
(Tr. 23.) After considering the RFC and other evidence, including vocational
expert testimony, the ALJ ultimately concluded that Kolozs could perform her
past relevant work either as a case worker or a medical social worker. (Tr. 29.)
Thus, Kolozs was not disabled as that term is defined in this context. (Tr. 29-
30.)
Kolozs further exhausted her administrative remedies, and this lawsuit
timely followed. (Doc. 15 at 2-3.)
II. Standard of Review
Review of the Commissioner’s (and, by extension, the ALJ’s) decision
denying benefits is limited to whether substantial evidence supports the
factual findings and whether the correct legal standards were applied. 42
U.S.C. § 405(g); see also Wilson v. Barnhart, 284 F.3d 1219, 1221 (11th Cir.
2002). Substantial evidence means “such relevant evidence as a reasonable
mind might accept as adequate to support a conclusion.” Biestek v. Berryhill,
139 S. Ct. 1148, 1154 (2019). It is more than a mere scintilla but less than a
preponderance. Dyer v. Barnhart, 395 F.3d 1206, 1210 (11th Cir. 2005). The
Supreme Court recently explained, “whatever the meaning of ‘substantial’ in
other contexts, the threshold for such evidentiary sufficiency is not high.”
Biestek, 139 S. Ct. at 1154.
When determining whether the ALJ’s decision is supported by
substantial evidence, the court must view the record as a whole, considering
evidence favorable and unfavorable to the Commissioner. Foote v. Chater, 67
F.3d 1553, 1560 (11th Cir. 1995). The court may not reweigh the evidence or
substitute its judgment for that of the Commissioner. And even if the evidence
preponderates against the Commissioner’s decision, the reviewing court must
affirm if the decision is supported by substantial evidence. Bloodsworth v.
Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983). Finally, “[u]nder a substantial
evidence standard of review, [the claimant] must do more than point to
evidence in the record that supports [her] position; [she] must show the
absence of substantial evidence supporting the ALJ’s conclusion.” Sims v.
Comm’r of Soc. Sec., 706 F. App’x 595, 604 (11th Cir. 2017).
III. Analysis
Kolozs argues the ALJ erred in five ways. First, she says “the ALJ failed
to include mental limitations in the RFC assessment.” Next, she says the RFC
would require her to sit longer than the 6-hour limit it imposes. Kolozs also
claims the ALJ did not properly consider her muscle spams when forming the
RFC. Then, she argues substantial evidence does not support her ability to
perform past relevant work. And finally, Kolozs alleges the ALJ violated
Medical-Vocational Rule 201.06 “which directs a finding of disabled at step five
if certain conditions are met.” (Doc. 15 at 1-2.) The Court addresses each issue
in turn.
A. Mental Limitations
In step four of the analytical process, the ALJ assesses a claimant’s RFC
and ability to do past relevant work. See 20 C.F.R. § 404.1520(a)(4)(iv). The
RFC, defined as the most the claimant can still do despite her limitations, is
based on an evaluation of all the relevant evidence in the record. See id.
§§ 404.1520(e), 404.1545(a)(1) and (a)(3); Social Security Ruling (“SSR”) 96-8p,
1996 WL 374184 (July 2, 1996). Put simply, the ALJ is “required to consider
all impairments, regardless of severity, in conjunction with one another” when
building the RFC. Tuggerson-Brown v. Comm’r of Soc. Sec., 572 F. App’x 949,
951 (11th Cir. 2014). Thus, when an ALJ finds mild mental limitations in step
2 of the sequential process, he must have a “real discussion of how the mental
condition affected [the claimant’s] RFC.” Schink v. Comm’r of Soc. Sec., 935
F.3d 1245, 1269 (11th Cir. 2019). “If an ALJ fails to address the degree of
impairment caused by the combination of physical and mental medical
problems, the decision that the claimant is not disabled cannot be upheld.” Id.
