“[I]t is well settled that a federal court is obligated to inquire into subject matter jurisdiction sua sponte whenever it may be lacking.”
How later courts described this case
- “[I]t is well settled that a federal court is obligated to inquire into subject matter jurisdiction sua sponte whenever it may be lacking.”
- explaining that an entity deemed to be “an arm” of the State is not a citizen
- “Citizenship, not residence, is the key fact that must be alleged in the complaint to establish diversity for a natural person.” (quoting Taylor v. Appleton, 30 F.3d 1365, 1367 (11th Cir. 1994))
- explaining the plaintiff was a citizen of Alabama, which is where he maintained his domicile before being incarcerated in a different state
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
JACKSONVILLE DIVISION
NAOMI GONZALEZ, as
personal representative of
the Estate of Monte Gonzalez,
Plaintiff,
v. Case No. 3:23-cv-243-BJD-PDB
OKEECHOBEE CORRECTIONAL
INSTITUTION, et al.,
Defendants.
__________________________________
ORDER
Plaintiff, Naomi Gonzalez, is the personal representative and wife of
decedent, Monte Gonzalez, a former inmate of the Florida penal system.
Through counsel, Plaintiff filed a complaint to recover damages for her
husband’s October 13, 2022 death, which she alleges was caused by
Defendants’ negligence (Doc. 1; Compl.). Although Plaintiff is proceeding
through counsel, she moves to proceed in forma pauperis (IFP) (Doc. 6).
“Federal courts are courts of limited jurisdiction” and therefore have an
obligation to inquire into their subject matter jurisdiction. See Kirkland v.
Midland Mortg. Co., 243 F.3d 1277, 1279-1280 (11th Cir. 2001). See also Univ.
of S. Ala. v. Am. Tobacco Co., 168 F.3d 405, 410 (11th Cir. 1999) (“[I]t is well
settled that a federal court is obligated to inquire into subject matter
jurisdiction sua sponte whenever it may be lacking.”). A complaint filed in a
district court must allege facts showing subject matter jurisdiction. See Fed. R.
Civ. P. 8(a)(1). “If the court determines at any time that it lacks subject-matter
jurisdiction, the court must dismiss the action.” Fed. R. Civ. P. 12(h)(3). “In a
given case, a federal district court must have at least one of three types of
subject matter jurisdiction: (1) jurisdiction under a specific statutory grant; (2)
federal question jurisdiction pursuant to 28 U.S.C. § 1331; or (3) diversity
jurisdiction pursuant to 28 U.S.C. § 1332(a).” Baltin v. Alaron Trading Corp.,
128 F.3d 1466, 1469 (11th Cir. 1997).
In an apparent attempt to establish the Court has subject matter
jurisdiction, Plaintiff cites “a specific statutory grant,” the Federal Tort Claims
Act (FTCA), and 28 U.S.C. § 1331, which provides that district courts have
“original jurisdiction of all civil actions arising under the Constitution, laws,
or treaties of the United States.” See Compl. ¶¶ 7, 9, 12. No basis for
jurisdiction is properly alleged, however. Plaintiff does not invoke this Court’s
jurisdiction under the FTCA because she does not sue the United States for
“personal injury or death caused by the negligent or wrongful act or omission
of any employee of the Government.” See 28 U.S.C. § 1346(b)(1). Rather, she
sues state agencies: the Florida Department of Corrections (FDOC) and two
Florida prisons (Okeechobee Correctional Institution and the Reception and
2
Medical Center). See Turner ex rel. Turner v. United States, 514 F.3d 1194,
1200 (11th Cir. 2008) (“The FTCA is a specific, congressional exception to the
United States’ sovereign immunity for tort claims, under which the
government may be sued by certain parties under certain circumstances for
particular tortious acts committed by employees of the government.” (quoting
in part Suarez v. United States, 22 F.3d 1064, 4065 (11th Cir. 1994))).
Additionally, Plaintiff does not allege facts showing federal question
jurisdiction under § 1331 because she asserts only a wrongful death claim
under Florida state law. See Compl. ¶¶ 21-25.
Plaintiff also does not allege facts showing diversity jurisdiction exists.
The relevant provision provides that district courts “have original jurisdiction
of all civil actions where the matter in controversy exceeds the sum or value of
$75,000, exclusive of interest and costs, and is between . . . citizens of different
states.” 28 U.S.C. § 1332(a)(1). First, Plaintiff does not allege that the amount
in controversy, exclusive of interest and costs, exceeds $75,000.00. See 28
U.S.C. §1332(a); Williams v. Best Buy Co., Inc., 269 F.3d 1316, 1319 (11th Cir.
2001).
Second, Plaintiff alleges no facts regarding the decedent’s citizenship.
Since Plaintiff seeks to recover solely under Florida’s Wrongful Death statute,
see Compl. ¶ 25 (citing Fla. Stat. § 768.21), her own citizenship is irrelevant
3
because under § 1332, “[a] legal representative of the estate of a decedent shall
be deemed to be a citizen only of the same State as the decedent.” 28 U.S.C. §
1332(c)(2). To establish citizenship under § 1332, alleging residence is not
enough. See Travaglio v. Am. Exp. Co., 735 F.3d 1266, 1269 (11th Cir. 2013)
(“Citizenship, not residence, is the key fact that must be alleged in the
complaint to establish diversity for a natural person.” (quoting Taylor v.
Appleton, 30 F.3d 1365, 1367 (11th Cir. 1994))). A prisoner’s citizenship is not
necessarily determined by his place of incarceration. See Mitchell v. Brown &
Williamson Tobacco Corp., 294 F.3d 1309, 1314 (11th Cir. 2002) (explaining
the plaintiff was a citizen of Alabama, which is where he maintained his
domicile before being incarcerated in a different state).
To the extent Plaintiff seeks to sue the FDOC, which is “an arm of the
State,” Wayne v. Fla. Dep’t of Corr., 157 F. Supp. 3d 1202, 1204 (S.D. Fla. 2016)
(citing cases), the Court notes that “a state is not a citizen of a state for the
purpose of diversity jurisdiction under 28 U.S.C. § 1332,” Univ. of S. Alabama,
168 F.3d at 412 (explaining that an entity deemed to be “an arm” of the State
is not a citizen). Moreover, “Eleventh Amendment sovereign immunity
prohibits federal courts from entertaining suits brought by citizens against a
state, including its agencies and departments.” Uberoi v. Supreme Ct. of Fla.,
819 F.3d 1311, 1313 (11th Cir. 2016). Indeed, the analysis for determining an
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entity’s citizenship for purposes of § 1332(a) is the same as that for Eleventh
Amendment immunity. Coastal Petroleum Co. v. U.S.S. Agri-Chemicals, A Div.
of U. S. Steel Corp., 695 F.2d 1814, 1818 (11th Cir. 1988).
Plaintiff fails to allege facts showing the Court has subject matter
jurisdiction over this action. Accordingly, the Complaint must be dismissed.
See Fed. R. Civ. P. 12(h)(8).
Accordingly, it is
ORDERED:
1. Plaintiffs Complaint (Doc. 1) is dismissed without prejudice
for lack of subject matter jurisdiction.
2. The Clerk is directed to enter judgment dismissing the action
without prejudice, terminate any pending motions as moot, and close the case.
DONE AND ORDERED at Jacksonville, Florida, this 17th day of April
2023.
Zi NO -
A Aas | tA eran
BRIAN/J DAVIS
United States District Judge
Jax-6
Counsel of Record