Opinion

Gonzalez v. Okeechobee Correctional Institution

Court
District Court, M.D. Florida
Filed
Apr 18, 2023
Cited by
0 cases
Authority
More cited than 19.9%

“[I]t is well settled that a federal court is obligated to inquire into subject matter jurisdiction sua sponte whenever it may be lacking.”

How later courts described this case

  • “[I]t is well settled that a federal court is obligated to inquire into subject matter jurisdiction sua sponte whenever it may be lacking.”
  • explaining that an entity deemed to be “an arm” of the State is not a citizen
  • “Citizenship, not residence, is the key fact that must be alleged in the complaint to establish diversity for a natural person.” (quoting Taylor v. Appleton, 30 F.3d 1365, 1367 (11th Cir. 1994))
  • explaining the plaintiff was a citizen of Alabama, which is where he maintained his domicile before being incarcerated in a different state

Written by the judges who cited it.

The opinion

UNITED STATES DISTRICT COURT

MIDDLE DISTRICT OF FLORIDA

JACKSONVILLE DIVISION

NAOMI GONZALEZ, as

personal representative of

the Estate of Monte Gonzalez,

Plaintiff,

v. Case No. 3:23-cv-243-BJD-PDB

OKEECHOBEE CORRECTIONAL

INSTITUTION, et al.,

Defendants.

__________________________________

ORDER

Plaintiff, Naomi Gonzalez, is the personal representative and wife of

decedent, Monte Gonzalez, a former inmate of the Florida penal system.

Through counsel, Plaintiff filed a complaint to recover damages for her

husband’s October 13, 2022 death, which she alleges was caused by

Defendants’ negligence (Doc. 1; Compl.). Although Plaintiff is proceeding

through counsel, she moves to proceed in forma pauperis (IFP) (Doc. 6).

“Federal courts are courts of limited jurisdiction” and therefore have an

obligation to inquire into their subject matter jurisdiction. See Kirkland v.

Midland Mortg. Co., 243 F.3d 1277, 1279-1280 (11th Cir. 2001). See also Univ.

of S. Ala. v. Am. Tobacco Co., 168 F.3d 405, 410 (11th Cir. 1999) (“[I]t is well

settled that a federal court is obligated to inquire into subject matter

jurisdiction sua sponte whenever it may be lacking.”). A complaint filed in a

district court must allege facts showing subject matter jurisdiction. See Fed. R.

Civ. P. 8(a)(1). “If the court determines at any time that it lacks subject-matter

jurisdiction, the court must dismiss the action.” Fed. R. Civ. P. 12(h)(3). “In a

given case, a federal district court must have at least one of three types of

subject matter jurisdiction: (1) jurisdiction under a specific statutory grant; (2)

federal question jurisdiction pursuant to 28 U.S.C. § 1331; or (3) diversity

jurisdiction pursuant to 28 U.S.C. § 1332(a).” Baltin v. Alaron Trading Corp.,

128 F.3d 1466, 1469 (11th Cir. 1997).

In an apparent attempt to establish the Court has subject matter

jurisdiction, Plaintiff cites “a specific statutory grant,” the Federal Tort Claims

Act (FTCA), and 28 U.S.C. § 1331, which provides that district courts have

“original jurisdiction of all civil actions arising under the Constitution, laws,

or treaties of the United States.” See Compl. ¶¶ 7, 9, 12. No basis for

jurisdiction is properly alleged, however. Plaintiff does not invoke this Court’s

jurisdiction under the FTCA because she does not sue the United States for

“personal injury or death caused by the negligent or wrongful act or omission

of any employee of the Government.” See 28 U.S.C. § 1346(b)(1). Rather, she

sues state agencies: the Florida Department of Corrections (FDOC) and two

Florida prisons (Okeechobee Correctional Institution and the Reception and

2

Medical Center). See Turner ex rel. Turner v. United States, 514 F.3d 1194,

1200 (11th Cir. 2008) (“The FTCA is a specific, congressional exception to the

United States’ sovereign immunity for tort claims, under which the

government may be sued by certain parties under certain circumstances for

particular tortious acts committed by employees of the government.” (quoting

in part Suarez v. United States, 22 F.3d 1064, 4065 (11th Cir. 1994))).