Here, the ALJ properly considered Kolozs’s mild mental limitations
found in step 2. (Tr. 19-20.) First, the ALJ noted that the RFC reflected his
impression of Kolozs’s mental limitations from step 2. (Tr. 20.) Then, the ALJ
stated he accounted for “all symptoms” when building the RFC. (Tr. 23.) The
ALJ also pointed to evidence in the record of minimal or no mental health
limitation, such as Kolozs reporting no psychiatric symptoms more than once
and multiple psychiatric examinations showing normal mood and affect. (Tr.
25-26.) Finally, The ALJ took care to discuss the opinion of Dr. Ruth Dupont
which included “significant mental limitations.” (Tr. 28, 619.) He found Dr.
Dupont’s opinion to be unpersuasive because it is “inconsistent with her
treatment notes that have shown the claimant to have good judgment, normal
mood and affect, normal recent and remote memory, and to be oriented.” (Tr.
28.) The forgoing makes up a “real discussion” of Kolozs’s mental functioning
as required by Schink and cases applying it.
Thus, there is substantial evidence to support the ALJ’s conclusion:
“Overall, the claimant’s treatment notes reflect her being alert and do not
indicate any significant problems with distractibility.” (Tr. 28.) Kolozs may
believe this evidence conflicts with the ALJ’s prior observations that her
medication makes her tired and “a little foggy” (Tr. 22) and that she has a mild
limitation in the area of concentrating, persisting, or maintaining pace. (Doc.
15 at 8.) But it is the ALJ’s job to resolve conflicts by weighing the evidence—
not the Court’s. Payne v. Weinberger, 480 F.2d 1006, 1007 (5th Cir. 1973)
(“Resolution of conflicts in the evidence, including conflicting medical opinions
and determinations of credibility are not for the courts; such functions are
solely within the province of the Secretary.”). The question is simply whether
there is enough supporting evidence to satisfy a reasonable mind. Here, there
is.
B. The RFC’s Sit/Stand Option
Kolozs’s next claim is best summed up by reference to the section’s
header:
While the ALJ stated that the plaintiff is limited to 6 hours
of sitting in an 8-hour workday and 2 hours of
standing/walking in an 8-hour workday, the RFC
limitation of the plaintiff to alternate 30 minutes of sitting
with 1 minute of standing would result in sitting for longer
than six hours in an 8-hour workday.
(Doc. 15 at 11-12.) This argument is flawed. The RFC does not limit Kolozs
from standing for more than one minute at a time. And it does not assume that
every minute not sitting must be off-task. In relevant part, the RFC simply
says that Kolozs cannot do more than “sit for six hours in an eight hour
workday; stand and/or walk for two hours in an eight hour workday”; and must
be “permitted to stand and stretch after 30 minutes of work while being off
task for one minute.” (Tr. 23.) There is no internal conflict here because Kolozs
could theoretically work from a sitting position for 30 minutes and then a
standing position for 10 minutes. Alternating her orientation in such a way
throughout the day would result in 6 hours of sitting and 2 hours of standing
or walking. Thus, she could work an 8-hour workday under the RFC’s
limitations, even before accounting for any time she could be permitted to
spend off-task, like lunch and restroom breaks. Because these limitations were
adequately expressed to the vocational expert, the Court agrees with the
Commissioner: “[a] common sense reading of the ALJ’s RFC finding . . .
provides context that there was no inconsistency.” (Doc. 16 at 8.)
C. Muscle Spasms
Kolozs next claims “the ALJ failed to assess the effect of [her] muscle
spasms on her ability to perform sedentary work.” (Doc. 15 at 14.) Specifically,
“[w]hile the ALJ recognized the Plaintiff’s complaints of muscle spasms during
multiple visits, (Tr. 26-28), the ALJ never addressed the effect of muscle
spasms on the Plaintiff’s RFC and did not otherwise explain why the muscle
spasms do not affect the Plaintiff as much as she alleged.” (Id. at 15.)
The Eleventh Circuit recently reiterated the standard used to address
an argument such as this one, based on “pain or other subjective symptoms”:
A claimant may establish that [s]he has “a disability
through [her] own testimony of pain or other subjective
symptoms.” Dyer v. Barnhart, 395 F.3d 1206, 1210 (11th
Cir. 2005). In such a case, the claimant must show evidence
of an underlying medical condition and either “objective
medical evidence that confirms the severity of the alleged
pain arising from that condition” or “that the objectively
determined medical condition is of such a severity that it
can be reasonably expected to give rise to the alleged pain.”
Holt v. Sullivan, 921 F.2d 1221, 1223 (11th Cir. 1991).
Once a claimant has made this showing, the Commissioner
“must then evaluate the intensity and persistence of [the
claimant’s] symptoms” in light of “all available evidence,”
including the claimant’s testimony. 20 C.F.R. §
404.1529(c)(1). The Commissioner “will not reject” a
claimant’s statements “solely because the available
objective medical evidence does not substantiate” the
statements. Id. § 404.1529(c)(2). Instead, the ALJ considers
several “[o]ther factors concerning [the claimant’s]
functional limitations and restrictions due to pain and
other symptoms.” Id. § 404.1529(c)(3)(i)-(vii).
If a claimant provides subjective testimony on the severity
of his symptoms, as [the claimant] did here, the ALJ “must
articulate explicit and adequate reasons” for rejecting the
complaints. Foote v. Chater, 67 F.3d 1553, 1561-62 (11th
Cir. 1995). The ALJ’s “credibility determination does not
need to cite particular phrases or formulations[,] but it
cannot merely be a broad rejection” that fails to consider a
claimant’s “medical condition as a whole.” Dyer, 395 F.3d
at 1210-11 (cleaned up). We will not disturb “[a] clearly
articulated credibility finding with substantial supporting
evidence in the record.” Foote, 67 F.3d at 1562.
Taylor v. Comm’r of Soc. Sec., No. 21-12804, 2022 WL 1634086, at *5-6 (11th
Cir. May 24, 2022). Here, the ALJ reiterated this formula, followed it, and cited
substantial evidence to support his findings. (Tr. 23, 27-28.) He noted Kolozs
has “medically determinable impairments [that] could reasonably be expected
to cause the alleged symptoms.” (Tr. 23.) Then, “after careful consideration of
the evidence,” the ALJ concluded Kolozs’s “statements concerning the
intensity, persistence and limiting effects of these symptoms are not entirely
consistent with the medical evidence and other evidence in the record.” (Tr.
23.) Thus, the question is whether the ALJ’s explanation for this credibility
finding is “clearly articulated . . . with substantial supporting evidence in the
record.” Foote, 67 F.3d at 1562.
The ALJ could not have been clearer: “As for the claimant’s statements
about the intensity, persistence, and limiting effects of his or her symptoms,
they are inconsistent with the longitudinal evidence of record.” He then cited
this evidence. For example, he pointed out that treatment notes reflect
significant improvement in her back pain with chiropractic treatment. (Tr. 27.)
Kolozs also had minimal treatment for any of her severe impairments over a
two-year span. (Tr. 27.) The ALJ noted that Kolozs engaged in some work
activity and physical exercise two to three times per week. (Tr. 27-28.) And
finally, he highlighted evidence suggesting Kolozs reduced her pain medication
and even stopped taking it at one point with no apparent side effects. (Tr. 28.)
This is just some of the objective evidence that provides the support for the
ALJ’s reasoning.
Once again, Kolozs identifies evidence that she believes compels a
contrary finding. (Doc. 15 at 14-17.) But, as noted, that argument would
require the Court to re-weigh the evidence, which it will not do. Kolozs needed
to “do more than point to evidence in the record that supports [her] position;
[she needed to] show the absence of substantial evidence supporting the ALJ’s
conclusion.” Sims, 706 F. App’x at 604. Because she did not, the Court affirms
on this point too.
D. Past Relevant Work
The ALJ ultimately found that Kolozs could return to her past relevant
work as a caseworker and medical social worker. (Tr. 29.) In doing so, he relied
on the testimony of a vocational expert who considered the RFC’s limitations.
(Tr. 29.) Kolozs’s fourth objection is twofold. First, she claims she did not
perform the “caseworker” job long enough to learn to do it. (Doc. 15 at 20-21.)
Second, she asserts the medical social worker job should have been considered
“composite work” and thus considered as she actually performed it and not as
it is generally performed in the national economy. (Id. at 21-22.) The Court
disagrees with her on both points.