Additionally, Plaintiff does not allege facts showing federal question

jurisdiction under § 1331 because she asserts only a wrongful death claim

under Florida state law. See Compl. ¶¶ 21-25.

Plaintiff also does not allege facts showing diversity jurisdiction exists.

The relevant provision provides that district courts “have original jurisdiction

of all civil actions where the matter in controversy exceeds the sum or value of

$75,000, exclusive of interest and costs, and is between . . . citizens of different

states.” 28 U.S.C. § 1332(a)(1). First, Plaintiff does not allege that the amount

in controversy, exclusive of interest and costs, exceeds $75,000.00. See 28

U.S.C. §1332(a); Williams v. Best Buy Co., Inc., 269 F.3d 1316, 1319 (11th Cir.

2001).

Second, Plaintiff alleges no facts regarding the decedent’s citizenship.

Since Plaintiff seeks to recover solely under Florida’s Wrongful Death statute,

see Compl. ¶ 25 (citing Fla. Stat. § 768.21), her own citizenship is irrelevant

3

because under § 1332, “[a] legal representative of the estate of a decedent shall

be deemed to be a citizen only of the same State as the decedent.” 28 U.S.C. §

1332(c)(2). To establish citizenship under § 1332, alleging residence is not

enough. See Travaglio v. Am. Exp. Co., 735 F.3d 1266, 1269 (11th Cir. 2013)

(“Citizenship, not residence, is the key fact that must be alleged in the

complaint to establish diversity for a natural person.” (quoting Taylor v.

Appleton, 30 F.3d 1365, 1367 (11th Cir. 1994))). A prisoner’s citizenship is not

necessarily determined by his place of incarceration. See Mitchell v. Brown &

Williamson Tobacco Corp., 294 F.3d 1309, 1314 (11th Cir. 2002) (explaining

the plaintiff was a citizen of Alabama, which is where he maintained his

domicile before being incarcerated in a different state).

To the extent Plaintiff seeks to sue the FDOC, which is “an arm of the

State,” Wayne v. Fla. Dep’t of Corr., 157 F. Supp. 3d 1202, 1204 (S.D. Fla. 2016)

(citing cases), the Court notes that “a state is not a citizen of a state for the

purpose of diversity jurisdiction under 28 U.S.C. § 1332,” Univ. of S. Alabama,

168 F.3d at 412 (explaining that an entity deemed to be “an arm” of the State

is not a citizen). Moreover, “Eleventh Amendment sovereign immunity

prohibits federal courts from entertaining suits brought by citizens against a

state, including its agencies and departments.” Uberoi v. Supreme Ct. of Fla.,

819 F.3d 1311, 1313 (11th Cir. 2016). Indeed, the analysis for determining an

4

entity’s citizenship for purposes of § 1332(a) is the same as that for Eleventh

Amendment immunity. Coastal Petroleum Co. v. U.S.S. Agri-Chemicals, A Div.

of U. S. Steel Corp., 695 F.2d 1814, 1818 (11th Cir. 1988).

Plaintiff fails to allege facts showing the Court has subject matter

jurisdiction over this action. Accordingly, the Complaint must be dismissed.

See Fed. R. Civ. P. 12(h)(8).

Accordingly, it is

ORDERED:

1. Plaintiffs Complaint (Doc. 1) is dismissed without prejudice

for lack of subject matter jurisdiction.

2. The Clerk is directed to enter judgment dismissing the action

without prejudice, terminate any pending motions as moot, and close the case.

DONE AND ORDERED at Jacksonville, Florida, this 17th day of April

2023.

Zi NO -

A Aas | tA eran

BRIAN/J DAVIS

United States District Judge

Jax-6

Counsel of Record

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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