1. Caseworker
As for Kolozs’s work experience as a caseworker, the ALJ stated:
The claimant reported working at Lutheran Senior Life
Care between 2005 and 2008 (23E). The record reflects the
claimant having earnings above substantial gainful
activity during this time (7D). The vocational expert
classified the claimant’s past relevant work as a
caseworker (DOT 195.107-010, sedentary, SVP 7).
Kolozs essentially claims that the earnings reports show her work as a
caseworker in 2005 and 2006 to be minimal and that she did not work as a
caseworker in 2008. (Doc. 15 at 20-21.) As a result, she “performed this job at
[the required level] for a year or a little over a year at best.” (Id. at 21.) And
because the Dictionary of Occupational Titles (“DOT”) rates the job of
caseworker as requiring vocational preparation of more than two years, she
did not perform the work long enough to learn to do the job. (Id.) Thus, it should
not count as relevant past work.
There are a couple of problems with this reasoning. First, the ALJ relied
on Kolozs’s own statements—made more than once—that she worked as a
caseworker between September 2005 and September 2008. (Tr. 29, 278, 291.)
Now she presents conflicting evidence in the form of earning statements. This
argument suffers from the same defects as above—Kolozs asks the Court to
consider evidence supporting her claim while discounting unhelpful evidence.
The ALJ already properly resolved the conflicting evidence. That he did so with
Kolozs’s own statements is a sure sign that he is supported by substantial
evidence. And because the ALJ reasonably found Kolozs performed this past
work for more than the requisite two years, he did not err in finding she worked
there long enough to learn to do the job.
Second, a claimant may acquire sufficient familiarity with the job
through means other than “on-the-job” training. POMS DI 25001.001 (A)(77).3
For example, she can gain “essential experience in other jobs” and “education
figures heavily” into the calculation. Id. In Kolozs’s case, she earned experience
in her four-year college degree before she began her job as a caseworker. (Tr.
23, 218.) Thus, substantial evidence supports the VE’s conclusion (and the
ALJ’s subsequent reliance) that Kolozs gained enough experience to consider
her role as a caseworker “past relevant work.”
2. Medical Social Worker
Kolozs’s argument about her work as a medical social worker is slightly
different. She relies on Smith v. Comm’r of Soc. Sec., 743 F. App’x 951 (11th
Cir. 2018) for the proposition that “composite” jobs must be evaluated as the
3 Taken from the Social Security Administration’s Program Operation’s Manual System,
which the ALJ must consider. See 20 C.F.R. §§ 404.1601-1603.
claimant actually performed them, and not as they are generally performed in
the national economy. See SSR 82-61 at *2. “A composite job is one that has
significant elements of two or more occupations.” Smith, 743 F. App’x at
954. The claimant bears the burden of proving that the “main duties” of the
position fall into multiple DOT occupations. Id. If she carries this burden, then
the ALJ must “must consider the particular facts of the individual case to
consider whether the claimant can perform his previous work as actually
performed.” Id.
In Smith, the claimant asserted that his role as a telephone clerk was a
composite job because it also involved hanging rent notices. Id. But the
Eleventh Circuit found the claimant did not carry his burden of proving the job
was composite for two reasons. First, he did not establish that the extra
responsibilities of hanging rent notices was one of the “main duties” of his job
or detail how much time those responsibilities took. Id. And second, the
claimant did not identify what other job in the DOT he was performing by
hanging rent notices. Id. Thus, the ALJ did not err in not considering the
telephone clerk position a composite job.
Smith is analogous to Kolozs’s case. Although Kolozs concedes that she
spent the first six years of the relevant time-period working as a medical social
worker, she claims two responsibilities in her final two years made the job a
“composite” one. (Doc. 15 at 21.) First, she asserts that she spent three fourths
of her time on marketing. (Id.) She mentioned this to the ALJ and vocational
expert (Tr. 42-43), but otherwise fails to argue that marketing duties should
not be considered part of the role of a medical social worker. Nor does she show
what other DOT occupation the marketing tasks would fall under.
Second, Kolozs alleges “there was a third part to this job which involved
moving furniture and making beds for getting room ready for new admissions.”
(Doc. 15 at 21.) This time, she properly argues that these responsibilities do
not belong to a medical social worker and she even provides their proper DOT
classification. (Id. at 21-22.) But she does not carry her burden for two reasons.
First, she gives no testimony on how much time she spent moving furniture
and making beds. Second, she did not share these responsibilities with the ALJ
and vocational expert in her testimony. Thus, they would be hard pressed to
believe moving furniture and making beds were part of her “main duties.”
In sum, Kolozs failed to carry her burden for the same reasons as the
claimant in Smith. But there are other shortcomings too. For example, even if
the last two years of her job were “composite,” she concedes that the first six
years were not. Thus, the ALJ correctly identified her ability to return to the
work she did for the first six years, and any error about the last two years
would be harmless.
Moreover, Kolozs did not challenge the vocational expert’s classification
of her role during this period as medical social worker rather than a composite
job. This effectively waived her argument. See Vickery v. Comm’r of Soc. Sec.,
No. 5:21-CV-122-PRL, 2022 WL 16555990, at *3 (M.D. Fla. Sept. 23, 2022); see
also New v. Comm’r of Soc. Sec., No. 5:12-CV-211-OC-18PRL, 2013 WL
3804846, at *3 (M.D. Fla. July 8, 2013) (“As an initial matter, the
Commissioner correctly notes that the Plaintiff did not raise this issue to the
ALJ, nor did her attorney object to the VE’s testimony identifying Plaintiff's
prior work as a housekeeper as past relevant work. Unfortunately for Plaintiff,
because she failed to raise this issue to the ALJ or even object to the VE’s
testimony, the ALJ was not obligated to specifically address the concerns—or
rather, arguments—that Plaintiff now raises.”); Whittemore v. Comm’r of Soc.
Sec., No. 3:09-CV-1242-J-MCR, 2011 WL 722966, at *5 (M.D. Fla. Feb. 23,
2011) (finding that when the plaintiff did not raise the issue to the ALJ as to
whether her prior job as a real estate agent qualified as substantial gainful
activity and did not object to the VE’s “past relevant work summary,” which
included the job of real estate agent, that the ALJ was not required to
specifically discuss his reasons for concluding that the plaintiff’s past work as
a real estate agent qualified as substantial gainful activity). Thus, without an
objection or other reason to doubt his credibility, the vocational expert’s
experience provides substantial evidence to support the ALJ’s reliance on his
testimony. Curcio v. Comm’r of Soc. Sec., 386 F. App’x 924, 926 (11th Cir. 2010).
E. Medical-Vocational Rule 201.06
Kolozs’s final argument is easily addressed. She claims “the ALJ
circumvented the application of Medical-Vocational Rule 201.06.” (Doc. 15 at
22-24.) But Kolozs admits this rule only applies under certain conditions, one
of which is that the ALJ finds the claimant “unable to perform past relevant
work.” (Id. at 22.) Eleventh Circuit case law agrees. Delmonte v. Comm’r, Soc.
Sec. Admin., 585 F. App’x 774, 776 (11th Cir. 2014) (“[T]hose guidelines apply
only if the administrative law judge determines that a claimant is incapable of
performing his past relevant work at step four of the evaluation”). Of course,
in Kolozs’s case, the ALJ found she could return to her past relevant work. (Tr.
29.) And, as explained above, the ALJ did not err in making such a
determination. Thus, the argument is moot. The Court can hardly fault Kolozs
for making it, however. If the ALJ had erred at step four then perhaps Medical-
Vocational Rule 201.06 would have been relevant after all.
IV. Conclusion
Considering the record as a whole, substantial evidence supports the
ALJ’s findings and the correct standards were applied. Accordingly, the Court
AFFIRMS the Commissioner’s decision and directs the Clerk to enter
judgment for the Commissioner and against Karen J. Kolozs and close the file.
ENTERED in Fort Myers, Florida this June 28, 2023.
Mk wih
K¥le C. Dudek
United States Magistrate Judge
Copies: All Parties of Record
17